0001354488-15-004018.txt : 20150820
0001354488-15-004018.hdr.sgml : 20150820
20150820181004
ACCESSION NUMBER: 0001354488-15-004018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yuma Energy, Inc.
CENTRAL INDEX KEY: 0000081318
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 940787340
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 6613251000
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID OIL CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Sam L.
CENTRAL INDEX KEY: 0001618779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32989
FILM NUMBER: 151067179
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1825
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2015-08-18
0
0000081318
Yuma Energy, Inc.
YUMA
0001618779
Banks Sam L.
1177 WEST LOOP SOUTH
SUITE 1825
HOUSTON
TX
77027
1
1
1
President and CEO
Common Stock
2015-08-18
4
A
0
569455
0
A
41682074
D
Stock Appreciation Right
0.605
2015-08-18
4
A
0
570595
0
A
2022-08-18
Common Stock
570595
570595
D
The restricted stock award vests as to 189,819 shares of common stock of the Registrant on May 31, 2016, as to 189,818 shares on May 31, 2017, and as to 189,818 shares on May 31, 2018.
The stock appreciation right award vests as to 190,199 SARs on May 31, 2016, as to 190,198 SARs on May 31, 2017, and as to 190,198 SARs on May 31, 2018.
/s/ Sam L. Banks
2015-08-20