0001354488-15-004018.txt : 20150820 0001354488-15-004018.hdr.sgml : 20150820 20150820181004 ACCESSION NUMBER: 0001354488-15-004018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20150820 DATE AS OF CHANGE: 20150820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0000081318 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 940787340 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 6613251000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID OIL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banks Sam L. CENTRAL INDEX KEY: 0001618779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32989 FILM NUMBER: 151067179 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-08-18 0 0000081318 Yuma Energy, Inc. YUMA 0001618779 Banks Sam L. 1177 WEST LOOP SOUTH SUITE 1825 HOUSTON TX 77027 1 1 1 President and CEO Common Stock 2015-08-18 4 A 0 569455 0 A 41682074 D Stock Appreciation Right 0.605 2015-08-18 4 A 0 570595 0 A 2022-08-18 Common Stock 570595 570595 D The restricted stock award vests as to 189,819 shares of common stock of the Registrant on May 31, 2016, as to 189,818 shares on May 31, 2017, and as to 189,818 shares on May 31, 2018. The stock appreciation right award vests as to 190,199 SARs on May 31, 2016, as to 190,198 SARs on May 31, 2017, and as to 190,198 SARs on May 31, 2018. /s/ Sam L. Banks 2015-08-20