EX-4.13.13 18 y93391a1exv4w13w13.htm EX-4.13.13 exv4w13w13
EXHIBIT 4.13.13
The taking of this document or any certified copy of it or any other document which constitutes substitute documentation for it, or any document which includes written confirmations or references to it, into Austria as well as printing out any e-mail communication which refers to this document in Austria or sending any e-mail communication to which a pdf scan of this document is attached to an Austrian addressee or sending any e-mail communication carrying an electronic or digital signature which refers to this document to an Austrian addressee may cause the imposition of Austrian stamp duty. Accordingly, keep the original document as well as all certified copies thereof and written and signed references to it outside of Austria and avoid printing out any e-mail communication which refers to this document in Austria or sending any e-mail communication to which a pdf scan of this document is attached to an Austrian addressee or sending any e-mail communication carrying an electronic or digital signature which refers to this document to an Austrian addressee.
     SUPPLEMENT NO. 13 (this “Supplement”) dated as of September 1, 2010 to the Collateral Agreement dated as of November 5, 2009 (the “Collateral Agreement”), among REYNOLDS GROUP HOLDINGS INC., a corporation organized under the laws of the state of Delaware (“RGHI”), REYNOLDS CONSUMER PRODUCTS HOLDINGS INC., a corporation organized under the laws of the state of Delaware (the “U.S. Term Borrower” and, together with RGHI, the “U.S. Term Borrowers”), CLOSURE SYSTEMS INTERNATIONAL HOLDINGS INC., a corporation organized under the laws of the state of Delaware (together with the U.S. Term Borrowers, the “Borrowers”), REYNOLDS GROUP ISSUER LLC, a limited liability company formed under the laws of the state of Delaware (the “U.S. Issuer”), REYNOLDS GROUP ISSUER INC., a corporation organized under the laws of the state of Delaware (the “U.S. Co-Issuer” and, together with the U.S. Issuer, the “Issuers”), each Subsidiary of Holdings from time to time party thereto (each such Subsidiary, the Borrowers and the Issuers are referred to collectively herein as the “Grantors”) and THE BANK OF NEW YORK MELLON, as collateral agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).
     A. Reference is made to (a) the Credit Agreement dated as of November 5, 2009, as amended by Amendment No. 1, dated as of January 21, 2010, as further amended by Amendment No. 2 and Incremental Term Loan Assumption Agreement, dated as of May 4, 2010 (as amended, extended, restructured, renewed, novated, supplemented, restated, refunded, replaced or otherwise modified from time to time, the “Credit Agreement”), among the Borrowers, the European Borrowers (as defined therein), Holdings, the guarantors from time to time party thereto, the lenders from time to time party thereto, (the “Lenders”) and Credit Suisse AG (formerly known as Credit Suisse), as administrative agent (in such capacity, the “Administrative Agent”), (b) the Indenture dated as of November 5, 2009 (as amended, extended, restructured, renewed, refunded, novated, supplemented, restated, replaced or otherwise modified from time to

 


 

time, the “Senior Secured Note Indenture”), among the Reynolds Group Escrow LLC, Reynolds Group DL Escrow Inc. and The Bank of New York Mellon, as trustee (in such capacity, the “Indenture Trustee”), principal paying agent, transfer agent and registrar and (c) the First Lien Intercreditor Agreement dated as of November 5, 2009, as amended by Amendment No. 1 and Joinder Agreement, dated as of January 21, 2010 (as amended, novated, supplemented, restated or modified from time to time, the “First Lien Intercreditor Agreement”), among the Collateral Agent, the Indenture Trustee, the Administrative Agent and the Loan Parties party thereto.
     B. Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms pursuant to the Collateral Agreement.
     C. The Grantors have entered into the Collateral Agreement in order to induce the Secured Parties to extend credit to the Grantors pursuant to the Loan Documents. Section 5.16 of the Collateral Agreement provides that additional U.S. Subsidiaries of Holdings may become Grantors under the Collateral Agreement by execution and delivery of an instrument in the form of this Supplement. The undersigned U.S. Subsidiary (the “New U.S. Subsidiary”) is executing this Supplement in accordance with the requirements of the Collateral Agreement and the other Loan Documents to become a Grantor under the Collateral Agreement in order to induce the Secured Parties to extend additional credit and as consideration for credit previously extended, in each case, under the Loan Documents.
     Accordingly, the Collateral Agent and the New U.S. Subsidiary agree as follows:
     SECTION 1. In accordance with Section 5.16 of the Collateral Agreement, the New U.S. Subsidiary by its signature below becomes a U.S. Grantor under the Collateral Agreement with the same force and effect as if originally named therein as a U.S. Grantor and the New U.S. Subsidiary hereby (a) agrees to all the terms and provisions of the Collateral Agreement applicable to it as a U.S. Grantor thereunder and (b) represents and warrants that the representations and warranties made by it as a U.S. Grantor thereunder are true and correct on and as of the date hereof. In furtherance of the foregoing, the New U.S. Subsidiary, as security for the payment and performance in full of the Obligations, does hereby create and grant to the Collateral Agent, its successors and assigns, for the ratable benefit of the Secured Parties, their successors and assigns, a security interest in and lien on all of the New U.S. Subsidiary’s right, title and interest in and to the Collateral of the New U.S. Subsidiary to the extent provided in the Collateral Agreement. Each reference to a “Grantor” and “U.S. Grantor” in the Collateral Agreement shall be deemed to include the New U.S. Subsidiary. The Collateral Agreement is hereby incorporated herein by reference.
     SECTION 2. The New U.S. Subsidiary represents and warrants to the Collateral Agent and the other Secured Parties that this Supplement has been duly

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authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with the terms hereof.
     SECTION 3. This Supplement may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Supplement shall become effective when the Collateral Agent shall have received counterparts of this Supplement that, when taken together, bear the signatures of the New U.S. Subsidiary and the Collateral Agent. Delivery of an executed signature page to this Supplement by facsimile transmission or other customary means of electronic transmission shall be effective as delivery of a manually signed counterpart of this Supplement.
     SECTION 4. The New U.S. Subsidiary hereby represents and warrants that (a) set forth on Schedule I attached hereto is a true and correct schedule of the information, with respect to such New U.S. Subsidiary, required by the Perfection Certificate the form of which is attached as Exhibit B to the Collateral Agreement and (b) set forth under its signature hereto, is the true and correct legal name of the New U.S. Subsidiary and its jurisdiction of organization.
     SECTION 5. Except as expressly supplemented hereby, the Collateral Agreement shall remain in full force and effect.
          SECTION 6. THIS SUPPLEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.
     SECTION 7. In case any one or more of the provisions contained in this Supplement should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and in the Collateral Agreement shall not in any way be affected or impaired thereby (it being understood that the invalidity of a particular provision in a particular jurisdiction shall not in and of itself affect the validity of such provision in any other jurisdiction). The parties hereto shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions.
     SECTION 8. All communications and notices hereunder shall (except as otherwise permitted by the Collateral Agreement) be in writing and given as provided pursuant to Section 5.01 of the Collateral Agreement.
     SECTION 9. The New U.S. Subsidiary agrees to reimburse the Collateral Agent for its out-of-pocket expenses in connection with this Supplement, including the fees, other charges and disbursements of counsel for the Collateral Agent as provided in Section 5.06 of the Collateral Agreement, mutatis mutandis.

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     SECTION 10. The New U.S. Subsidiary is a limited liability company duly organized under the law of Delaware.

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     IN WITNESS WHEREOF, the New U.S. Subsidiary and the Collateral Agent have duly executed this Supplement to the Collateral Agreement as of the day and year first above written.
         
  REYNOLDS PACKAGING LLC
 
 
  By   /s/ Helen Golding    
    Name:  Helen Golding 
    Title:  Assistant Secretary  
    Address: 6641 West Broad Street, Richmond, VA 23230  
    Legal Name: Reynolds Packaging LLC  
    Jurisdiction of Formation: Delaware   
 
  THE BANK OF NEW YORK MELLON, as Collateral Agent
 
 
  By   /s/ Catherine F. Donohue    
    Name:  Catherine F. Donohue 
    Title:  Vice President 

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Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 1
Names
         
        Change in Identity
        or Corporate
    Other Legal Names   Structure Within
Grantor’s Exact Legal Name   (including date of change)   the Past 5 years
Reynolds Packaging LLC
  Alcoa Packaging LLC
(February 29, 2008 – changed to Reynolds Packaging LLC)
  None
 
       
Reynolds Packaging LLC
  Alcoa Flexible Packaging LLC
(January 9, 2006 — changed to Alcoa Packaging LLC)
  None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 2(a)
Jurisdictions and Locations
                     
            Organizational    
            Identification   Chief Executive Office or
    Jurisdiction of       Number   Registered Office Address
Grantor   Organization   Form of Organization   (if any)   (including county)
Reynolds Packaging LLC
  Delaware   Limited Liability
Company
    3884435     National Registered Agents, Inc.
160 Greentree Drive, Suite 101,
Dover, DE 19904 (Kent County, Delaware)

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 2(b)
Location of Other Persons that Possess Collateral
     
    Names and Addresses of Other Persons that
Grantor   Possess any Collateral (including county)
Reynolds Packaging LLC
  Reynolds Food Packaging Warehouse
 
  Operated by Genco
 
  700 Omega Parkway
 
  Shepherdsville, Kentucky 40165
 
  (Bullitt County)
 
   
Reynolds Packaging LLC
  My Scratch and Dent
 
  234 Sliver St.
 
  New Albany, Indiana 47150
 
  (Floyd County)
 
   
Reynolds Packaging LLC
  Kinder Morgan
 
  Port of Indiana-Jeffersonville
 
  5146 Loop Rd.
 
  Jeffersonville, IN 47130
 
  (Clark County)

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 5
UCC Filings
     
Grantor   UCC Filing Office/County Recorder’s Office
Reynolds Packaging LLC
  Delaware Secretary of State
 
  Department of Corporations
 
  Uniform Commercial Code Division
 
  401 Federal Street
 
  Dover, DE 19901

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 6
Stock Ownership and Other Equity Interests
                 
            Number of Equity   Percentage of
Grantor   Issuer   Certificate Number   Interests   Ownership
None
               

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 7
Debt Instruments
                 
Grantor   Creditor   Debtor   Type   Amount
None
               

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 8
Mortgaged Property and Mortgage Filings
                 
        Exact Name of        
Mortgaged Property   Exact Name of Owner   Record Owner   Property Address   Filing Office
None
               

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 9(a)
Intellectual Property
Copyrights and Copyright Applications
COPYRIGHTS OWNED BY REYNOLDS PACKAGING LLC
U.S. Copyright Registrations
None
Pending U.S. Copyright Applications for Registration
None
Non-U.S. Copyright Registrations
None
Non-U.S. Pending Copyright Applications for Registration
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 9(b)
Intellectual Property
Patents and Patent Applications
PATENTS OWNED BY REYNOLDS PACKAGING LLC
U.S. Patents
                 
Title   Type   Serial No.   Patent No.
Multi-layer Water Blocking Cable
  U   11/092,260     7,522,794  
Armor Laminate Containing Water
               
Swelling Fabrics and Method of Making Such
               
 
               
Multi-layer Water Blocking Cable
  U   11/491,045     7,555,182  
Armor Laminate Containing Water
               
Swelling Fabrics and Associated
               
Methods of Manufacture
               
 
               
**Lidstock Material Having Improved
Burst Strength
  U   10/388,001     7,404,994  
 
               
Aluminum Alloys for Armored Cables
  U   11/411,242     7,536,072  
 
               
NO TEAR PHARMACEUTICAL POUCH
  U   10/666,190     6,936,318  
 
               
SEAMING PLASTIC FILM USING
  U   10/349,649     6,902,639  
SOLVENT-BASED ADHESIVE BEAD
               
 
               
Peelable and Heat Sealable Lidstock
  U   08/476,524     5,626,929  
Material for Plastic Containers
               
U.S. Patent Applications
None
Non-U.S. Patents
None
Non-U.S. Patent Applications
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 9(c)
Intellectual Property
Trademarks and Trademark Applications
TRADEMARK/TRADE NAMES OWNED BY REYNOLDS PACKAGING LLC
U.S. Trademark Registrations
             
Mark   Reg. Date   Reg. No.
COLD FORM
  1-Nov-05     3,012,335  
DRUG-PAK
  9-Jan-01     2,419,278  
DUOSEAL
  18-Jan-94     1,816,644  
HSM
  27-Aug-68     855,584  
INTEGRIPEL
  11-May-04     2,841,596  
PHARMA-POUCH
  11-Aug-00     2,341,615  
POUCH EXPRESS
  19-Jul-05     2,973,949  
REYSHIELD
  12-May-98     2,157,658  
SAFETY-PAK
  21-Nov-00     2,406,304  
SM
  10-Dec-68     861,697  
SMART-PEEL
  15-Dec-09     3,725,956  
SURE-PEEL
  22-Jan-08     3,373,927  
COMBO-PAK
  8-Jun-82     1,197,314  
CATER-TIME
  1-Nov-88     1,510,995  
CATER-TIME
  11-Oct-88     1,507,800  
CUTTER GARD
  22-Oct-96     2,011,004  
STAY PUT STRIP
  22-Apr-97     2,055,323  
MICRO SMART
  10-Mar-09     3,589,023  
REFLECTIONS
  13-Nov-07     3,335,974  
REFLECTIONS EASY LOCK
  13-Mar-07     3,218,654  
REYNOWAVE
  7-Nov-00     2,402,623  
PLASTERRA
  15-Dec-09     3,725,957  
DEL-PAK
  7-Nov-89     1,564,584  
INVERTIBLES
  8-Dec-09     3,723,182  
U.S. Trademark Applications
         
Mark   Filing Date   Application No.
REYNOLON PLUS
  6-Dec-07   77/345,996
BUTCHER’S CHOICE
  13-Jun-08   77/498,747
CATER-TIME
  5-Aug-09   77/797,932
GROWER’S SELECT
  13-Jun-08   77/498,754
BAKER’S BEST
  13-Jun-08   77/498,744
REYFLEX
  23-Aug-10   85/113803

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
State Trademark Registrations
None
Non-U.S. Trademark Registrations
None
Non-U.S. Trademark Applications
None
Trade Names
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
LICENSES
I. Licenses/Sublicenses of Reynolds Packaging LLC as Licensor/Sublicensor on Date Hereof
A. Copyrights
U.S. Copyrights
None
Non-U.S. Copyrights
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
B. Patents
U.S. Patents
None
U.S. Patent Applications
None
Non-U.S. Patents
None
Non-U.S. Patent Applications
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
C. Trademarks
U.S. Trademarks
None
U.S. Trademark Applications
None
Non-U.S. Trademarks
None
Non-U.S. Trademark Applications
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
D. Others
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
II. Licenses/Sublicenses of Reynolds Packaging LLC as Licensee/Sublicensee on Date Hereof
A. Copyrights
U.S. Copyrights
None
Non-U.S. Copyrights
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
B. Patents
U.S. Patents
None
U.S. Patent Applications
None
Non-U.S. Patents
None
Non-U.S. Patent Applications
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
U.S. Trademarks
None
U.S. Trademark Applications
None
Non-U.S. Trademarks
None
Non-U.S. Trademark Applications
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
D. Others
None

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 10
Commercial Tort Claims
         
Grantor/Plaintiff   Defendant   Description
None
       

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 11
Deposit Accounts
             
    Depositary        
    Institution        
Grantor   (including address)   Type of Account   Account Number
Reynolds Packaging LLC
  Bank of America   Lockbox   [____________]
 
  101 South Tryon Street        
 
  Charlotte, NC 28255        
 
           
Reynolds Packaging LLC
  Citibank   Checking   [____________]
 
  One Penns Way        
 
  New Castle, DE 19720        
 
           
Reynolds Packaging LLC
  Citibank   EFT   [____________]
 
  111 Wall Street        
 
  New York, NY 10043        
 
           
Reynolds Packaging LLC
  Citibank   Operating   [____________]
 
  One Penns Way        
 
  New Castle, DE 19720        

 


 

Schedule I to
Supplement No. 13 to the
Collateral Agreement
Schedule 12
Securities Accounts
             
    Intermediary        
    Institution        
Grantor   (including address)   Type of Account   Account Number
None