-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hk/+3wKTDkh2Bj5cnePc37u+i4y4D+Tkot1UHSAmjtVSVQ8t574FaKY+2vsIPIXj x/z6jnqICrltrA4jg+90HQ== 0000909518-98-000707.txt : 19981118 0000909518-98-000707.hdr.sgml : 19981118 ACCESSION NUMBER: 0000909518-98-000707 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREYHOUND LINES INC CENTRAL INDEX KEY: 0000813040 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860572343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-27367 FILM NUMBER: 98754102 BUSINESS ADDRESS: STREET 1: 15110 N DALLAS PKWY STE 600 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 9727897000 MAIL ADDRESS: STREET 1: 15110 N DALLAS PARKWAY STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75248 424B3 1 RULE 424(B)(3) FILE NO. 333-27367 PROSPECTUS FOURTH SUPPLEMENT TO PROSPECTUS Greyhound Lines, Inc. 2,400,000 Shares of 8 1/2% Convertible Exchangeable Preferred Stock ------------------------ This Fourth Supplement to Prospectus amends and supplements the Prospectus, dated June 30, 1997 (the "Prospectus"), of Greyhound Lines, Inc. (the "Company") relating to the offering from time to time by certain selling stockholders (the "Selling Securityholders") of (i) up to 2,400,000 shares (the "Shares") of 8 1/2% Convertible Exchangeable Preferred Stock, liquidation preference $25.00 per share (the "Preferred Stock"), of Greyhound Lines, Inc. (the "Company"), (ii) up to $60.0 million aggregate principal amount of 8 1/2% Convertible Subordinated Notes due 2009 (the "Exchange Debentures") of the Company, issuable upon exchange of the Preferred Stock and (iii) up to 12,307,692 shares (subject to adjustment) of Common Stock, par value $.01 per share (the "Common Stock"), of the Company, issuable upon conversion of the Preferred Stock or the Exchange Debentures. Change In Selling Securityholder Information The following table sets forth the name of each Selling Securityholder and the relationship, if any, of each Selling Securityholder with the Company and (i) the number of shares of Preferred Stock owned by each Selling Securityholder (assuming no shares have been sold since the date on which such securityholder provided such information to the Company) and (ii) the number of shares of Preferred Stock which may be offered for the account of such Selling Securityholder under this Prospectus.
Number Of Number Of Shares Of Shares Of Preferred Stock Preferred Stock Name Of Selling Securityholder Owned Offered Hereby - ------------------------------ ----- -------------- Snyder Capital Management(1).......................................... 606,500 606,500 Shepherd Investments International Ltd................................ 212,500 212,500 Stark International................................................... 212,500 212,500 Natwest Securities Limited............................................ 200,000 200,000 Camden Asset Management LP............................................ 80,000 80,000 Primerica Life Insurance Company...................................... 61,000 61,000 The Travelers Indemnity Company....................................... 61,000 61,000 Bear, Stearns & Co., Inc.(2).......................................... 111,300 111,300 Delaware Group Dividend and Income Fund, Inc.......................... 53,500 53,500 Millennium Trading Co. L.P............................................ 45,000 45,000 JMG Capital Partners L.P.............................................. 40,000 40,000 BTR Capital Management, Inc........................................... 30,000 30,000 Delaware Group Global Dividend and Income Fund, Inc................... 26,500 26,500 Gulf Insurance Company................................................ 26,500 26,500 KA Trading L.P........................................................ 26,400 26,400 GP2 Trading........................................................... 25,000 25,000 Number Of Number Of Shares Of Shares Of Preferred Stock Preferred Stock Name Of Selling Securityholder Owned Offered Hereby - ------------------------------ ----- -------------- Forest Investment Management Corporation(3)........................... 20,600 20,600 Fortis Benefits Insurance Company..................................... 20,000 20,000 Baird, Patrick & Co. Inc.............................................. 17,500 17,500 The Travelers Insurance Company....................................... 15,000 15,000 Triton Capital Investments............................................ 15,000 15,000 KA Management Limited................................................. 13,600 13,600 National Benefit Life Insurance Company............................... 13,600 13,600 Swiss Bank Corporation (London)....................................... 12,000 12,000 Mega Life & Health Insurance.......................................... 10,000 10,000 Palladin Partners, L.P................................................ 8,000 8,000 Colonial Penn Life Insurance Co....................................... 8,000 8,000 Colonial Penn Insurance Co............................................ 8,000 8,000 Glen Eagles Fund Ltd.................................................. 8,000 8,000 Ramius Fund, Ltd...................................................... 8,000 8,000 Maxwell Gluck Foundation.............................................. 8,000 8,000 American Health & Life Insurance Company of Maryland.................. 6,500 6,500 South Ferry #2, L.P................................................... 6,200 6,200 Chesed Congregation................................................... 2,000 2,000 Strategic Restructuring Fund.......................................... 1,000 1,000 Mirala Investments.................................................... 1,000 1,000 Hempshire Associates.................................................. 1,000 1,000 Andy Warhol Foundation................................................ 800 800 LLT Limited........................................................... 800 800 RBC Dominion Securities Inc.(4)....................................... 350 350 Cumberland Partners................................................... 43,500 43,500 Cumberland International N.V. ........................................ 4,900 4,900 C-Valor Ltd........................................................... 1,900 1,900 Long View Partners.................................................... 9,000 9,000 Bernard Selz.......................................................... 35,000 35,000 Selz Foundation....................................................... 17,500 17,500 Lateef Management Associates(5)....................................... 10,000 10,000 Lehman Brothers Inc................................................... 20,000 20,000 ---------- ---------- Subtotal..................................................... 2,164,450 2,164,450 Unnamed holders of Preferred Stock or any future transferees, 235,550 235,550 pledgees, donees or successors of or from such unnamed holders(6)......................................................... Total........................................................ 2,400,000 2,400,000 ========= =========
The Date Of This Fourth Supplement To Prospectus Is November 17, 1998 - -------------------------- (1) Represents shares beneficially owned by the following accounts for which Snyder Capital Management acts as investment advisor: CBBB Cotenancy (6,200 shares); East Bay Community Foundation (6,200 shares); East Oakland Youth Development Foundation (3,800 shares); Horowitz Limited Partnership I (3,600 shares); Donald G. Linker, M.D. (700 shares); Albert L. Luce, Jr. (3,400 shares); Melinda E. Maxfield Trust (900 shares); John Robert Maytag (3,300 shares); Radiology Group of New Brunswick Pension Plan (1,700 shares); Radiology Group of New Brunswick Profit Sharing Plan (1,800 shares); OS Ventures (2,900 shares); Radiology 2 Associates Employee Benefit Plan, Little Rock (5,700 shares); Ridgeway/Floum Profit Sharing Plans (3,000 shares); Christine Russell Revocable Trust (11,500 shares); Jeffrey Rymer (800 shares); Milton J. Schwartz Revocable Family Trust (2,700 shares); Stirling Partners (30,100 shares); Stoel Rives Boley Jones & Grey (9,000 shares); Clorox Co. Foundation (3,300 shares); Corlon Associates, I (8,900 shares); S&J Partners (2,900 shares); American Stores Retirement Portfolio (29,600 shares); Associated Jewish Charities of Baltimore (8,600 shares); Barbara K. Brown, Trustee of Trust A (3,500 shares); Clorox Co. Employee Benefits (10,000 shares); Cowles Investment Partnership (4,400 shares); Southwest Franciscan Missions, Inc. (3,600 shares); Guide Dogs for the Blind (12,300 shares); N.B. Giustina Trust (4,100 shares); The Trustees of Hamilton College (20,600 shares); Jicarilla Apache Tribe (41,800 shares); Peyton Anderson Foundation (6,200 shares); Radiology Medical Group Profit Sharing - San Diego (1,100 shares); Western Cancer Center Medical Group P/S (1,500 shares); Riverside Church (16,200 shares); Ronald Family Trust A (22,200 shares); Zellerbach Family Fund (5,700 shares); University of Oregon Foundation (5,900 shares); Michigan State University (9,500 shares); Metropolitan Museum of Art (19,200 shares); Cheyne Walk Trust (17,400 shares); James Irvine Foundation (22,600 shares); The Henry J. Kaiser Family Foundation (13,800 shares); Citibank, et al. Employees Retirement Plan (74,600 shares); Duke University Employees R.P. (5,000 shares); Duke University Long Term Pool (24,700 shares); Alsam Foundation (3,700 shares); JMB Children's Holding Co. (14,700 shares); S.C. Johnson Retirement Plan (6,100 shares); Southern Methodist University (6,100 shares); University of North Carolina at Chapel Hill Investment Fund (12,800 shares); University of Washington Endowment Fund (9,500 shares); Discovery Group of Funds (6,700 shares); Skaggs Family Foundation (2,800 shares); Glaxo Welcome Benefits Plan (16,500 shares); Cogen Technologies Financial Partnership (8,600 shares); Indiana University Foundation (13,000 shares); Beth Israel Deaconess Medical Center R.P. (1,900 shares); BTC Partners, LLP (7,600 shares). (2) Bear, Steams & Co. Inc., an affiliate of Bear Steams Securities Corp., acted as initial purchaser for the Offerings and has performed other investment services for the Company for which it has received customary fees. (3) Represents shares beneficially owned by the following funds and accounts for which Forest Investment Management Corporation acts as investment manager: Forest Alternative Strategies Fund II, LP 2A5I (1,000); Forest Alternative Strategies Fund II, LP 2A5M (400); Forest Alternative Strategies Fund II, LP 2B3F (978); Forest Alternative Strategies Fund II, LP 1A5F (6,200); Forest Global Convertible Fund Series GA5F (5,500); Forest Global Convertible Fund Series GB2F (900); Forest Global Convertible Fund Series GB3F (400); Forest Global Convertible Fund Series GB5F (1,100); Forest Performance Fund (1,122); Fox Family Portfolio Partnership (2,300); Fox Family Foundation (700). (4) Represents shares held for the account of Mrs. Rhoda Lindzon. (5) Represents shares beneficially owned by Deborah Ann Levy for which Lateef Management Associates acts as investment advisor. (6) No such holder may offer Preferred Stock pursuant to this Prospectus until such holder is included as a Selling Securityholder in a supplement to this Prospectus. 3 -----END PRIVACY-ENHANCED MESSAGE-----