0001390013-13-000006.txt : 20131105 0001390013-13-000006.hdr.sgml : 20131105 20131105162941 ACCESSION NUMBER: 0001390013-13-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131008 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 940-5305 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wallstrom Robert CENTRAL INDEX KEY: 0001390013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 131192983 MAIL ADDRESS: STREET 1: 12 E. 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-08 1 0000812900 SAKS INC SKS 0001390013 Wallstrom Robert SAKS INCORPORATED 12 EAST 49TH STREET NEW YORK NY 10017 0 1 0 0 EVP / OFF 5TH Common Stock 2013-10-08 4 G 0 8866 0 D 123482 D Common Stock 2013-11-04 4 D 0 137838 D 0 D Employee Stock Option Right to Buy 19.76 2013-11-04 4 D 0 7500 D 2014-03-09 Common Stock 7500 0 D Employee Stock Option Right to Buy 13.04 2013-11-04 4 D 0 12941 D 2015-03-06 Common Stock 12941 0 D By gift for no value. Includes performance shares granted on February 27, 2013 with performance period scheduled to end on January 31, 2015. Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 28, 2013, by and among Hudson's Bay Company, Harry Acquisition Inc. and Saks Incorporated (the "Company"), each share of the Company's common stock and each restricted share converted at the effective time of the merger into the right to receive $16.00 in cash and each performance share award converted at the effective time into the right to receive cash in an amount equal to the product of the number of shares of the Company's common stock subject to such performance share award (determined based on actual performance for awards for which the performance period was complete and based on target performance for awards for which the performance period was not complete) multiplied by $16. Stock option award that vested in 4 equal installments on March 9, 2008, 2009, 2010 and 2011 Stock option award that vested in 4 equal installments on March 6, 2009, 2010, 2011 and 2012 Pursuant to the terms of the Merger Agreement, each option to purchase the Company's common stock converted as of the effective time of the merger into the right to receive the product of the excess, if any, of $16.00 in cash over the exercise price per share of such option multiplied by the number of shares of the Company's common stock subject to such option. Peou Puch on behalf of Robert Wallstrom 2013-11-05