0001390013-13-000006.txt : 20131105
0001390013-13-000006.hdr.sgml : 20131105
20131105162941
ACCESSION NUMBER: 0001390013-13-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131008
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAKS INC
CENTRAL INDEX KEY: 0000812900
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 620331040
STATE OF INCORPORATION: TN
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 12 EAST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 940-5305
MAIL ADDRESS:
STREET 1: 12 EAST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: PROFFITTS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wallstrom Robert
CENTRAL INDEX KEY: 0001390013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13113
FILM NUMBER: 131192983
MAIL ADDRESS:
STREET 1: 12 E. 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-08
1
0000812900
SAKS INC
SKS
0001390013
Wallstrom Robert
SAKS INCORPORATED
12 EAST 49TH STREET
NEW YORK
NY
10017
0
1
0
0
EVP / OFF 5TH
Common Stock
2013-10-08
4
G
0
8866
0
D
123482
D
Common Stock
2013-11-04
4
D
0
137838
D
0
D
Employee Stock Option Right to Buy
19.76
2013-11-04
4
D
0
7500
D
2014-03-09
Common Stock
7500
0
D
Employee Stock Option Right to Buy
13.04
2013-11-04
4
D
0
12941
D
2015-03-06
Common Stock
12941
0
D
By gift for no value.
Includes performance shares granted on February 27, 2013 with performance period scheduled to end on January 31, 2015.
Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 28, 2013, by and among Hudson's Bay Company, Harry Acquisition Inc. and Saks Incorporated (the "Company"), each share of the Company's common stock and each restricted share converted at the effective time of the merger into the right to receive $16.00 in cash and each performance share award converted at the effective time into the right to receive cash in an amount equal to the product of the number of shares of the Company's common stock subject to such performance share award (determined based on actual performance for awards for which the performance period was complete and based on target performance for awards for which the performance period was not complete) multiplied by $16.
Stock option award that vested in 4 equal installments on March 9, 2008, 2009, 2010 and 2011
Stock option award that vested in 4 equal installments on March 6, 2009, 2010, 2011 and 2012
Pursuant to the terms of the Merger Agreement, each option to purchase the Company's common stock converted as of the effective time of the merger into the right to receive the product of the excess, if any, of $16.00 in cash over the exercise price per share of such option multiplied by the number of shares of the Company's common stock subject to such option.
Peou Puch on behalf of Robert Wallstrom
2013-11-05