0001140361-12-038723.txt : 20120828 0001140361-12-038723.hdr.sgml : 20120828 20120828190121 ACCESSION NUMBER: 0001140361-12-038723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120824 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 940-5305 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INMOBILIARIA CARSO S A DE C V CENTRAL INDEX KEY: 0001273693 STATE OF INCORPORATION: O5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 121061108 BUSINESS ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 BUSINESS PHONE: 52 55 5625 4961 MAIL ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 4 1 doc1.xml FORM 4 X0306 4 2012-08-24 0 0000812900 SAKS INC SKS 0001273693 INMOBILIARIA CARSO S A DE C V LAGO ZURICH 245, PRESA FALCON, PISO 20 GRANADA AMPLIACION DISTRITO FEDERAL O5 11529 MEXICO 0 0 1 1 Affiliates - see Exhibit 99-1. Common Stock, par value $0.10 per share ("Saks Shares") 2012-08-27 5 S 0 7000 11.7400 D 24001900 D Saks Shares 2012-08-27 5 S 0 4000 11.7493 D 23997900 D Saks Shares 2012-08-27 5 S 0 28000 11.7500 D 23969900 D Saks Shares 2012-08-27 5 S 0 3000 11.7510 D 23966900 D Saks Shares 2012-08-27 5 S 0 2500 11.7524 D 23964400 D Saks Shares 2012-08-27 5 S 0 2500 11.7553 D 23961900 D Saks Shares 2012-08-27 5 S 0 3000 11.7557 D 23958900 D Saks Shares 2012-08-27 5 S 0 3000 11.7600 D 23955900 D Saks Shares 2012-08-27 5 S 0 2500 11.7614 D 23953400 D Saks Shares 2012-08-27 5 S 0 2500 11.7700 D 23950900 D Saks Shares 2012-08-27 5 S 0 4000 11.7768 D 23946900 D Saks Shares 2012-08-27 5 S 0 7900 11.7800 D 23939000 D Saks Shares 2012-08-27 5 S 0 4000 11.7828 D 23935000 D Saks Shares 2012-08-27 5 S 0 2500 11.7829 D 23932500 D Saks Shares 2012-08-27 5 S 0 2500 11.7832 D 23930000 D Saks Shares 2012-08-27 5 S 0 10000 11.7896 D 23920000 D Saks Shares 2012-08-27 5 S 0 10000 11.7900 D 23910000 D Saks Shares 2012-08-27 5 S 0 2500 11.7960 D 23907500 D Saks Shares 2012-08-27 5 S 0 2500 11.7986 D 23905000 D Saks Shares 2012-08-27 5 S 0 2500 11.8050 D 23902500 D Saks Shares 2012-08-27 5 S 0 2500 11.8109 D 23900000 D This is the third part of a three - part filing on Form 4 by the Reporting Persons. See attached Exhibit 99-1 to Form 4, which is hereby incorporated herein by reference. Exhibits 99.1 Explanation of Responses. Eduardo Valdes Acra, Attorney-in-Fact 2012-08-28 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

Exhibit 99.1
Name and Address of Additional Reporting Persons:

Mr. Carlos Slim Helú, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. María Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the “Slim Family”), each with the following address:

Paseo de Las Palmas #736
Colonia Lomas de Chapultepec
11000 México D.F., México

Explanation of Responses:

Inmobiliaria Carso, S.A. de C.V. (“Inmobiliaria”) beneficially owns directly 23,900,000 Saks Shares as of August 27, 2012.  Saks Shares reported as beneficially owned by Inmobiliaria include Saks Shares owned directly by Control Empresarial de Capitales, S.A. de C.V., a subsidiary of Inmobiliaria.

The members of the Slim Family are beneficiaries of a Mexican trust which in turn owns substantially all of the issued and outstanding voting securities of Inmobiliaria.  As a result, each member of the Slim Family may be deemed to have indirect beneficial ownership of the 23,900,000 Saks Shares beneficially owned directly by Inmobiliaria.
 
 
 

Signature Page
 
   
   
                                                                  
Carlos Slim Helú
  
                                                                  
Carlos Slim Domit
By:   /s/   Eduardo Valdés Acra                    
                                                                  
Eduardo Valdés Acra
Marco Antonio Slim Domit
Attorney-in-Fact*
                                                                 
August 28, 2012
Patrick Slim Domit
  
                                                                  
María Soumaya Slim Domit
  
                                                                  
Vanessa Paola Slim Domit
  
                                                                  
Johanna Monique Slim Domit
  
   
INMOBILIARIA CARSO, S.A. DE C.V.
  
                                                                  
By: Armando Ibáñez Vázquez
Title: Attorney-in-Fact
 
* See the Powers of Attorney for the members of the Slim Family and Inmobiliaria, which are filed as exhibits to the Form 4 filed by the Reporting Persons with the U.S. Securities Exchange Commission on January 2, 2009 in respect of its ownership of equity shares in Bronco Drilling Company, Inc. and the Joint Filing Agreement among the Slim Family, Inmobiliaria and Orient Star Holdings LLC  (which has been subsequently merged into Inmobiliaria), filed as an exhibit to the Form 4 filed by Orient Star Holdings LLC, Inmobiliaria and the members of the Slim Family on May 4, 2005, which are hereby incorporated herein by reference