0001398344-17-007373.txt : 20170607 0001398344-17-007373.hdr.sgml : 20170607 20170607093310 ACCESSION NUMBER: 0001398344-17-007373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEADY GAIN PARTNERS LP CENTRAL INDEX KEY: 0001316669 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896114 BUSINESS ADDRESS: STREET 1: 10 WENWOOD DRIVE CITY: BROOKVILLE STATE: NY ZIP: 11545 BUSINESS PHONE: 7183837000 MAIL ADDRESS: STREET 1: 10 WENWOOD DRIVE CITY: BROOKVILLE STATE: NY ZIP: 11545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Opportunity Income Plus LP CENTRAL INDEX KEY: 0001581172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896115 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULL VALUE PARTNERS LP CENTRAL INDEX KEY: 0001164363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896116 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Full Value Special Situations Fund LP CENTRAL INDEX KEY: 0001580999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896118 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OPPORTUNITY PARTNERS LP CENTRAL INDEX KEY: 0000896017 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896120 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE., SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE., SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER NAME: FORMER CONFORMED NAME: OPPORTUNITY PARTNERS L P DATE OF NAME CHANGE: 19980303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bulldog Investors General Partnership CENTRAL INDEX KEY: 0001364773 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896121 BUSINESS ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVENUE STREET 2: SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201-556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVENUE STREET 2: SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOREA EQUITY FUND INC CENTRAL INDEX KEY: 0000912023 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCM Opportunity Partners LP CENTRAL INDEX KEY: 0001581073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896112 BUSINESS ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST STREET 2: 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Full Value Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001584439 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896117 BUSINESS ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 1-345-949-8066 MAIL ADDRESS: STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERCURY PARTNERS L P CENTRAL INDEX KEY: 0000812885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896113 BUSINESS ADDRESS: STREET 1: 5650 EL CAMINO REAL STREET 2: SUITE 155 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 310-268-2625 MAIL ADDRESS: STREET 1: 5650 EL CAMINO REAL STREET 2: SUITE 155 CITY: CARLSBAD STATE: CA ZIP: 92008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calapasas West Partners LP CENTRAL INDEX KEY: 0001580881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08002 FILM NUMBER: 17896119 BUSINESS ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 881-7100 MAIL ADDRESS: STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 4 1 fp0026196_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-05 0 0000912023 KOREA EQUITY FUND INC KEF 0001364773 Bulldog Investors General Partnership PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 0000896017 OPPORTUNITY PARTNERS LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001580881 Calapasas West Partners LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001580999 Full Value Special Situations Fund LP PARK 80 WEST 250 PEHLE AVE., STE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001584439 Full Value Offshore Fund, Ltd. PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001164363 FULL VALUE PARTNERS LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001581172 Opportunity Income Plus LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 0001316669 STEADY GAIN PARTNERS LP 10 WENWOOD DRIVE BROOKVILLE NY 11545 0 0 1 0 0000812885 MERCURY PARTNERS L P 5650 EL CAMINO REAL SUITE 155 CARLSBAD CA 92008 0 0 1 0 0001581073 MCM Opportunity Partners LP PARK 80 WEST - PLAZA TWO 250 PEHLE AVE., SUITE 708 SADDLE BROOK NJ 07663 0 0 1 0 Common Stock 263667 D Common Stock 96452 D Common Stock 32805 D Common Stock 282346 D Common Stock 188614 D Common Stock 122040 D Common Stock 2017-06-05 4 P 0 90000 9.54 A 198530 D Common Stock 41664 D Common Stock 37544 D Common Stock 2017-06-05 4 P 0 10000 9.54 A 113512 D Common Stock 2017-06-06 4 P 0 500 9.52 A 114012 D This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares of Common Stock beneficially owned by Opportunity Partners, LP. Shares of Common Stock beneficially owned by Calapasas West Partners, LP. Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP. Shares of Common Stock beneficially owned by Full Value Partners, LP. Shares of Common Stock beneficially owned by Steady Gain Partners, LP. Shares of Common Stock beneficially owned by Mercury Partners, LP. Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP. Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. /s/ Phillip Goldstein - Manager of the General Partner-- Opportunity Partners, LP 2017-06-07 /s/ Phillip Goldstein - Manager of the Managing General Partner-- Bulldog Investors General Partnership 2017-06-07 /s/ Phillip Goldstein - Member of the Investment Adviser-- Mercury Partners, LP 2017-06-07 /s/ Phillip Goldstein - Manager of the General Partner-- Opportunity Income Plus, LP 2017-06-07 /s/ Phillip Goldstein - Manager of the General Partner-- Full Value Special Situations Fund, LP 2017-06-07 /s/ Phillip Goldstein -Member of the Investment Adviser-- Steady Gain Partners, LP 2017-06-07 /s/ Phillip Goldstein - Manager of the General Partner-- Full Value Partners, LP 2017-06-07 /s/ Phillip Goldstein - on behalf of Full Value Offshore Fund, Ltd. 2017-06-07 /s/ Phillip Goldstein - Manager of the General Partner-- MCM Opportunity Partners, LP 2017-06-07 /s/ Phillip Goldstein - Manager of the General Partner-- Calapasas West Partners, LP 2017-06-07