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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-1682 | ||||||||
Name of Registrant: | Putnam Voyager Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Voyager Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 7/31/14 | ||||||||
Date of reporting period: | 07/01/2014 - 06/30/2015 |
Registrant : | Putnam Voyager Fund | |||||||
Fund Name : | Putnam Voyager Fund | |||||||
Date of fiscal year end: | 07/31/2014 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Actavis plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP G0083B108 | 06/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
3 | Elect James H. Bloem | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Name Change to Allergan plc | Mgmt | For | For | For | |||
16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Advance Auto Parts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAP | CUSIP 00751Y106 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
1.3 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
1.4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
1.5 | Elect Darren R. Jackson | Mgmt | For | For | For | |||
1.6 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
1.7 | Elect William S. Oglesby | Mgmt | For | For | For | |||
1.8 | Elect J. Paul Raines | Mgmt | For | For | For | |||
1.9 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.10 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.11 | Elect O. Temple Sloan, III | Mgmt | For | For | For | |||
1.12 | Elect Jimmie L. Wade | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Aegerion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEGR | CUSIP 00767E102 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sandford D. Smith | Mgmt | For | Withhold | Against | |||
1.2 | Elect Paul G. Thomas | Mgmt | For | Withhold | Against | |||
1.3 | Elect Anne M. VanLent | Mgmt | For | Withhold | Against | |||
2 | Allow Company to Convert Senior Debt into Common Shares Representing More Than 20% of the Amount Outstanding | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Aena S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Individual Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Elect Amancio Lopez Seijas | Mgmt | For | Against | Against | |||
8 | Elect Jaime Terceiro Lomba | Mgmt | For | Against | Against | |||
9 | Elect Jose Luis Bonet Ferrer | Mgmt | For | Against | Against | |||
10 | Elect Pilar Fabregat Romera | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Article 31 | Mgmt | For | For | For | |||
13 | Amendments to Article 34 | Mgmt | For | For | For | |||
14 | Amendments to Article 43 | Mgmt | For | For | For | |||
15 | Amendments to Article 44 | Mgmt | For | For | For | |||
16 | Amendments to Article 47 | Mgmt | For | For | For | |||
17 | Amendments to Article 12 of the General Meeting Regulations | Mgmt | For | For | For | |||
18 | Amendments to Article 25 of the General Meeting Regulations | Mgmt | For | For | For | |||
19 | Amendments to Article 41 of the General Meeting Regulations | Mgmt | For | For | For | |||
20 | Amendments to Articles 43 and 44 of the General Meeting Regulations | Mgmt | For | For | For | |||
21 | Amendments to Article 45 of the General Meeting Regulations | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding CNMC Agreement | ShrHoldr | N/A | Against | N/A | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Herbold | Mgmt | For | For | For | |||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
3 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval and Amendment of the Employee Performance-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Board Declassification | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280E105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Compensation Policy Amendments | Mgmt | For | For | For | |||
13 | Conversion of Legal Form | Mgmt | For | For | For | |||
14 | Elect Amparo Moraleda Martinez to the Board of Directors | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (Capital Return) | Mgmt | For | For | For | |||
19 | Authority to Reduce Share Capital; Cancellation of Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 08/12/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Agenda | Mgmt | For | TNA | N/A | |||
7 | Election of Individual to Check Minutes | Mgmt | For | TNA | N/A | |||
8 | Election of Directors | Mgmt | For | TNA | N/A | |||
9 | Elect Trond Brandsrud to Nomination Committee | Mgmt | For | TNA | N/A | |||
10 | Demerger | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Allegheny Technologies Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATI | CUSIP 01741R102 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.2 | Elect John R. Pipski | Mgmt | For | For | For | |||
1.3 | Elect James E. Rohr | Mgmt | For | For | For | |||
1.4 | Elect David J. Morehouse | Mgmt | For | For | For | |||
2 | Approval of the 2015 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Ally Financial Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005NB99 | 07/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Franklin W. Hobbs | Mgmt | For | For | For | |||
1.2 | Elect Robert T. Blakely | Mgmt | For | For | For | |||
1.3 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Feinberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
1.6 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
1.7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
1.8 | Elect Mathew Pendo | Mgmt | For | For | For | |||
1.9 | Elect John Stack | Mgmt | For | For | For | |||
1.10 | Elect Michael A. Carpenter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AMAG Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAG | CUSIP 00163U106 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.2 | Elect Barbara Deptula | Mgmt | For | For | For | |||
1.3 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Perez | Mgmt | For | For | For | |||
1.5 | Elect Lesley Russell | Mgmt | For | For | For | |||
1.6 | Elect Gino Santini | Mgmt | For | For | For | |||
1.7 | Elect Davey S. Scoon | Mgmt | For | For | For | |||
1.8 | Elect James R. Sulat | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Carolyn Katz | Mgmt | For | For | For | |||
3 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
4 | Elect Craig Macnab | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
7 | Elect John R. Gordon | Mgmt | For | For | For | |||
8 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect R. A. Walker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
AOL Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AOL | CUSIP 00184X105 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
2 | Elect Eve Burton | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
5 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
6 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
7 | Elect Patricia E. Mitchell | Mgmt | For | For | For | |||
8 | Elect Fredric Reynolds | Mgmt | For | For | For | |||
9 | Elect James R. Stengel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 03/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Iger | Mgmt | For | For | For | |||
4 | Elect Andrea Jung | Mgmt | For | For | For | |||
5 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
6 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
7 | Elect Sue Wagner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 04/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
8 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.9 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.10 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.11 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.12 | Election of Directors | Mgmt | For | For | For | |||
1.13 | Election of Directors | Mgmt | For | For | For | |||
1.14 | Election of Directors | Mgmt | For | For | For | |||
1.15 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.16 | Elect James M. Michener | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Betsy Rafael | Mgmt | For | For | For | |||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
10 | Elect Steven M. West | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2012 employee stock plan | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | |||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas R. Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Nancy Killefer | Mgmt | For | For | For | |||
1.5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.6 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Sara Mathew | Mgmt | For | For | For | |||
1.8 | Elect Helen McCluskey | Mgmt | For | For | For | |||
1.9 | Elect Sheri McCoy | Mgmt | For | For | For | |||
1.10 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.11 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
1.12 | Elect Paula Stern | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
5 | Elect William H. Easter III | Mgmt | For | For | For | |||
6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
9 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
10 | Elect James A. Lash | Mgmt | For | For | For | |||
11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
12 | Elect James W. Stewart | Mgmt | For | For | For | |||
13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas J. May | Mgmt | For | For | For | |||
11 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
Beazer Homes USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZH | CUSIP 07556Q881 | 02/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth S. Acton | Mgmt | For | For | For | |||
2 | Elect Laurent Alpert | Mgmt | For | For | For | |||
3 | Elect Brian C. Beazer | Mgmt | For | For | For | |||
4 | Elect Peter G. Leemputte | Mgmt | For | For | For | |||
5 | Elect Allan P. Merrill | Mgmt | For | For | For | |||
6 | Elect Norma A. Provencio | Mgmt | For | For | For | |||
7 | Elect Larry T. Solari | Mgmt | For | For | For | |||
8 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Henry P. Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
4 | Elect Edward F. DeGraan | Mgmt | For | For | For | |||
5 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
6 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
7 | Elect Christopher Jones | Mgmt | For | For | For | |||
8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
9 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
10 | Elect James F. Orr | Mgmt | For | For | For | |||
11 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
12 | Elect Claire Pomeroy | Mgmt | For | Against | Against | |||
13 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
14 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Report on Animal Testing | ShrHoldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Geraldine T. Elliott | Mgmt | For | For | For | |||
7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
9 | Elect Jordan Heller | Mgmt | For | For | For | |||
10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect George A. Scangos | Mgmt | For | For | For | |||
10 | Elect Lynn Schenk | Mgmt | For | For | For | |||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2015 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | For | For | |||
Bombardier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBD | CUSIP 097751101 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.7 | Elect L. Denis Desautels | Mgmt | For | For | For | |||
1.8 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
1.9 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory vote on Executive Compensation | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
5 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
6 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
7 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
8 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
9 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
10 | Elect David J. Roux | Mgmt | For | For | For | |||
11 | Elect John E. Sununu | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/05/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
3 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Provisions | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Finocchio, Jr. | Mgmt | For | For | For | |||
2 | Elect Nancy H. Handel | Mgmt | For | For | For | |||
3 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect John E. Major | Mgmt | For | For | For | |||
6 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
7 | Elect William T. Morrow | Mgmt | For | For | For | |||
8 | Elect Henry Samueli | Mgmt | For | For | For | |||
9 | Elect Robert E. Switz | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Canadian Solar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSIQ | CUSIP 136635109 | 06/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shawn Qu | Mgmt | For | For | For | |||
1.2 | Elect Robert McDermott | Mgmt | For | For | For | |||
1.3 | Elect Lars-Eric Johansson | Mgmt | For | For | For | |||
1.4 | Elect Harry E. Ruda | Mgmt | For | For | For | |||
1.5 | Elect Andrew Wong | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
6 | EXTRAORDINARY MOTIONS | Mgmt | N/A | Against | N/A | |||
Castlight Health Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSLT | CUSIP 14862Q100 | 06/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Giovanni M. Colella | Mgmt | For | For | For | |||
1.2 | Elect Bryan Roberts | Mgmt | For | For | For | |||
2 | Approve Material Terms of the 2014 Equity Incentive Plan for Purposes of Section 162(m) | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.4 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.5 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Drug Pricing Report | ShrHoldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
5 | Elect John D. Johnson | Mgmt | For | For | For | |||
6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
7 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
8 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
9 | Elect W. Anthony Will | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy H. Bechtle | Mgmt | For | Against | Against | |||
2 | Elect Walter W. Bettinger II | Mgmt | For | Against | Against | |||
3 | Elect C. Preston Butcher | Mgmt | For | Against | Against | |||
4 | Elect Christopher V. Dodds | Mgmt | For | Against | Against | |||
5 | Elect Mark A. Goldfarb | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | APPROVAL OF CORPORATE EXECUTIVE BONUS PLAN | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16117M305 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Lance Conn | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael P. Huseby | Mgmt | For | Withhold | Against | |||
1.3 | Elect Craig A. Jacobson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.5 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
1.6 | Elect John D. Markley, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David C. Merritt | Mgmt | For | Withhold | Against | |||
1.8 | Elect Balan Nair | Mgmt | For | Withhold | Against | |||
1.9 | Elect Thomas M. Rutledge | Mgmt | For | Withhold | Against | |||
1.10 | Elect Eric L. Zinterhofer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
China Pioneer Pharma Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1345 | CINS G2162L106 | 05/08/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Xinzhou | Mgmt | For | For | For | |||
6 | Elect WU Mijia | Mgmt | For | For | For | |||
7 | Elect WANG Yinping | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
3 | Elect Peter B. Henry | Mgmt | For | For | For | |||
4 | Elect Franz B. Humer | Mgmt | For | For | For | |||
5 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
6 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
7 | Elect Judith Rodin | Mgmt | For | For | For | |||
8 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
9 | Elect Joan E. Spero | Mgmt | For | For | For | |||
10 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
11 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Audit Committee Membership | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 10/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Coty Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
1.5 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ctrip.com International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRP | CUSIP 22943F100 | 09/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Misc. Article Amendments | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
6 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 10/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect Joseph P. Clayton | Mgmt | For | For | For | |||
1.3 | Elect James DeFranco | Mgmt | For | For | For | |||
1.4 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.6 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
1.7 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.9 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.10 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.11 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | For | Against | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect James A. Bell | Mgmt | For | For | For | |||
4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Paul Polman | Mgmt | For | For | For | |||
11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
12 | Elect James M. Ringler | Mgmt | For | For | For | |||
13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Dynavax Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVAX | CUSIP 268158201 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnold L. Oronsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Francis R. Cano | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peggy V. Phillips | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
12 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
5 | Elect Charles E. Golden | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
8 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
9 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
10 | Elect Gregory R. Page | Mgmt | For | For | For | |||
11 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | 2015 Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Michael W. Brown | Mgmt | For | For | For | |||
3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
4 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
6 | Elect John R. Egan | Mgmt | For | For | For | |||
7 | Elect William D. Green | Mgmt | For | For | For | |||
8 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
9 | Elect Jami Miscik | Mgmt | For | For | For | |||
10 | Elect Paul Sagan | Mgmt | For | For | For | |||
11 | Elect David N. Strohm | Mgmt | For | For | For | |||
12 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Endo International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP G30401106 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | |||
3 | Elect Shane M. Cooke | Mgmt | For | For | For | |||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | |||
6 | Elect Michael Hyatt | Mgmt | For | For | For | |||
7 | Elect William P. Montague | Mgmt | For | For | For | |||
8 | Elect Jill D. Smith | Mgmt | For | For | For | |||
9 | Elect William F. Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
3 | Elect James C. Day | Mgmt | For | For | For | |||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
6 | Elect William R. Thomas | Mgmt | For | For | For | |||
7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHoldr | Against | Against | For | |||
Ep Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPE | CUSIP 268785102 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Alexander | Mgmt | For | Withhold | Against | |||
1.2 | Elect Wilson B. Handler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John J. Hannan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael S. Helfer | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect William C. Richardson | Mgmt | For | For | For | |||
11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Management Proposal Regarding Proxy Access | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEW Thiam Keng | Mgmt | For | For | For | |||
4 | Elect TAN Woon Hum | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Abstain | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect John Elkann | Mgmt | For | For | For | |||
4 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
5 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
6 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
7 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
8 | Elect Glenn Earle | Mgmt | For | For | For | |||
9 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Remuneration Policy | Mgmt | For | For | For | |||
16 | APPROVAL OF AWARDS TO EXECUTIVE DIRECTORS | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCA | CUSIP N31738102 | 04/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect John Elkann | Mgmt | For | For | For | |||
4 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
5 | Elect Ronald L. Thompson | Mgmt | For | For | For | |||
6 | Elect Andrea Agnelli | Mgmt | For | For | For | |||
7 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
8 | Elect Glenn Earle | Mgmt | For | For | For | |||
9 | Elect Valerie A. Mars | Mgmt | For | For | For | |||
10 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
11 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Elect Ermenegildo Zegna | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Remuneration Policy | Mgmt | For | For | For | |||
16 | APPROVAL OF AWARDS TO EXECUTIVE DIRECTORS | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
3 | Elect William S. Fisher | Mgmt | For | For | For | |||
4 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
5 | Elect Bob L. Martin | Mgmt | For | For | For | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Arthur Peck | Mgmt | For | For | For | |||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
9 | Elect Katherine Tsang | Mgmt | For | For | For | |||
10 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
6 | Elect James William Leng | Mgmt | For | For | For | |||
7 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
8 | Elect George Rose | Mgmt | For | For | For | |||
9 | Elect Nathaniel P. Rothschild | Mgmt | For | For | For | |||
10 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
11 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
12 | Elect Murat Yazici | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Genesee & Wyoming Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWR | CUSIP 371559105 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Allert | Mgmt | For | For | For | |||
1.2 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.3 | Elect Ann N. Reese | Mgmt | For | For | For | |||
1.4 | Elect Hunter C.Smith | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John W. Madigan | Mgmt | For | For | For | |||
6 | Elect John C. Martin | Mgmt | For | For | For | |||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Purchase Plans | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Drug Pricing Report | ShrHoldr | Against | Against | For | |||
Goldman Sachs Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2015 Stock Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | |||
19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.9 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.10 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
Gulfport Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
2 | Elect Donald Dillingham | Mgmt | For | For | For | |||
3 | Elect Craig Groeschel | Mgmt | For | For | For | |||
4 | Elect David L. Houston | Mgmt | For | For | For | |||
5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 03/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect James R. Boyd | Mgmt | For | For | For | |||
4 | Elect Milton Carroll | Mgmt | For | For | For | |||
5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HD Supply Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDS | CUSIP 40416M105 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect Paul Edgerley | Mgmt | For | For | For | |||
1.3 | Elect James A. Rubright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
4 | Elect Colm Barrington | Mgmt | For | For | For | |||
5 | Elect Stewart Harrington | Mgmt | For | For | For | |||
6 | Elect William Nowlan | Mgmt | For | For | For | |||
7 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights to the Investment Manager | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
14 | Electronic Communications | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 11/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Firm Placing and Placing and Open Offer | Mgmt | For | For | For | |||
2 | Disapplication of Preemptive Rights (Firm Placing and Placing and Open Offer) | Mgmt | For | For | For | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A104 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher J. Nassetta | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan D. Gray | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael S. Chae | Mgmt | For | Withhold | Against | |||
1.4 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.5 | Elect Judith A. McHale | Mgmt | For | Withhold | Against | |||
1.6 | Elect John G. Schreiber | Mgmt | For | Withhold | Against | |||
1.7 | Elect Elizabeth A. Smith | Mgmt | For | Withhold | Against | |||
1.8 | Elect Douglas M. Steenland | Mgmt | For | Withhold | Against | |||
1.9 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William S. Ayer | Mgmt | For | For | For | |||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
3 | Elect Kevin Burke | Mgmt | For | For | For | |||
4 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
5 | Elect David M. Cote | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
13 | Elect Robin L. Washington | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Mariana Gheorghe | Mgmt | For | Against | Against | |||
16 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||
17 | Elect Henk W. Breukink | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares in Connection with Mergers, Acquisitions or Capital Reinforcement | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
4 | Elect Susan L. Decker | Mgmt | For | For | For | |||
5 | Elect John J. Donahoe | Mgmt | For | Against | Against | |||
6 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
7 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
8 | Elect James D. Plummer | Mgmt | For | For | For | |||
9 | Elect David S. Pottruck | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Elect David B. Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Stockholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
ITT Educational Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 45068B109 | 12/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John E. Dean | Mgmt | For | For | For | |||
2 | Elect James D. Fowler, Jr. | Mgmt | For | For | For | |||
3 | Elect Vin Weber | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Japan Display Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6740 | CINS J26295105 | 06/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||
3 | Elect Mitsuru Honma | Mgmt | For | For | For | |||
4 | Elect Shuji Aruga | Mgmt | For | For | For | |||
5 | Elect Kohichiroh Taniyama | Mgmt | For | For | For | |||
6 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
7 | Elect Hiroshi Kanno | Mgmt | For | For | For | |||
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |||
9 | Equity Compensation Plan | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Jazz Pharmaceuticals PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 07/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jiangnan Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1366 | CINS G51383100 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect RUI Fubin | Mgmt | For | For | For | |||
6 | Elect XIA Yafang | Mgmt | For | For | For | |||
7 | Elect JIANG Yongwei | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | For | For | |||
2 | Elect Gary Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||
10 | Elect William Stensrud | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Approval of the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
1.2 | Elect Kent Mouton | Mgmt | For | For | For | |||
1.3 | Elect Norman Creighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Keurig Green Mountain, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 49271M100 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Kelley | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Steele | Mgmt | For | For | For | |||
1.3 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William R. Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason N. Ader | Mgmt | For | For | For | |||
1.2 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Leven | Mgmt | For | For | For | |||
1.4 | Elect David F. Levi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U104 | 02/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
2 | Creation of Tracking Stock (Management Policies) | Mgmt | For | For | For | |||
3 | Allow Board to Set Future Stock Consolidations or Sub-Divisions at Any Ratio | Mgmt | For | For | For | |||
4 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase of Shares from Directors | Mgmt | For | For | For | |||
7 | Approval of the Virgin Media Sharesave Proposal | Mgmt | For | For | For | |||
8 | Creation of Tracking Stock (New Articles and Class Articles) | Mgmt | For | For | For | |||
9 | Article Amendments Regarding Voting Rights | Mgmt | For | For | For | |||
Liberty Global plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael T. Fries | Mgmt | For | For | For | |||
2 | Elect Paul A. Gould | Mgmt | For | For | For | |||
3 | Elect John C. Malone | Mgmt | For | Against | Against | |||
4 | Elect Larry E. Romrell | Mgmt | For | For | For | |||
5 | Remuneration Report (Advisory -- UK Incorporated) | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/01/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel K. Frierson | Mgmt | For | For | For | |||
2 | Elect Curtis M. Stevens | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.9 | Elect James H Morgan | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
MarkWest Energy Partners, L.P. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWE | CUSIP 570759100 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank M. Semple | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald D. Wolf | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael L. Beatty | Mgmt | For | Withhold | Against | |||
1.4 | Elect William A. Bruckmann, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Donald C. Heppermann | Mgmt | For | Withhold | Against | |||
1.6 | Elect Randall J. Larson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Anne E. Fox Mounsey | Mgmt | For | Withhold | Against | |||
1.8 | Elect William P. Nicoletti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Marvell Technology Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRVL | CUSIP G5876H105 | 07/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sehat Sutardja | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect John G. Kassakian | Mgmt | For | For | For | |||
4 | Elect Arturo Krueger | Mgmt | For | For | For | |||
5 | Elect Randhir Thakur | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
2 | Elect Ajay Banga | Mgmt | For | For | For | |||
3 | Elect Silvio Barzi | Mgmt | For | For | For | |||
4 | Elect David R. Carlucci | Mgmt | For | For | For | |||
5 | Elect Steven J. Freiberg | Mgmt | For | For | For | |||
6 | Elect Julius Genachowski | Mgmt | For | For | For | |||
7 | Elect Merit E. Janow | Mgmt | For | For | For | |||
8 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
9 | Elect Marc Olivie | Mgmt | For | For | For | |||
10 | Elect Rima Qureshi | Mgmt | For | For | For | |||
11 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||
12 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
13 | Elect Edward Suning Tian | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 01/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 03/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Delisting from Hong Kong Stock Exchange | Mgmt | For | For | For | |||
2 | Amendment to Articles in Connection with Delisting | Mgmt | For | Against | Against | |||
Melco Crown Entertainment Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPEL | CUSIP 585464100 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lawrence Yau Lung Ho | Mgmt | For | Against | Against | |||
3 | Elect James D. Packer | Mgmt | For | Against | Against | |||
4 | Elect John P. B. Wang | Mgmt | For | Against | Against | |||
5 | Elect Robert John Rankin | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | General and Unconditional Mandate to Issue New Shares | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares (Before the De-Listing) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares (After the De-Listing) | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Share Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the MCP Share Incentive Plan | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Maria Klawe | Mgmt | For | For | For | |||
3 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
4 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect John W. Stanton | Mgmt | For | For | For | |||
10 | Elect John W. Thompson | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Mobileye NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBLY | CUSIP N51488117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Elect Amnon Shashua | Mgmt | For | For | For | |||
5 | Elect Ziv Aviram | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Janice L. Fields | Mgmt | For | For | For | |||
3 | Elect Hugh Grant | Mgmt | For | For | For | |||
4 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
5 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
6 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
7 | Elect William U. Parfet | Mgmt | For | For | For | |||
8 | Elect George H. Poste | Mgmt | For | For | For | |||
9 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Monster Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWW | CUSIP 611742107 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
2 | Elect Timothy T. Yates | Mgmt | For | For | For | |||
3 | Elect John R. Gaulding | Mgmt | For | For | For | |||
4 | Elect James P. McVeigh | Mgmt | For | For | For | |||
5 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Authorization to Issue Additional Shares of Common Stock in Settlement of Conversion of 3.50% Convertible senior Notes Due 2019 | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mylan NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYL | CUSIP 628530107 | 01/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Norbord Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBD | CUSIP 65548P403 | 05/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack L. Cockwell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Pierre Dupuis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Paul E. Gagne | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Peter Gordon | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Houston | Mgmt | For | Withhold | Against | |||
1.6 | Elect J. Barrie Shineton | Mgmt | For | Withhold | Against | |||
1.7 | Elect Denis A. Turcotte | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter C. Wijnbergen | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect James S. Turley | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
5 | Elect David W. Crane | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect William E. Hantke | Mgmt | For | For | For | |||
8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Walter R. Young | Mgmt | For | For | For | |||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Marion Helmes | Mgmt | For | For | For | |||
8 | Elect Josef Kaeser | Mgmt | For | For | For | |||
9 | Elect Ian Loring | Mgmt | For | For | For | |||
10 | Elect Eric Meurice | Mgmt | For | For | For | |||
11 | Elect Julie Southern | Mgmt | For | For | For | |||
12 | Elect Rick Lih-Shyng Tsai | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
Pacira Pharmaceuticals Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCRX | CUSIP 695127100 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brege | Mgmt | For | For | For | |||
1.2 | Elect Mark A. Kronenfeld | Mgmt | For | For | For | |||
1.3 | Elect Dennis L. Winger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/10/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy E. Alving | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Mark E. Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
5 | Elect Ronald L. Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis N. Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret W. Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2012 Stock Compensation Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
10 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
11 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
12 | Elect Jun Ishii | Mgmt | For | For | For | |||
13 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yasuji Enokido | Mgmt | For | For | For | |||
17 | Elect Tetsuroh Homma | Mgmt | For | For | For | |||
18 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
19 | Elect Hirofumi Yasuhara as Statutory Auditor | Mgmt | For | Against | Against | |||
Perrigo Company PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 11/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurie Brlas | Mgmt | For | Against | Against | |||
2 | Elect Gary M. Cohen | Mgmt | For | Against | Against | |||
3 | Elect Jacqualyn A. Fouse | Mgmt | For | Against | Against | |||
4 | Elect David T. Gibbons | Mgmt | For | Against | Against | |||
5 | Elect Ran Gottfried | Mgmt | For | Against | Against | |||
6 | Elect Ellen R. Hoffing | Mgmt | For | Against | Against | |||
7 | Elect Michael J. Jandernoa | Mgmt | For | Against | Against | |||
8 | Elect Gary K. Kunkle, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Herman Morris, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
11 | Elect Joseph C. Papa | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Price Range for Reissuance of Treasury Stock | Mgmt | For | For | For | |||
16 | Reduction of Share Premium Account | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/29/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1Election of Directors | Mgmt | For | Against | Against | ||||
2 | Elect Walter Mendes de Oliveira Filho as Representative of Minority Shareholders | Mgmt | N/A | Against | N/A | |||
3 | Election of Chairman of the Board | Mgmt | For | Against | Against | |||
4 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
5 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | N/A | Against | N/A | |||
6 | Remuneration Policy | Mgmt | For | For | For | |||
7 | Ratify Retroactive Executive Remuneration | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Werner Geissler | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Jun Makihara | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal on Suppression of Forced Labor | ShrHoldr | Against | Against | For | |||
Priceline Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Darren R. Huston | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
PTC Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTCT | CUSIP 69366J200 | 06/10/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Koppel | Mgmt | For | For | For | |||
1.2 | Elect Michael Schmertzler | Mgmt | For | For | For | |||
1.3 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/06/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
10 | Elect Duane A. Nelles | Mgmt | For | Against | Against | |||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
12 | Elect Francisco Ros | Mgmt | For | For | For | |||
13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
14 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
15 | Elect Marc I. Stern | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
2 | Elect James E. Cartwright | Mgmt | For | For | For | |||
3 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
6 | Elect Letitia A Long | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHoldr | Against | Against | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/07/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.3 | Elect Christine Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Hat, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | |||
2 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
3 | Elect William S. Kaiser | Mgmt | For | For | For | |||
4 | Elect James M. Whitehurst | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76090H103 | 06/17/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexandre Behring | Mgmt | For | Withhold | Against | |||
2 | Elect Marc Caira | Mgmt | For | Withhold | Against | |||
3 | Elect Martin E. Franklin | Mgmt | For | Withhold | Against | |||
4 | Elect Paul J. Fribourg | Mgmt | For | Withhold | Against | |||
5 | Elect John A. Lederer | Mgmt | For | Withhold | Against | |||
6 | Elect Thomas V. Milroy | Mgmt | For | Withhold | Against | |||
7 | Elect Alan C. Parker | Mgmt | For | Withhold | Against | |||
8 | Elect Daniel S. Schwartz | Mgmt | For | Withhold | Against | |||
9 | Elect Carlos Alberto Sicupira | Mgmt | For | Withhold | Against | |||
10 | Elect Roberto Moses Thompson Motta | Mgmt | For | Withhold | Against | |||
11 | Elect Alexandre van Damme | Mgmt | For | Withhold | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Reduction of Stated Capital | Mgmt | For | For | For | |||
Rowan Companies plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDC | CUSIP G7665A101 | 08/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Capital Reduction | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Colin L. Powell | Mgmt | For | For | For | |||
6 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
7 | Elect John V. Roos | Mgmt | For | For | For | |||
8 | Elect Lawrence J. Tomlinson | Mgmt | For | For | For | |||
9 | Elect Robin L. Washington | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
11 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Irwin Federman | Mgmt | For | For | For | |||
3 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
4 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
5 | Elect Chenming Hu | Mgmt | For | For | For | |||
6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
7 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
8 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald C. Trauscht | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jose Tarruella | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ServiceNow Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 07/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Charles H. Giancarlo | Mgmt | For | For | For | |||
1.3 | Elect Anita M. Sands | Mgmt | For | For | For | |||
1.4 | Elect William L. Strauss | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/15/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
7 | Elect Christine A. Poon | Mgmt | For | For | For | |||
8 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
9 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
10 | Elect Matthew Thornton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/27/2015 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Amendments to Compensation Policy | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Elect Nathalie von Siemens | Mgmt | For | TNA | N/A | |||
13 | Elect Norbert Reithofer | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
17 | Approval of Settlement Agreement with Heinz-Joachim Neuburger | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Approval of Intra-Company Control Agreement with Kyros 47 GmbH | Mgmt | For | TNA | N/A | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0751 | CINS G8181C100 | 08/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHI Chi | Mgmt | For | For | For | |||
6 | Elect Stephen SO Hon Cheung | Mgmt | For | For | For | |||
7 | Elect LI Weibin | Mgmt | For | For | For | |||
8 | Elect WEI Wei | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Nikesh Arora | Mgmt | For | For | For | |||
6 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
7 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
13 | Elect Tatsuhiro Murata | Mgmt | For | Against | Against | |||
14 | Elect Atsushi Tohyama | Mgmt | For | Against | Against | |||
SolarCity Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCTY | CUSIP 83416T100 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elon Musk | Mgmt | For | Against | Against | |||
2 | Elect Donald R. Kendall, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Jeffrey B. Straubel | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/16/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.2 | Elect Barclay G. Jones III | Mgmt | For | For | For | |||
1.3 | Elect Dawn M. Zier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2015 Incentive Award Plan | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
SunEdison, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUNE | CUSIP 86732Y109 | 05/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonio R. Alvarez | Mgmt | For | For | For | |||
2 | Elect Peter Blackmore | Mgmt | For | For | For | |||
3 | Elect Ahmad R. Chatila | Mgmt | For | For | For | |||
4 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Georganne C. Proctor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Approval of 2015 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
11 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Tesla Motors Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/09/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonio J. Gracias | Mgmt | For | For | For | |||
2 | Elect Kimbal Musk | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reducing Environmental Impacts from Animal Products | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/13/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Conaty | Mgmt | For | For | For | |||
2 | Elect James A. Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
5 | Elect Laurette T. Koellner | Mgmt | For | For | For | |||
6 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
7 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
8 | Elect John E. McGlade | Mgmt | For | For | For | |||
9 | Elect Michael J. Morell | Mgmt | For | For | For | |||
10 | Elect Roderick A. Palmore | Mgmt | For | For | For | |||
11 | Elect Stephanie A. Streeter | Mgmt | For | For | For | |||
12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
13 | Elect Michael R. Wessel | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement Regarding Removal and Election of Directors and Elimination of Cumulative Voting | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement Regarding Certain Business Combination Transactions | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/21/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ari Bousbib | Mgmt | For | For | For | |||
2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
3 | Elect J. Frank Brown | Mgmt | For | For | For | |||
4 | Elect Albert P. Carey | Mgmt | For | For | For | |||
5 | Elect Armando M. Codina | Mgmt | For | For | For | |||
6 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
7 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
8 | Elect Karen Katen | Mgmt | For | For | For | |||
9 | Elect Craig A. Menear | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect William G. Parrett | Mgmt | For | For | For | |||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/23/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Dawn Airey | Mgmt | For | For | For | |||
4 | Elect Annet Aris | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | For | For | |||
6 | Elect Peter Fankhauser | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | For | For | |||
8 | Elect Frank L. Meysman | Mgmt | For | For | For | |||
9 | Elect Carl G. Symon | Mgmt | For | For | For | |||
10 | Elect Warren G. Tucker | Mgmt | For | For | For | |||
11 | Elect Martine Verluyten | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter H. Kamin | Mgmt | For | For | For | |||
1.2 | Elect Todd Krasnow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 10/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 06/19/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
11 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
TiVo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIVO | CUSIP 888706108 | 08/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Rogers | Mgmt | For | For | For | |||
2 | Elect David B. Yoffie | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
5 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
9 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
10 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
11 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
12 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
13 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
14 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
15 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
16 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Withdrawal From the Nuclear Power Business | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Prior Government Service | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Hourly Wage of Non-Regular Employees | ShrHoldr | Against | Against | For | |||
Transocean Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIG | CUSIP H8817H100 | 09/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduce Maximum Board Size | Mgmt | For | For | For | |||
2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
TripAdvisor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRIP | CUSIP 896945201 | 06/18/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen Kaufer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Dipchand Nishar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jeremy Philips | Mgmt | For | Withhold | Against | |||
1.6 | Elect Spencer M. Rascoff | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sukhinder Singh Cassidy | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert S. Wiesenthal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/20/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Twitter Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWTR | CUSIP 90184L102 | 06/03/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.2 | Elect Evan Williams | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G91442106 | 03/04/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
7 | Elect George R. Oliver | Mgmt | For | For | For | |||
8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
11 | Elect R. David Yost | Mgmt | For | For | For | |||
12 | Authority to Set Audit Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to set Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Redomestication from Switzerland to Ireland | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect John J. Koraleski | Mgmt | For | For | For | |||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 04/30/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Bylaws to Increase Director Age Limit | Mgmt | For | For | For | |||
2 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
4 | Elect Alison Davis | Mgmt | For | For | For | |||
5 | Elect Nathaniel A. Davis | Mgmt | For | For | For | |||
6 | Elect Denise K. Fletcher | Mgmt | For | For | For | |||
7 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
8 | Elect Lee D. Roberts | Mgmt | For | For | For | |||
9 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Faraci | Mgmt | For | For | For | |||
2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Katherine Klein | Mgmt | For | For | For | |||
1.2 | Elect Raymond Kurzweil | Mgmt | For | For | For | |||
1.3 | Elect Martine A. Rothblatt | Mgmt | For | For | For | |||
1.4 | Elect Louis W. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/28/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. Pang | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Amendments to Articles Regarding Stock Splits | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Eliminate Supermajority Requirement for Exiting Core Payment Business | Mgmt | For | For | For | |||
16 | Eliminate Supermajority Requirement for Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Eliminate Supermajority Requirement for Approval of Exceptions to Transfer Restrictions | Mgmt | For | For | For | |||
18 | Eliminate Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
19 | Eliminate Supermajority Requirement for Amendments to Advance Notice Provisions | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/27/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
Walt Disney Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/12/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Jack Dorsey | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
2 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
3 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
4 | Elect Len J. Lauer | Mgmt | For | For | For | |||
5 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect Thomas E. Pardun | Mgmt | For | For | For | |||
8 | Elect Paula A. Price | Mgmt | For | For | For | |||
9 | Elect Masahiro Yamamura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 05/22/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 06/02/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Volker | Mgmt | For | For | For | |||
1.2 | Elect William N. Hahne | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 12/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/26/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
9 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Kojima | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Takuya Nakata | Mgmt | For | For | For | |||
13 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Itoh | Mgmt | For | Against | Against | |||
15 | Elect Kenji Hironaga | Mgmt | For | Against | Against | |||
16 | Elect Tomomi Yatsu | Mgmt | For | For | For | |||
17 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Zynga Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZNGA | CUSIP 98986T108 | 06/11/2015 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Pincus | Mgmt | For | For | For | |||
1.2 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.3 | Elect Regina E. Dugan | Mgmt | For | For | For | |||
1.4 | Elect William B. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Sunil Paul | Mgmt | For | For | For | |||
1.7 | Elect Ellen F. Siminoff | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Equity Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Voyager Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 14, 2015 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 14, 2015 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |||||
/s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
August 6, 2015 | |||||
Jonathan S. Horwitz | |||||||
Schedule A
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
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Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
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