-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RPZB5RfMGDpbEuyI3c4FWmzpcsD0JqeXS9GQWGHSMO15PNw8S1dJihsaLEKsB6EO OkiVemesylsAJCOyti3jBQ== 0001140361-06-007598.txt : 20060516 0001140361-06-007598.hdr.sgml : 20060516 20060516165431 ACCESSION NUMBER: 0001140361-06-007598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060510 FILED AS OF DATE: 20060516 DATE AS OF CHANGE: 20060516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOR BIOPHARMA INC CENTRAL INDEX KEY: 0000812796 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 411505029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1691 MICHIGAN AVE. STREET 2: SUITE 435 CITY: MIAMI STATE: FL ZIP: 33139 BUSINESS PHONE: 305-534-3383 MAIL ADDRESS: STREET 1: 1691 MICHIGAN AVE. STREET 2: SUITE 435 CITY: MIAMI STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: ENDOREX CORP DATE OF NAME CHANGE: 19960916 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOTHERAPEUTICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clavijo James CENTRAL INDEX KEY: 0001306908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16929 FILM NUMBER: 06846618 BUSINESS ADDRESS: BUSINESS PHONE: 305-534-3383 MAIL ADDRESS: STREET 1: 1691 MICHIGAN AVE SUITE 435 CITY: MIAMI STATE: FL ZIP: 33139 4 1 doc1.xml FORM 4 X0202 4 2006-05-10 0 0000812796 DOR BIOPHARMA INC DOR 0001306908 Clavijo James 1691 MICHIGAN AVE SUITE 435 MIAMI BEACH FL 33139 0 1 0 0 Controller/Treasurer Stock Options (right to buy) .45 2004-10-22 2014-10-22 Common Stock 100000 100000 D Stock Options (right to buy) .45 2005-02-22 2015-02-22 Common Stock 150000 150000 D Stock Options (right to buy) .33 2006-05-10 4 A 0 200000 0 A 2006-05-10 2016-05-10 Common Stock 200000 200000 D 50,000 options vest immediately and the remainder vest quarterly on each three (3) month anniversary of the effective date of this form at a rate of 8,333 options. Vesting of options based on employment service time. 33,333 options vest upon completion of year one, 33,333 after year two and 33,334 after year three. 50,000 options vest immediately and the remainder vest quarterly on each three (3) month anniversary of the grant date of this form at a rate of 12,500 options /s/ James Clavijo 2006-05-10 -----END PRIVACY-ENHANCED MESSAGE-----