0000869392-15-000039.txt : 20150326
0000869392-15-000039.hdr.sgml : 20150326
20150326092612
ACCESSION NUMBER: 0000869392-15-000039
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20150131
FILED AS OF DATE: 20150326
DATE AS OF CHANGE: 20150326
EFFECTIVENESS DATE: 20150326
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEORGE PUTNAM BALANCED FUND
CENTRAL INDEX KEY: 0000081259
IRS NUMBER: 046013677
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00058
FILM NUMBER: 15726367
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 8002252581
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: GEORGE PUTNAM FUND OF BOSTON
DATE OF NAME CHANGE: 19940302
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM EQUITY INCOME FUND/NEW
DATE OF NAME CHANGE: 19940302
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM GEORGE FUND OF BOSTON
DATE OF NAME CHANGE: 19920703
0000081259
S000005597
GEORGE PUTNAM FUND OF BOSTON
C000015264
Class A Shares
PGEOX
C000015265
Class B Shares
PGEBX
C000015266
Class C Shares
PGPCX
C000015267
Class M Shares
PGEMX
C000015268
Class R Shares
PGPRX
C000015269
Class Y Shares
PGEYX
C000136854
Class R5
C000136855
Class R6
NSAR-A
1
answer.fil
PAGE 1
000 A000000 01/31/2015
000 C000000 0000081259
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 GEORGE PUTNAM BALANCED FUND
001 B000000 811-00058
001 C000000 6172921000
002 A000000 ONE POST OFFICE SQUARE
002 B000000 BOSTON
002 C000000 MA
002 D010000 02109
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 N
007 B000000 0
007 C010100 1
007 C010200 2
007 C010300 3
007 C010400 4
007 C010500 5
007 C010600 6
007 C010700 7
007 C010800 8
007 C010900 9
007 C011000 10
007 C011100 11
007 C011200 12
007 C011300 13
007 C011400 14
007 C011500 15
007 C011600 16
007 C011700 17
007 C011800 18
007 C011900 19
007 C012000 20
008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC
008 B000001 A
008 C000001 801-7974
008 D010001 BOSTON
008 D020001 MA
008 D030001 02109
008 A000002 PUTNAM INVESMENTS LIMITED
008 B000002 S
008 C000002 801-61441
PAGE 2
008 D010002 LONDON
008 D050002 ENGLAND
008 D060002 SW1A 1LD
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES
012 B000001 84-06331
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02110
015 A000001 STATE STREET BANK AND TRUST COMPANY
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02111
015 E010001 X
018 000000 Y
019 A000000 Y
019 B000000 116
019 C000000 PUTNAMFUND
020 A000001 BANC OF AMERICA SECURITIES, LLC
020 B000001 56-2058405
020 C000001 71
020 A000002 CREDIT SUISSE FIRST BOSTON
020 B000002 13-5659485
020 C000002 70
020 A000003 BARCLAYS CAPITAL, INC.
020 B000003 06-1031656
020 C000003 60
020 A000004 RBC CAPITAL MARKETS CORP.
020 B000004 13-5033225
020 C000004 58
020 A000005 GOLDMAN SACHS & CO.
020 B000005 13-5108880
020 C000005 51
020 A000006 DEUTSCHE BANK SECURITIES, INC.
020 B000006 13-2730828
020 C000006 30
020 A000007 WEEDEN & CO. L.P.
020 B000007 13-3364318
020 C000007 26
020 A000008 CITIBANK, N.A.
020 B000008 13-5266470
020 C000008 23
PAGE 3
020 A000009 MORGAN STANLEY & CO., LLC
020 B000009 13-2655998
020 C000009 23
020 A000010 RAYMOND JAMES & ASSOCIATES, INC.
020 B000010 59-1237041
020 C000010 21
021 000000 590
022 A000001 CREDIT SUISSE FIRST BOSTON
022 B000001 13-5659485
022 C000001 136249
022 D000001 137283
022 A000002 GOLDMAN SACHS & CO.
022 B000002 13-5108880
022 C000002 109302
022 D000002 102903
022 A000003 JPMORGAN SECURITIES, INC.
022 B000003 13-3379014
022 C000003 46432
022 D000003 48649
022 A000004 BARCLAYS CAPITAL, INC.
022 B000004 06-1031656
022 C000004 39329
022 D000004 38719
022 A000005 WELLS FARGO SECURITIES, LLC
022 B000005 94-3379992
022 C000005 12991
022 D000005 15418
022 A000006 CITIBANK, N.A.
022 B000006 13-5266470
022 C000006 13968
022 D000006 9919
022 A000007 RBC CAPITAL MARKETS CORP.
022 B000007 13-5033225
022 C000007 14855
022 D000007 8958
022 A000008 MORGAN STANLEY & CO., LLC
022 B000008 13-2655998
022 C000008 14536
022 D000008 1562
022 A000009 BANK OF AMERICA SECURITIES, LLC
022 B000009 56-2058405
022 C000009 1993
022 D000009 11769
022 A000010 JEFFERIES & CO., INC.
022 B000010 95-2622900
022 C000010 3554
022 D000010 1463
023 C000000 400121
023 D000000 384984
024 000000 Y
025 A000001 JPMORGAN CHASE & CO.
PAGE 4
025 B000001 13-2624428
025 C000001 E
025 D000001 12350
025 A000002 JPMORGAN CHASE & CO.
025 B000002 13-2624428
025 C000002 D
025 D000002 838
025 A000003 CITIGROUP, INC.
025 B000003 52-1568099
025 C000003 E
025 D000003 9840
025 A000004 CITIGROUP, INC.
025 B000004 52-1568099
025 C000004 D
025 D000004 185
025 A000005 MORGAN STANLEY
025 B000005 36-3145972
025 C000005 E
025 D000005 1161
025 A000006 GOLDMAN SACHS GROUP, INC. (THE)
025 B000006 13-4019460
025 C000006 D
025 D000006 1338
025 A000007 BANK OF AMERICA CORP.
025 B000007 56-0906609
025 C000007 E
025 D000007 4989
025 A000008 WELLS FARGO & CO.
025 B000008 41-0449260
025 C000008 E
025 D000008 14113
025 A000009 CREDIT SUISSE GROUP AG
025 B000009 00-1159510
025 C000009 D
025 D000009 1205
025 A000010 WELLS FARGO & CO.
025 B000010 41-0449260
025 C000010 D
025 D000010 606
025 A000011 DELETE
025 D000011 0
025 A000012 DELETE
025 D000012 0
025 A000013 DELETE
025 D000013 0
025 A000014 DELETE
025 D000014 0
025 D000015 0
025 D000016 0
025 D000017 0
025 D000018 0
PAGE 5
025 D000019 0
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026 A000000 N
026 B000000 Y
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026 E000000 N
026 F000000 N
026 G010000 Y
026 G020000 Y
026 H000000 N
027 000000 Y
028 A010000 6547
028 A020000 4170
028 A030000 0
028 A040000 12982
028 B010000 5790
028 B020000 0
028 B030000 0
028 B040000 12695
028 C010000 8601
028 C020000 0
028 C030000 0
028 C040000 14381
028 D010000 6973
028 D020000 3236
028 D030000 0
028 D040000 12309
028 E010000 84218
028 E020000 0
028 E030000 0
028 E040000 83001
028 F010000 7806
028 F020000 0
028 F030000 0
028 F040000 16530
028 G010000 119934
028 G020000 7406
028 G030000 0
PAGE 6
028 G040000 151898
028 H000000 43654
029 000000 Y
030 A000000 252
030 B000000 5.75
030 C000000 0.00
031 A000000 48
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048 F010000 0
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PAGE 7
048 J010000 0
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048 K020000 0.000
049 000000 N
050 000000 N
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052 000000 Y
053 A000000 N
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054 D000000 N
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054 N000000 N
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057 000000 N
058 A000000 N
059 000000 Y
060 A000000 Y
060 B000000 Y
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062 A000000 N
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062 C000000 0.0
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062 G000000 0.0
062 H000000 0.0
062 I000000 0.0
062 J000000 0.0
062 K000000 0.0
062 L000000 0.0
062 M000000 0.0
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062 O000000 0.0
062 P000000 0.0
062 Q000000 0.0
062 R000000 0.0
PAGE 8
063 A000000 0
063 B000000 0.0
066 A000000 Y
066 B000000 N
066 C000000 N
066 D000000 N
066 E000000 Y
066 F000000 N
066 G000000 N
067 000000 Y
068 A000000 N
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070 E010000 Y
070 E020000 N
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070 I020000 N
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070 J020000 N
070 K010000 Y
070 K020000 Y
070 L010000 Y
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070 M010000 Y
070 M020000 N
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070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 Y
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070 Q010000 N
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070 R010000 Y
070 R020000 N
071 A000000 771979
071 B000000 780688
PAGE 9
071 C000000 1286585
071 D000000 60
072 A000000 6
072 B000000 6640
072 C000000 6907
072 D000000 0
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072 F000000 3464
072 G000000 20
072 H000000 0
072 I000000 991
072 J000000 34
072 K000000 40
072 L000000 31
072 M000000 8
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072 O000000 0
072 P000000 0
072 Q000000 0
072 R000000 62
072 S000000 52
072 T000000 1902
072 U000000 0
072 V000000 0
072 W000000 101
072 X000000 6705
072 Y000000 0
072 Z000000 6842
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PAGE 10
074 M000000 75
074 N000000 1414300
074 O000000 65046
074 P000000 1795
074 Q000000 0
074 R010000 0
074 R020000 20134
074 R030000 0
074 R040000 4463
074 S000000 0
074 T000000 1322862
074 U010000 67999
074 U020000 11364
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074 X000000 72790
074 Y000000 890
075 A000000 0
075 B000000 1324479
076 000000 0.00
077 A000000 Y
077 Q030000 Y
078 000000 N
080 A000000 NATL UNION FIRE/ACE AMER/GREAT AMER/FID & DEP
080 B000000 FEDERAL INSURANCE COMPANY
080 C000000 80000
081 A000000 Y
081 B000000 115
082 A000000 N
082 B000000 0
083 A000000 N
083 B000000 0
084 A000000 N
084 B000000 0
085 A000000 Y
085 B000000 N
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086 F010000 0
086 F020000 0
SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
incorpbyref001.txt
1. Amended and Restated Agreement and Declaration of Trust dated
June 20, 2014 Incorporated by reference to PostEffective
Amendment No. 108 to the Registrants Registration Statement filed
on November 25, 2014.
2. Amended and Restated Bylaws as dated as of October 17, 2014
Incorporated by reference to PostEffective Amendment No. 108 to
the Registrants Registration Statement filed on November 25, 2014
3. Management Contract with Putnam Investment Management, LLC
dated February 27, 2014 Incorporated by reference to
PostEffective Amendment No. 108 to the Registrants Registration
Statement filed on November 25, 2014.
4. SubManagement Contract between Putnam Investment Management,
LLC and Putnam Investments Limited dated February 27, 2014
schedule A dated March 7, 2014 Incorporated by reference to
PostEffective Amendment No. 108 to the Registrants Registration
Statement filed on November 25, 2014.
EX-99
3
perclass001.txt
George Putnam Balanced Fund, January 31, 2015 semiannual report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 (000s omitted)
Class A 6,588
Class B 64
Class C 77
Class M 298
72DD2 (000s omitted)
Class R 5
Class R6 59
Class Y 843
73A1
Class A 1.020
Class B 0.042
Class C 0.042
Class M 0.062
73A2
Class R 0.081
Class R5 0.122
Class R6 0.132
Class Y 0.122
74U1 (000s omitted)
Class A 59,932
Class B 1,498
Class C 1,970
Class M 4,599
74U2 (000s omitted)
Class R 64
Class R5 4,081
Class R6 449
Class Y 6,770
74V1
Class A 16.68
Class B 16.49
Class C 16.57
Class M 16.46
74V2
Class R 16.63
Class R5 16.74
Class R6 16.74
Class Y 16.74
Item 61 Open end funds only
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semi monthly,
or monthly through automatic deductions through your bank
checking or savings account. Currently, Putnam is waiving the
minimum, but reserves the right to reject initial investments
under the minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.