UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-01403
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Focused International Equity Fund
100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
STEPHEN TATE, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110
CC:
BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Putnam Focused International Equity Fund
A-LIVING SERVICES CO., LTD.
Meeting Date: SEP 16, 2020 Record Date: AUG 14, 2020 Meeting Type: SPECIAL |
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Ticker: 3319
Security ID: Y0038M100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Change of Company Name | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
ADOBE INC.
Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL |
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Ticker: ADBE
Security ID: 00724F101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANCE AUTO PARTS, INC.
Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL |
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Ticker: AAP
Security ID: 00751Y106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carla J. Bailo | Management | For | For |
1b | Elect Director John F. Ferraro | Management | For | For |
1c | Elect Director Thomas R. Greco | Management | For | For |
1d | Elect Director Jeffrey J. Jones, II | Management | For | For |
1e | Elect Director Eugene I. Lee, Jr. | Management | For | For |
1f | Elect Director Sharon L. McCollam | Management | For | For |
1g | Elect Director Douglas A. Pertz | Management | For | For |
1h | Elect Director Nigel Travis | Management | For | For |
1i | Elect Director Arthur L. Valdez, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
ALIBABA GROUP HOLDING LIMITED
Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL |
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Ticker: 9988
Security ID: 01609W102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
2.2 | Elect Kabir Misra as Director | Management | For | Against |
2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | Against |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
ASAHI GROUP HOLDINGS LTD.
Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL |
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Ticker: 2502
Security ID: J02100113 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 53 | Management | For | For |
2.1 | Elect Director Koji, Akiyoshi | Management | For | For |
2.2 | Elect Director Katsuki, Atsushi | Management | For | For |
2.3 | Elect Director Taemin Park | Management | For | For |
2.4 | Elect Director Tanimura, Keizo | Management | For | For |
2.5 | Elect Director Kosaka, Tatsuro | Management | For | For |
2.6 | Elect Director Shingai, Yasushi | Management | For | For |
2.7 | Elect Director Christina L. Ahmadjian | Management | For | For |
2.8 | Elect Director Kitagawa, Ryoichi | Management | For | For |
3 | Appoint Statutory Auditor Kawakami, Yutaka | Management | For | Against |
ASHTEAD GROUP PLC
Meeting Date: SEP 08, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL |
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Ticker: AHT
Security ID: G05320109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Paul Walker as Director | Management | For | For |
5 | Re-elect Brendan Horgan as Director | Management | For | For |
6 | Re-elect Michael Pratt as Director | Management | For | For |
7 | Re-elect Angus Cockburn as Director | Management | For | For |
8 | Re-elect Lucinda Riches as Director | Management | For | For |
9 | Re-elect Tanya Fratto as Director | Management | For | For |
10 | Re-elect Lindsley Ruth as Director | Management | For | For |
11 | Elect Jill Easterbrook as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
19 | Approve Reduction of Capital | Management | For | For |
ASML HOLDING NV
Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL |
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Ticker: ASML
Security ID: N07059210 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3.a | Approve Remuneration Report | Management | For | For |
3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | For |
4.b | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Number of Shares for Management Board | Management | For | For |
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
8 | Receive Information on the Composition of the Management Board | Management | None | None |
9.a | Elect B. Conix to Supervisory Board | Management | For | For |
9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
14 | Other Business (Non-Voting) | Management | None | None |
15 | Close Meeting | Management | None | None |
ASSURED GUARANTY LTD.
Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL |
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Ticker: AGO
Security ID: G0585R106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francisco L. Borges | Management | For | For |
1b | Elect Director G. Lawrence Buhl | Management | For | For |
1c | Elect Director Dominic J. Frederico | Management | For | For |
1d | Elect Director Bonnie L. Howard | Management | For | For |
1e | Elect Director Thomas W. Jones | Management | For | For |
1f | Elect Director Patrick W. Kenny | Management | For | For |
1g | Elect Director Alan J. Kreczko | Management | For | For |
1h | Elect Director Simon W. Leathes | Management | For | For |
1i | Elect Director Michelle McCloskey | Management | For | For |
1j | Elect Director Michael T. O'Kane | Management | For | For |
1k | Elect Director Yukiko Omura | Management | For | For |
1l | Elect Director Lorin P.T. Radtke | Management | For | For |
1m | Elect Director Courtney C. Shea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Management | For | For |
4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ah | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Management | For | For |
4ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Management | For | For |
4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Management | For | For |
ASTRAZENECA PLC
Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL |
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Ticker: AZN
Security ID: G0593M107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | Against |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
14 | Amend Performance Share Plan | Management | For | For |
ASTRAZENECA PLC
Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL |
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Ticker: AZN
Security ID: G0593M107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
AVERY DENNISON CORPORATION
Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL |
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Ticker: AVY
Security ID: 053611109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradley A. Alford | Management | For | For |
1b | Elect Director Anthony K. Anderson | Management | For | For |
1c | Elect Director Mark J. Barrenechea | Management | For | For |
1d | Elect Director Mitchell R. Butier | Management | For | For |
1e | Elect Director Ken C. Hicks | Management | For | For |
1f | Elect Director Andres A. Lopez | Management | For | For |
1g | Elect Director Patrick T. Siewert | Management | For | For |
1h | Elect Director Julia A. Stewart | Management | For | For |
1i | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
BALL CORPORATION
Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL |
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Ticker: BLL
Security ID: 058498106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Bryant | Management | For | Withhold |
1.2 | Elect Director Michael J. Cave | Management | For | Withhold |
1.3 | Elect Director Daniel W. Fisher | Management | For | For |
1.4 | Elect Director Pedro Henrique Mariani | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANK OF AMERICA CORPORATION
Meeting Date: APR 20, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
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Ticker: BAC
Security ID: 060505104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Against |
BAYERISCHE MOTOREN WERKE AG
Meeting Date: MAY 12, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL |
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Ticker: BMW
Security ID: D12096109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
6.1 | Elect Marc Bitzer to the Supervisory Board | Management | For | Against |
6.2 | Elect Rachel Empey to the Supervisory Board | Management | For | Against |
6.3 | Elect Christoph Schmidt to the Supervisory Board | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9.1 | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | Management | For | For |
9.2 | Amend Articles Re: Proof of Entitlement | Management | For | For |
9.3 | Amend Articles Re: Participation and Voting Rights | Management | For | For |
10 | Amend Affiliation Agreement with BMW Bank GmbH | Management | For | For |
BGP HOLDINGS PLC
Meeting Date: NOV 19, 2020 Record Date: NOV 17, 2020 Meeting Type: ANNUAL |
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Ticker:
Security ID: ADPC01061 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Ernst and Young as Auditors | Management | For | For |
BIO-RAD LABORATORIES, INC.
Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
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Ticker: BIO
Security ID: 090572207 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melinda Litherland | Management | For | Against |
1.2 | Elect Director Arnold A. Pinkston | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
CAPGEMINI SE
Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL/SPECIAL |
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Ticker: CAP
Security ID: F4973Q101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.95 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Compensation of Paul Hermelin, Chairman and CEO Until 20 May 2020 | Management | For | For |
6 | Approve Compensation of Aiman Ezzat, Vice-CEO Until 20 May 2020 | Management | For | For |
7 | Approve Compensation of Paul Hermelin, Chairman of the Board Since 20 May 2020 | Management | For | For |
8 | Approve Compensation of Aiman Ezzat, CEO Since 20 May 2020 | Management | For | For |
9 | Approve Compensation of Corporate Officers | Management | For | For |
10 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
11 | Approve Remuneration Policy of CEO | Management | For | For |
12 | Approve Remuneration Policy of Directors | Management | For | For |
13 | Reelect Patrick Pouyanne as Director | Management | For | For |
14 | Elect Tanja Rueckert as Director | Management | For | For |
15 | Elect Kurt Sievers as Director | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Amend Articles 12 of Bylaws to Comply with Legal Changes | Management | For | For |
18 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | Against |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CENOVUS ENERGY INC.
Meeting Date: DEC 15, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL |
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Ticker: CVE
Security ID: 15135U109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc. | Management | For | For |
CENOVUS ENERGY INC.
Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL |
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Ticker: CVE
Security ID: 15135U109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2.1 | Elect Director Keith M. Casey | Management | For | Withhold |
2.2 | Elect Director Canning K.N. Fok | Management | For | Withhold |
2.3 | Elect Director Jane E. Kinney | Management | For | Withhold |
2.4 | Elect Director Harold (Hal) N. Kvisle | Management | For | Withhold |
2.5 | Elect Director Eva L. Kwok | Management | For | Withhold |
2.6 | Elect Director Keith A. MacPhail | Management | For | Withhold |
2.7 | Elect Director Richard J. Marcogliese | Management | For | Withhold |
2.8 | Elect Director Claude Mongeau | Management | For | Withhold |
2.9 | Elect Director Alexander J. Pourbaix | Management | For | Withhold |
2.10 | Elect Director Wayne E. Shaw | Management | For | Withhold |
2.11 | Elect Director Frank J. Sixt | Management | For | Withhold |
2.12 | Elect Director Rhonda I. Zygocki | Management | For | Withhold |
3 | Re-approve Shareholder Rights Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CI FINANCIAL CORP.
Meeting Date: JUN 16, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL |
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Ticker: CIX
Security ID: 125491100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Butt | Management | For | For |
1.2 | Elect Director Brigette Chang-Addorisio | Management | For | For |
1.3 | Elect Director William T. Holland | Management | For | For |
1.4 | Elect Director Kurt MacAlpine | Management | For | For |
1.5 | Elect Director David P. Miller | Management | For | For |
1.6 | Elect Director Tom P. Muir | Management | For | For |
1.7 | Elect Director Sheila A. Murray | Management | For | For |
1.8 | Elect Director Paul J. Perrow | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
CITIGROUP INC.
Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
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Ticker: C
Security ID: 172967424 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen M. Costello | Management | For | For |
1b | Elect Director Grace E. Dailey | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Jane N. Fraser | Management | For | For |
1f | Elect Director Duncan P. Hennes | Management | For | For |
1g | Elect Director Peter B. Henry | Management | For | For |
1h | Elect Director S. Leslie Ireland | Management | For | For |
1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1j | Elect Director Renee J. James | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Alexander R. Wynaendts | Management | For | For |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chair | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
9 | Report on Racial Equity Audit | Shareholder | Against | Against |
10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
COGECO COMMUNICATIONS INC.
Meeting Date: JAN 15, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL |
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Ticker: CCA
Security ID: 19239C106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen Abdoulah | Management | For | For |
1.2 | Elect Director Louis Audet | Management | For | For |
1.3 | Elect Director Robin Bienenstock | Management | For | For |
1.4 | Elect Director James C. Cherry | Management | For | For |
1.5 | Elect Director Pippa Dunn | Management | For | For |
1.6 | Elect Director Joanne Ferstman | Management | For | For |
1.7 | Elect Director Philippe Jette | Management | For | For |
1.8 | Elect Director Bernard Lord | Management | For | For |
1.9 | Elect Director David McAusland | Management | For | For |
1.10 | Elect Director Caroline Papadatos | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CONSTELLATION SOFTWARE INC.
Meeting Date: MAY 06, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL |
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Ticker: CSU
Security ID: 21037X100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Bender | Management | For | For |
1.2 | Elect Director John Billowits | Management | For | For |
1.3 | Elect Director Lawrence Cunningham | Management | For | For |
1.4 | Elect Director Susan Gayner | Management | For | For |
1.5 | Elect Director Robert Kittel | Management | For | For |
1.6 | Elect Director Mark Leonard | Management | For | For |
1.7 | Elect Director Paul McFeeters | Management | For | For |
1.8 | Elect Director Mark Miller | Management | For | For |
1.9 | Elect Director Lori O'Neill | Management | For | For |
1.10 | Elect Director Donna Parr | Management | For | For |
1.11 | Elect Director Andrew Pastor | Management | For | For |
1.12 | Elect Director Dexter Salna | Management | For | For |
1.13 | Elect Director Stephen R. Scotchmer | Management | For | For |
1.14 | Elect Director Barry Symons | Management | For | For |
1.15 | Elect Director Robin Van Poelje | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CTS EVENTIM AG & CO. KGAA
Meeting Date: JAN 13, 2021 Record Date: DEC 22, 2020 Meeting Type: SPECIAL |
||||
Ticker: EVD
Security ID: D1648T108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 19.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
2 | Approve Creation of EUR 19.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
CTS EVENTIM AG & CO. KGAA
Meeting Date: MAY 07, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL |
||||
Ticker: EVD
Security ID: D1648T108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Discharge of Personally Liable Partner for Fiscal Year 2020 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Approve Increase in Size of Board to Four Members | Management | For | For |
11 | Elect Philipp Westermeyer to the Supervisory Board | Management | For | Against |
12 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.4 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
DANAHER CORPORATION
Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL |
||||
Ticker: DHR
Security ID: 235851102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
DSV PANALPINA A/S
Meeting Date: MAR 15, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL |
||||
Ticker: DSV
Security ID: K3186P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Remuneration of Directors | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of DKK 4.00 Per Share | Management | For | Did Not Vote |
6.1 | Reelect Thomas Plenborg as Director | Management | For | Did Not Vote |
6.2 | Reelect Annette Sadolin as Director | Management | For | Did Not Vote |
6.3 | Reelect Birgit Norgaard as Director | Management | For | Did Not Vote |
6.4 | Reelect Jorgen Moller as Director | Management | For | Did Not Vote |
6.5 | Reelect Malou Aamund as Director | Management | For | Did Not Vote |
6.6 | Reelect Beat Walti as Director | Management | For | Did Not Vote |
6.7 | Reelect Niels Smedegaard as Director | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
8.1 | Approve DKK 6 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
8.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
8.3 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | Did Not Vote |
8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
8.5 | Reporting on Climate-Related Financial Risks and Opportunities | Shareholder | For | Did Not Vote |
9 | Other Business | Management | None | None |
DYNATRACE, INC.
Meeting Date: AUG 25, 2020 Record Date: JUL 01, 2020 Meeting Type: ANNUAL |
||||
Ticker: DT
Security ID: 268150109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Van Siclen | Management | For | Against |
1b | Elect Director Michael Capone | Management | For | Against |
1c | Elect Director Stephen Lifshatz | Management | For | Against |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
EATON CORPORATION PLC
Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
||||
Ticker: ETN
Security ID: G29183103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Christopher M. Connor | Management | For | For |
1c | Elect Director Olivier Leonetti | Management | For | For |
1d | Elect Director Deborah L. McCoy | Management | For | For |
1e | Elect Director Silvio Napoli | Management | For | For |
1f | Elect Director Gregory R. Page | Management | For | For |
1g | Elect Director Sandra Pianalto | Management | For | For |
1h | Elect Director Lori J. Ryerkerk | Management | For | For |
1i | Elect Director Gerald B. Smith | Management | For | For |
1j | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL |
||||
Ticker: FIS
Security ID: 31620M106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Jeffrey A. Goldstein | Management | For | For |
1c | Elect Director Lisa A. Hook | Management | For | Against |
1d | Elect Director Keith W. Hughes | Management | For | For |
1e | Elect Director Gary L. Lauer | Management | For | For |
1f | Elect Director Gary A. Norcross | Management | For | For |
1g | Elect Director Louise M. Parent | Management | For | For |
1h | Elect Director Brian T. Shea | Management | For | For |
1i | Elect Director James B. Stallings, Jr. | Management | For | For |
1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
FISERV, INC.
Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: FISV
Security ID: 337738108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Bisignano | Management | For | For |
1.2 | Elect Director Alison Davis | Management | For | For |
1.3 | Elect Director Henrique de Castro | Management | For | For |
1.4 | Elect Director Harry F. DiSimone | Management | For | For |
1.5 | Elect Director Dennis F. Lynch | Management | For | For |
1.6 | Elect Director Heidi G. Miller | Management | For | For |
1.7 | Elect Director Scott C. Nuttall | Management | For | For |
1.8 | Elect Director Denis J. O'Leary | Management | For | For |
1.9 | Elect Director Doyle R. Simons | Management | For | For |
1.10 | Elect Director Kevin M. Warren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date: MAY 04, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: FBHS
Security ID: 34964C106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Fritz Hackett | Management | For | For |
1b | Elect Director John G. Morikis | Management | For | For |
1c | Elect Director Jeffery S. Perry | Management | For | For |
1d | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEINEKEN NV
Meeting Date: APR 22, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL |
||||
Ticker: HEIA
Security ID: N39427211 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
1.b | Approve Remuneration Report | Management | For | For |
1.c | Adopt Financial Statements | Management | For | For |
1.d | Receive Explanation on Company's Dividend Policy | Management | None | None |
1.e | Approve Dividends of EUR 0.70 Per Share | Management | For | For |
1.f | Approve Discharge of Management Board | Management | For | For |
1.g | Approve Discharge of Supervisory Board | Management | For | For |
2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b | Management | For | For |
3 | Elect Harold van den Broek to Management Board | Management | For | For |
4.a | Reelect Maarten Das to Supervisory Board | Management | For | Against |
4.b | Elect Nitin Paranjpe to Supervisory Board | Management | For | Against |
5 | Ratify Deloitte Accountants B.V as Auditors | Management | For | For |
ICON PLC
Meeting Date: JUN 15, 2021 Record Date: APR 26, 2021 Meeting Type: SPECIAL |
||||
Ticker: ICLR
Security ID: G4705A100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
JD.COM, INC.
Meeting Date: JUN 23, 2021 Record Date: MAY 20, 2021 Meeting Type: ANNUAL |
||||
Ticker: 9618
Security ID: G8208B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
2 | Amend Memorandum of Association and Articles of Association | Management | For | For |
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date: MAR 10, 2021 Record Date: JAN 07, 2021 Meeting Type: ANNUAL |
||||
Ticker: JCI
Security ID: G51502105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean Blackwell | Management | For | For |
1b | Elect Director Pierre Cohade | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1e | Elect Director W. Roy Dunbar | Management | For | For |
1f | Elect Director Gretchen R. Haggerty | Management | For | For |
1g | Elect Director Simone Menne | Management | For | For |
1h | Elect Director George R. Oliver | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
1l | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Approve the Directors' Authority to Allot Shares | Management | For | For |
8 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
KERRY GROUP PLC
Meeting Date: JAN 28, 2021 Record Date: JAN 26, 2021 Meeting Type: SPECIAL |
||||
Ticker: KRZ
Security ID: G52416107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Migration of the Participating Securities to Euroclear Bank's Central Securities Depository | Management | For | For |
2 | Amend Articles of Association | Management | For | For |
3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
KONINKLIJKE PHILIPS NV
Meeting Date: MAY 06, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL |
||||
Ticker: PHIA
Security ID: N7637U112 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.c | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
2.d | Approve Remuneration Report | Management | For | For |
2.e | Approve Discharge of Management Board | Management | For | For |
2.f | Approve Discharge of Supervisory Board | Management | For | For |
3 | Reelect Marnix van Ginneken to Management Board | Management | For | For |
4.a | Elect Chua Sock Koong to Supervisory Board | Management | For | For |
4.b | Elect Indra Nooyi to Supervisory Board | Management | For | For |
5.a | Grant Board Authority to Issue Shares | Management | For | For |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Cancellation of Repurchased Shares | Management | For | For |
8 | Other Business (Non-Voting) | Management | None | None |
KYUDENKO CORP.
Meeting Date: JUN 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL |
||||
Ticker: 1959
Security ID: J38425104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishimura, Matsuji | Management | For | For |
1.2 | Elect Director Sato, Naofumi | Management | For | For |
1.3 | Elect Director Takei, Hideki | Management | For | For |
1.4 | Elect Director Ishibashi, Kazuyuki | Management | For | For |
1.5 | Elect Director Jono, Masaaki | Management | For | For |
1.6 | Elect Director Yamamoto, Yasuhiro | Management | For | For |
1.7 | Elect Director Kashima, Yasuhiro | Management | For | For |
1.8 | Elect Director Fukui, Keizo | Management | For | For |
1.9 | Elect Director Suyama, Kazuhiro | Management | For | For |
1.10 | Elect Director Hokahori, Takahiro | Management | For | For |
1.11 | Elect Director Watanabe, Akiyoshi | Management | For | For |
1.12 | Elect Director Kuratomi, Sumio | Management | For | For |
1.13 | Elect Director Shibasaki, Hiroko | Management | For | For |
2.1 | Appoint Statutory Auditor Michinaga, Yukinori | Management | For | Against |
2.2 | Appoint Statutory Auditor Yoshizako, Toru | Management | For | Against |
2.3 | Appoint Statutory Auditor Soeda, Hidetoshi | Management | For | Against |
LEVI STRAUSS & CO.
Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: LEVI
Security ID: 52736R102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Friedman | Management | For | Withhold |
1b | Elect Director Yael Garten | Management | For | Withhold |
1c | Elect Director Jenny Ming | Management | For | Withhold |
1d | Elect Director Joshua E. Prime | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LONDON STOCK EXCHANGE GROUP PLC
Meeting Date: NOV 03, 2020 Record Date: OCT 30, 2020 Meeting Type: SPECIAL |
||||
Ticker: LSE
Security ID: G5689U103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Proposed Divestment of London Stock Exchange Group Holdings Italia S.p.A. to Euronext N.V. | Management | For | For |
LONDON STOCK EXCHANGE GROUP PLC
Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: LSEG
Security ID: G5689U103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Re-elect Jacques Aigrain as Director | Management | For | For |
5 | Re-elect Dominic Blakemore as Director | Management | For | For |
6 | Re-elect Kathleen DeRose as Director | Management | For | For |
7 | Re-elect Cressida Hogg as Director | Management | For | For |
8 | Re-elect Stephen O'Connor as Director | Management | For | For |
9 | Re-elect Val Rahmani as Director | Management | For | For |
10 | Re-elect Don Robert as Director | Management | For | For |
11 | Re-elect David Schwimmer as Director | Management | For | For |
12 | Elect Martin Brand as Director | Management | For | For |
13 | Elect Erin Brown as Director | Management | For | For |
14 | Elect Anna Manz as Director | Management | For | For |
15 | Elect Douglas Steenland as Director | Management | For | For |
16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise UK Political Donations and Expenditure | Management | For | For |
20 | Approve SAYE Option Plan | Management | For | For |
21 | Adopt New Articles of Association | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
LOWE'S COMPANIES, INC.
Meeting Date: MAY 28, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: LOW
Security ID: 548661107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marvin R. Ellison | Management | For | For |
1.8 | Elect Director Daniel J. Heinrich | Management | For | For |
1.9 | Elect Director Brian C. Rogers | Management | For | For |
1.10 | Elect Director Bertram L. Scott | Management | For | For |
1.11 | Elect Director Mary Beth West | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
MICRON TECHNOLOGY, INC.
Meeting Date: JAN 14, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL |
||||
Ticker: MU
Security ID: 595112103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Beyer | Management | For | For |
1b | Elect Director Lynn A. Dugle | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Mary Pat McCarthy | Management | For | For |
1e | Elect Director Sanjay Mehrotra | Management | For | For |
1f | Elect Director Robert E. Switz | Management | For | For |
1g | Elect Director MaryAnn Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MICROSOFT CORPORATION
Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
MINEBEA MITSUMI, INC.
Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL |
||||
Ticker: 6479
Security ID: J42884130 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Kainuma, Yoshihisa | Management | For | For |
2.2 | Elect Director Moribe, Shigeru | Management | For | For |
2.3 | Elect Director Iwaya, Ryozo | Management | For | For |
2.4 | Elect Director None, Shigeru | Management | For | For |
2.5 | Elect Director Kagami, Michiya | Management | For | For |
2.6 | Elect Director Yoshida, Katsuhiko | Management | For | For |
2.7 | Elect Director Aso, Hiroshi | Management | For | For |
2.8 | Elect Director Murakami, Koshi | Management | For | For |
2.9 | Elect Director Matsumura, Atsuko | Management | For | For |
2.10 | Elect Director Haga, Yuko | Management | For | For |
2.11 | Elect Director Katase, Hirofumi | Management | For | For |
2.12 | Elect Director Matsuoka, Takashi | Management | For | For |
3 | Approve Compensation Ceiling for Directors | Management | For | For |
NOVARTIS AG
Meeting Date: MAR 02, 2021 Record Date: Meeting Type: ANNUAL |
||||
Ticker: NOVN
Security ID: H5820Q150 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | Did Not Vote |
4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | Did Not Vote |
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | Did Not Vote |
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | Did Not Vote |
6.3 | Approve Remuneration Report | Management | For | Did Not Vote |
7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
7.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
7.3 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
7.4 | Reelect Patrice Bula as Director | Management | For | Did Not Vote |
7.5 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
7.6 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
7.7 | Reelect Bridgette Heller as Director | Management | For | Did Not Vote |
7.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
7.9 | Reelect Simon Moroney as Director | Management | For | Did Not Vote |
7.10 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
7.11 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
7.12 | Elect Enrico Vanni as Director | Management | For | Did Not Vote |
7.13 | Reelect William Winters as Director | Management | For | Did Not Vote |
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Did Not Vote |
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | Did Not Vote |
8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
10 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
11 | Amend Articles Re: Board of Directors Tenure | Management | For | Did Not Vote |
12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
NRG ENERGY, INC.
Meeting Date: APR 29, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
||||
Ticker: NRG
Security ID: 629377508 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director E. Spencer Abraham | Management | For | For |
1b | Elect Director Antonio Carrillo | Management | For | For |
1c | Elect Director Matthew Carter, Jr. | Management | For | For |
1d | Elect Director Lawrence S. Coben | Management | For | For |
1e | Elect Director Heather Cox | Management | For | For |
1f | Elect Director Elisabeth B. Donohue | Management | For | For |
1g | Elect Director Mauricio Gutierrez | Management | For | For |
1h | Elect Director Paul W. Hobby | Management | For | For |
1i | Elect Director Alexandra Pruner | Management | For | For |
1j | Elect Director Anne C. Schaumburg | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
OPEN HOUSE CO., LTD.
Meeting Date: DEC 23, 2020 Record Date: SEP 30, 2020 Meeting Type: ANNUAL |
||||
Ticker: 3288
Security ID: J3072G101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
2 | Amend Articles to Reduce Directors' Term | Management | For | For |
3.1 | Elect Director Arai, Masaaki | Management | For | For |
3.2 | Elect Director Kamata, Kazuhiko | Management | For | For |
3.3 | Elect Director Imamura, Hitoshi | Management | For | For |
3.4 | Elect Director Fukuoka, Ryosuke | Management | For | For |
3.5 | Elect Director Wakatabi, Kotaro | Management | For | For |
3.6 | Elect Director Ishimura, Hitoshi | Management | For | For |
3.7 | Elect Director Omae, Yuko | Management | For | For |
3.8 | Elect Director Kotani, Maoko | Management | For | For |
4.1 | Appoint Statutory Auditor Matsumoto, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Toyama, Yuzo | Management | For | For |
4.3 | Appoint Statutory Auditor Hosaka, Mieko | Management | For | For |
5 | Appoint Alternate Statutory Auditor Ido, Kazumi | Management | For | For |
6 | Approve Compensation Ceiling for Directors | Management | For | For |
OTIS WORLDWIDE CORPORATION
Meeting Date: APR 27, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL |
||||
Ticker: OTIS
Security ID: 68902V107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey H. Black | Management | For | For |
1b | Elect Director Kathy Hopinkah Hannan | Management | For | For |
1c | Elect Director Shailesh G. Jejurikar | Management | For | For |
1d | Elect Director Christopher J. Kearney | Management | For | For |
1e | Elect Director Judith F. Marks | Management | For | For |
1f | Elect Director Harold W. McGraw, III | Management | For | For |
1g | Elect Director Margaret M. V. Preston | Management | For | For |
1h | Elect Director Shelley Stewart, Jr. | Management | For | For |
1i | Elect Director John H. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SINO-AMERICAN SILICON PRODUCTS, INC.
Meeting Date: JUN 24, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL |
||||
Ticker: 5483
Security ID: Y8022X107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report, Financial Statements and Profit Distribution | Management | For | For |
2 | Approve Amendments to Articles of Association | Management | For | For |
3 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | Against |
5 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
6 | Approve Issuance of Marketable Securities via Public Offering or Private Placement | Management | For | Against |
SONY GROUP CORP.
Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL |
||||
Ticker: 6758
Security ID: J76379106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.2 | Elect Director Totoki, Hiroki | Management | For | For |
1.3 | Elect Director Sumi, Shuzo | Management | For | For |
1.4 | Elect Director Tim Schaaff | Management | For | For |
1.5 | Elect Director Oka, Toshiko | Management | For | For |
1.6 | Elect Director Akiyama, Sakie | Management | For | For |
1.7 | Elect Director Wendy Becker | Management | For | For |
1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
1.9 | Elect Director Adam Crozier | Management | For | For |
1.10 | Elect Director Kishigami, Keiko | Management | For | For |
1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SUMMIT MATERIALS, INC.
Meeting Date: MAY 19, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL |
||||
Ticker: SUM
Security ID: 86614U100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Lance | Management | For | For |
1.2 | Elect Director Anne K. Wade | Management | For | For |
1.3 | Elect Director Susan A. Ellerbusch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Amend Charter to Add Federal Forum Selection Provision | Management | For | For |
9 | Amend Charter to Delete the Waiver of Section 203 of the DGCL | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL |
||||
Ticker: 2330
Security ID: Y84629107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
3 | Approve Issuance of Restricted Stocks | Management | For | For |
4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | Against |
4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | Against |
4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | Against |
4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | Against |
4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | Against |
4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | Against |
4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | Against |
4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | Against |
4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | Against |
4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | Against |
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: TXN
Security ID: 882508104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THALES SA
Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: HO
Security ID: F9156M108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.76 per Share | Management | For | For |
4 | Reelect French State as Director | Management | For | For |
5 | Renew Appointment Ernst & Young Audit as Auditor | Management | For | For |
6 | Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2019 | Management | For | For |
7 | Approve Amendment of Remuneration Policy of Chairman and CEO Re: FY 2020 | Management | For | For |
8 | Approve Compensation of Patrice Caine, Chairman and CEO | Management | For | For |
9 | Approve Compensation Report of Corporate Officers | Management | For | For |
10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Reelect Bernard Fontana as Director | Management | For | Against |
16 | Elect Delphine Geny-Stephann as Director | Management | For | Against |
17 | Elect Anne Rigail as Director | Management | For | Against |
18 | Reelect Philippe Lepinay as Representative of Employee Shareholders to the Board | Management | For | For |
THE AES CORPORATION
Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
||||
Ticker: AES
Security ID: 00130H105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet G. Davidson | Management | For | For |
1.2 | Elect Director Andres R. Gluski | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director Holly K. Koeppel | Management | For | For |
1.5 | Elect Director Julia M. Laulis | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Teresa M. Sebastian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
THE COOPER COMPANIES, INC.
Meeting Date: MAR 17, 2021 Record Date: JAN 21, 2021 Meeting Type: ANNUAL |
||||
Ticker: COO
Security ID: 216648402 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen E. Jay | Management | For | For |
1.2 | Elect Director William A. Kozy | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Teresa S. Madden | Management | For | For |
1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.6 | Elect Director Robert S. Weiss | Management | For | For |
1.7 | Elect Director Albert G. White, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY
Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL |
||||
Ticker: DIS
Security ID: 254687106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Robert A. Chapek | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Michael B.G. Froman | Management | For | For |
1g | Elect Director Robert A. Iger | Management | For | For |
1h | Elect Director Maria Elena Lagomasino | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
THOMSON REUTERS CORPORATION
Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL |
||||
Ticker: TRI
Security ID: 884903709 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Thomson | Management | For | For |
1.2 | Elect Director Steve Hasker | Management | For | For |
1.3 | Elect Director Kirk E. Arnold | Management | For | For |
1.4 | Elect Director David W. Binet | Management | For | For |
1.5 | Elect Director W. Edmund Clark | Management | For | For |
1.6 | Elect Director Michael E. Daniels | Management | For | For |
1.7 | Elect Director Kirk Koenigsbauer | Management | For | For |
1.8 | Elect Director Deanna Oppenheimer | Management | For | For |
1.9 | Elect Director Vance K. Opperman | Management | For | For |
1.10 | Elect Director Simon Paris | Management | For | For |
1.11 | Elect Director Kim M. Rivera | Management | For | For |
1.12 | Elect Director Barry Salzberg | Management | For | For |
1.13 | Elect Director Peter J. Thomson | Management | For | For |
1.14 | Elect Director Wulf von Schimmelmann | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | SP 1: Produce a Human Rights Risk Report | Shareholder | Against | For |
UNILEVER PLC
Meeting Date: MAY 05, 2021 Record Date: MAY 03, 2021 Meeting Type: ANNUAL |
||||
Ticker: ULVR
Security ID: G92087165 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Climate Transition Action Plan | Management | For | For |
5 | Re-elect Nils Andersen as Director | Management | For | For |
6 | Re-elect Laura Cha as Director | Management | For | For |
7 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
8 | Re-elect Alan Jope as Director | Management | For | For |
9 | Re-elect Andrea Jung as Director | Management | For | For |
10 | Re-elect Susan Kilsby as Director | Management | For | For |
11 | Re-elect Strive Masiyiwa as Director | Management | For | For |
12 | Re-elect Youngme Moon as Director | Management | For | For |
13 | Re-elect Graeme Pitkethly as Director | Management | For | For |
14 | Re-elect John Rishton as Director | Management | For | For |
15 | Re-elect Feike Sijbesma as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise UK Political Donations and Expenditure | Management | For | For |
19 | Approve SHARES Plan | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Against |
25 | Adopt New Articles of Association | Management | For | For |
26 | Approve Reduction of the Share Premium Account | Management | For | For |
UNION PACIFIC CORPORATION
Meeting Date: MAY 13, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL |
||||
Ticker: UNP
Security ID: 907818108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date: MAY 19, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL |
||||
Ticker: VRTX
Security ID: 92532F100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
1.2 | Elect Director Lloyd Carney | Management | For | Against |
1.3 | Elect Director Alan Garber | Management | For | For |
1.4 | Elect Director Terrence Kearney | Management | For | For |
1.5 | Elect Director Reshma Kewalramani | Management | For | For |
1.6 | Elect Director Yuchun Lee | Management | For | For |
1.7 | Elect Director Jeffrey Leiden | Management | For | For |
1.8 | Elect Director Margaret McGlynn | Management | For | For |
1.9 | Elect Director Diana McKenzie | Management | For | For |
1.10 | Elect Director Bruce Sachs | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
VISA INC.
Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL |
||||
Ticker: V
Security ID: 92826C839 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
WASTE CONNECTIONS, INC.
Meeting Date: MAY 14, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL |
||||
Ticker: WCN
Security ID: 94106B101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward E. "Ned" Guillet | Management | For | For |
1b | Elect Director Michael W. Harlan | Management | For | For |
1c | Elect Director Larry S. Hughes | Management | For | For |
1d | Elect Director Worthing F. Jackman | Management | For | For |
1e | Elect Director Elise L. Jordan | Management | For | For |
1f | Elect Director Susan "Sue" Lee | Management | For | For |
1g | Elect Director Ronald J. Mittelstaedt | Management | For | For |
1h | Elect Director William J. Razzouk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
YELLOW CAKE PLC
Meeting Date: SEP 02, 2020 Record Date: AUG 28, 2020 Meeting Type: ANNUAL |
||||
Ticker: YCA
Security ID: G98334108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Anthony Tudor St John, The Lord St John of Bletso as Director | Management | For | For |
3 | Re-elect Andre Liebenberg as Director | Management | For | For |
4 | Re-elect Carole Whittall as Director | Management | For | For |
5 | Re-elect Sofia Bianchi as Director | Management | For | For |
6 | Re-elect Alexander Downer as Director | Management | For | For |
7 | Re-elect Alan Rule as Director | Management | For | For |
8 | Elect Alexandra Nethercott-Parkes as Director | Management | For | For |
9 | Ratify RSM UK Audit LLP as Auditors | Management | For | For |
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
REGISTRANT: Putnam Focused International Equity Fund
BY: /s/Jonathan S. Horowitz
NAME: Jonathan S. Horowitz
TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison
DATE: AUGUST 19, 2021
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