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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-1403 | ||||||||
Name of Registrant: | Putnam Global Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Global Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 10/31/13 | ||||||||
Date of reporting period: | 07/01/2013 - 06/30/2014 |
Registrant : | Putnam Global Equity Fund | |||||||
Fund Name : | Putnam Global Equity Fund | |||||||
Date of fiscal year end: | 10/31/2013 | |||||||
Airgas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARG | CUSIP 009363102 | 08/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Clancey | Mgmt | For | For | For | |||
1.2 | Elect Richard C. Ill | Mgmt | For | For | For | |||
1.3 | Elect Ted B. Miller, Jr. | Mgmt | For | For | For | |||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Alcatel-Lucent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALU | CUSIP 013904305 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Veronique Morali | Mgmt | For | For | For | |||
5 | Elect Francesco Caio | Mgmt | For | For | For | |||
6 | Elect Kim C. Goodman | Mgmt | For | For | For | |||
7 | Elect Jean-Cyril Spinetta | Mgmt | For | For | For | |||
8 | Remuneration of Michel Combes, CEO | Mgmt | For | For | For | |||
9 | Remuneration of Philippe Camus, Chairman | Mgmt | For | For | For | |||
10 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
16 | Greenshoe | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
19 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
24 | Authorize Chairman to Transact Other Business | Mgmt | For | Against | Against | |||
Alsea S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSEA | CINS P0212A104 | 10/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Vips | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Altisource Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | |||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | |||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | |||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
American Airlines Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
9 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
10 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
11 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
4 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
7 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
13 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
14 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Antena 3 de Television, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A3TV | CINS E0728T102 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Charitable Donations to Atresmedia Foundation | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/04/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
2 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
3 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
4 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
5 | Elect Susan M. James | Mgmt | For | For | For | |||
6 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
7 | Elect Gerhard H. Parker | Mgmt | For | For | For | |||
8 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
9 | Elect Willem P. Roelandts | Mgmt | For | For | For | |||
10 | Elect James E. Rogers | Mgmt | For | For | For | |||
11 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
12 | Elect Robert H. Swan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 06/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.4 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.5 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.7 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.8 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Elect Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.16 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Elect James M. Michener | Mgmt | For | For | For | |||
1.19 | Elect Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Etsuko Okajima @ Etsuko Mino | Mgmt | For | For | For | |||
10 | Elect Tomokazu Fujisawa | Mgmt | For | Against | Against | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Bonus | Mgmt | For | For | For | |||
13 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | |||
10 | Elect Ann Cairns | Mgmt | For | For | For | |||
11 | Elect Graham Chipchase | Mgmt | For | For | For | |||
12 | Elect Jean-Philippe Courtois | Mgmt | For | Against | Against | |||
13 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect John S. Varley | Mgmt | For | For | For | |||
17 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
18 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
25 | Performance Share Plan | Mgmt | For | For | For | |||
Banco Espírito Santo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BES | CINS X0346X153 | 05/05/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Ratification of Board and Supervisory Council Acts | ShrHldr | N/A | TNA | N/A | |||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||
7 | Continuance of Operation of Subsidiary | Mgmt | For | TNA | N/A | |||
8 | Authority for the Company and Subsidiaries to Trade in Company Stock and Bonds | Mgmt | For | TNA | N/A | |||
9 | Approval to Subject the Spanish Branch to Spanish Legislation | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
9 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
10 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
11 | Elect Thomas J. May | Mgmt | For | For | For | |||
12 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
14 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
15 | Elect R. David Yost | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
5 | Elect Mike Ashley | Mgmt | For | For | For | |||
6 | Elect Wendy Lucas-Bull | Mgmt | For | For | For | |||
7 | Elect Tushar Morzaria | Mgmt | For | For | For | |||
8 | Elect Frits van Paasschen | Mgmt | For | For | For | |||
9 | Elect Stephen G. Thieke | Mgmt | For | For | For | |||
10 | Elect Tim Breedon | Mgmt | For | For | For | |||
11 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
12 | Elect Antony Jenkins | Mgmt | For | For | For | |||
13 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
15 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
16 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
17 | Elect Sir David Walker | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 12/23/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of shares by Marshall Wace | Mgmt | For | For | For | |||
Bigfoot GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP | 5/26/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Distributation (transfer) of some of its shares in BigFoot GmbH (the company) to its direct shareholders, Emesco AB (Kinnevik) and Access Industries | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
6 | Elect Pam Daley | Mgmt | For | For | For | |||
7 | Elect Martin Ferguson | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Chris Finlayson | Mgmt | For | For | For | |||
10 | Elect Andrew Gould | Mgmt | For | For | For | |||
11 | Elect Baroness Hogg | Mgmt | For | For | For | |||
12 | Elect John Hood | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
15 | Elect Sir David Manning | Mgmt | For | For | For | |||
16 | Elect Mark Seligman | Mgmt | For | For | For | |||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Britvic plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVIC | CINS G17387104 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Joanne Averiss | Mgmt | For | Against | Against | |||
5 | Elect Gerald Corbett | Mgmt | For | Against | Against | |||
6 | Elect John Gibney | Mgmt | For | Against | Against | |||
7 | Elect Ben Gordon | Mgmt | For | Against | Against | |||
8 | Elect Bob Ivell | Mgmt | For | Against | Against | |||
9 | Elect Simon Litherland | Mgmt | For | Against | Against | |||
10 | Elect Michael Shallow | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
3 | Elect Ralph C. Stayer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Buzzi Unicem S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZU | CINS T2320M109 | 11/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Convertible Bonds and Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
2 | Elect James R. Gibbs | Mgmt | For | For | For | |||
3 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
4 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | 2014 Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Capital Senior Living Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 140475104 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect E. Rodney Hornbake | Mgmt | For | For | For | |||
1.3 | Elect Kimberely S Herman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
3 | Elect Steven Cosler | Mgmt | For | For | For | |||
4 | Elect William J. Davis | Mgmt | For | For | For | |||
5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
9 | Elect Anthony Masso | Mgmt | For | For | For | |||
10 | Amendment to Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard W. Barker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael D. Casey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | Withhold | Against | |||
1.6 | Elect Michael A. Friedman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | Withhold | Against | |||
1.8 | Elect James J. Loughlin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | |||
3 | Elect Roger O. Walther | Mgmt | For | For | For | |||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Phupinder S. Gill | Mgmt | For | Against | Against | |||
3 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
4 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
5 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect J. Dennis Hastert | Mgmt | For | Against | Against | |||
10 | Elect Leo Melamed | Mgmt | For | Against | Against | |||
11 | Elect William P. Miller II | Mgmt | For | Against | Against | |||
12 | Elect James E. Oliff | Mgmt | For | Against | Against | |||
13 | Elect Edemir Pinto | Mgmt | For | Against | Against | |||
14 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
15 | Elect John F. Sandner | Mgmt | For | Against | Against | |||
16 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
17 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
18 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Amendment to the 2005 Director Stock Plan | Mgmt | For | For | For | |||
22 | Amendment to the Incentive Plan for Named Executive Officers | Mgmt | For | For | For | |||
23 | Modification to Director Election Rights of Class B Shareholders | Mgmt | For | For | For | |||
Commerzbank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBK | CINS D172W1279 | 05/08/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Lippe | Mgmt | For | TNA | N/A | |||
11 | Elect Nicholas Teller | Mgmt | For | TNA | N/A | |||
12 | Elect Solms Wittig as Substitute Shareholder Representative | Mgmt | For | TNA | N/A | |||
13 | Amendments to Previously Approved Intra-company Contracts | Mgmt | For | TNA | N/A | |||
14 | Amendments to Previously Approved Profit-and-Loss Transfer Agreement | Mgmt | For | TNA | N/A | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Barram | Mgmt | For | For | For | |||
2 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Judith R. Haberkorn | Mgmt | For | For | For | |||
5 | Elect Nancy Killefer | Mgmt | For | For | For | |||
6 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
7 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coway Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
021240 | CINS Y1786S109 | 03/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Share Option Grant to Executive Directors | Mgmt | For | Against | Against | |||
3 | Share Option Grant to Executive Officers | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | Against | Against | |||
7 | Corporate Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Meeting Minutes | Mgmt | For | For | For | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Prasert Jarupanich | Mgmt | For | Against | Against | |||
8 | Elect Narong Chearavanont | Mgmt | For | Against | Against | |||
9 | Elect Pittaya Jearavisitkul | Mgmt | For | Against | Against | |||
10 | Elect Piyawat Titasattavorakul | Mgmt | For | Against | Against | |||
11 | Elect Umroong Sanphasitvong | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Debentures | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CP ALL Public Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPALL | CINS Y1772K169 | 09/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Bonds | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dionisio Romero Paoletti | Mgmt | For | Against | Against | |||
3 | Elect Raimundo Morales | Mgmt | For | Against | Against | |||
4 | Elect Fernando Fort Marie | Mgmt | For | Against | Against | |||
5 | Elect Reynaldo Llosa Barber | Mgmt | For | Against | Against | |||
6 | Elect Juan Carlos Verme | Mgmt | For | Against | Against | |||
7 | Elect Luis Enrique Yarur | Mgmt | For | Against | Against | |||
8 | Elect Benedicto Ciguenas Guevara | Mgmt | For | Against | Against | |||
9 | Elect Martine Perez Monteverde | Mgmt | For | Against | Against | |||
10 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Credit Saison Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8253 | CINS J7007M109 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Rinno | Mgmt | For | For | For | |||
4 | Elect Teruyuki Maekawa | Mgmt | For | For | For | |||
5 | Elect Naoki Takahashi | Mgmt | For | For | For | |||
6 | Elect Haruhisa Kaneko | Mgmt | For | For | For | |||
7 | Elect Hiroshi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Masahiro Yamashita | Mgmt | For | For | For | |||
9 | Elect Junji Kakushoh | Mgmt | For | For | For | |||
10 | Elect Kazuhiro Hirase | Mgmt | For | For | For | |||
11 | Elect Sadamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Akihiro Matsuda | Mgmt | For | For | For | |||
13 | Elect Teruhisa Aoyama | Mgmt | For | For | For | |||
14 | Elect Yoshihisa Yamamoto | Mgmt | For | For | For | |||
15 | Elect Tatsunari Okamoto | Mgmt | For | For | For | |||
16 | Elect Katsumi Mizuno | Mgmt | For | For | For | |||
17 | Elect Masako Takeda | Mgmt | For | For | For | |||
18 | Elect Yasuhisa Ueno | Mgmt | For | For | For | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
8 | Election of Supervisory Board; Supervisory Board Size | Mgmt | For | For | For | |||
9 | Elect Bettina Breiteneder | Mgmt | For | For | For | |||
10 | Elect Jan Homan | Mgmt | For | For | For | |||
11 | Elect Juan Maria Nin Genova | Mgmt | For | For | For | |||
12 | Elect Friedrich Rodler | Mgmt | For | For | For | |||
13 | Elect Elisabeth Bleykeben-Koren | Mgmt | For | For | For | |||
14 | Elect Gunter Griss | Mgmt | For | For | For | |||
15 | Elect Elisabeth Krainer Senger-Weiss | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
11 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
12 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
13 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
14 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
15 | Severance Agreement and Retirement Benefits (Patrick Sayer) | Mgmt | For | Against | Against | |||
16 | Severance Agreement and Retirement Benefits (Bruno Keller) | Mgmt | For | Against | Against | |||
17 | Severance Agreement and Retirement Benefits (Virginie Morgon) | Mgmt | For | Against | Against | |||
18 | Severance Agreement and Retirement Benefits (Philippe Audouin) | Mgmt | For | Against | Against | |||
19 | Severance Agreement and Retirement Benefits (Fabrice de Gaudemar) | Mgmt | For | Against | Against | |||
20 | Remuneration of, Patrick Sayer, Chair of the Management Board | Mgmt | For | For | For | |||
21 | Remuneration of, Bruno Keller, Virginie Morgon, Philippe Audouin and Fabrice de Gaudemar, Management Board Members | Mgmt | For | For | For | |||
22 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Mgmt | For | For | For | |||
23 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and/or Covertible Securities Through Private Placement | Mgmt | For | Against | Against | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||
30 | Greenshoe | Mgmt | For | Against | Against | |||
31 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
32 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
33 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
34 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
35 | Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
36 | Authority to Issue Restricted Preference Shares Conversion of Ordinary Shares into Preference Shares | Mgmt | For | Against | Against | |||
37 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Larry Glenn Johnson | Mgmt | For | For | For | |||
4 | Elect LEE Kian Soo | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Equity Grant to CHEW Thiam Keng | Mgmt | For | For | For | |||
Facebook Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Faurecia | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/27/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends; Scrip Dividend | Mgmt | For | For | For | |||
7 | Supplementary Retirement Benefits (Yann Delabriere, Chairman and CEO) | Mgmt | For | For | For | |||
8 | Remuneration of Yann Delabriere, Chairman and CEO | Mgmt | For | For | For | |||
9 | Elect Bernadette Spinoy | Mgmt | For | For | For | |||
10 | Elect Carlos Tavares | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Cancel Shares & Reduce Capital | Mgmt | For | For | For | |||
13 | Amendments to Articles 16 Regarding Age Limits of Directors | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Fidessa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDSA | CINS G3469C104 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
6 | Elect John Hamer | Mgmt | For | For | For | |||
7 | Elect Chris Aspinwall | Mgmt | For | For | For | |||
8 | Elect Andy Malpass | Mgmt | For | For | For | |||
9 | Elect Ron Mackintosh | Mgmt | For | For | For | |||
10 | Elect Philip Hardaker | Mgmt | For | For | For | |||
11 | Elect Elizabeth Lake | Mgmt | For | For | For | |||
12 | Elect Mark Foster | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | Against | Against | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Brown | Mgmt | For | For | For | |||
2 | Elect Michael E. Dougherty | Mgmt | For | For | For | |||
3 | Elect William Powers, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
2 | Elect David M. Thomas | Mgmt | For | For | For | |||
3 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph W. Marshall, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect E. Scott Urdang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
5 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
6 | Elect Julian Metherell | Mgmt | For | For | For | |||
7 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
8 | Elect James William Leng | Mgmt | For | For | For | |||
9 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
10 | Elect Mark Parris | Mgmt | For | For | For | |||
11 | Elect George Rose | Mgmt | For | For | For | |||
12 | Elect Nathaniel P. Rothschild | Mgmt | For | Against | Against | |||
13 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
14 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
15 | Elect Murat Yazici | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | Against | Against | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Restricted Share Plan | Mgmt | For | For | For | |||
20 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
3 | Elect James S. Crown | Mgmt | For | For | For | |||
4 | Elect William P. Fricks | Mgmt | For | For | For | |||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | |||
6 | Elect John M. Keane | Mgmt | For | For | For | |||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
8 | Elect James N. Mattis | Mgmt | For | For | For | |||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
10 | Elect William A. Osborn | Mgmt | For | For | For | |||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Melina E. Higgins | Mgmt | For | For | For | |||
4 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Christine B. Mead | Mgmt | For | For | For | |||
7 | Elect David M. Moffett | Mgmt | For | For | For | |||
8 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
9 | Elect James A. Parke | Mgmt | For | For | For | |||
10 | Elect James S. Riepe | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 03/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Grand Korea Leisure Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
114090 | CINS Y2847C109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Corporate Auditor | Mgmt | For | Against | Against | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Groupon, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRPN | CUSIP 399473107 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric P. Lefkofsky | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Barris | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Bass | Mgmt | For | For | For | |||
1.4 | Elect Daniel T. Henry | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey T. Housenbold | Mgmt | For | For | For | |||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 04/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Election of Audit and Corporate Governance Committee Chairman and Members | Mgmt | For | For | For | |||
6 | Election of Risk Committee Chairman and Members | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 07/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase in Authorized Capital; Authority to Issue Shares | Mgmt | For | For | For | |||
2 | Authority to Implement Public Offering | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 10/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Report of the Board Regarding Share Capital | Mgmt | For | For | For | |||
3 | Report of the External Auditor | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTEO | CINS P49501201 | 12/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Ordinary General Meeting Resolution Regarding Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||
5 | Elect TAN Li Xia | Mgmt | For | Against | Against | |||
6 | Elect ZHANG Yong | Mgmt | For | Against | Against | |||
7 | Elect Rose TSOU Kai Lien | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James R. Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
6 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah S. Jum'ah | Mgmt | For | For | For | |||
8 | Elect David J. Lesar | Mgmt | For | For | For | |||
9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra L. Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Liam E. McGee | Mgmt | For | For | For | |||
4 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
5 | Elect Michael G. Morris | Mgmt | For | For | For | |||
6 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
7 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2014 Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Executive Bonus Program | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
19 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
21 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
22 | Ratify Frank-Dirk Steiniger | Mgmt | For | TNA | N/A | |||
23 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Elect Fritz-Jurgen Heckmann | Mgmt | For | TNA | N/A | |||
26 | Elect Ludwig Merckle | Mgmt | For | TNA | N/A | |||
27 | Elect Tobias Merckle | Mgmt | For | TNA | N/A | |||
28 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
29 | Elect Jurgen M. Schneider | Mgmt | For | TNA | N/A | |||
30 | Elect Marion A. Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
31 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
32 | Amendment to Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Hitachi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
3 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
4 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
5 | Elect George W. Buckley | Mgmt | For | For | For | |||
6 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
7 | Elect Philip YEO | Mgmt | For | For | For | |||
8 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
9 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
10 | Elect Takashi Hatchohji | Mgmt | For | For | For | |||
11 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
12 | Elect Takashi Miyoshi | Mgmt | For | For | For | |||
13 | Elect Nobuo Mochida | Mgmt | For | For | For | |||
Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
10 | Elect Karen Katen | Mgmt | For | Against | Against | |||
11 | Elect Mark Vadon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||
Hovnanian Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOV | CUSIP 442487203 | 03/11/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ara K. Hovnanian | Mgmt | For | For | For | |||
2 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
3 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
4 | Elect Joseph A. Marengi | Mgmt | For | For | For | |||
5 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Larry Sorsby | Mgmt | For | For | For | |||
7 | Elect Stephen D. Weinroth | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the Senior Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Howard Hughes Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Iguatemi Empresa de Shopping Centers S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGTA3 | CINS P5352J104 | 04/24/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Supervisory Council Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
7 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Impax Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPXL | CUSIP 45256B101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Z. Benet | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Burr | Mgmt | For | For | For | |||
1.3 | Elect Allen Chao | Mgmt | For | For | For | |||
1.4 | Elect Nigel Ten Fleming | Mgmt | For | For | For | |||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | |||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | |||
1.7 | Elect Mary K. Pendergast | Mgmt | For | For | For | |||
1.8 | Elect Peter R. Terreri | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Industria de Diseno Textil S.A. - INDITEX, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (Individual) | Mgmt | For | For | For | |||
3 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Company Balance Sheet (New Tax Regime) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Long-Term Performance Share Plan | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/12/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Par-Value; Increase Authorized Capital | Mgmt | For | For | For | |||
10 | Amendments to Par-Value; Return of Capital | Mgmt | For | For | For | |||
11 | Amendments to Articles Regarding Representation of the Company | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Elect Eric Boyer de la Giroday to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with Mergers and Acquisitions | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares in Connection with Major Capital Restructuring | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Inotera Memories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3474 | CINS Y4084K109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
9 | Amendments to Election Method for Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules for Derivatives Trading | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for Endorsements and Guarantees | Mgmt | For | For | For | |||
13 | Elect Charles KAU Chi-Chuan | Mgmt | For | For | For | |||
14 | Elect Susan WANG Jui-Hua | Mgmt | For | For | For | |||
15 | Elect WU Chia-Chau | Mgmt | For | For | For | |||
16 | Elect Otto CHANG Chia-Fang | Mgmt | For | For | For | |||
17 | Elect HU Yao-Wen | Mgmt | For | For | For | |||
18 | Elect Michael W. Sadler | Mgmt | For | For | For | |||
19 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
20 | Elect Scott Meikle | Mgmt | For | For | For | |||
21 | Elect Brian M. Shirley | Mgmt | For | For | For | |||
22 | Elect Wayne R. Allan | Mgmt | For | For | For | |||
23 | Elect LIN Chuan | Mgmt | For | For | For | |||
24 | Elect HUANG Mao-Hsiung | Mgmt | For | For | For | |||
25 | Elect JIAN Syue-Ren | Mgmt | For | For | For | |||
26 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yasutake Tango | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
11 | Elect Main Kohda @ Tokuko Sawa | Mgmt | For | For | For | |||
12 | Elect Michio Masaki as Alternate Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Shareholder Authority to Set Stock Options | ShrHldr | Against | Against | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Koninklijke KPN N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KPN | CINS N4297B146 | 04/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor (2014) | Mgmt | For | For | For | |||
9 | Appointment of Auditor (2015) | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect C Zuiderwijk to the Supervisory Board | Mgmt | For | Against | Against | |||
12 | Elect Duco Sickinghe to the Supervisory Board | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Supression of Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Liberty Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LBTYA | CUSIP G5480U120 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Miranda Curtis | Mgmt | For | For | For | |||
2 | Elect John W. Dick | Mgmt | For | For | For | |||
3 | Elect J.C. Sparkman | Mgmt | For | For | For | |||
4 | Elect J. David Wargo | Mgmt | For | For | For | |||
5 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Lifepoint Hospitals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPNT | CUSIP 53219L109 | 06/03/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Richard H. Evans | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Haley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | cins P6330Z111 | 08/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
4 | Valuation Report | Mgmt | For | TNA | N/A | |||
5 | Merger by Absorption | Mgmt | For | TNA | N/A | |||
6 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | ShrHldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
2 | Elect Verne G. Istock | Mgmt | For | For | For | |||
3 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
4 | Elect Christopher O'Herlihy | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2014 Long Term Stock Incentive Plan | Mgmt | For | For | For | |||
Mazda Motor Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7261 | CINS J41551102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation/Reverse Stock Split | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Seita Kanai | Mgmt | For | For | For | |||
6 | Elect Masamichi Kogai | Mgmt | For | For | For | |||
7 | Elect Akira Marumoto | Mgmt | For | For | For | |||
8 | Elect Hirofumi Kawamura as Statutory Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
6 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
7 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
8 | Elect Jane L. Warner | Mgmt | For | For | For | |||
9 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mediaset S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | List Presented by Fininvest S.p.A. | Mgmt | For | For | For | |||
6 | List Presented by Group of Shareholders Representing 0.96% of the Share Capital | Mgmt | For | N/A | N/A | |||
7 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
METRO BANK PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
N/A | CINS ADPC01888 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
5 | Elect Warren A. East | Mgmt | For | For | For | |||
6 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
7 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
8 | Elect Robert E. Switz | Mgmt | For | For | For | |||
9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Election of Directors and Commissioners (Slate); Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
5 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
6 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
7 | Elect Jun Yanai | Mgmt | For | For | For | |||
8 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
9 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Mori | Mgmt | For | For | For | |||
12 | Elect Yasuhito Hirota | Mgmt | For | For | For | |||
13 | Elect Kunio Itoh | Mgmt | For | For | For | |||
14 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
15 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
16 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
17 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
18 | Elect Hideyuki Nabeshima as a Statutory Auditor | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
3 | Elect William U. Parfet | Mgmt | For | For | For | |||
4 | Elect George H. Poste | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||
8 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Amendments to Articles | ShrHldr | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Board Size and Number of Vice-Chairmen | ShrHldr | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Corporate Bodies | ShrHldr | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Electing the Chairman and Vice-Chairmen of the Board | ShrHldr | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Indemnification of Directors | ShrHldr | For | TNA | N/A | |||
14 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
15 | Authority to Trade in Company Debt Instruments | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 12/27/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Divestiture of Mota-Engil Africa | Mgmt | For | TNA | N/A | |||
4 | Authority to Sell Treasury Shares | Mgmt | For | TNA | N/A | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Severance Agreement and Non-Compete Agreement of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
8 | Remuneration of Francois Perol, Chairman | Mgmt | For | For | For | |||
9 | Remuneration of Laurent Mignon, CEO | Mgmt | For | Against | Against | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Michel Grass | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NH Hoteles, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHH | CINS E7650R103 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Amendments to Articles Regarding Company Name | Mgmt | For | For | For | |||
6 | Merger/Acquisition | Mgmt | For | For | For | |||
7 | Board Size | Mgmt | For | Against | Against | |||
8 | Ratification of the Co-Option of Haibo Bai; Elect Haibo Bai | Mgmt | For | Against | Against | |||
9 | Elect Carlos Gonzalez Fernandez | Mgmt | For | Against | Against | |||
10 | Elect Livio Torio | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Remuneration Report | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Sakamoto | Mgmt | For | For | For | |||
4 | Elect Fumiaki Matsumoto | Mgmt | For | For | For | |||
5 | Elect Bernard Rey | Mgmt | For | For | For | |||
6 | Elect Hidetoshi Imazu | Mgmt | For | Against | Against | |||
7 | Elect Toshiyuki Nakamura | Mgmt | For | Against | Against | |||
8 | Elect Motoh Nagai | Mgmt | For | Against | Against | |||
Norbord Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBD | CUSIP 65548P403 | 05/02/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack L. Cockwell | Mgmt | For | For | For | |||
1.2 | Elect Dian N. Cohen | Mgmt | For | For | For | |||
1.3 | Elect Pierre Dupuis | Mgmt | For | For | For | |||
1.4 | Elect Jon S. Haick | Mgmt | For | For | For | |||
1.5 | Elect Robert J. Harding | Mgmt | For | For | For | |||
1.6 | Elect Neville W. Kirchmann | Mgmt | For | For | For | |||
1.7 | Elect J. Barrie Shineton | Mgmt | For | For | For | |||
1.8 | Elect Denis Turcotte | Mgmt | For | For | For | |||
1.9 | Elect James D. Wallace | Mgmt | For | For | For | |||
1.10 | Elect Peter C. Wijnbergen | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
5 | Elect William H. Hernandez | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/25/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Compensation | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation | Mgmt | For | TNA | N/A | |||
7 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
8 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
9 | Elect Verena A. Briner | Mgmt | For | TNA | N/A | |||
10 | Elect Srikant Datar | Mgmt | For | TNA | N/A | |||
11 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
12 | Elect Pierre Landolt | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
14 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
15 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
16 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
17 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
18 | Elect Compensation Committee Member (Srikant Datar) | Mgmt | For | TNA | N/A | |||
19 | Elect Compensation Committee Member (Ann Fudge) | Mgmt | For | TNA | N/A | |||
20 | Elect Compensation Committee Member (Ulrich Lehner) | Mgmt | For | TNA | N/A | |||
21 | Elect Compensation Committee Member (Enrico Vanni) | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
3 | Elect David W. Crane | Mgmt | For | For | For | |||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
6 | Elect Edward R. Muller | Mgmt | For | For | For | |||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
9 | Elect Walter R. Young | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Numericable Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUM | CINS F6627W103 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Losses | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Agreement of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
10 | Remuneration of Eric Denoyer, Chairman of the Board and CEO | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Jean-Michel Hegesippe | Mgmt | For | For | For | |||
12 | Elect Jean-Michel Hegesippe | Mgmt | For | Against | Against | |||
13 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
14 | Elect Max Aaron | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
18 | Authority to Issue Shares Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
19 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 07/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil R. Austrian | Mgmt | For | TNA | N/A | |||
1.2 | Elect Justin Bateman | Mgmt | For | TNA | N/A | |||
1.3 | Elect Thomas J. Colligan | Mgmt | For | TNA | N/A | |||
1.4 | Elect Marsha J. Evans | Mgmt | For | TNA | N/A | |||
1.5 | Elect Eugene V. Fife | Mgmt | For | TNA | N/A | |||
1.6 | Elect W. Scott Hedrick | Mgmt | For | TNA | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | For | TNA | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | For | TNA | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | For | TNA | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Office Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia T. Jamison | Mgmt | N/A | For | N/A | |||
1.2 | Elect Robert L. Nardelli | Mgmt | N/A | For | N/A | |||
1.3 | Elect Jeffrey C. Smith | Mgmt | N/A | For | N/A | |||
1.4 | Elect Joseph S. Vassalluzzo | Mgmt | N/A | For | N/A | |||
1.5 | Elect Neil R. Austrian | Mgmt | N/A | For | N/A | |||
1.6 | Elect Justin Bateman | Mgmt | N/A | For | N/A | |||
1.7 | Elect Kathleen Mason | Mgmt | N/A | For | N/A | |||
1.8 | Elect Michael J. Massey | Mgmt | N/A | For | N/A | |||
1.9 | Elect Raymond Svider | Mgmt | N/A | For | N/A | |||
1.10 | Elect Nigel Travis | Mgmt | N/A | For | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | |||
3 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
5 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
6 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
7 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
9 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
10 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
11 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
12 | Elect Hikari Imai | Mgmt | For | For | For | |||
13 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
14 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
15 | Elect Masaru Katoh | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 10/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Bruce W D Morgan | Mgmt | For | Against | Against | |||
3 | Re-elect Gordon Cairns | Mgmt | For | Against | Against | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Yamada | Mgmt | For | For | For | |||
6 | Elect Kazunori Takami | Mgmt | For | For | For | |||
7 | Elect Hideaki Kawai | Mgmt | For | For | For | |||
8 | Elect Yoshiyuki Miyabe | Mgmt | For | For | For | |||
9 | Elect Tamio Yoshioka | Mgmt | For | For | For | |||
10 | Elect Takashi Tohyama | Mgmt | For | For | For | |||
11 | Elect Mamoru Yoshida | Mgmt | For | For | For | |||
12 | Elect Tsuyoshi Nomura | Mgmt | For | For | For | |||
13 | Elect Ikuo Uno | Mgmt | For | For | For | |||
14 | Elect Masayuki Oku | Mgmt | For | For | For | |||
15 | Elect Hiroko Ohta | Mgmt | For | For | For | |||
16 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
17 | Elect Jun Ishii | Mgmt | For | For | For | |||
18 | Elect Mototsugu Satoh | Mgmt | For | For | For | |||
19 | Elect Yoshio Satoh | Mgmt | For | For | For | |||
20 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/16/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
8 | Elect David Jenkinson | Mgmt | For | For | For | |||
9 | Elect Richard Pennycook | Mgmt | For | For | For | |||
10 | Elect Jonathan Davie | Mgmt | For | For | For | |||
11 | Elect Mark Preston | Mgmt | For | For | For | |||
12 | Elect Marion Sears | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Return of Capital | Mgmt | For | For | For | |||
15 | Related Party Transactions (Nigel Greenaway) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Period at 14 days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect Kathleen Hogenson | Mgmt | For | For | For | |||
6 | Elect Norman Murray | Mgmt | For | For | For | |||
7 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
8 | Elect Stefano Cao | Mgmt | For | For | For | |||
9 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
10 | Elect Rene Medori | Mgmt | For | For | For | |||
11 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||
12 | Elect Ayman Asfari | Mgmt | For | For | For | |||
13 | Elect Marwan Chedid | Mgmt | For | For | For | |||
14 | Elect Tim Weller | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Performance Share Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Share Plan | Mgmt | For | For | For | |||
23 | Share Incentive Plan | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
4 | Elect Jennifer Li | Mgmt | For | For | For | |||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
8 | Elect Robert B. Polet | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/15/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Pierre-Olivier Bouee | Mgmt | For | For | For | |||
7 | Elect Jackie Hunt | Mgmt | For | For | For | |||
8 | Elect Anthony J. L. Nightingale | Mgmt | For | Against | Against | |||
9 | Elect Alice Shroeder | Mgmt | For | For | For | |||
10 | Elect Howard J. Davies | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Alexander Johnston | Mgmt | For | For | For | |||
13 | Elect Paul Manduca | Mgmt | For | For | For | |||
14 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
15 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
16 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
17 | Elect Philip Remnant | Mgmt | For | For | For | |||
18 | Elect Barry Stowe | Mgmt | For | For | For | |||
19 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
20 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
21 | Elect Michael A. Wells | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Repurchased Shares W/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
29 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
3 | Approval of Share Issuance w/o Preemptive Rights | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Putnam Short Term Investment Fund | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP 74676P664 | 02/27/2014 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approving a new management contract for your fund | Mgmt | For | For | For | |||
2 | Elect Liaquat Ahamed | Mgmt | For | For | For | |||
3 | Elect Ravi Akhoury | Mgmt | For | For | For | |||
4 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
5 | Elect Jameson A. Baxter | Mgmt | For | For | For | |||
6 | Elect Charles B. Curtis | Mgmt | For | For | For | |||
7 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
8 | Elect Katinka Domotorffy | Mgmt | For | For | For | |||
9 | Elect John A. Hill | Mgmt | For | For | For | |||
10 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
11 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
12 | Elect Robert E. Patterson | Mgmt | For | For | For | |||
13 | Elect George Putnam, III | Mgmt | For | For | For | |||
14 | Elect Robert L. Reynolds | Mgmt | For | For | For | |||
15 | Elect W. Thomas Stephens | Mgmt | For | For | For | |||
16 | Approving an Amended and Restated Declaration of Trust for your fund | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2014 Equity Compensation Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/09/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Baird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Roger J. Dow | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald E. Harrison | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Advisory -- Non-UK Issuer) | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Mark Dixon | Mgmt | For | For | For | |||
10 | Elect Dominique Yates | Mgmt | For | For | For | |||
11 | Elect Lance Browne | Mgmt | For | For | For | |||
12 | Elect Elmar Heggen | Mgmt | For | For | For | |||
13 | Elect Florence Pierre | Mgmt | For | For | For | |||
14 | Elect Alex Sulkowski | Mgmt | For | For | For | |||
15 | Elect Douglas Sutherland | Mgmt | For | For | For | |||
16 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
19 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement (CEO Mark Dixon) | Mgmt | For | Against | Against | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Euleen Goh | Mgmt | For | Against | Against | |||
5 | Elect Patricia A. Woertz | Mgmt | For | Against | Against | |||
6 | Elect Ben Van Beurden | Mgmt | For | Against | Against | |||
7 | Elect Guy Elliott | Mgmt | For | Against | Against | |||
8 | Elect Simon Henry | Mgmt | For | Against | Against | |||
9 | Elect Charles O. Holliday, Jr. | Mgmt | For | Against | Against | |||
10 | Elect Gerard Kleisterlee | Mgmt | For | Against | Against | |||
11 | Elect Jorma Ollila | Mgmt | For | Against | Against | |||
12 | Elect Sir Nigel Sheinwald | Mgmt | For | Against | Against | |||
13 | Elect Linda G. Stuntz | Mgmt | For | Against | Against | |||
14 | Elect Hans Wijers | Mgmt | For | Against | Against | |||
15 | Elect Gerrit Zalm | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Long Term Incentive Plan | Mgmt | For | For | For | |||
22 | Deferred Bonus Plan | Mgmt | For | For | For | |||
23 | Restricted Share Plan | Mgmt | For | For | For | |||
24 | Authorisation of Political Donations | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/05/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Christopher Viehbacher | Mgmt | For | For | For | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Patrick Kron | Mgmt | For | For | For | |||
12 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
13 | Remuneration of Christopher Viehbacher, CEO | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
6 | Elect Kenneth P. Manning | Mgmt | For | For | For | |||
7 | Elect William J. Marino | Mgmt | For | For | For | |||
8 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
9 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
10 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
11 | 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Sears Hometown and Outlet Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOS | CUSIP 812362101 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E.J. Bird | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jeffrey Flug | Mgmt | For | Withhold | Against | |||
1.3 | Elect James F. Gooch | Mgmt | For | Withhold | Against | |||
1.4 | Elect William R. Harker | Mgmt | For | Withhold | Against | |||
1.5 | Elect W. Bruce Johnson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Josephine Linden | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sega Sammy Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6460 | CINS J7028D104 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hajime Satomi | Mgmt | For | For | For | |||
4 | Elect Naoya Tsurumi | Mgmt | For | For | For | |||
5 | Elect Akira Sugano | Mgmt | For | For | For | |||
6 | Elect Haruki Satomi | Mgmt | For | For | For | |||
7 | Elect Shigeru Aoki | Mgmt | For | For | For | |||
8 | Elect Hideki Okamura | Mgmt | For | For | For | |||
9 | Elect Hisao Oguchi | Mgmt | For | For | For | |||
10 | Elect Yuji Iwanaga | Mgmt | For | For | For | |||
11 | Elect Takeshi Natsuno | Mgmt | For | For | For | |||
12 | Elect Yukito Sakaue as Statutory Auditor | Mgmt | For | For | For | |||
13 | Equity Compensation Plan for Directors | Mgmt | For | For | For | |||
14 | Equity Compensation Plan for Employees | Mgmt | For | Against | Against | |||
Sekisui House, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS J70746136 | 04/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Isami Wada | Mgmt | For | For | For | |||
4 | Elect Toshinori Abe | Mgmt | For | For | For | |||
5 | Elect Sumio Wada | Mgmt | For | For | For | |||
6 | Elect Shiroh Inagaki | Mgmt | For | For | For | |||
7 | Elect Teruyuki Saegusa | Mgmt | For | For | For | |||
8 | Elect Shiroh Wakui | Mgmt | For | For | For | |||
9 | Elect Fumiaki Hirabayashi | Mgmt | For | For | For | |||
10 | Elect Tetsuo Iku | Mgmt | For | For | For | |||
11 | Elect Takashi Uchida | Mgmt | For | For | For | |||
12 | Elect Fumiyasu Suguro | Mgmt | For | For | For | |||
13 | Elect Kunpei Nishida | Mgmt | For | For | For | |||
14 | Elect Kengo Yoshida as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Bonus | Mgmt | For | For | For | |||
Société Générale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration of Frederic Oudea, Chairman and CEO | Mgmt | For | For | For | |||
9 | Remuneration of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives | Mgmt | For | For | For | |||
10 | Remuneration of Key Risk Takers | Mgmt | For | For | For | |||
11 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
12 | Elect Robert Castaigne | Mgmt | For | For | For | |||
13 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
21 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshimitsu Gotoh | Mgmt | For | For | For | |||
4 | Elect Kazuhiko Fujiwara | Mgmt | For | For | For | |||
5 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 04/07/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
7 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
9 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
12 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
13 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
14 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
15 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
16 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
17 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
18 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
23 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
24 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
28 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/13/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Denis Solvay | Mgmt | For | TNA | N/A | |||
10 | Elect Bernhard Scheuble | Mgmt | For | TNA | N/A | |||
11 | Ratification of Independence (Bernhard Scheuble) | Mgmt | For | TNA | N/A | |||
12 | Elect Rosemary Thorne | Mgmt | For | TNA | N/A | |||
13 | Ratification of Independence (Rosemary Thorne) | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Michel | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Gilles Michel) | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Amendments to Article 1 | Mgmt | For | TNA | N/A | |||
19 | Amendments to Article 6 | Mgmt | For | TNA | N/A | |||
20 | Amendments to Article 7 | Mgmt | For | TNA | N/A | |||
21 | Amendments to Article 9 | Mgmt | For | TNA | N/A | |||
22 | Amendments to Article 10 | Mgmt | For | TNA | N/A | |||
23 | Authorize Share Repurchase as Takeover Defense | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Amendments to Article 11 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Article 13 | Mgmt | For | TNA | N/A | |||
27 | Amendments to Article 13A | Mgmt | For | TNA | N/A | |||
28 | Amendments to Article 19 | Mgmt | For | TNA | N/A | |||
29 | Amendments to Article 20 | Mgmt | For | TNA | N/A | |||
30 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
31 | Amendments to Article 21 | Mgmt | For | TNA | N/A | |||
32 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
33 | Amendments to Article 24 | Mgmt | For | TNA | N/A | |||
34 | Amendments to Article 25 | Mgmt | For | TNA | N/A | |||
35 | Amendments to Article 26 | Mgmt | For | TNA | N/A | |||
36 | Amendments to Article 27 | Mgmt | For | TNA | N/A | |||
37 | Amendments to Article 33 | Mgmt | For | TNA | N/A | |||
38 | Amendments to Article 37 | Mgmt | For | TNA | N/A | |||
39 | Amendments to Article 41 | Mgmt | For | TNA | N/A | |||
40 | Amendments to Article 42 | Mgmt | For | TNA | N/A | |||
41 | Amendments to Article 46 | Mgmt | For | TNA | N/A | |||
42 | Renumbering of the Articles of Association | Mgmt | For | TNA | N/A | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Fornaro | Mgmt | For | For | For | |||
1.3 | Elect H. McIntyre Gardner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | |||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 05/07/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Ronald R. Foell | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect John R. Peshkin | Mgmt | For | For | For | |||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2014 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Taylor Morrison Home Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMHC | CUSIP 87724P106 | 05/28/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheryl D. Palmer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Timothy R. Eller | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jason Keller | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter Lane | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/23/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Horst J. Pudwill | Mgmt | For | Against | Against | |||
6 | Elect Joseph Galli Jr. | Mgmt | For | Against | Against | |||
7 | Elect Manfred Kuhlmann | Mgmt | For | Against | Against | |||
8 | Elect Peter D. Sullivan | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/08/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Elect John Hughes | Mgmt | For | For | For | |||
6 | Elect Michael Tobin | Mgmt | For | For | For | |||
7 | Elect Claudia Arney | Mgmt | For | For | For | |||
8 | Elect Simon Batey | Mgmt | For | For | For | |||
9 | Elect Maurizio Carli | Mgmt | For | For | For | |||
10 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
11 | Elect John O'Reilly | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 02/20/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Dawn Airey | Mgmt | For | For | For | |||
5 | Elect Emre Berkin | Mgmt | For | Against | Against | |||
6 | Elect Harriet Green | Mgmt | For | For | For | |||
7 | Elect Michael Healy | Mgmt | For | Against | Against | |||
8 | Elect Peter Marks | Mgmt | For | Against | Against | |||
9 | Elect Frank L. Meysman | Mgmt | For | Against | Against | |||
10 | Elect Carl G. Symon | Mgmt | For | Against | Against | |||
11 | Elect Warren G. Tucker | Mgmt | For | Against | Against | |||
12 | Elect Martine Verluyten | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tile Shop Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTS | CUSIP 88677Q109 | 07/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Jacullo III | Mgmt | For | For | For | |||
1.2 | Elect Adam L. Suttin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of Performance Goals for 2012 Omnibus Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
3 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
7 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
8 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
9 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Toshio Masaki | Mgmt | For | Against | Against | |||
14 | Elect Naoto Nishida | Mgmt | For | Against | Against | |||
15 | Elect Keizoh Maeda | Mgmt | For | Against | Against | |||
16 | Elect Seiya Shimaoka | Mgmt | For | Against | Against | |||
17 | Elect Sakutaroh Tanino | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Capital Allocation | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant | ShrHldr | Against | Against | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/17/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Satoshi Ozawa | Mgmt | For | For | For | |||
6 | Elect Nobuyori Kodaira | Mgmt | For | For | For | |||
7 | Elect Mitsuhisa Katoh | Mgmt | For | For | For | |||
8 | Elect Masamoto Maekawa | Mgmt | For | For | For | |||
9 | Elect Yasumori Ihara | Mgmt | For | For | For | |||
10 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
11 | Elect Kohhei Saga | Mgmt | For | For | For | |||
12 | Elect Tokuo Fukuichi | Mgmt | For | For | For | |||
13 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
14 | Elect Yoshimasa Ishii | Mgmt | For | For | For | |||
15 | Elect Ikuo Uno | Mgmt | For | For | For | |||
16 | Elect Haruhiko Katoh | Mgmt | For | For | For | |||
17 | Elect Mark T. Hogan | Mgmt | For | For | For | |||
18 | Elect Masaki Nakatsugawa | Mgmt | For | Against | Against | |||
19 | Elect Teisuke Kitayama | Mgmt | For | Against | Against | |||
20 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
21 | Bonus | Mgmt | For | For | For | |||
22 | Approve of Disposition of Treasury Shares and Third Party Allotment | Mgmt | For | For | For | |||
Tronox Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Peter Johnston | Mgmt | For | For | For | |||
1.5 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.6 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/06/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
4 | Renew Performance Share Plan | Mgmt | For | For | For | |||
5 | Renew Deferred Annual Bonus Scheme | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Friedrich Joussen | Mgmt | For | For | For | |||
8 | Elect Sir Michael Hodgkinson | Mgmt | For | For | For | |||
9 | Elect Peter Long | Mgmt | For | For | For | |||
10 | Elect Johan Lundgren | Mgmt | For | For | For | |||
11 | Elect William Waggott | Mgmt | For | For | For | |||
12 | Elect Horst Baier | Mgmt | For | For | For | |||
13 | Elect Sebastian Ebel | Mgmt | For | For | For | |||
14 | Elect Janis Kong | Mgmt | For | For | For | |||
15 | Elect Coline McConville | Mgmt | For | For | For | |||
16 | Elect Minnow Powell | Mgmt | For | For | For | |||
17 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
18 | Elect Albert Schunk | Mgmt | For | For | For | |||
19 | Elect Harold Sher | Mgmt | For | For | For | |||
20 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
21 | Elect Vladimir Yakushev | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 07/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Boeing Aircrafts | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UBI Banca - Unione di Banche Italiane S.c.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBI | CINS T1681V104 | 04/30/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Election of Arbitrators | Mgmt | For | TNA | N/A | |||
6 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
7 | Adoption of Meeting Regulations | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Variable Compensation Plan | Mgmt | For | TNA | N/A | |||
11 | Maximum Variable Pay Ratio | Mgmt | For | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/13/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Coverage of Loss | Mgmt | For | For | For | |||
3 | Scrip Dividend | Mgmt | For | For | For | |||
4 | Transfer of Reserves | Mgmt | For | For | For | |||
5 | Nominee Presented by Assogestioni | Mgmt | For | For | For | |||
6 | Common Representative's Fees | Mgmt | For | For | For | |||
7 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
8 | Remuneration Report | Mgmt | For | For | For | |||
9 | 2014 GROUP INCENTIVE SYSTEM | Mgmt | For | For | For | |||
10 | 2014 Employee Share Ownership Plan | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unipol Gruppo Finanziario S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNI | CINS T9532W114 | 04/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on Preferred Shareholders' Fund | Mgmt | For | For | For | |||
3 | Election of Common Representative | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | Against | Against | |||
5 | Elect Steven L. Mogford | Mgmt | For | Against | Against | |||
6 | Elect Russ Houlden | Mgmt | For | Against | Against | |||
7 | Elect Catherine Bell | Mgmt | For | Against | Against | |||
8 | Elect Brian May | Mgmt | For | Against | Against | |||
9 | Elect Nick Salmon | Mgmt | For | Against | Against | |||
10 | Elect Sara Weller | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Approval of Long-Term Plan 2013 | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/24/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | Against | Against | |||
11 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
12 | Severance Agreement (Antoine Frerot) | Mgmt | For | Against | Against | |||
13 | Elect Antoine Frerot | Mgmt | For | For | For | |||
14 | Elect Daniel Bouton | Mgmt | For | For | For | |||
15 | Elect Olivier Costa de Beauregard (WITHDRAWN) | Mgmt | For | For | For | |||
16 | Elect Khaled Al Sayed | Mgmt | For | For | For | |||
17 | Remuneration of Antoine Frerot, CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | Abstain | Against | |||
21 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights but w/ Priority Subscription Rights | Mgmt | For | Abstain | Against | |||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Abstain | Against | |||
23 | Increase in Authorized Capital in Consideration for Contributions in Kind | Mgmt | For | Abstain | Against | |||
24 | Greenshoe | Mgmt | For | Abstain | Against | |||
25 | Increase in Authorized Capital Through Capitalization | Mgmt | For | For | For | |||
26 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
28 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
29 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
30 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David J. PANG | Mgmt | For | For | For | |||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
9 | Elect William S. Shanahan | Mgmt | For | For | For | |||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/02/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nomination Committee | Mgmt | For | TNA | N/A | |||
21 | Amendments to Nomination Committee Instructions | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Long-term Incentive Plan | Mgmt | For | TNA | N/A | |||
24 | Issuance of Treasury Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||
Wacker Chemie AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCH | CINS D9540Z106 | 05/15/2014 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Amend Agreement with DRAWIN Vertriebs-GmbH | Mgmt | For | TNA | N/A | |||
10 | Amend Agreement with Wacker-Chemie Versicherungsvermittlung GmbH | Mgmt | For | TNA | N/A | |||
11 | Amend Agreement with Alzwerke GmbH | Mgmt | For | TNA | N/A | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Filo | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Amendment to the Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/25/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | |||
5 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |||
6 | Elect Nobuya Hideshima | Mgmt | For | For | For | |||
7 | Elect Masahiro Takizawa | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |||
9 | Elect Yoshiaki Hashimoto | Mgmt | For | For | For | |||
10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | |||
11 | Elect Tamotsu Adachi | Mgmt | For | For | For | |||
12 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
13 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
14 | Elect Takuya Nakata | Mgmt | For | For | For | |||
15 | Elect Masayuki Satake as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
17 | Directors' Compensation Policy | Mgmt | For | Against | Against | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/9/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consent to sell approximately EUR $32.5MM to existing shareholders | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 10/29/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certain amendments to the regulations of the Shareholders' Agreement relating to the call options granted to managing directors and employees of Zalando | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/14/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | New reverse factoring agreements: Nordea and BNP Paribas, both of which grant a credit facility for the financing of invoices from suppliers | Mgmt | For | For | For | |||
2 | Increase lease guarantee credit line provided by R & V Allgemine Versicherung | Mgmt | For | For | For | |||
3 | The business address of subsidiary Zalando Content Creation GmbH & Co. KG will be changed | Mgmt | For | For | For | |||
4 | Apppoint a second managing director for the newly founded oulet subsidiaries zOutler Berlin GmbH & zOutlet Frankfurt GmbH | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 11/18/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of the existing GmbH (German limited partnership) into an AG (German stock corporation) | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 12/6/13 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of aconversion resolution by shareholders adopting articles of association | Mgmt | For | For | For | |||
2 | Approval of a founders report and related actions taken in connection with the conversion | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 2/10/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect two new members to the supervisory board to fill vacancies caused by resignations | Mgmt | For | For | For | |||
2 | Approve an amendment to pay the chair of the audit committee an annual compensation of EUR 40,000 | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 4/7/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 1:1 share split/capital adjustment | Mgmt | For | For | For | |||
2 | Approval of the adoption of a new stock option plan amounting to apx 2.8% dilution | Mgmt | For | For | For | |||
Zalando GmbH | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUSIP PVTT9BX109 | 5/24/14 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Transformation into a European stock corporation (SE, Societas Europea) | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect Patricia Frobes | Mgmt | For | For | For | |||
3 | Elect J. David Heaney | Mgmt | For | For | For | |||
4 | Elect Roger B. Porter | Mgmt | For | For | For | |||
5 | Elect Stephen D. Quinn | Mgmt | For | For | For | |||
6 | Elect Harris H. Simmons | Mgmt | For | For | For | |||
7 | Elect L. E. Simmons | Mgmt | For | For | For | |||
8 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
9 | Elect Steven C. Wheelwright | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2014 | |
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