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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-1403 | ||||||||
Name of Registrant: | Putnam Global Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Global Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 10/31/12 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Global Equity Fund | |||||||
Fund Name : | Putnam Global Equity Fund | |||||||
Date of Fiscal Year End: | 10/31/2012 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
5 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
6 | Elect David Stevens | Mgmt | For | For | For | |||
7 | Elect Kevin Chidwick | Mgmt | For | For | For | |||
8 | Elect Martin Jackson | Mgmt | For | For | For | |||
9 | Elect Margaret Johnson | Mgmt | For | For | For | |||
10 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
11 | Elect John Sussens | Mgmt | For | Against | Against | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Roger Abravanel | Mgmt | For | For | For | |||
15 | Elect Annette Court | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Alpine Electronics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6816 | CINS J01134105 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hirofumi Morioka | Mgmt | For | For | For | |||
4 | Elect Seishi Kai | Mgmt | For | For | For | |||
5 | Elect Naoki Mizuno | Mgmt | For | For | For | |||
6 | Elect Shuji Taguchi | Mgmt | For | For | For | |||
7 | Elect Katsumi Tobita as Statutory Auditor | Mgmt | For | Against | Against | |||
8 | Elect Kenji Yoshino as Alternate Statutory Auditor | Mgmt | For | For | For | |||
9 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | U.K. Remuneration Report | Mgmt | For | For | For | |||
18 | Global Share Purchase Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Baron | Mgmt | For | For | For | |||
1.2 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
1.3 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
1.4 | Elect Stephen A. Cozen | Mgmt | For | For | For | |||
1.5 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.6 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
1.7 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
1.8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
1.9 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.10 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | |||
1.12 | Election of Howard W. Albert | Mgmt | For | For | For | |||
1.13 | Election of Robert A. Bailenson | Mgmt | For | For | For | |||
1.14 | Election of Russell B. Brewer, II | Mgmt | For | For | For | |||
1.15 | Election of Gary Burnet | Mgmt | For | For | For | |||
1.16 | Election of Stephen Donnarumma | Mgmt | For | For | For | |||
1.17 | Election of Dominic J. Frederico | Mgmt | For | For | For | |||
1.18 | Election of James M. Michener | Mgmt | For | For | For | |||
1.19 | Election of Robert B. Mills | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | |||
10 | Bonus | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue Gove | Mgmt | For | For | For | |||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
6 | Elect George Mrkonic | Mgmt | For | For | For | |||
7 | Elect Luis Nieto | Mgmt | For | For | For | |||
8 | Elect William Rhodes III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
10 | Elect Robert Ripp | Mgmt | For | For | For | |||
11 | Elect David N. Weinstein | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | |||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | |||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | |||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | |||
7 | Merger by Absorption | Mgmt | For | For | For | |||
8 | Bonus Issue | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Annual Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Approval of Corporate Website | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Popular Espanol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POP | CINS E19550206 | 06/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
2 | Elect Francisco Gomez Martin | Mgmt | For | Against | Against | |||
3 | Elect Jorge Oroviogoicoechea Ortega | Mgmt | For | Against | Against | |||
4 | Elect Americo Ferreira de Amorim | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
7 | Reverse Stock Split; Increase in Par Value | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ and w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | First Scrip Dividend | Mgmt | For | For | For | |||
11 | Second Scrip Dividend | Mgmt | For | For | For | |||
12 | Third Scrip Dividend | Mgmt | For | For | For | |||
13 | Capitalization of Reserves for Scrip Dividend | Mgmt | For | For | For | |||
14 | Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
15 | Authority to Issue Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Share-Based Bonus Plan | Mgmt | For | For | For | |||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Bank of Ireland plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKIR | CINS G49374146 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Archie G. Kane | Mgmt | For | Against | Against | |||
4 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Against | Against | |||
5 | Elect V. Prem Watsa | Mgmt | For | Against | Against | |||
6 | Elect Kent Atkinson | Mgmt | For | Against | Against | |||
7 | Elect Richie Boucher | Mgmt | For | Against | Against | |||
8 | Elect Pat Butler | Mgmt | For | Against | Against | |||
9 | Elect Patrick Haren | Mgmt | For | Against | Against | |||
10 | Elect Andrew Keating | Mgmt | For | Against | Against | |||
11 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
12 | Elect Patrick Mulvihill | Mgmt | For | Against | Against | |||
13 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
14 | Elect Davida Marston | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (For Cash; 5%) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Other than for Cash; 10%) | Mgmt | For | For | For | |||
19 | Authority to Set General Court Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir David Walker | Mgmt | For | For | For | |||
4 | Elect Tim Breedon | Mgmt | For | For | For | |||
5 | Elect Antony Jenkins | Mgmt | For | For | For | |||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
7 | Elect David Booth | Mgmt | For | For | For | |||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect Christopher Lucas | Mgmt | For | For | For | |||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
Beazer Homes USA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZH | CUSIP 07556Q105 | 10/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Den Jones | Mgmt | For | For | For | |||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
6 | Elect Peter Backhouse | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Chris Finlayson | Mgmt | For | For | For | |||
9 | Elect Andrew Gould | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | |||
BR Properties S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRPR3 | CINS P1909V120 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Merger by Absorption Agreements | Mgmt | For | TNA | N/A | |||
3 | Ratification of Appointment of Appraiser | Mgmt | For | TNA | N/A | |||
4 | Valuation Reports | Mgmt | For | TNA | N/A | |||
5 | Mergers by Absorption | Mgmt | For | TNA | N/A | |||
6 | Authority to Carry Out Merger by Absorption Formalities | Mgmt | For | TNA | N/A | |||
7 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Novo Mercado Definitions | Mgmt | For | TNA | N/A | |||
9 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
BR Properties S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRPR3 | CINS P1909V120 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Elect Rodolpho Amboss | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Brookdale Senior Living Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKD | CUSIP 112463104 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackie M. Clegg | Mgmt | For | For | For | |||
1.2 | Elect Randal A. Nardone | Mgmt | For | For | For | |||
1.3 | Elect James R. Seward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Cairn Energy plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNE | CINS G17528269 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Sir William (Bill) Gammell | Mgmt | For | For | For | |||
6 | Elect Todd Hunt | Mgmt | For | For | For | |||
7 | Elect Iain McLaren | Mgmt | For | For | For | |||
8 | Elect James W. Buckee | Mgmt | For | For | For | |||
9 | Elect Alexander Berger | Mgmt | For | For | For | |||
10 | Elect M. Jacqueline Sheppard | Mgmt | For | For | For | |||
11 | Elect Simon Thomson | Mgmt | For | For | For | |||
12 | Elect Mike J. Watts | Mgmt | For | For | For | |||
13 | Elect Jann Brown | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Disposal | Mgmt | For | For | For | |||
Capital Senior Living Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSU | CUSIP 140475104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Moore | Mgmt | For | For | For | |||
1.2 | Elect Philip Brooks | Mgmt | For | For | For | |||
1.3 | Elect Ronald Malone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.4 | Elect William J. Davis | Mgmt | For | For | For | |||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | |||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | |||
1.4 | Elect William A. Owens | Mgmt | For | For | For | |||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Andrew Martin | Mgmt | For | For | For | |||
9 | Elect John Bason | Mgmt | For | For | For | |||
10 | Elect Sir James Crosby | Mgmt | For | For | For | |||
11 | Elect Susan Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
8 | Elect David W. Nelms | Mgmt | For | For | For | |||
9 | Elect E. Follin Smith | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Emeritus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESC | CUSIP 291005106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley L. Baty | Mgmt | For | For | For | |||
1.2 | Elect Granger Cobb | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Macedonia | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Erste Group Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CINS A19494102 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
6 | Supervisory Board Size | Mgmt | For | Against | Against | |||
7 | Elect Theresa Jordis | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Trade in Participation Certificates | Mgmt | For | For | For | |||
12 | Authority to Repurchase Participation Certificates | Mgmt | For | For | For | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Exco Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XCO | CUSIP 269279402 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas H. Miller | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
1.3 | Elect Earl E. Ellis | Mgmt | For | For | For | |||
1.4 | Elect B. James Ford | Mgmt | For | For | For | |||
1.5 | Elect Samuel A. Mitchell | Mgmt | For | For | For | |||
1.6 | Elect T. Boone Pickens | Mgmt | For | For | For | |||
1.7 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey S. Serota | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Stillwell | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | |||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | |||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Fidessa Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDSA | CINS G3469C104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Special Dividend Issuance | Mgmt | For | For | For | |||
4 | Directors' Remuneration Report | Mgmt | For | For | For | |||
5 | Elect John Hamer | Mgmt | For | For | For | |||
6 | Elect Chris Aspinwall | Mgmt | For | For | For | |||
7 | Elect Andy Malpass | Mgmt | For | For | For | |||
8 | Elect Ron Mackintosh | Mgmt | For | For | For | |||
9 | Elect Philip Hardaker | Mgmt | For | For | For | |||
10 | Elect Elizabeth Lake | Mgmt | For | For | For | |||
11 | Elect Mark Foster | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. DeCosmo | Mgmt | For | For | For | |||
2 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | |||
3 | Elect James A. Johnson | Mgmt | For | For | For | |||
4 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
5 | Elect Richard M. Smith | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Buford Alexander | Mgmt | For | For | For | |||
6 | Elect John Ormerod | Mgmt | For | For | For | |||
7 | Elect Homaira Akbari | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect Christine B. Mead | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Georgia Gulf Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGC | CUSIP 373200302 | 01/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity and Performance Incentive Plan | Mgmt | For | Against | Against | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | |||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | |||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | |||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | |||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | |||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | |||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | |||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | |||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | |||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | |||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | |||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | |||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | |||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | |||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | |||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | |||
32 | Directors' Fees | Mgmt | For | For | For | |||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | |||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | |||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | |||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | |||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | |||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | |||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | |||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | |||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | |||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | |||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | |||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | |||
50 | Certification of Articles | Mgmt | For | For | For | |||
51 | Election of Meeting Delegates | Mgmt | For | For | For | |||
52 | Minutes | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee A. Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
1.3 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard A. Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
2 | Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | |||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | |||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
HomeAway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | |||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | |||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | |||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | |||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | |||
19 | Elect LU Fang-ming | Mgmt | For | For | For | |||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | |||
21 | Elect WU Yu-chi | Mgmt | For | For | For | |||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | |||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | |||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | |||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
26 | Extraordinary Motions | Mgmt | For | Against | Against | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Iguatemi Empresa de Shopping Centers S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IGTA3 | CINS P5352J104 | 04/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Iluka Resources Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILU | CINS Q4875J104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Stephen Turner | Mgmt | For | For | For | |||
3 | Re-elect Wayne G. Osborn | Mgmt | For | For | For | |||
4 | Elect Gregory J.W. Martin | Mgmt | For | For | For | |||
5 | Elect James H. Ranck | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
Industria De Diseno Textil SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports (Individual) | Mgmt | For | For | For | |||
4 | Accounts and Reports (Consolidated); Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Gartler, S.L. (Flora Perez Marcote) | Mgmt | For | Against | Against | |||
7 | Elect Jose Arnau Sierra | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | |||
10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Approval of Corporate Website | Mgmt | For | For | For | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | |||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | |||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | |||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | |||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | |||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | |||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
10 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
3 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057302 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | |||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven A. Mills | Mgmt | For | For | For | |||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
9 | Elect Marc D. Oken | Mgmt | For | For | For | |||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis W. Archer | Mgmt | For | For | For | |||
2 | Elect Donald R. Parfet | Mgmt | For | For | For | |||
3 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Approval of Performance Metrics under the 2005 Long Term Stock Incentive Plan | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect James M. Kilts | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | |||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
10 | Elect Jane L. Warner | Mgmt | For | For | For | |||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
MediaTek Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 10/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Merger/Acquisition | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Stock Split | Mgmt | For | Against | Against | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
6 | Elect Steven Hoch | Mgmt | For | TNA | N/A | |||
7 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
8 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
9 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
3 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
4 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
5 | Elect Colin Dodge | Mgmt | For | For | For | |||
6 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||
7 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
8 | Elect Greg Kelly | Mgmt | For | For | For | |||
9 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
10 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | |||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect David W. Crane | Mgmt | For | For | For | |||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | |||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | Against | Against | |||
4 | Elect Peter L. Bonfield | Mgmt | For | Against | Against | |||
5 | Elect Johannes P. Huth | Mgmt | For | Against | Against | |||
6 | Elect Roy Mackenzie | Mgmt | For | Against | Against | |||
7 | Elect Egon Durban | Mgmt | For | Against | Against | |||
8 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
9 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
10 | Elect Ian Loring | Mgmt | For | Against | Against | |||
11 | Elect Michael Plantevin | Mgmt | For | Against | Against | |||
12 | Elect Vikram Bhatia | Mgmt | For | Against | Against | |||
13 | Elect Jean-Pierre Saad | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | |||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | |||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | |||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | |||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | |||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | |||
9 | Approve Termination Payments | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | |||
5 | Elect Tamio Umaki | Mgmt | For | For | For | |||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | |||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | |||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | |||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
11 | Elect Robert Feldman | Mgmt | For | For | For | |||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pegatron Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | |||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | |||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | |||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | |||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | |||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | |||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | |||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | |||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | |||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | |||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | |||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | |||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | |||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | |||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | |||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | |||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
7 | Elect Richard Pennycook | Mgmt | For | For | For | |||
8 | Elect Jonathan Davie | Mgmt | For | For | For | |||
9 | Elect Mark Preston | Mgmt | For | For | For | |||
10 | Elect Marion Sears | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 10/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Norman Murray | Mgmt | For | Against | Against | |||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | |||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | |||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | |||
8 | Elect Rene Medori | Mgmt | For | Against | Against | |||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | |||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | |||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | |||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | |||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | |||
14 | Elect Tim Weller | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect William H. Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance J. Horner | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect George A. Lorch | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Porto Seguro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSA3 | CINS P7905C107 | 03/28/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
5 | Ratification of Distribution of Interest on Capital | Mgmt | For | TNA | N/A | |||
6 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
7 | Interest on Capital and Dividend Distribution Date | Mgmt | For | TNA | N/A | |||
8 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Porto Seguro S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSA3 | CINS P7905C107 | 03/28/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Authority to Cancel Treasury Shares | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
9 | Elect Jan Nicholson | Mgmt | For | For | For | |||
10 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
11 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
14 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
15 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect John R. Roberts | Mgmt | For | For | For | |||
14 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | |||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | |||
10 | Elect Lance Browne | Mgmt | For | Against | Against | |||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | |||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | |||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | |||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | |||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | |||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | |||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | N/A | For | N/A | |||
2 | Accounts | Mgmt | N/A | For | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | |||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | |||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | |||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | |||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | |||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | |||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | |||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | |||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | |||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | |||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | |||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | |||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | |||
Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
1.2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
1.3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
1.4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
1.6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
1.7 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Siam Commercial Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCB | CINS Y7905M113 | 04/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Elect Kannikar Chalitaporn | Mgmt | For | Against | Against | |||
8 | Elect Anand Panyarachun | Mgmt | For | Against | Against | |||
9 | Elect Vicharn Panich | Mgmt | For | Against | Against | |||
10 | Elect Chumpol NaLamlieng | Mgmt | For | Against | Against | |||
11 | Elect Prasan Chuaphanich | Mgmt | For | Against | Against | |||
12 | Elect Adul Sangsingkeo | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Societe Generale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | |||
7 | Elect Ronald Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | |||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | |||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Harold M. Korell | Mgmt | For | For | For | |||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
8 | Elect Elliott Pew | Mgmt | For | For | For | |||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Incentive Plan | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.2 | Elect Ronald R. Foell | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect David J. Matlin | Mgmt | For | For | For | |||
1.5 | Elect John R. Peshkin | Mgmt | For | For | For | |||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.7 | Elect Scott D. Stowell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | |||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | |||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | |||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | |||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | |||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | |||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | |||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | |||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | |||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | |||
SXC Health Solutions Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXCI | CUSIP 78505P100 | 07/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
4 | Elect Peter T. Redfern | Mgmt | For | For | For | |||
5 | Elect Ryan Mangold | Mgmt | For | For | For | |||
6 | Elect James Jordan | Mgmt | For | For | For | |||
7 | Elect Kate Barker | Mgmt | For | For | For | |||
8 | Elect Mike Hussey | Mgmt | For | For | For | |||
9 | Elect Anthony Reading | Mgmt | For | For | For | |||
10 | Elect Robert Rowley | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Directors' Remuneration Report | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Renew Sharesave Plan | Mgmt | For | For | For | |||
25 | Renew Share Incentive Plan | Mgmt | For | For | For | |||
26 | Related Party Transactions (Pete Redfern) | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Patrick CHAN Kin Wah | Mgmt | For | Against | Against | |||
6 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | |||
7 | Elect Joel A. Schleicher | Mgmt | For | Against | Against | |||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John Hughes | Mgmt | For | For | For | |||
5 | Elect Michael Tobin | Mgmt | For | For | For | |||
6 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||
7 | Elect Simon Batey | Mgmt | For | For | For | |||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||
9 | Elect John O'Reilly | Mgmt | For | For | For | |||
10 | Elect Claudia Arney | Mgmt | For | For | For | |||
11 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando M. Codina | Mgmt | For | For | For | |||
8 | Elect Bonnie G. Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Elect Mark Vadon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHldr | Against | Against | For | |||
16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHldr | Against | Against | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | |||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | |||
Toll Brothers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOL | CUSIP 889478103 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert S. Blank | Mgmt | For | For | For | |||
1.3 | Elect Edward G. Boehne | Mgmt | For | For | For | |||
1.4 | Elect Richard J. Braemer | Mgmt | For | For | For | |||
1.5 | Elect Carl B. Marbach | Mgmt | For | For | For | |||
1.6 | Elect Stephen Novick | Mgmt | For | For | For | |||
1.7 | Elect Paul E. Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Tronox Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | |||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | |||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||
8 | Elect William Waggott | Mgmt | For | Against | Against | |||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||
10 | Elect Horst Baier | Mgmt | For | Against | Against | |||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||
12 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||
13 | Elect Janis Kong | Mgmt | For | Against | Against | |||
14 | Elect Coline McConville | Mgmt | For | Against | Against | |||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | |||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||
18 | Elect Harold Sher | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | |||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | |||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | |||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven Mogford | Mgmt | For | For | For | |||
6 | Elect Russ Houlden | Mgmt | For | For | For | |||
7 | Elect Catherine Bell | Mgmt | For | For | For | |||
8 | Elect Paul Heiden | Mgmt | For | For | For | |||
9 | Elect Nick Salmon | Mgmt | For | For | For | |||
10 | Elect Sara Weller | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Volvo AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOLV.A | CINS 928856301 | 04/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
21 | Shareholder Proposal Regarding Board Gender Representation | ShrHldr | N/A | TNA | N/A | |||
22 | Shareholder Proposal Regarding Expansion of Internship Program | ShrHldr | N/A | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect William K. Hall | Mgmt | For | For | For | |||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
1.5 | Elect John W. McCarter, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Rogers | Mgmt | For | For | For | |||
1.9 | Elect James T. Ryan | Mgmt | For | For | For | |||
1.10 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.11 | Elect James D. Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Yahoo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Hayes | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Peter Liguori | Mgmt | For | For | For | |||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Zeon Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4205 | CINS J9886P104 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naozumi Furukawa | Mgmt | For | For | For | |||
4 | Elect Kimiaki Tanaka | Mgmt | For | For | For | |||
5 | Elect Yoshimasa Fushimi | Mgmt | For | For | For | |||
6 | Elect Masayoshi Ohshima | Mgmt | For | For | For | |||
7 | Elect Tadayuki Minami | Mgmt | For | For | For | |||
8 | Elect Hiroshi Takegami | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Mitsuhira | Mgmt | For | For | For | |||
10 | Elect Haruo Itoh | Mgmt | For | For | For | |||
11 | Elect Hiroyuki Hirakawa | Mgmt | For | For | For | |||
12 | Elect Kei Itoh | Mgmt | For | For | For | |||
13 | Elect Jun Hasegawa as Statutory Auditor | Mgmt | For | Against | Against | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
2 | Elect R. Cash | Mgmt | For | For | For | |||
3 | Elect Patricia Frobes | Mgmt | For | For | For | |||
4 | Elect J. David Heaney | Mgmt | For | For | For | |||
5 | Elect Roger Porter | Mgmt | For | For | For | |||
6 | Elect Stephen Quinn | Mgmt | For | For | For | |||
7 | Elect Harris Simmons | Mgmt | For | For | For | |||
8 | Elect L. Simmons | Mgmt | For | For | For | |||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |
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