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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-1403 | ||||||||
Name of Registrant: | Putnam Global Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Global Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 10/31/11 | ||||||||
Date of reporting period: | 07/01/2011 - 06/30/2012 |
Registrant : | Putnam Global Equity Fund | |||||||
Fund Name : | Putnam Global Equity Fund | |||||||
Date of fiscal year end: | 10/31/2011 | |||||||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Green | Mgmt | For | For | For | |||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John Caldwell | Mgmt | For | For | For | |||
4 | Elect Henry Chow | Mgmt | For | For | For | |||
5 | Elect Craig Conway | Mgmt | For | For | For | |||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||
10 | Elect Rory Read | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||
5 | Elect Molly Coye | Mgmt | For | For | For | |||
6 | Elect Roger Farah | Mgmt | For | For | For | |||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
6 | Elect Douglas Johnson | Mgmt | For | For | For | |||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||
8 | Elect Charles Knapp | Mgmt | For | For | For | |||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
10 | Elect Barbara Rimer | Mgmt | For | For | For | |||
11 | Elect Marvin Schuster | Mgmt | For | For | For | |||
12 | Elect Melvin Stith | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | |||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | |||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | |||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | |||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Remuneration Report | Mgmt | For | TNA | N/A | |||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | |||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | |||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||
2 | Reduction of Capital | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Richard Myers | Mgmt | For | For | For | |||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Josey | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
ASUSTeK Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y04327105 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
7 | Election of Directors: Samson HU | Mgmt | For | Against | Against | |||
8 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
9 | Extraordinary Motions | Mgmt | For | Against | Against | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | Against | Against | |||
4 | Elect Jose Maldonado Ramos | Mgmt | For | Against | Against | |||
5 | Elect Enrique Medina Fernandez | Mgmt | For | Against | Against | |||
6 | Elect Juan Pi Llorens | Mgmt | For | Against | Against | |||
7 | Elect Belen Garifo Lopez | Mgmt | For | Against | Against | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Scrip Dividend | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Scrip Dividend | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Amendment to Multi-Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to Annual Variable Incentive Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | |||
19 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Election of Meeting Delegates | Mgmt | For | For | For | |||
24 | Remuneration Report | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB11 | CINS P1505Z160 | 02/07/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Deferred Bonus Plan | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles Regarding Remuneration Committee | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB11 | CINS P1505Z160 | 10/25/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Appointment of Board Chairman | Mgmt | For | TNA | N/A | |||
4 | Confirmation of Board Composition | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Level 2 Regulations | Mgmt | For | TNA | N/A | |||
6 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB11 | CINS P1505Z160 | 12/16/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles Regarding Level 2 Regulations | Mgmt | For | TNA | N/A | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | |||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | |||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | |||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | |||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | |||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | |||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | |||
11 | Elect John Hood | Mgmt | For | Against | Against | |||
12 | Elect Martin Houston | Mgmt | For | Against | Against | |||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | |||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | |||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | |||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | |||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
9 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
13 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||
14 | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
18 | Remuneration Report | Mgmt | For | For | For | |||
19 | Approve Termination Payments (GMC) | Mgmt | For | For | For | |||
20 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CA technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | |||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | |||
6 | Elect William McCracken | Mgmt | For | For | For | |||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
8 | Elect Laura Unger | Mgmt | For | For | For | |||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
10 | Elect Ron Zambonini | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys Best | Mgmt | For | For | For | |||
2 | Elect Robert Kelley | Mgmt | For | For | For | |||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Canadian Natural Resources Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | |||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | |||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | |||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | |||
1.8 | Elect Steve Laut | Mgmt | For | For | For | |||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | |||
1.10 | Elect Allan Markin | Mgmt | For | For | For | |||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | |||
1.12 | Elect James Palmer | Mgmt | For | For | For | |||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | |||
1.14 | Elect David Tuer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||
2 | Elect Peter Raskind | Mgmt | For | For | For | |||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS G19081101 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||
10 | Elect John Parker | Mgmt | For | For | For | |||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
13 | Elect Laura Weil | Mgmt | For | For | For | |||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||
1.8 | Elect Brett White | Mgmt | For | For | For | |||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | |||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | |||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | |||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||
1.2 | Elect John Johnson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | |||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | |||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | |||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Companhia Hering SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Companhia Hering SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Richard Cousins | Mgmt | For | For | For | |||
6 | Elect Gary Green | Mgmt | For | For | For | |||
7 | Elect Andrew Martin | Mgmt | For | For | For | |||
8 | Elect John Bason | Mgmt | For | For | For | |||
9 | Elect Sir James Crosby | Mgmt | For | For | For | |||
10 | Elect Susan Murray | Mgmt | For | For | For | |||
11 | Elect Don Robert | Mgmt | For | For | For | |||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||
2 | Elect David Barram | Mgmt | For | For | For | |||
3 | Elect Stephen Baum | Mgmt | For | For | For | |||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
5 | Elect Rodney Chase | Mgmt | For | For | For | |||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | |||
7 | Elect Michael Laphen | Mgmt | For | For | For | |||
8 | Elect F. Warren McFarlan | Mgmt | For | For | For | |||
9 | Elect Chong Sup Park | Mgmt | For | For | For | |||
10 | Elect Thomas Patrick | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CUSIP D18190898 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
7 | Compensation Policy | Mgmt | For | For | For | |||
8 | Elect Paul Achleitner | Mgmt | For | For | For | |||
9 | Elect Peter Loscher | Mgmt | For | For | For | |||
10 | Elect Klaus Trutzschler | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
2 | Elect Barbara McNeil | Mgmt | For | For | For | |||
3 | Elect Michael Mussallem | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | |||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | |||
6 | Elect Yasuo Maeda | Mgmt | For | For | For | |||
7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | |||
8 | Elect Minoru Hino | Mgmt | For | For | For | |||
9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | |||
11 | Elect Kuniharu Takemata | Mgmt | For | For | For | |||
12 | Elect Junji Nagashima | Mgmt | For | For | For | |||
13 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Takashi Fujiwara | Mgmt | For | For | For | |||
16 | Elect Hirotada Tanoh | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 04/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Ellen Marram | Mgmt | For | For | For | |||
4 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||
2 | Election of Board Chairman | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||
11 | Elect William Roper | Mgmt | For | For | For | |||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Fiat Industrial S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI | CINS T42136100 | 04/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | |||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||
8 | Remuneration Report | Mgmt | For | Against | Against | |||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | |||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | |||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | |||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Remuneration Policy | Mgmt | For | Against | Against | |||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | |||
First Quantum Minerals Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William Helman IV | Mgmt | For | For | For | |||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer Neal | Mgmt | For | For | For | |||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
16 | Elect John Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/18/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Solomon | Mgmt | For | TNA | N/A | |||
1.2 | Elect Nesli Basgoz | Mgmt | For | TNA | N/A | |||
1.3 | Elect Christopher Coughlin | Mgmt | For | TNA | N/A | |||
1.4 | Elect Dan Goldwasser | Mgmt | For | TNA | N/A | |||
1.5 | Elect Kenneth Goodman | Mgmt | For | TNA | N/A | |||
1.6 | Elect Gerald Lieberman | Mgmt | For | TNA | N/A | |||
1.7 | Elect Lawrence Olanoff | Mgmt | For | TNA | N/A | |||
1.8 | Elect Lester Salans | Mgmt | For | TNA | N/A | |||
1.9 | Elect Brenton Saunders | Mgmt | For | TNA | N/A | |||
1.10 | Elect Peter Zimetbaum | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Alexander Denner | Mgmt | N/A | Withhold | N/A | |||
1.2 | Elect Dissident Nominee Richard Mulligan | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee Lucian Bebchuk | Mgmt | N/A | Withhold | N/A | |||
1.4 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | Withhold | N/A | |||
1.5 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | For | N/A | |||
1.6 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | For | N/A | |||
1.7 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | For | N/A | |||
1.8 | Elect Management Nominee Lawrence Olanoff | Mgmt | N/A | For | N/A | |||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | For | N/A | |||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | For | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | |||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | |||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | |||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | |||
8 | Adopt New Constitution | Mgmt | For | For | For | |||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
4 | Elect Masami Fujita | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |||
6 | Elect Masahiro Koezuka | Mgmt | For | For | For | |||
7 | Elect Hiroshi Ohura | Mgmt | For | For | For | |||
8 | Elect Haruo Itoh | Mgmt | For | For | For | |||
9 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
10 | Elect Takashi Okimoto | Mgmt | For | For | For | |||
11 | Elect Hideyuki Sasoh | Mgmt | For | For | For | |||
12 | Elect Kenji Ikegai | Mgmt | For | For | For | |||
13 | Elect Shohtaroh Yachi | Mgmt | For | For | For | |||
14 | Elect Masamichi Ogura | Mgmt | For | For | For | |||
15 | Elect Megumi Yamamuro | Mgmt | For | For | For | |||
16 | Elect Hiroshi Mitani | Mgmt | For | For | For | |||
17 | Elect Akihiko Murakami | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAZP | CINS X7204C106 | 06/29/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
2 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
3 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
4 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
5 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
6 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
7 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
8 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
9 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
11 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
12 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
13 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
14 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
15 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
19 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
20 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
21 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
22 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
23 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
24 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
25 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
26 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
27 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
28 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
29 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
30 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
31 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
33 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
34 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
35 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
36 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
37 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
38 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
39 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
40 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
41 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
42 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
43 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
44 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
45 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
46 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
47 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
48 | Elect Andrey Akimov | Mgmt | For | TNA | N/A | |||
49 | Elect Farit Gazizullin | Mgmt | For | TNA | N/A | |||
50 | Elect Viktor Zubkov | Mgmt | For | TNA | N/A | |||
51 | Elect Elena Karpel | Mgmt | For | TNA | N/A | |||
52 | Elect Timur Kulibaev | Mgmt | For | TNA | N/A | |||
53 | Elect Vitaly Markelov | Mgmt | For | TNA | N/A | |||
54 | Elect Viktor Martynov | Mgmt | For | TNA | N/A | |||
55 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | |||
56 | Elect Alexey Miller | Mgmt | For | TNA | N/A | |||
57 | Elect Valery Musin | Mgmt | For | TNA | N/A | |||
58 | Elect Mikhail Sereda | Mgmt | For | TNA | N/A | |||
59 | Elect Igor Yusufov | Mgmt | For | TNA | N/A | |||
60 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
61 | Elect Dmitry Arkhipov | Mgmt | For | TNA | N/A | |||
62 | Elect Andrei Belobrov | Mgmt | For | TNA | N/A | |||
63 | Elect Vadim Bikulov | Mgmt | For | TNA | N/A | |||
64 | Elect Aleksey Mironov | Mgmt | For | TNA | N/A | |||
65 | Elect Lidiya Morozova | Mgmt | For | TNA | N/A | |||
66 | Elect Anna Nesterova | Mgmt | For | TNA | N/A | |||
67 | Elect Georgy A. Nozadze | Mgmt | For | TNA | N/A | |||
68 | Elect Yury Nosov | Mgmt | For | TNA | N/A | |||
69 | Elect Karen Oganyan | Mgmt | For | TNA | N/A | |||
70 | Elect Maria Tikhonova | Mgmt | For | TNA | N/A | |||
71 | Elect Alexander Yugov | Mgmt | For | TNA | N/A | |||
72 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
73 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Gazprom OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GAZP | CINS X7204C106 | 06/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Financial Statements | Mgmt | For | For | For | |||
5 | Allocation of Profits | Mgmt | For | For | For | |||
6 | Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Abstain | Against | |||
9 | Audit Commission Members' Fees | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Related Party Transactions | Mgmt | For | For | For | |||
16 | Related Party Transactions | Mgmt | For | For | For | |||
17 | Related Party Transactions | Mgmt | For | For | For | |||
18 | Related Party Transactions | Mgmt | For | For | For | |||
19 | Related Party Transactions | Mgmt | For | For | For | |||
20 | Related Party Transactions | Mgmt | For | For | For | |||
21 | Related Party Transactions | Mgmt | For | For | For | |||
22 | Related Party Transactions | Mgmt | For | For | For | |||
23 | Related Party Transactions | Mgmt | For | For | For | |||
24 | Related Party Transactions | Mgmt | For | For | For | |||
25 | Related Party Transactions | Mgmt | For | For | For | |||
26 | Related Party Transactions | Mgmt | For | For | For | |||
27 | Related Party Transactions | Mgmt | For | For | For | |||
28 | Related Party Transactions | Mgmt | For | For | For | |||
29 | Related Party Transactions | Mgmt | For | For | For | |||
30 | Related Party Transactions | Mgmt | For | For | For | |||
31 | Related Party Transactions | Mgmt | For | For | For | |||
32 | Related Party Transactions | Mgmt | For | For | For | |||
33 | Related Party Transactions | Mgmt | For | For | For | |||
34 | Related Party Transactions | Mgmt | For | For | For | |||
35 | Related Party Transactions | Mgmt | For | For | For | |||
36 | Related Party Transactions | Mgmt | For | For | For | |||
37 | Related Party Transactions | Mgmt | For | For | For | |||
38 | Related Party Transactions | Mgmt | For | For | For | |||
39 | Related Party Transactions | Mgmt | For | For | For | |||
40 | Related Party Transactions | Mgmt | For | For | For | |||
41 | Related Party Transactions | Mgmt | For | For | For | |||
42 | Related Party Transactions | Mgmt | For | For | For | |||
43 | Related Party Transactions | Mgmt | For | For | For | |||
44 | Related Party Transactions | Mgmt | For | For | For | |||
45 | Related Party Transactions | Mgmt | For | For | For | |||
46 | Related Party Transactions | Mgmt | For | For | For | |||
47 | Related Party Transactions | Mgmt | For | For | For | |||
48 | Related Party Transactions | Mgmt | For | For | For | |||
49 | Related Party Transactions | Mgmt | For | For | For | |||
50 | Related Party Transactions | Mgmt | For | For | For | |||
51 | Related Party Transactions | Mgmt | For | For | For | |||
52 | Related Party Transactions | Mgmt | For | For | For | |||
53 | Related Party Transactions | Mgmt | For | For | For | |||
54 | Related Party Transactions | Mgmt | For | For | For | |||
55 | Related Party Transactions | Mgmt | For | For | For | |||
56 | Related Party Transactions | Mgmt | For | For | For | |||
57 | Related Party Transactions | Mgmt | For | For | For | |||
58 | Related Party Transactions | Mgmt | For | For | For | |||
59 | Related Party Transactions | Mgmt | For | For | For | |||
60 | Related Party Transactions | Mgmt | For | For | For | |||
61 | Related Party Transactions | Mgmt | For | For | For | |||
62 | Related Party Transactions | Mgmt | For | For | For | |||
63 | Related Party Transactions | Mgmt | For | For | For | |||
64 | Related Party Transactions | Mgmt | For | For | For | |||
65 | Related Party Transactions | Mgmt | For | For | For | |||
66 | Related Party Transactions | Mgmt | For | For | For | |||
67 | Related Party Transactions | Mgmt | For | For | For | |||
68 | Related Party Transactions | Mgmt | For | For | For | |||
69 | Related Party Transactions | Mgmt | For | For | For | |||
70 | Related Party Transactions | Mgmt | For | For | For | |||
71 | Related Party Transactions | Mgmt | For | For | For | |||
72 | Related Party Transactions | Mgmt | For | For | For | |||
73 | Related Party Transactions | Mgmt | For | For | For | |||
74 | Related Party Transactions | Mgmt | For | For | For | |||
75 | Related Party Transactions | Mgmt | For | For | For | |||
76 | Related Party Transactions | Mgmt | For | For | For | |||
77 | Related Party Transactions | Mgmt | For | For | For | |||
78 | Related Party Transactions | Mgmt | For | For | For | |||
79 | Related Party Transactions | Mgmt | For | For | For | |||
80 | Related Party Transactions | Mgmt | For | For | For | |||
81 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | |||
5 | Elect Olivier Piou | Mgmt | For | Against | Against | |||
6 | Elect Johannes Fritz | Mgmt | For | Against | Against | |||
7 | Elect Arthur van der Poel | Mgmt | For | Against | Against | |||
8 | Elect Yen Yen Tan | Mgmt | For | Against | Against | |||
9 | Elect Drina Yue | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Groupe Danone | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BN | CINS F12033134 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | Against | Against | |||
8 | Elect Jean Laurent | Mgmt | For | Against | Against | |||
9 | Elect Benoit Potier | Mgmt | For | Against | Against | |||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | Against | Against | |||
11 | Elect Mouna Sepehri | Mgmt | For | Against | Against | |||
12 | Elect Virginia Stallings | Mgmt | For | Against | Against | |||
13 | Related Party Transactions | Mgmt | For | For | For | |||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Grant Restricted Shares | Mgmt | For | Abstain | Against | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
GT Advanced Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLR | CUSIP 3623E0209 | 08/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Conaway | Mgmt | For | For | For | |||
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | |||
1.3 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||
1.4 | Elect Matthew Massengill | Mgmt | For | For | For | |||
1.5 | Elect Mary Petrovich | Mgmt | For | For | For | |||
1.6 | Elect Robert Switz | Mgmt | For | For | For | |||
1.7 | Elect Noel Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HomeAway, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Hon Hai Precision Industry Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | |||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | |||
Hongkong Land Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H78 | CINS G4587L109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Mark Greenberg | Mgmt | For | Against | Against | |||
3 | Elect Adam Keswick | Mgmt | For | Against | Against | |||
4 | Elect Benjamin Keswick | Mgmt | For | Against | Against | |||
5 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
6 | Elect James Watkins | Mgmt | For | Against | Against | |||
7 | Elect Percy Weatherall | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Hysan Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
14 | CINS Y38203124 | 05/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LAU Siu Chuen | Mgmt | For | Against | Against | |||
6 | Elect Nicolas Allen | Mgmt | For | Against | Against | |||
7 | Elect Philip FAN Yan Hok | Mgmt | For | Against | Against | |||
8 | Elect Anthony LEE Hsien Pin | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
Industria De Diseno Textil SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITX | CINS E6282J109 | 07/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Information on New Chairman of the Board | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Irene Miller | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Restricted Stock Plan for Chairman and CEO | Mgmt | For | Against | Against | |||
12 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
13 | Presentation of Amendments to Board Regulations | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Inpex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | |||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | |||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | |||
7 | Elect Seiji Yui | Mgmt | For | For | For | |||
8 | Elect Masaharu Sano | Mgmt | For | For | For | |||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | |||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | |||
11 | Elect Seiya Itoh | Mgmt | For | For | For | |||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | |||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | |||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | |||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | |||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | |||
17 | Elect Seiji Katoh | Mgmt | For | For | For | |||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | |||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher Brody | Mgmt | For | For | For | |||
2 | Elect William Campbell | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Diane Greene | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect Dennis Powell | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | |||
12 | Elect Main Kohda | Mgmt | For | For | For | |||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Jeronimo Martins SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JMT | CINS X40338109 | 03/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Ratification of Board and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee | Mgmt | N/A | For | N/A | |||
7 | Remuneration Report | Mgmt | For | Against | Against | |||
8 | Shareholder Proposal Regarding Election of Board Members | ShrHldr | N/A | Against | N/A | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bell | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Kangwon Land, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
035250 | CINS Y4581L105 | 07/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LEE Sung Jae | Mgmt | For | Against | Against | |||
4 | Elect CHO Kyu Hyung | Mgmt | For | N/A | N/A | |||
5 | Elect CHA Sang Koo | Mgmt | For | N/A | N/A | |||
6 | Elect CHOI Heung Jip | Mgmt | For | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect KIM Sung Won | Mgmt | For | Against | Against | |||
9 | Elect KIM Won Chang | Mgmt | For | Against | Against | |||
10 | Elect KIM Jung Shik | Mgmt | For | Against | Against | |||
11 | Elect LIM Hee Jin | Mgmt | For | Against | Against | |||
12 | Elect KWON Kyu Sub | Mgmt | For | Against | Against | |||
13 | Elect MOON Shi Young | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | |||
1.3 | Elect Linda Cook | Mgmt | For | For | For | |||
1.4 | Elect Jack Moore | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
10 | Elect Janis Kong | Mgmt | For | For | For | |||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Sharesave Plan | Mgmt | For | For | For | |||
Konami Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9766 | CINS J35996107 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | |||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | |||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | |||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | |||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | |||
8 | Elect Akira Genma | Mgmt | For | For | For | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Lawson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | |||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | |||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | |||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
10 | Elect Emi Ohsono | Mgmt | For | For | For | |||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | |||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | |||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057104 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.3 | Elect Theron Gilliam | Mgmt | For | For | For | |||
1.4 | Elect Sherrill Hudson | Mgmt | For | For | For | |||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.7 | Elect Stuart Miller | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reporting and Reducing Energy Use | ShrHldr | Against | Against | For | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Almon | Mgmt | For | For | For | |||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Linda Cook | Mgmt | For | Against | Against | |||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||
6 | Elect Philip Lader | Mgmt | For | Against | Against | |||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | |||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven Mills | Mgmt | For | For | For | |||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||
9 | Elect Marc Oken | Mgmt | For | For | For | |||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitra Adiperkasa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAPI | CINS Y71299104 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Election of Directors and Commissioners & Determination of their Fees | Mgmt | For | Against | Against | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
Mitsui Fudosan Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | |||
5 | Bonus | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
8 | Elect Hutham Olayan | Mgmt | For | For | For | |||
9 | Elect James Owens | Mgmt | For | For | For | |||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||
2 | Elect Greg Armstrong | Mgmt | For | For | For | |||
3 | Elect David Harrison | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
Newcrest Mining Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCM | CINS Q6651B114 | 10/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Winifred Kamit | Mgmt | For | Against | Against | |||
3 | Re-elect Donald Mercer | Mgmt | For | Against | Against | |||
4 | Re-elect Richard Knight | Mgmt | For | Against | Against | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
6 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||
5 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | |||
6 | Elect Hiroki Watanabe | Mgmt | For | For | For | |||
7 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
8 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | |||
9 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||
10 | Elect Akira Shimada | Mgmt | For | For | For | |||
11 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | |||
12 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
15 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | |||
16 | Elect Seiichi Ochiai | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Greg Kelly | Mgmt | For | For | For | |||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | |||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
NTT DoCoMo Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9437 | CINS J59399105 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | |||
4 | Elect Kazuto Tsubouchi | Mgmt | For | For | For | |||
5 | Elect Fumio Iwasaki | Mgmt | For | For | For | |||
6 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||
7 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
8 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||
9 | Elect Seizoh Onoe | Mgmt | For | For | For | |||
10 | Elect Wataru Kagawa | Mgmt | For | For | For | |||
11 | Elect Kiyohito Nagata | Mgmt | For | For | For | |||
12 | Elect Hirotaka Satoh | Mgmt | For | For | For | |||
13 | Elect Kazuhiro Takagi | Mgmt | For | For | For | |||
14 | Elect Ryuji Yamada | Mgmt | For | For | For | |||
15 | Elect Hiroh Kusumoto | Mgmt | For | For | For | |||
16 | Elect Takanori Utano | Mgmt | For | Against | Against | |||
Nuance Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUAN | CUSIP 67020Y100 | 01/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Ricci | Mgmt | For | For | For | |||
2 | Elect Robert Teresi | Mgmt | For | For | For | |||
3 | Elect Robert Frankenberg | Mgmt | For | For | For | |||
4 | Elect Katharine Martin | Mgmt | For | For | For | |||
5 | Elect Patrick Hackett | Mgmt | For | For | For | |||
6 | Elect William Janeway | Mgmt | For | For | For | |||
7 | Elect Mark Myers | Mgmt | For | For | For | |||
8 | Elect Philip Quigley | Mgmt | For | For | For | |||
9 | Elect Mark Laret | Mgmt | For | For | For | |||
10 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||
1.2 | Elect John Huff | Mgmt | For | For | For | |||
1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | |||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 04/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports for Fiscal Year 2011 | Mgmt | For | For | For | |||
3 | Accounts and Reports for Fiscal Year 2010 | Mgmt | For | For | For | |||
4 | Accounts and Reports for Fiscal Year 2009 | Mgmt | For | For | For | |||
5 | Accounts and Reports for Fiscal Year 2008 | Mgmt | For | For | For | |||
6 | Accounts and Reports for Fiscal Year 2007 | Mgmt | For | For | For | |||
7 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
8 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
9 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
10 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
11 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
12 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
13 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
14 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
15 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
16 | Elect Hikari Imai | Mgmt | For | For | For | |||
17 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
18 | Elect Takashi Saitoh | Mgmt | For | For | For | |||
19 | Elect Masashi Shimizu | Mgmt | For | For | For | |||
20 | Elect Nobuo Nagoya | Mgmt | For | For | For | |||
21 | Elect Katsuya Natori | Mgmt | For | For | For | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/28/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Takeover Defense Plan | Mgmt | For | TNA | N/A | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 12/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect John Shackleton | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | |||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James McMonagle | Mgmt | For | For | For | |||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Alving | Mgmt | For | For | For | |||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert Coutts | Mgmt | For | For | For | |||
4 | Elect Cheryl Grise | Mgmt | For | For | For | |||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Snyder | Mgmt | For | For | For | |||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | 2012 Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
16 | 2012 Stock Compensation Plan | Mgmt | For | Against | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect William Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||
10 | Elect Robert Polet | Mgmt | For | For | For | |||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | |||
1.4 | Elect William Doyle | Mgmt | For | For | For | |||
1.5 | Elect John Estey | Mgmt | For | For | For | |||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | |||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.10 | Elect Keith Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alexander Johnston | Mgmt | For | For | For | |||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||
7 | Elect Howard Davies | Mgmt | For | For | For | |||
8 | Elect Rob Devey | Mgmt | For | For | For | |||
9 | Elect John Foley | Mgmt | For | For | For | |||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Paul Manduca | Mgmt | For | For | For | |||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
19 | Elect Michael Wells | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Grise | Mgmt | For | For | For | |||
1.4 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
1.5 | Elect Patrick O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Bernard Reznicek | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974105 | 10/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Corinne Namblard | Mgmt | For | For | For | |||
3 | Re-elect Richard Goodmanson | Mgmt | For | For | For | |||
4 | Re-elect John Schubert | Mgmt | For | For | For | |||
5 | Re-elect Barbara Ward | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Research In Motion Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIM | CUSIP 760975102 | 07/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Balsillie | Mgmt | For | For | For | |||
1.2 | Elect Mike Lazaridis | Mgmt | For | For | For | |||
1.3 | Elect David Kerr | Mgmt | For | For | For | |||
1.4 | Elect Claudia Kotchka | Mgmt | For | For | For | |||
1.5 | Elect Roger Martin | Mgmt | For | For | For | |||
1.6 | Elect John Richardson | Mgmt | For | For | For | |||
1.7 | Elect Barbara Stymiest | Mgmt | For | For | For | |||
1.8 | Elect Antonio Pedro de Carvalho Viana-Baptista | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Wetmore | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP G7690A100 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||
6 | Elect Simon Henry | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||
13 | Elect Peter Voser | Mgmt | For | For | For | |||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Ramsey | Mgmt | For | For | For | |||
2 | Elect Sanford Robertson | Mgmt | For | For | For | |||
3 | Elect Maynard Webb | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | |||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Abstain | Against | |||
6 | Spin-off | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sankyo Company Limite (Games) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6417 | CINS J67844100 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hideyuki Busujima | Mgmt | For | For | For | |||
4 | Elect Kimihisa Tsutsui | Mgmt | For | For | For | |||
5 | Elect Akihiko Ishihara | Mgmt | For | For | For | |||
6 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | |||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | |||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | |||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | |||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | |||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | |||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | |||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | |||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | |||
24 | Elect Natalia Borodina | Mgmt | For | For | For | |||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | |||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | |||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | |||
28 | Elect Irina Kremleva | Mgmt | For | For | For | |||
29 | Elect Alexei Minenko | Mgmt | For | For | For | |||
30 | Elect Olga Polyakova | Mgmt | For | For | For | |||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | |||
32 | Amendments to Articles | Mgmt | For | Against | Against | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect William Burns | Mgmt | For | For | For | |||
4 | Elect Matthew Emmens | Mgmt | For | For | For | |||
5 | Elect David Ginsburg | Mgmt | For | For | For | |||
6 | Elect Graham Hetherington | Mgmt | For | For | For | |||
7 | Elect David Kappler | Mgmt | For | For | For | |||
8 | Elect Anne Minto | Mgmt | For | For | For | |||
9 | Elect Angus Russell | Mgmt | For | For | For | |||
10 | Elect David Stout | Mgmt | For | For | For | |||
11 | Elect Susan Kilsby | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CUSIP 826197501 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||
Standard Chartered plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAN | CINS G84228157 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | |||
5 | Elect Steve Bertamini | Mgmt | For | For | For | |||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | |||
7 | Elect Richard Delbridge | Mgmt | For | For | For | |||
8 | Elect Jamie Dundas | Mgmt | For | For | For | |||
9 | Elect Valerie Gooding | Mgmt | For | For | For | |||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | |||
11 | Elect Simon Lowth | Mgmt | For | For | For | |||
12 | Elect Rudy Markham | Mgmt | For | For | For | |||
13 | Elect Ruth Markland | Mgmt | For | For | For | |||
14 | Elect Richard Meddings | Mgmt | For | For | For | |||
15 | Elect John Paynter | Mgmt | For | For | For | |||
16 | Elect John Peace | Mgmt | For | For | For | |||
17 | Elect A. Michael Rees | Mgmt | For | For | For | |||
18 | Elect Peter Sands | Mgmt | For | For | For | |||
19 | Elect Paul Skinner | Mgmt | For | For | For | |||
20 | Elect Oliver Stocken | Mgmt | For | For | For | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Standard Pacific Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPF | CUSIP 85375C101 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Choate | Mgmt | For | For | For | |||
1.2 | Elect Ronald Foell | Mgmt | For | For | For | |||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | |||
1.4 | Elect David Matlin | Mgmt | For | For | For | |||
1.5 | Elect John Peshkin | Mgmt | For | For | For | |||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||
1.7 | Elect Scott Stowell | Mgmt | For | For | For | |||
2 | Stockholder Rights Agreement | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||
5 | Elect NAM Yong | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||
12 | 2011 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
16 | Deloitte & Touche | Mgmt | For | For | For | |||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect John Hughes | Mgmt | For | For | For | |||
4 | Elect Michael Tobin | Mgmt | For | For | For | |||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||
6 | Elect Simon Batey | Mgmt | For | For | For | |||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||
9 | Elect Sahar Elhabashi | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Long-term Incentive Plan 2012 | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572148 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Bruce | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority Issue Repurchased Shares | Mgmt | For | Against | Against | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | |||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | |||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | |||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | |||
Toll Brothers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOL | CUSIP 889478103 | 03/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Yearley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert Blank | Mgmt | For | For | For | |||
1.3 | Elect Stephen Novick | Mgmt | For | For | For | |||
1.4 | Elect Paul Shapiro | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tui Travel Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TT | CINS G9127H104 | 02/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | |||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||
8 | Elect William Waggott | Mgmt | For | Against | Against | |||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||
10 | Elect Horst Baier | Mgmt | For | Against | Against | |||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||
12 | Elect William Dalton | Mgmt | For | Against | Against | |||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||
14 | Elect Coline McConville | Mgmt | For | Against | Against | |||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | |||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||
18 | Elect Harold Sher | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | |||
Tullow Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLW | CINS G91235104 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | |||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | |||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||
7 | Elect David Bamford | Mgmt | For | Against | Against | |||
8 | Elect Ann Grant | Mgmt | For | Against | Against | |||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | |||
10 | Elect Graham Martin | Mgmt | For | Against | Against | |||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | |||
12 | Elect Paul McDade | Mgmt | For | Against | Against | |||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||
14 | Elect Ian Springett | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
Turkiye Vakiflar Bankasi AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Reports | Mgmt | For | TNA | N/A | |||
5 | Accounts | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | |||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Wishes | Mgmt | For | TNA | N/A | |||
16 | Closing | Mgmt | For | TNA | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | |||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | |||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Insurance Policy | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
United States Steel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 912909108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Lucchino | Mgmt | For | For | For | |||
2 | Elect Seth Schofield | Mgmt | For | For | For | |||
3 | Elect John Surma | Mgmt | For | For | For | |||
4 | Elect David Sutherland | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Vedanta Resources plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 07/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Navin Agarwal | Mgmt | For | For | For | |||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | |||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert Lane | Mgmt | For | For | For | |||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh Price | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect William Hall | Mgmt | For | For | For | |||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
12 | Elect Arne Sorenson | Mgmt | For | For | For | |||
13 | Elect Jim Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Yamada Denki Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9831 | CINS J95534103 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Noboru Yamada | Mgmt | For | For | For | |||
5 | Elect Tadao Ichimiya | Mgmt | For | For | For | |||
6 | Elect Hiroyasu Iizuka | Mgmt | For | For | For | |||
7 | Elect Ginji Karasawa | Mgmt | For | For | For | |||
8 | Elect Makoto Igarashi | Mgmt | For | For | For | |||
9 | Elect Masaaki Kurihara | Mgmt | For | For | For | |||
10 | Elect Jun Okamoto | Mgmt | For | For | For | |||
11 | Elect Mitsumasa Kuwano | Mgmt | For | For | For | |||
12 | Elect Haruhiko Higuchi | Mgmt | For | For | For | |||
13 | Elect Tatsuo Kobayashi | Mgmt | For | For | For | |||
14 | Elect Shinichi Samata | Mgmt | For | For | For | |||
15 | Elect Akira Fukui | Mgmt | For | For | For | |||
16 | Elect Chiaki Takahashi | Mgmt | For | For | For | |||
17 | Elect Yoshinori Matsuda | Mgmt | For | For | For | |||
18 | Elect Shigeaki Yamada | Mgmt | For | For | For | |||
19 | Elect Kenichi Koyano | Mgmt | For | For | For | |||
20 | Elect Masaru Yamada | Mgmt | For | For | For | |||
21 | Elect Haruhiko Itakura | Mgmt | For | Against | Against | |||
22 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
23 | Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2012 | |
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