0000869392-19-000091.txt : 20190225
0000869392-19-000091.hdr.sgml : 20190225
20190225152511
ACCESSION NUMBER: 0000869392-19-000091
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181031
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
EFFECTIVENESS DATE: 20190225
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM GLOBAL EQUITY FUND
CENTRAL INDEX KEY: 0000081251
IRS NUMBER: 046145734
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01403
FILM NUMBER: 19629186
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM GLOBAL GROWTH FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND
DATE OF NAME CHANGE: 19900722
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081251
S000005651
PUTNAM GLOBAL EQUITY FUND
N-CEN/A
1
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Putnam Global Equity Fund
811-01403
0000081251
549300FV316LC0KMW630
100 FEDERAL STREET
BOSTON
02110
US-MA
US
1-800-225-1581
State Street Bank and Trust Company
225 FRANKLIN STREET
BOSTON
02110
1-617-786-3000
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Higgins Michael J.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investment Management, LLC
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Retail Management Limited Partnership
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Putnam Investor Services, Inc.
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder are responded to under B.3.a-g
Y
N
N-1A
1
Y
Domotorffy Katinka
004506390
N
Hill Catharine Bond
N/A
N
Joskow Paul L
N/A
N
Leibler Kenneth R
N/A
N
Patterson Robert E
N/A
N
Putnam, III George
004355835
N
Reynolds Robert L
002009065
Y
Singh Manoj P
N/A
N
Ahamed Liaquat
N/A
N
Akhoury Ravi
N/A
N
Baumann Barbara M
N/A
N
Clark James F
N/A
100 FEDERAL STREET
BOSTON
02110
XXXXXX
N
N
N
N
N
N
Putnam Retail Management Limited Partnership
8-5088
000007325
N/A
Y
N
KPMG LLP
00185
N/A
N
N
N
N
N
N
N
Putnam Global Equity Fund
S000005651
549300FV316LC0KMW630
Y
7
0
1
N/A
N
N
Y
N
N
Goldman Sachs Bank USA
KD3XUN7C6T14HNAYLU02
N
N
Revenue sharing split
23484516.00
86795.00
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-6 (17 CFR 270.17a-6)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Putnam Investment Management, LLC
801-7974
000106629
N/A
N
Putnam Investments Limited
801-61441
000122254
N/A
Y
GB
N
The Putnam Advisory Company, LLC
801-5097
000106631
N/A
Y
N
Putnam Investor Services, Inc.
84-06331
N/A
Y
N
N
ICE Data Services (Corp)
5493000NQ9LYLDBCTL34
N
JPM Pricing Direct
549300WIC0TOJ7N7GD54
N
Reuters (equities)
549300561UZND4C7B569
N
N
State Street Bank and Trust Company
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Putnam Investor Services, Inc.
N/A
Y
N
N
N
UBSW - UBS SECURITIES L.L.C.
8-22651
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108068.84
RBCD - RBC CAPITAL MARKETS CORPORATION
8-45411
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549300LCO2FLSSVFFR64
89214.7
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
76341.34
CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
70968.94
DBAB - DEUTSCHE BANK SECURITIES INC.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
66147.4
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
51649.22
CGML - CITIGROUP GLBL MRKTS-EQTY
8-8177
000007059
6SHGI4ZSSLCXXQSBB395
51624.14
JPMS - J.P. MORGAN SECURITIES, LLC.
8-35008
000000079
ZBUT11V806EZRVTWT807
48576.59
MLCO - MERRILL LYNCH, PIERCE, FENNER AND SMITH INC.
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
37254.48
EXAN - EXANE, INC.
8-49569
000041784
6SDWK6FV8H98XAGSYS75
34552.87
984735.87
CGML - CITIGROUP GLBL MRKTS-EQTY
8-8177
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6SHGI4ZSSLCXXQSBB395
7659375
NUMS - NUMIS SECURITIES INC
8-66139
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MLCO - MERRILL LYNCH, PIERCE, FENNER AND SMITH INC.
8-7221
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CSFB - CREDIT SUISSE SECURITIES (USA), LLC
8-422
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1V8Y6QCX6YMJ2OELII46
3256016
NMRA - NOMURA SECURITIES INTERNATIONAL, INC.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
2605111.41
GSCO - GOLDMAN, SACHS & CO.
8-129
000000361
FOR8UP27PHTHYVLBNG30
2424370.22
BCAP - BARCLAYS CAPITAL, INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1274226.33
MSCO - MORGAN STANLEY & CO. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1271815.31
AMHE - AMHERST SECURITIES GROUP L.P.
8-45364
000031141
GR1JCST0OG1YC8O1XP88
740189
UBSW - UBS SECURITIES L.L.C.
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
724600.8
34294410.6
Y
869346432.00
0
Committed
317500000
N
Uncommitted
235500000
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
g.1.a.iii005.txt
INFORMATION ABOUT THE REGISTRANT
KPMG LLP
Two
Financ
ial
Center
60
South
Street
Boston, MA 02111
Report of Independent Registered Public
Accounting Firm
The Board of Trustees
and Shareholders
Putnam Global Equity
Fund:
In planning and performing our audit of the financial
statements of Putnam Global Equity Fund (the Fund), as of and
for the year ended October 31, 2018, in accordance with the
standards of the Public Company Accounting Oversight Board
(United States), we considered the Funds internal control over
financial reporting, including controls over safeguarding
securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form NCEN,
but not for the purpose of expressing an opinion on the
effectiveness of the Funds internal control over financial
reporting. Accordingly, we express no such opinion.
Management of the Fund is responsible for establishing and
maintaining effective internal control over financial
reporting. In fulfilling this responsibility, estimates and
judgments by management are required to assess the expected
benefits and related costs of controls. A companys internal
control over financial reporting is a process designed to
provide reasonable assurance regarding the reliability of
financial reporting and the preparation of financial statements
for external purposes in accordance with generally accepted
accounting principles (GAAP). A companys internal control over
financial reporting includes those policies and procedures that
(1) pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with GAAP, and that receipts and expenditures of the
company are being made only in accordance with authorizations
of management and trustees of the company; and (3) provide
reasonable assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of the companys
assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on
a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of a funds annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies in the
Funds internal control over financial reporting and its
operations, including controls over safeguarding securities that
we consider to be a material weakness defined above as of
October 31, 2018.
This report is intended solely for the information and use of
management and the Board of Trustees of Putnam Global Equity
Fund and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
Boston, Massachusetts
December 11, 2018
2