0000869392-13-000188.txt : 20131220 0000869392-13-000188.hdr.sgml : 20131220 20131220085930 ACCESSION NUMBER: 0000869392-13-000188 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 EFFECTIVENESS DATE: 20131220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM GLOBAL EQUITY FUND CENTRAL INDEX KEY: 0000081251 IRS NUMBER: 046145734 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-01403 FILM NUMBER: 131289913 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM GLOBAL GROWTH FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND DATE OF NAME CHANGE: 19900722 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 0000081251 S000005651 PUTNAM GLOBAL EQUITY FUND C000015432 Class A Shares PEQUX C000015433 Class B Shares PEQBX C000015434 Class C Shares PUGCX C000015435 Class M Shares PEQMX C000015436 Class R Shares PGLRX C000015437 Class Y Shares PEQYX C000117973 Class R5 C000117974 Class R6 NSAR-B 1 answer.fil PAGE 1 000 B000000 10/31/2013 000 C000000 0000081251 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM GLOBAL EQUITY FUND 001 B000000 811-01403 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 008 A000002 PUTNAM INVESTMENTS LIMITED 008 B000002 S 008 C000002 801-61441 008 D010002 LONDON 008 D050002 ENGLAND 008 D060002 SW1A 1LD 008 A000003 THE PUTNAM ADVISORY COMPANY, LLC 008 B000003 S 008 C000003 801-5097 008 D010003 BOSTON 008 D020003 MA 008 D030003 02109 011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP PAGE 2 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES, INC. 012 B000001 84-06331 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 KPMG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02111 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 116 019 C000000 PUTNAMFUND 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 225 020 A000002 BANC OF AMERICA SECURITIES, LLC 020 B000002 56-2058405 020 C000002 221 020 A000003 DEUTSCHE BANK SECURITIES, INC. 020 B000003 13-2730828 020 C000003 189 020 A000004 JPMORGAN SECURITIES, INC. 020 B000004 13-3379014 020 C000004 178 020 A000005 MORGAN STANLEY & CO., LLC 020 B000005 13-2655998 020 C000005 170 020 A000006 CREDIT SUISSE FIRST BOSTON 020 B000006 13-5659485 020 C000006 168 020 A000007 CITIBANK, N.A. 020 B000007 13-5266470 020 C000007 156 020 A000008 BARCLAYS CAPITAL, INC. 020 B000008 06-1031656 020 C000008 147 020 A000009 UBS SECURITIES, LLC 020 B000009 13-3873456 020 C000009 126 020 A000010 WEEDEN & CO. 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SMITH TITLE PRINC. ACCT. OFFICER EX-99 2 acctpron77l38qe.txt Putnam Global Equity Fund, October 31, 2013, annual shareholder report 77L New accounting pronouncement In January 2013, ASU 2013 01, Clarifying the Scope of Disclosures about Offsetting Assets and Liabilities, amended ASU No. 2011 11, Disclosures about Offsetting Assets and Liabilities. The ASUs create new disclosure requirements requiring entities to disclose both gross and net information for derivatives and other financial instruments that are either off set in the Statement of assets and liabilities or subject to an enforceable master netting arrangement or similar agreement. The disclosure requirements are effective for annual reporting periods beginning on or after January 1, 2013 and interim periods within those annual periods. Putnam Management is currently evaluating the application of ASUs 2013 01 and 2011 11 and their impact, if any, on the funds financial statements. EX-99 3 kpmgauditletter005.txt Report of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Putnam Global Equity Fund: In planning and performing our audit of the financial statements of Putnam Global Equity Fund (the Fund) as of and for the year ended October 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we express no such opinion. Management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A companys internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles (GAAP). A companys internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with GAAP, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and trustees of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of the companys assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of a funds annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2013. This report is intended solely for the information and use of management and the Board of Trustees of Putnam Global Equity Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP Boston, Massachusetts December 13, 2013 EX-99 4 perclass38qe.txt Putnam Global Equity Fund, as of October 31, 2013, annual shareholder report Because the electronic format for filing Form NSAR does not provide adequate space for responding to certain items correctly, the correct answers are as follows: 72DD1 (000s omitted) Class A 5,499 Class B 16 Class C 9 Class M 34 72DD2 (000s omitted) Class R 5 Class R5 0 Class R6 0 Class Y 272 73A1 Class A 0.0750 Class B 0.0070 Class C 0.0070 Class M 0.0280 73A2 Class R 0.0470 Class R5 0.0860 Class R6 0.0900 Class Y 0.1000 74U1 (000s omitted) Class A 68,182 Class B 1,880 Class C 1,193 Class M 1,072 74U2 (000s omitted) Class R 100 Class R5 1 Class R6 751 Class Y 2,209 74V1 Class A 12.07 Class B 10.85 Class C 11.43 Class M 11.55 74V2 Class R 11.94 Class R5 12.52 Class R6 12.52 Class Y 12.47 Item 61 Additional Information About Minimum Required Investment Shareholders can open a fund account with as little as $500 and make subsequent investments in any amount. The minimum investment is waived if you make regular investments weekly, semi monthly, or monthly through automatic deductions through your bank checking or savings account. Currently, Putnam is waiving the minimum, but reserves the right to reject initial investments under the minimum. Item 85B Additional Information About Errors and Omissions Policy While no claims with respect to the Registrant Series were filed under such policy during the period, requests under such policy for reimbursement of legal expenses and costs arising out of claims of market timing activity in the Putnam Funds have been submitted by the investment manager of the Registrant Series.