0000869392-13-000188.txt : 20131220
0000869392-13-000188.hdr.sgml : 20131220
20131220085930
ACCESSION NUMBER: 0000869392-13-000188
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
EFFECTIVENESS DATE: 20131220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM GLOBAL EQUITY FUND
CENTRAL INDEX KEY: 0000081251
IRS NUMBER: 046145734
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01403
FILM NUMBER: 131289913
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM GLOBAL GROWTH FUND
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND
DATE OF NAME CHANGE: 19900722
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM INTERNATIONAL EQUITIES FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081251
S000005651
PUTNAM GLOBAL EQUITY FUND
C000015432
Class A Shares
PEQUX
C000015433
Class B Shares
PEQBX
C000015434
Class C Shares
PUGCX
C000015435
Class M Shares
PEQMX
C000015436
Class R Shares
PGLRX
C000015437
Class Y Shares
PEQYX
C000117973
Class R5
C000117974
Class R6
NSAR-B
1
answer.fil
PAGE 1
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PAGE 2
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PAGE 3
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022 C000007 1614
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022 C000008 2374
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022 B000009 13-2655998
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022 A000010 RBC CAPITAL MARKETS CORP.
022 B000010 13-5033225
022 C000010 509
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025 A000001 BANK OF AMERICA CORP.
025 B000001 94-1687665
025 C000001 E
025 D000001 10942
025 A000002 JPMORGAN CHASE & CO.
PAGE 4
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025 B000003 36-3145972
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
acctpron77l38qe.txt
Putnam Global Equity Fund, October 31, 2013, annual shareholder
report
77L
New accounting pronouncement
In January 2013, ASU 2013 01, Clarifying the Scope of Disclosures
about Offsetting Assets and Liabilities, amended ASU No. 2011 11,
Disclosures about Offsetting Assets and Liabilities. The ASUs
create new disclosure requirements requiring entities to disclose
both gross and net information for derivatives and other
financial instruments that are either off set in the Statement of
assets and liabilities or subject to an enforceable master
netting arrangement or similar agreement. The disclosure
requirements are effective for annual reporting periods beginning
on or after January 1, 2013 and interim periods within those
annual periods. Putnam Management is currently evaluating the
application of ASUs 2013 01 and 2011 11 and their impact, if any,
on the funds financial statements.
EX-99
3
kpmgauditletter005.txt
Report of Independent Registered Public Accounting Firm
The Board of Trustees and Shareholders
Putnam Global Equity Fund:
In planning and performing our audit of the financial statements
of Putnam Global Equity Fund (the Fund) as of and for the year
ended October 31, 2013, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Funds internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of expressing
an opinion on the effectiveness of the Funds internal control
over financial reporting. Accordingly, we express no such
opinion.
Management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A companys internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles (GAAP).
A companys internal control over financial reporting includes
those policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the
company; (2) provide reasonable assurance that transactions are
recorded as necessary to permit preparation of financial
statements in accordance with GAAP, and that receipts and
expenditures of the company are being made only in accordance
with authorizations of management and trustees of the company;
and (3) provide reasonable assurance regarding prevention or
timely detection of unauthorized acquisition, use or disposition
of the companys assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect misstatements.
Also, projections of any evaluation of effectiveness to future
periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree
of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing their
assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of a funds annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under
standards established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies in the
Funds internal control over financial reporting and its
operation, including controls over safeguarding securities, that
we consider to be a material weakness as defined above as of
October 31, 2013.
This report is intended solely for the information and use of
management and the Board of Trustees of Putnam Global Equity Fund
and the Securities and Exchange Commission and is not intended to
be and should not be used by anyone other than these specified
parties.
/s/ KPMG LLP
Boston, Massachusetts
December 13, 2013
EX-99
4
perclass38qe.txt
Putnam Global Equity Fund, as of October 31, 2013, annual
shareholder report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items correctly,
the correct answers are as follows:
72DD1 (000s omitted)
Class A 5,499
Class B 16
Class C 9
Class M 34
72DD2 (000s omitted)
Class R 5
Class R5 0
Class R6 0
Class Y 272
73A1
Class A 0.0750
Class B 0.0070
Class C 0.0070
Class M 0.0280
73A2
Class R 0.0470
Class R5 0.0860
Class R6 0.0900
Class Y 0.1000
74U1 (000s omitted)
Class A 68,182
Class B 1,880
Class C 1,193
Class M 1,072
74U2 (000s omitted)
Class R 100
Class R5 1
Class R6 751
Class Y 2,209
74V1
Class A 12.07
Class B 10.85
Class C 11.43
Class M 11.55
74V2
Class R 11.94
Class R5 12.52
Class R6 12.52
Class Y 12.47
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum investment
is waived if you make regular investments weekly, semi monthly,
or monthly through automatic deductions through your bank
checking or savings account. Currently, Putnam is waiving the
minimum, but reserves the right to reject initial investments
under the minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant Series.