-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hr700ALz7ueErzPbGxGWnhaVEHfFeL5RobsrfJfGWBoKZgmOV+69bzUpKZh6qI9H V1x7ZvqE0NX+2rAAimbbMg== 0000891618-97-001789.txt : 19970418 0000891618-97-001789.hdr.sgml : 19970418 ACCESSION NUMBER: 0000891618-97-001789 CONFORMED SUBMISSION TYPE: S-3DPOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970417 EFFECTIVENESS DATE: 19970417 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRODERBUND SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0000812490 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942768218 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: S-3DPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-92326 FILM NUMBER: 97582612 BUSINESS ADDRESS: STREET 1: 500 REDWOOD BLVD CITY: NOVATO STATE: CA ZIP: 94948-6121 BUSINESS PHONE: 4153824400 MAIL ADDRESS: STREET 1: 500 REDWOOD BLVD CITY: NOVATO STATE: CA ZIP: 94948-6121 S-3DPOS 1 POST-EFFECTIVE AMENDMENT #2 TO FORM S-3 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 17, 1997 REGISTRATION NO. 33-92326 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BRODERBUND SOFTWARE, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
DELAWARE 94-2768218 -------- 7372 ---------- ---- (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER INCORPORATION OR ORGANIZATION) (PRIMARY STANDARD IDENTIFICATION NUMBER) INDUSTRIAL CLASSIFICATION CODE NUMBER)
500 REDWOOD BOULEVARD NOVATO, CA 94948-6121 (415) 382-4400 (ADDRESS, INCLUDING ZIP CODE AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) THOMAS L. MARCUS, ESQ. VICE PRESIDENT OF BUSINESS DEVELOPMENT AND GENERAL COUNSEL BRODERBUND SOFTWARE, INC. 500 REDWOOD BOULEVARD NOVATO, CA 94948-6121 (415) 382-4400 (NAME, ADDRESS, INCLUDING ZIP CODE AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) COPIES TO: TOR R. BRAHAM, ESQ. IVAN J. BROCKMAN, ESQ. WILSON SONSINI GOODRICH & ROSATI PROFESSIONAL CORPORATION 650 PAGE MILL ROAD PALO ALTO, CA 94304 (415) 493-9300 ================================================================================ 2 THE REGISTRANT HEREBY WITHDRAWS FROM REGISTRATION AN AGGREGATE OF 180,705 SHARES OF ITS COMMON STOCK REGISTERED TO PERMIT RESALES BY THE STOCKHOLDERS NAMED THEREIN. THE FOLLOWING TABLE SETS FORTH CERTAIN INFORMATION RELATING TO THE NUMBER OF SHARES BENEFICIALLY OWNED BY THE NAMED STOCKHOLDERS FOR WHICH THE REGISTRATION IS WITHDRAWN. THE REGISTRATION STATEMENT IS HEREBY AMENDED, AS APPROPRIATE, TO REFLECT THE WITHDRAWAL FROM REGISTRATION OF SUCH SHARES.
NAME OF STOCKHOLDER SHARES WITHDRAWN FROM REGISTRATION ------------------- ---------------------------------- Ken Hess and Connie Hess as Trustees for the Ken and Connie Hess Living Trust ....................................... 127,345 M. Lynn Brewer ..................................................... 40,489 Jonathan S. Aaronson and Alma C. Rodoni as Trustees for the Jonathan S. Aaronson and Alma C. Rodoni Living Trust Dated 5/1/91 ................................................... 5,528 Tina C. Nomura ..................................................... 136 Daniel Handalian II ................................................ 325 Hugo D. Paz ........................................................ 1,250 Courtney J. Kermeen ................................................ 325 Bonnie Anderson .................................................... 5,307
-2- 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant, Broderbund Software, Inc., a corporation organized and existing under the laws of the State of Delaware, certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Novato, State of California, on this 16th day of April, 1997. BRODERBUND SOFTWARE, INC. By: /s/ JOSEPH P. DURRETT ----------------------------------- Joseph P. Durrett, Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature Title Date --------- ----- ---- /s/ JOSEPH P. DURRETT Chief Executive Officer (Principal April 16, 1997 - ---------------------------------------- Executive Officer) and Director Joseph P. Durrett /s/ WILLIAM M. McDONAGH* President, Chief Operating Officer and April 16, 1997 - ---------------------------------------- Director William M. McDonagh /s/ MICHAEL J. SHANNAHAN* Vice President and Chief Financial April 16, 1997 - ---------------------------------------- Officer (Principal Financial and Michael J. Shannahan Accounting Officer) /s/ DOUGLAS G. CARLSTON* Chairman of the Board of Directors April 16, 1997 - ---------------------------------------- Douglas G. Carlston /s/ EDMUND R. AUER* Director April 16, 1997 - ---------------------------------------- Edmund R. Auer /s/ GARY L. BUCKMILLER* Director April 16, 1997 - ---------------------------------------- Gary L. Buckmiller Director - ---------------------------------------- Scott D. Cook /s/ WILLIAM P. EGAN* Director April 16, 1997 - ---------------------------------------- William P. Egan /s/ DAVID E. LIDDLE, PH.D.* Director April 16, 1997 - ---------------------------------------- David E. Liddle, Ph.D. /s/ LAWRENCE H. WILKINSON* Director April 16, 1997 - ---------------------------------------- Lawrence H. Wilkinson
* By: /s/ THOMAS L. MARCUS ----------------------------------- Thomas L. Marcus, Attorney-in-fact -3- -----END PRIVACY-ENHANCED MESSAGE-----