-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/AcOaoqxDmRZexsHxS8xR1DnR6gaYPbkhP2K2yztzwvNbGHOno31kbWW8jedLqh DJQAPMEAAecMm8BIH7BxGw== 0000891554-98-000140.txt : 19980225 0000891554-98-000140.hdr.sgml : 19980225 ACCESSION NUMBER: 0000891554-98-000140 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRODERBUND SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0000812490 STANDARD INDUSTRIAL CLASSIFICATION: 7372 IRS NUMBER: 942768218 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41968 FILM NUMBER: 98531759 BUSINESS ADDRESS: STREET 1: 500 REDWOOD BLVD CITY: NOVATO STATE: CA ZIP: 94948-6121 BUSINESS PHONE: 4153824400 MAIL ADDRESS: STREET 1: 500 REDWOOD BLVD CITY: NOVATO STATE: CA ZIP: 94948-6121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARLSTON DOUGLAS G CENTRAL INDEX KEY: 0000902766 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BRODERBUND SOFTWARE STREET 2: 500 REDWOOD BLVD CITY: NOVATO STATE: CA ZIP: 94947 BUSINESS PHONE: 4153824652 SC 13D 1 SCHEDULE 13D ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response.....14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Broderbund Software, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 112014 10 5 (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 Pages CUSIP No. 112014 10 5 13G Page 2 of 5 Pages - - -------------------------------------------------------------------------------- 1. Names of Reporting Person S.S. or I.R.S. Identification No. Of Above Person Douglas G. Carlston - - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [ ] (b) [ ] - - -------------------------------------------------------------------------------- 3. SEC Use Only - - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - - -------------------------------------------------------------------------------- Number Of 5. Sole Voting Power Shares 1,864,536 Beneficially -------------------------------------------------------------- Owned By 6. Shared Voting Power Each -0- Reporting -------------------------------------------------------------- Person 7. Sole Dispositive Power With 1,864,536 -------------------------------------------------------------- 8. Shared Dispositive Power -0- - - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned By Each Reporting Person 1,864,536 - - -------------------------------------------------------------------------------- 10. Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares (See Instructions) - - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.9% - - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - - -------------------------------------------------------------------------------- CUSIP No. 112014 10 5 Page 3 of 5 Pages Item 1. (a) Name of Issuer: Broderbund Software, Inc. (b) Address of Issuer's Principal Executive Offices: 500 Redwood Boulevard Novato, CA 94947 Item 2. (a) Name of Person Filing: Douglas G. Carlston (b) Address of Principal Business Office or, if none, Residence: 500 Redwood Boulevard Novato, CA 94947 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 112014 10 5 Item 3. Type of Filing: This statement is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). CUSIP No. 112014 10 5 Page 4 of 5 Pages Item 4. Ownership: (a) Amount Beneficially Owned: 1,864,536 (b) Percent of Class: 8.9% (c) Number of Shares as to Which Such Person Has: (i) Sole Power to Vote or to Direct the Vote: 1,864,536 (ii) Shared Power to Vote or to Direct the Vote: -0- (iii) Sole Power to Dispose or Direct the Disposition of: 1,864,536 (iv) Shared Power to Dispose or Direct the Disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable CUSIP No. 112014 10 5 Page 5 of 5 Pages Item 8. Identification and Classification of Members of the Group: Not applicable Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: 11th February, 1998 By: /s/ Douglas G. Carlston -------------------------------- Douglas G. Carlston Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----