0000928816-14-001572.txt : 20141128
0000928816-14-001572.hdr.sgml : 20141127
20141006150013
ACCESSION NUMBER: 0000928816-14-001572
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141006
DATE AS OF CHANGE: 20141006
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MONEY MARKET FUND
CENTRAL INDEX KEY: 0000081248
IRS NUMBER: 046386436
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02608
FILM NUMBER: 141142637
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A-14 LEGAL DEPARTMENT
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: MAILSTOP A-14 LEGAL DEPARTMENT
STREET 2: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM DAILY DIVIDEND TRUST
DATE OF NAME CHANGE: 19920703
0000081248
S000006251
PUTNAM MONEY MARKET FUND
C000017191
Class T Shares
C000017192
Class A Shares
PDDXX
C000017193
Class B Shares
PTBXX
C000017194
Class C Shares
PFCXX
C000017195
Class M Shares
PTMXX
C000017196
Class R Shares
PURXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2014-09-30
0000081248
S000006251
6
N
N
N
N
2-55091
Putnam Investment Management, LLC
801-7974
Putnam Investment Limited
801-61441
PricewaterhouseCoopers, LLP
Boston
MA
None
Putnam Investor Services, Inc.
0001448300
84-06331
N
N
N
Prime
31
69
1328451835.63
989627.79
1767606.15
1327673857.27
0.0013
0.9978
2014-09-30
0.9978
2014-09-30
C000017192
500.00
1202716563.16
1.00
6877435.04
71114478.45
64237043.41
0.0001
0.9978
2014-09-30
0.9978
2014-09-30
C000017193
500.00
10141681.56
1.00
-412632.05
439260.85
851892.90
0.0001
0.9977
2014-09-30
0.9977
2014-09-30
C000017194
500.00
29495148.15
1.00
1128884.12
1946422.65
817538.53
0.0001
0.9980
2014-09-30
0.9980
2014-09-30
C000017195
500.00
29886070.68
1.00
-294544.00
3049816.00
3344360.00
0.0001
0.9980
2014-09-30
0.9980
2014-09-30
C000017196
500.00
34221365.24
1.00
821025.00
2560547.21
1739522.21
0.0001
0.9979
2014-09-30
0.9979
2014-09-30
C000017191
500.00
21213028.48
1.00
949821.31
1423830.14
474008.83
0.0001
0.9979
2014-09-30
0.9979
2014-09-30
PUTNAM MONEY MARKET LIQUIDITY FUND
PUTNAM MONEY MARKET LIQUIDITY FUND CLASS P
746763168
Investment Company
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
51735756.00
51735756.00
0.0390
N/A
N
51735756.00
51735756.00
HARRIS COUNTY HEALTH FACILITIES DEVELOPMENT CORP
HARRIS HLTH-VAR-B1-TX 00.0400 10/01/2029
414152SX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-10-07
2014-10-07
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
Stand-by Purchase Agreement
JP MORGAN CHASE BANK NA
N/A
N/A
3390000.00
3390000.00
0.0026
N/A
N
3390000.00
3390000.00
NORDEA BANK AB
NORDEA BANK AB P/P 144A 03.7000 11/13/2014
65557CAA1
Other Note
N
First Tier Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
7050000.00
7078182.35
0.0053
N/A
N
7075591.50
7075591.50
BANK OF NEW YORK MELLON CORP/THE
BANK OF NEW YORK MELLON 01.2000 02/20/2015
06406HCC1
Other Note
N
First Tier Security
N/A
N/A
2015-02-20
2015-02-20
N
N
N
12000000.00
12036588.96
0.0091
N/A
N
12032436.00
12032436.00
US BANK NA/CINCINNATI OH
US BANK NA 00.5136 10/14/2014
90331HKQ5
Other Note
N
First Tier Security
N/A
N/A
2014-10-14
2014-10-14
N
N
N
7300000.00
7300695.54
0.0055
N/A
N
7300627.80
7300627.80
WELLS FARGO & CO
WELLS FARGO & COMPANY 01.1551 06/26/2015
94974BFF2
Other Note
N
First Tier Security
N/A
N/A
2014-12-29
2015-06-26
N
N
N
4107000.00
4132712.02
0.0031
N/A
N
4133210.87
4133210.87
BANK OF NEW YORK MELLON CORP/THE
BANK OF NEW YORK MELLON 01.0849 11/24/2014
06406HCB3
Other Note
N
First Tier Security
N/A
N/A
2014-11-24
2014-11-24
N
N
N
7100000.00
7109692.19
0.0054
N/A
N
7110600.30
7110600.30
NATIONAL AUSTRALIA BANK LTD
NATL AUSTRALIA BANK P/P 144A 00.5316 01/22/2015
63253WAC5
Other Note
N
First Tier Security
N/A
N/A
2014-10-22
2015-01-22
N
N
N
9500000.00
9509301.17
0.0072
N/A
N
9508949.00
9508949.00
TORONTO-DOMINION BANK/THE
TORONTO-DOMINION BANK USD 00.4171 05/01/2015
89114QAJ7
Other Note
N
First Tier Security
N/A
N/A
2014-11-07
2015-05-01
N
N
N
2883000.00
2886064.82
0.0022
N/A
N
2886782.50
2886782.50
WELLS FARGO BANK NA
WELLS FARGO BANK NA 00.3241 10/15/2015
94985H2R4
Other Note
N
First Tier Security
N/A
N/A
2014-12-15
2015-10-15
N
N
N
11000000.00
11000000.00
0.0083
N/A
N
10999934.00
10999934.00
HSBC BANK PLC
HSBC BANK PLC - 10/03/2014 0.233500 10/03/2014
40433FCV9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-20
2014-10-03
N
N
N
3925000.00
3925000.00
0.0030
N/A
N
3925000.04
3925000.04
TORONTO-DOMINION BANK/NY
TORONTO DOMINION BANK NY 00.2135 11/18/2014
89112TSU9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-20
2014-11-18
N
N
N
13500000.00
13500000.00
0.0102
N/A
N
13500378.10
13500378.10
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HANDELSBANKEN NY 00.4041 12/19/2014
86958CZG2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-19
2014-12-19
N
N
N
14825000.00
14830770.01
0.0112
N/A
N
14830856.00
14830856.00
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.2260 12/05/2014
20272AGA8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2014-12-05
N
N
N
10775000.00
10775000.00
0.0081
N/A
N
10775043.20
10775043.20
UNITED STATES OF AMERICA
US TREASURY FRN 00.0600 01/31/2016
912828WK2
Treasury Debt
N
First Tier Security
N/A
N/A
2014-10-01
2016-01-31
N
N
N
14700000.00
14697182.92
0.0111
N/A
N
14702984.10
14702984.10
NATIONAL AUSTRALIA BANK LTD
NATIONAL AUSTRALIA BANK USD 00.2185 02/26/2015
G6S94TNK5
Other Note
N
First Tier Security
N/A
N/A
2014-10-27
2015-02-26
N
N
N
10300000.00
10300000.00
0.0078
N/A
N
10301267.00
10301267.00
NORDEA BANK AB
NORDEA BANK AB 65558GK69 DCP 10/06/2014
65558GK69
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
1750000.00
1749944.10
0.0013
N/A
N
1749976.73
1749976.73
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.1845 10/01/2014
20272AGT7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
9300000.00
9300000.00
0.0070
N/A
N
9300000.09
9300000.09
FAIRWAY FINANCE LLC
FAIRWAY FIN LLC - 10/06/2014 0.1765 10/06/2014
30601YPF6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
9350000.00
9350000.00
0.0070
N/A
N
9349971.95
9349971.95
HSBC USA INC
HSBC USA INC 40427SK65 DCP 10/06/2014
40427SK65
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
4575000.00
4574847.50
0.0034
N/A
N
4574946.47
4574946.47
DNB BANK ASA
DNB BANK ASA 2332K1K74 DCP 10/07/2014
2332K1K74
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-07
2014-10-07
N
N
N
12075000.00
12074537.12
0.0091
N/A
N
12074788.60
12074788.60
MITSUBISHI UFJ TRUST & BANKING CORP/NY
MITSUBISHI UFJ TRUST & BANKIN 60682XKA3 DCP 10/10/2014
60682XKA3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-10
2014-10-10
N
N
N
7400000.00
7399574.50
0.0056
N/A
N
7399752.84
7399752.84
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/ 00.2500 10/22/2014
86562UP89
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-22
2014-10-22
N
N
N
1450000.00
1450000.00
0.0011
N/A
N
1450070.77
1450070.77
PROCTER & GAMBLE CO/THE
PROCTER & GAMBLE CO/THE 74271UKT6 DCP 10/27/2014
74271UKT6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-27
2014-10-27
N
N
N
9375000.00
9373984.37
0.0071
N/A
N
9374789.06
9374789.06
BANK OF TOKYO-MITSUBISHI UFJ LTD/THE
BANK OF TOKYO-MITSUBISHI UFJ 00.0000 11/10/2014
G0R62XHA7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-10
2014-11-10
N
N
N
12200000.00
12196683.09
0.0092
N/A
N
12197669.80
12197669.80
SVENSKA HANDELSBANKEN INC
SVENSKA HANDELSBANKEN INC 86958GKN4 DCP 10/22/2014
86958GKN4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-22
2014-10-22
N
N
N
2000000.00
1999766.67
0.0015
N/A
N
1999875.20
1999875.20
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKI 00.2250 02/25/2015
05253MDD3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-25
2015-02-25
N
N
N
2000000.00
2000000.00
0.0015
N/A
N
1999918.00
1999918.00
COCA-COLA CO/THE
COCA-COLA CO/THE 19121BM30 DCP 12/03/2014
19121BM30
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-03
2014-12-03
N
N
N
9800000.00
9797427.50
0.0074
N/A
N
9798239.92
9798239.92
UNITED STATES OF AMERICA
US TREASURY FRN 00.0840 04/30/2016
912828D31
Treasury Debt
N
First Tier Security
N/A
N/A
2014-10-01
2016-04-30
N
N
N
13050000.00
13050681.59
0.0098
N/A
N
13056694.60
13056694.60
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233HM19 DCP 12/01/2014
89233HM19
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
5325000.00
5323285.64
0.0040
N/A
N
5324159.18
5324159.18
STATE STREET CORP
STATE STREET CORP 85747KM19 DCP 12/01/2014
85747KM19
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
11500000.00
11496492.50
0.0087
N/A
N
11497207.80
11497207.80
STATE STREET CORP
STATE STREET CORP 85747KL69 DCP 11/06/2014
85747KL69
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-06
2014-11-06
N
N
N
7700000.00
7698845.00
0.0058
N/A
N
7699216.91
7699216.91
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
PRESIDENT AND FELLOWS OF HARV 74081KM82 DCP 12/08/2014
74081KM82
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
14958000.00
14953479.36
0.0113
N/A
N
14955907.30
14955907.30
UNIVERSITY OF CHICAGO
UNIVERSITY OF CHICAGO 00.0000 10/06/2014
91412WK66
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2014-10-06
N
N
N
10900000.00
10899773.03
0.0082
N/A
N
10899782.00
10899782.00
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963UK96 DCP 10/09/2014
15963UK96
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-09
2014-10-09
N
N
N
3300000.00
3299875.33
0.0025
N/A
N
3299934.00
3299934.00
CANADIAN IMPERIAL BANK OF COMMERCE/NEW YORK NY
CANADIAN IMP BK COMM NY 00.2236 06/17/2015
13606Y6S0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-17
2015-06-17
N
N
N
13750000.00
13750000.00
0.0104
N/A
N
13748075.00
13748075.00
TORONTO-DOMINION BANK/NY
TORONTO-DOMINION BANK/NY 00.6000 03/03/2015
89112TGT5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2015-03-03
2015-03-03
N
N
N
1000000.00
1001479.56
0.0008
N/A
N
1000535.01
1000535.01
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORP 36959JMF7 DCP 12/15/2014
36959JMF7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-15
2014-12-15
N
N
N
19000000.00
18992875.00
0.0143
N/A
N
18996350.10
18996350.10
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324UL35 DCP 11/03/2014
85324UL35
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-03
2014-11-03
N
N
N
4350000.00
4349202.50
0.0033
N/A
N
4349568.48
4349568.48
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67984WCX4 DCP 11/07/2014
67984WCX4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-07
2014-11-07
N
N
N
19250000.00
19246240.90
0.0145
N/A
N
19247743.90
19247743.90
SKANDINAVISKA ENSKILDA BANKEN AB
SKANDINAVISKA ENSKILDA BANKEN 83050UKX5 DCP 10/31/2014
83050UKX5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-31
2014-10-31
N
N
N
2800000.00
2799603.33
0.0021
N/A
N
2799803.16
2799803.16
BEDFORD ROW FUNDING CORP
BEDFORD ROW FUNDING CORP 00.2335 07/09/2015
07644DAK4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-14
2015-07-09
N
N
N
16750000.00
16750000.00
0.0126
N/A
N
16748710.20
16748710.20
LEHIGH UNIVERSITY
LEHIGH UNIVERSITY 52501QK30 DCP 10/03/2014
52501QK30
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
7000000.00
6999949.44
0.0053
N/A
N
6999959.40
6999959.40
RABOBANK NEDERLAND NV NY
RABOBANK NEDERLAND NY 00.2431 11/14/2014
21684BPQ1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-11-14
2014-11-14
N
N
N
8500000.00
8500595.28
0.0064
N/A
N
8500051.09
8500051.09
WESTPAC BANKING CORP
WESTPAC BANKING CORP 00.2260 03/05/2015
9612C4LC3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-06
2015-03-05
N
N
N
17700000.00
17701155.51
0.0133
N/A
N
17703734.80
17703734.80
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88603GBX7 DCP 11/24/2014
88603GBX7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-24
2014-11-24
N
N
N
16825000.00
16820204.87
0.0127
N/A
N
16819954.10
16819954.10
UNITED STATES OF AMERICA
US TREASURY FRN 00.0850 07/31/2016
912828WV8
Treasury Debt
N
First Tier Security
N/A
N/A
2014-10-01
2016-07-31
N
N
N
6750000.00
6749749.39
0.0051
N/A
N
6753759.75
6753759.75
WELLS FARGO BANK NA
WELLS FARGO BANK NA 00.2331 03/06/2015
9497P65R5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-12-08
2015-03-06
N
N
N
5000000.00
5000212.73
0.0038
N/A
N
4999530.00
4999530.00
DNB BANK ASA
DNB BANK ASA 2332K1P20 DCP 02/02/2015
2332K1P20
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2015-02-02
2015-02-02
N
N
N
7500000.00
7494187.50
0.0056
N/A
N
7494705.00
7494705.00
TEXAS A&M UNIVERSITY
TEXAS A&M UNIVERSITY 00.1300 10/16/2014
88213MCT4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-16
2014-10-16
N
Y
TEXAS A&M UNIVERSITY
N/A
N/A
N
8200000.00
8200000.00
0.0062
N/A
N
8200000.08
8200000.08
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P3LQ4 DCP 11/24/2014
4820P3LQ4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-24
2014-11-24
N
N
N
13000000.00
12997075.00
0.0098
N/A
N
12996564.10
12996564.10
SKANDINAVISKA ENSKILDA BANKEN AB
SKANDINAVISKA ENSKILDA BANKEN 83050UK72 DCP 10/07/2014
83050UK72
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-07
2014-10-07
N
N
N
10775000.00
10774793.48
0.0081
N/A
N
10774895.40
10774895.40
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324UM83 DCP 12/08/2014
85324UM83
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
9250000.00
9246330.84
0.0070
N/A
N
9247056.65
9247056.65
CANADIAN IMPERIAL HOLDINGS INC
CANADIAN IMPERIAL HOLDINGS IN 13607FLA2 DCP 11/10/2014
13607FLA2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-10
2014-11-10
N
N
N
6500000.00
6499133.33
0.0049
N/A
N
6498926.85
6498926.85
BANK OF AMERICA NA
BK OF AMERICA NA - 10/09/2014 00.2100 10/09/2014
06053HCE3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-09
2014-10-09
N
N
N
13500000.00
13500149.77
0.0102
N/A
N
13500506.30
13500506.30
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88602ULA6 DCP 11/10/2014
88602ULA6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-10
2014-11-10
N
N
N
3300000.00
3299450.00
0.0025
N/A
N
3299294.79
3299294.79
DUKE UNIVERSITY
DUKE UNIVERSITY 26441ULJ2 DCP 11/18/2014
26441ULJ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-18
2014-11-18
N
N
N
19100000.00
19096944.00
0.0144
N/A
N
19096751.00
19096751.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LL 59157UMF4 DCP 12/15/2014
59157UMF4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-15
2014-12-15
N
N
N
19625000.00
19619684.90
0.0148
N/A
N
19617915.30
19617915.30
YALE UNIVERSITY
YALE UNIVERSITY 98459SLH9 DCP 11/17/2014
98459SLH9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-17
2014-11-17
N
N
N
4000000.00
3999530.10
0.0030
N/A
N
3999338.80
3999338.80
ROCHE HOLDINGS INC
ROCHE HOLDINGS INC 77119MM87 DCP 12/08/2014
77119MM87
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
19800000.00
19795760.39
0.0149
N/A
N
19794459.90
19794459.90
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 53127UKE9 DCP 10/14/2014
53127UKE9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-14
2014-10-14
N
N
N
600000.00
599967.50
0.0005
N/A
N
599967.78
599967.78
AMERICAN HONDA FINANCE CORP
AMERICAN HONDA FINANCE CORP 02665KLA3 DCP 11/10/2014
02665KLA3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-10
2014-11-10
N
N
N
7700000.00
7699058.89
0.0058
N/A
N
7699105.26
7699105.26
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035RMB6 DCP 12/11/2014
03035RMB6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-11
2014-12-11
N
N
N
7625000.00
7622142.74
0.0057
N/A
N
7622102.50
7622102.50
BPCE SA
BPCE SA 05571CK34 DCP 10/03/2014
05571CK34
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
6500000.00
6499965.69
0.0049
N/A
N
6499929.80
6499929.80
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION CORP 02086ML36 DCP 11/03/2014
02086ML36
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-03
2014-11-03
N
N
N
6500000.00
6498867.92
0.0049
N/A
N
6499171.25
6499171.25
NESTLE CAPITAL CORP
NESTLE CAPITAL CORP 64105HPP1 DCP 02/23/2015
64105HPP1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-02-23
2015-02-23
N
N
N
9900000.00
9894417.50
0.0075
N/A
N
9895302.45
9895302.45
TORONTO-DOMINION BANK/NY
TORONTO DOMINION BANK NY USD 00.2261 06/08/2015
89112UGM7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-06
2015-06-08
N
N
N
2250000.00
2250011.39
0.0017
N/A
N
2249694.00
2249694.00
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035RKM4 DCP 10/21/2014
03035RKM4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-21
2014-10-21
N
N
N
5275000.00
5274648.33
0.0040
N/A
N
5274630.75
5274630.75
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA HOUS USD 00.2361 09/08/2015
06417HTU0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-08
2015-09-08
N
N
N
16250000.00
16250000.00
0.0122
N/A
N
16241030.00
16241030.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD/NEW YORK NY
AUST & NZ BANKING GRP NY USD 00.4841 01/29/2015
05252WEP4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-29
2015-01-29
N
N
N
3050000.00
3052829.36
0.0023
N/A
N
3052696.23
3052696.23
RABOBANK USA FINANCIAL CORP
RABOBANK USA FINANCIAL CORP 74977LLC9 DCP 11/12/2014
74977LLC9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-12
2014-11-12
N
N
N
4075000.00
4074381.96
0.0031
N/A
N
4074430.72
4074430.72
UNIVERSITY OF CHICAGO
UNIVERSITY OF CHICAGO 00.0000 11/20/2014
91412WLL2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-20
2014-11-20
N
N
N
7725000.00
7723820.03
0.0058
N/A
N
7723918.50
7723918.50
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
PRESIDENT AND FELLOWS OF HARV 74081KN65 DCP 01/06/2015
74081KN65
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-01-06
2015-01-06
N
N
N
5000000.00
4998383.33
0.0038
N/A
N
4998843.00
4998843.00
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233HQ98 DCP 03/09/2015
89233HQ98
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-09
2015-03-09
N
N
N
14550000.00
14535862.25
0.0109
N/A
N
14539459.90
14539459.90
BANK OF MONTREAL/CHICAGO IL
BANK OF MONTREAL CHICAGO 00.2035 03/10/2015
06366B7B0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-10
2015-03-10
N
N
N
10500000.00
10500000.00
0.0079
N/A
N
10499076.00
10499076.00
UNIVERSITY OF TEXAS PERMANENT UNIVERSITY FUND/TX
UNIVERSITY OF TEXAS PERMANENT 00.1000 10/15/2014
91513VVL1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
3000000.00
3000000.00
0.0023
N/A
N
3000000.00
3000000.00
LEHIGH UNIVERSITY
LEHIGH UNIVERSITY 52501QM87 DCP 12/08/2014
52501QM87
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-08
2014-12-08
N
N
N
6875000.00
6873311.81
0.0052
N/A
N
6873076.38
6873076.38
COCA-COLA CO/THE
COCA-COLA CO/THE 19121BQS1 DCP 03/26/2015
19121BQS1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-26
2015-03-26
N
N
N
10250000.00
10239476.67
0.0077
N/A
N
10241533.50
10241533.50
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1200 11/17/2014
47803LTL7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-17
2014-11-17
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5000000.00
5000000.00
0.0038
N/A
N
5000050.05
5000050.05
PRUDENTIAL PLC
PRUDENTIAL PLC 7443M3MA9 DCP 12/10/2014
7443M3MA9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-10
2014-12-10
N
N
N
13000000.00
12996461.11
0.0098
N/A
N
12995461.70
12995461.70
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1200 11/18/2014
47803LWT6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-18
2014-11-18
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
6000000.00
6000000.00
0.0045
N/A
N
6000060.06
6000060.06
TRINITY HEALTH
TRINITY HEALTH 89651KLD0 DCP 11/13/2014
89651KLD0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-13
2014-11-13
N
N
N
12775000.00
12773169.29
0.0096
N/A
N
12773142.50
12773142.50
CITIBANK NA
CITIBANK NA 00.21 10/03/2014
17304UUP3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-10-03
2014-10-03
N
N
N
6700000.00
6700029.74
0.0050
N/A
N
6700083.82
6700083.82
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.1200 11/18/2014
88280PAK6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-18
2014-11-18
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
9900000.00
9900000.00
0.0075
N/A
N
9900099.10
9900099.10
BMW US CAPITAL LLC
BMW US CAPITAL LLC 0556C3KE0 DCP 10/14/2014
0556C3KE0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-14
2014-10-14
N
N
N
6675000.00
6674783.06
0.0050
N/A
N
6674716.98
6674716.98
HSBC USA INC
HSBC USA INC 40427SQB8 DCP 03/11/2015
40427SQB8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2015-03-11
2015-03-11
N
N
N
11250000.00
11238428.13
0.0085
N/A
N
11237951.20
11237951.20
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274ML42 DCP 11/04/2014
56274ML42
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-04
2014-11-04
N
N
N
18500000.00
18497029.72
0.0139
N/A
N
18497176.90
18497176.90
WORKING CAPITAL MANAGEMENT CO
WORKING CAPITAL MANAGEMENT CO 98137SKF4 DCP 10/15/2014
98137SKF4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
6575000.00
6574667.60
0.0050
N/A
N
6574671.25
6574671.25
REGENCY MARKETS NO. 1 LLC
REGENCY MARKETS NO. 1 LLC 7588R1KF1 DCP 10/15/2014
7588R1KF1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-15
2014-10-15
N
N
N
19000000.00
18999016.11
0.0143
N/A
N
18998892.30
18998892.30
NORDEA BANK AB
NORDEA BANK AB 65558GN58 DCP 01/05/2015
65558GN58
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2015-01-05
2015-01-05
N
N
N
10775000.00
10769828.00
0.0081
N/A
N
10769871.10
10769871.10
CHARTA LLC
CHARTA LLC 16115XKG9 DCP 10/16/2014
16115XKG9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-16
2014-10-16
N
N
N
6425000.00
6424705.52
0.0048
N/A
N
6424594.58
6424594.58
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA 4662C1LC9 DCP 11/12/2014
4662C1LC9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-12
2014-11-12
N
N
N
2723000.00
2722523.48
0.0021
N/A
N
2722108.76
2722108.76
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1200 12/09/2014
47803LZR7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-09
2014-12-09
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
6987000.00
6987000.00
0.0053
N/A
N
6987000.07
6987000.07
NESTLE FINANCE INTERNATIONAL LTD
NESTLE FINANCE INTERNATIONAL 64105SKG2 DCP 10/16/2014
64105SKG2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-16
2014-10-16
N
N
N
9925000.00
9924751.87
0.0075
N/A
N
9924825.32
9924825.32
SWEDBANK AB
SWEDBANK AB 87019SNE0 DCP 01/14/2015
87019SNE0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2015-01-14
2015-01-14
N
N
N
13050000.00
13043148.75
0.0098
N/A
N
13043660.30
13043660.30
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 53127UMJ6 DCP 12/18/2014
53127UMJ6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-18
2014-12-18
N
N
N
3000000.00
2998830.00
0.0023
N/A
N
2998663.50
2998663.50
SOCIETE GENERALE NORTH AMERICA INC
SOCIETE GENERALE NORTH AMERIC 83365SK85 DCP 10/08/2014
83365SK85
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-08
2014-10-08
N
N
N
2500000.00
2499941.67
0.0019
N/A
N
2499944.00
2499944.00
US BANK NA/CINCINNATI OH
US BANK NA CINCINNATI 00.2951 10/01/2015
90331HME0
Other Note
N
First Tier Security
N/A
N/A
2014-10-01
2015-10-01
N
N
N
12000000.00
12006946.77
0.0090
N/A
N
12005364.00
12005364.00
GOVCO LLC
GOVCO LLC 38362WKN0 DCP 10/22/2014
38362WKN0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2014-10-22
2014-10-22
N
N
N
6650000.00
6649573.29
0.0050
N/A
N
6649386.21
6649386.21
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1200 12/10/2014
47803LKM4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-12-10
2014-12-10
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
1375000.00
1375000.00
0.0010
N/A
N
1375000.01
1375000.01
COLUMBIA UNIVERSITY
COLUMBIA UNIVERSITY 00.1000 11/17/2014
19865AUZ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-17
2014-11-17
N
N
N
6350000.00
6350000.00
0.0048
N/A
N
6350000.06
6350000.06
COUNTY OF ST JOSEPH IN
COUNTY OF ST JOSEPH IN 00.0000 11/04/2014
79061RL40
Other Commercial Paper
N
First Tier Security
N/A
N/A
2014-11-04
2014-11-04
N
N
N
5250000.00
5249405.05
0.0040
N/A
N
5250000.00
5250000.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD/CAYMAN ISLANDS
AUSTRALIA & NEW ZEALAND BANKI 99DD159Q2 TD 10/01/2014
99DD159Q2
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
20000000.00
20000000.00
0.0151
N/A
N
20000000.00
20000000.00
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK/GRAND CAYMAN
CREDIT AGRICOLE CORPORATE & I 99DE239E1 TD 10/01/2014
99DE239E1
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
13000000.00
13000000.00
0.0098
N/A
N
13000000.00
13000000.00
MERRILL LYNCH, PIERCE, FENNER AND SMITH
REPO TRIPA MORTG 0.0 10/01/2014
TRIPARTY2
Government Agency Repurchase Agreement
Y
GNMA
2044-08-20
4.000%
Government Agency Debt
108842795.49
115770000.02
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
113500000.00
113500000.00
0.0855
N/A
N
113500000.00
113500000.00
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.0 10/01/2014
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2044-01-01
4.500%
Government Agency Debt
2052156.21
2161142.15
FMAC
2044-06-01
4.000%
Government Agency Debt
6762676.97
7101631.26
FNMA
2041-12-01
4.000%
Government Agency Debt
13374331.84
10141341.03
FNMA
2042-06-01
2.352%
Government Agency Debt
5741512.72
3968454.83
FNMA
2042-06-01
2.430%
Government Agency Debt
2393166.73
1620089.03
FNMA
2044-01-01
4.000%
Government Agency Debt
130487.80
133735.43
FNMA
2044-01-01
4.500%
Government Agency Debt
4600259.87
4827863.99
FNMA
2044-07-01
4.500%
Government Agency Debt
17544389.00
18858922.16
FNMA
2043-08-01
1.839%
Government Agency Debt
6210684.41
5679892.26
FNMA
2019-01-01
5.900%
Government Agency Debt
75772.07
82633.72
FNMA
2037-03-01
3.500%
Government Agency Debt
11257247.96
7625926.43
FNMA
2037-07-01
3.500%
Government Agency Debt
14757582.39
10160050.44
FNMA
2042-09-01
3.000%
Government Agency Debt
9795904.01
8782276.14
FNMA
2027-11-01
2.500%
Government Agency Debt
11908829.27
9882781.34
FNMA
2043-02-01
3.500%
Government Agency Debt
5129207.77
4597762.18
FNMA
2043-03-01
3.000%
Government Agency Debt
361399.96
338100.27
FNMA
2044-02-01
4.000%
Government Agency Debt
14109231.34
12850892.59
FNMA
2044-04-01
4.500%
Government Agency Debt
6038836.51
6578085.01
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
113129000.00
113129000.00
0.0852
N/A
N
113129000.00
113129000.00
CITIGROUP GLOBAL MARKETS INC.
REPO TRIPA MORTG 0.0010 10/01/2014
TRIPARTY2
Government Agency Repurchase Agreement
Y
GNMA
2042-10-15
3.000%
Government Agency Debt
19579711.87
17062670.41
U.S. TREASURY
2021-09-30
2.125%
Treasury Debt
80466839.30
80001660.51
U.S. TREASURY
2019-07-31
0.875%
Treasury Debt
19493696.02
18705671.30
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
113500000.00
113500000.00
0.0855
N/A
N
113500000.00
113500000.00
SVENSKA HANDELSBANKEN/CAYMAN ISLANDS
SVENSKA HANDELSBANKEN/CAYMAN 99DD989H8 TD 10/01/2014
99DD989H8
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2014-10-01
2014-10-01
N
N
N
20000000.00
20000000.00
0.0151
N/A
N
20000000.00
20000000.00