0000928816-13-001416.txt : 20131030
0000928816-13-001416.hdr.sgml : 20131030
20130906134324
ACCESSION NUMBER: 0000928816-13-001416
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130830
FILED AS OF DATE: 20130906
DATE AS OF CHANGE: 20130906
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MONEY MARKET FUND
CENTRAL INDEX KEY: 0000081248
IRS NUMBER: 046386436
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02608
FILM NUMBER: 131082546
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A-14 LEGAL DEPARTMENT
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: MAILSTOP A-14 LEGAL DEPARTMENT
STREET 2: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM DAILY DIVIDEND TRUST
DATE OF NAME CHANGE: 19920703
0000081248
S000006251
PUTNAM MONEY MARKET FUND
C000017191
Class T Shares
C000017192
Class A Shares
PDDXX
C000017193
Class B Shares
PTBXX
C000017194
Class C Shares
PFCXX
C000017195
Class M Shares
PTMXX
C000017196
Class R Shares
PURXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-08-30
0000081248
S000006251
6
N
N
N
N
2-55091
Putnam Investment Management, LLC
801-7974
Putnam Investment Limited
801-61441
PricewaterhouseCoopers, LLP
Boston
MA
None
Putnam Investor Services, Inc.
0001448300
84-06331
N
N
N
Prime
47
56
1485874563.35
64104063.30
80775840.14
1469202786.51
0.0014
0.9980
2013-08-30
0.9980
2013-08-30
C000017192
500.00
1340972863.48
1.00
36992842.25
96534974.05
59542131.80
0.0001
0.9980
2013-08-30
0.9980
2013-08-30
C000017193
500.00
14191947.44
1.00
-401196.63
432530.89
833727.52
0.0001
0.9979
2013-08-30
0.9979
2013-08-30
C000017194
500.00
31872796.63
1.00
1467623.89
3952036.70
2484412.81
0.0001
0.9980
2013-08-30
0.9980
2013-08-30
C000017195
500.00
30598044.91
1.00
1338575.66
3418655.23
2080079.57
0.0001
0.9980
2013-08-30
0.9980
2013-08-30
C000017196
500.00
31062570.30
1.00
542367.18
1845205.97
1302838.79
0.0001
0.9980
2013-08-30
0.9980
2013-08-30
C000017191
500.00
20504563.75
1.00
151693.14
501606.16
349913.02
0.0001
0.9980
2013-08-30
0.9980
2013-08-30
WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY
WI H/E VAR-WHEATON-B 00.0400 08/15/2033
97710VND6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
WHEATON FRANCISCAN HEALTHCARE SYSTEM
N/A
N/A
Y
US BANCORP/MN
N/A
N/A
N
17880000.00
17880000.00
0.0122
N/A
N
17880000.00
17880000.00
PUTNAM MONEY MARKET LIQUIDITY FUND
PUTNAM MONEY MARKET LIQUIDITY FUND CLASS P
746763168
Investment Company
N
First Tier Security
N/A
N/A
2013-08-31
2013-08-31
N
N
N
58235503.00
58235503.00
0.0396
N/A
N
58235503.00
58235503.00
KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY
KY ECON-VAR-C-CATHOLI 00.0600 05/01/2034
49126PCJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
N
11000000.00
11000000.00
0.0075
N/A
N
11000000.00
11000000.00
COUNTY OF WAKE NC
WAKE CNTY VAR-SCH-A 00.0500 03/01/2026
930863H57
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
COUNTY OF WAKE NC
N/A
N/A
Y
COUNTY OF WAKE NC
N/A
N/A
Y
Stand-by Purchase Agreement
WELLS FARGO BANK N.A.
N/A
N/A
2000000.00
2000000.00
0.0014
N/A
N
2000000.00
2000000.00
UNITED STATES OF AMERICA
US TREASURY N/B 02.2500 05/31/2014
912828KV1
Treasury Debt
N
First Tier Security
N/A
N/A
2014-05-31
2014-05-31
N
N
N
16950000.00
17217706.93
0.0117
N/A
N
17216165.80
17216165.80
COUNTY OF WAKE NC
WAKE CNTY VAR-SCH-B 00.0500 03/01/2024
930863F34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
COUNTY OF WAKE NC
N/A
N/A
Y
COUNTY OF WAKE NC
N/A
N/A
Y
Stand-by Purchase Agreement
WELLS FARGO BANK N.A.
N/A
N/A
1500000.00
1500000.00
0.0010
N/A
N
1500000.00
1500000.00
HARRIS COUNTY HEALTH FACILITIES DEVELOPMENT CORP
HARRIS HLTH-VAR-B1-TX 00.0700 10/01/2029
414152SX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
Stand-by Purchase Agreement
JP MORGAN CHASE BANK NA
N/A
N/A
3665000.00
3665000.00
0.0025
N/A
N
3665000.00
3665000.00
STATE OF OHIO
OH-ADJ-REF-B-INFRASTR 00.0600 08/01/2017
677519PL8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
STATE OF OHIO
N/A
N/A
Y
STATE OF OHIO
N/A
N/A
N
6660000.00
6660000.00
0.0045
N/A
N
6660000.00
6660000.00
SOCIETE GENERALE SA
SOCIETE GENERALE P/P 144A 02.2000 09/14/2013
83367TAC3
Other Note
N
First Tier Security
N/A
N/A
2013-09-14
2013-09-14
N
N
N
2602000.00
2603709.10
0.0018
N/A
N
2602780.60
2602780.60
CITY OF ROCHESTER MN
ROCHESTER HLTH-B-MAYO 00.0600 11/15/2038
771902FC2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
MAYO CLINIC
N/A
N/A
Y
MAYO CLINIC
N/A
N/A
Y
Stand-by Purchase Agreement
NORTHERN TRUST COMPANY
N/A
N/A
6830000.00
6830000.00
0.0046
N/A
N
6830000.00
6830000.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA HOUS 00.63010 09/17/2013
06417DNG6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-17
2013-09-17
N
N
N
5500000.00
5500774.67
0.0037
N/A
N
5501507.06
5501507.06
TORONTO-DOMINION BANK/NY
TORONTO DOMINION BANK NY 00.2662 10/21/2013
89112WDG9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-21
2013-10-21
N
N
N
12500000.00
12500000.00
0.0085
N/A
N
12503700.10
12503700.10
FHLB
FEDERAL HOME LOAN BANK 00.1700 09/20/2013
313381K46
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-09-20
2013-09-20
N
N
N
14900000.00
14899961.26
0.0101
N/A
N
14900625.80
14900625.80
CANADA
CANADA 13508TX92 DCP 10/09/2013
13508TX92
Other Instrument
Non U.S. Sovereign Instrumentality
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
N
N
7350000.00
7348681.08
0.0050
N/A
N
7349673.66
7349673.66
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 06416JW90 DCP 09/09/2013
06416JW90
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
16000000.00
15999182.22
0.0109
N/A
N
15999822.40
15999822.40
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW Y 00.2500 09/12/2013
65558EHZ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
19525000.00
19525000.00
0.0133
N/A
N
19525775.30
19525775.30
JP MORGAN CHASE BANK
JP MORGAN CHASE BANK 00.2500 09/18/2013
48125PA29
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-18
2013-09-18
N
N
N
6360000.00
6360000.00
0.0043
N/A
N
6360368.94
6360368.94
SVENSKA HANDELSBANKEN INC
SVENSKA HANDELSBANKEN INC 86958FX28 DCP 10/02/2013
86958FX28
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
N
7025000.00
7023487.67
0.0048
N/A
N
7024072.70
7024072.70
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.2939 03/28/2014
20272AEC6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-04
2014-03-28
N
N
N
9200000.00
9200000.00
0.0063
N/A
N
9202226.49
9202226.49
HSBC USA INC
HSBC USA INC 40427RX22 DCP 10/02/2013
40427RX22
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
N
3925000.00
3924053.64
0.0027
N/A
N
3924488.97
3924488.97
FAIRWAY FINANCE LLC
FAIRWAY FIN LLC - 10/09/2013 00.20503 10/09/2013
30601YMJ1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
N
N
9825000.00
9825000.00
0.0067
N/A
N
9825216.25
9825216.25
ILLINOIS FINANCE AUTHORITY
IL EDL-ADJ-B-UNIV CHI 00.0700 07/01/2033
4520017E4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
Y
UNIVERSITY OF CHICAGO
N/A
N/A
Y
UNIVERSITY OF CHICAGO
N/A
N/A
N
4625000.00
4625000.00
0.0031
N/A
N
4625000.00
4625000.00
CANADIAN IMPERIAL BANK OF COMMERCE/NEW YORK NY
CANADIAN IMP BK COMM NY 00.4233 09/16/2013
13606YED4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
6500000.00
6500545.26
0.0044
N/A
N
6500793.07
6500793.07
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKI 00.2200 09/03/2013
05252A9L7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
22500000.00
22500000.00
0.0153
N/A
N
22500274.70
22500274.70
FHLMC
FREDDIE MAC 00.1300 02/07/2014
3134G43R7
Government Agency Debt
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
N
N
N
14570000.00
14568856.21
0.0099
N/A
N
14572753.70
14572753.70
BEDFORD ROW FUNDING CORP
BEDFORD ROW FUNDING CORP 07644AW91 DCP 09/09/2013
07644AW91
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
7600000.00
7599696.00
0.0052
N/A
N
7599814.56
7599814.56
UNIVERSITY OF VIRGINIA
UNIVERSITY OF VIRGINIA 00.1600 09/04/2013
91521MQZ6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
3950000.00
3950000.00
0.0027
N/A
N
3950039.54
3950039.54
UNIVERSITY OF TEXAS
UNIVERSITY OF TEXAS 00.1500 09/03/2013
91513RXD6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
Y
UNIVERSITY OF TEXAS
N/A
N/A
N
3000000.00
3000000.00
0.0020
N/A
N
3000030.03
3000030.03
UNIVERSITY OF TEXAS
UNIVERSITY OF TEXAS 00.1500 09/04/2013
91513RXE4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
15998000.00
15998000.00
0.0109
N/A
N
15998160.10
15998160.10
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 4662J0Y71 DCP 11/07/2013
4662J0Y71
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-07
2013-11-07
N
N
N
15000000.00
14993020.84
0.0102
N/A
N
14995515.00
14995515.00
INDIANA FINANCE AUTHORITY
INDIANA FINANCE AUTHORITY 00.1500 09/05/2013
45506BBQ1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
N
5100000.00
5100000.00
0.0035
N/A
N
5100051.05
5100051.05
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TY52 DCP 11/05/2013
15963TY52
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-05
2013-11-05
N
N
N
7100000.00
7096795.15
0.0048
N/A
N
7098586.39
7098586.39
TOYOTA CREDIT CANADA INC
TOYOTA CREDIT CANADA INC 89232CWC6 DCP 09/12/2013
89232CWC6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
14365000.00
14364209.93
0.0098
N/A
N
14364793.10
14364793.10
EXPORT DEVELOPMENT CANADA
EXPORT DEVELOPMENT CANADA 30215GYM8 DCP 11/21/2013
30215GYM8
Other Instrument
Non U.S. Sovereign Instrumentality
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
N
N
5500000.00
5498143.75
0.0037
N/A
N
5499302.60
5499302.60
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2YR0 DCP 11/25/2013
4820P2YR0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-25
2013-11-25
N
N
N
16400000.00
16390706.66
0.0112
N/A
N
16393341.60
16393341.60
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233GYR1 DCP 11/25/2013
89233GYR1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-25
2013-11-25
N
N
N
6795000.00
6791791.25
0.0046
N/A
N
6792586.42
6792586.42
CONNECTICUT STATE HEALTH & EDUCATIONAL FACILITY AUTHORITY
CONNECTICUT STATE HEALTH & ED 00.1100 09/03/2013
20774NNJ6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
1625000.00
1625000.00
0.0011
N/A
N
1625016.27
1625016.27
UNIVERSITY OF VIRGINIA
UNIVERSITY OF VIRGINIA 00.1100 10/02/2013
91521VBE9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
N
15500000.00
15500000.00
0.0105
N/A
N
15500155.10
15500155.10
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1100 10/01/2013
57421N3H1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5773000.00
5773000.00
0.0039
N/A
N
5773057.79
5773057.79
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2ZB4 DCP 12/11/2013
4820P2ZB4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-11
2013-12-11
N
N
N
5700000.00
5696162.00
0.0039
N/A
N
5696944.80
5696944.80
DUKE UNIVERSITY
DUKE UNIVERSITY 26441TWK0 DCP 09/19/2013
26441TWK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-19
2013-09-19
N
N
N
11250000.00
11249156.25
0.0077
N/A
N
11249325.00
11249325.00
WELLS FARGO BANK NA
WELLS FARGO BANK NA 00.3233 09/15/2014
94985H2R4
Other Note
N
First Tier Security
N/A
N/A
2013-09-13
2014-09-15
N
N
N
11000000.00
11000000.00
0.0075
N/A
N
10999967.00
10999967.00
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LWG7 DCP 09/16/2013
38346LWG7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
8350000.00
8349338.96
0.0057
N/A
N
8349436.38
8349436.38
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.1300 09/10/2013
88280PAB6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
3850000.00
3850000.00
0.0026
N/A
N
3850038.54
3850038.54
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1300 09/10/2013
47803LJU8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5540000.00
5540000.00
0.0038
N/A
N
5540055.46
5540055.46
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TZJ1 DCP 12/18/2013
15963TZJ1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-18
2013-12-18
N
N
N
15000000.00
14989199.97
0.0102
N/A
N
14993446.50
14993446.50
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA NY USD 00.2941 06/24/2014
78009NNK8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-24
2014-06-24
N
N
N
14350000.00
14350000.00
0.0098
N/A
N
14347833.10
14347833.10
BANK OF MONTREAL/CHICAGO IL
BANK OF MONTREAL/CHICAGO IL 00.1700
06366AGR7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
N
9900000.00
9900000.00
0.0067
N/A
N
9899933.67
9899933.67
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1400 09/17/2013
47803LJV6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-17
2013-09-17
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5000000.00
5000000.00
0.0034
N/A
N
5000050.05
5000050.05
TRINITY HEALTH
TRINITY HEALTH 89651JWJ8 DCP 09/18/2013
89651JWJ8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-18
2013-09-18
N
N
N
9100000.00
9099398.38
0.0062
N/A
N
9099485.85
9099485.85
PRUDENTIAL PLC
PRUDENTIAL PLC 7443M2WL6 DCP 09/20/2013
7443M2WL6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-20
2013-09-20
N
N
N
15450000.00
15448124.54
0.0105
N/A
N
15448737.70
15448737.70
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TY18 DCP 11/01/2013
85324TY18
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-01
2013-11-01
N
N
N
6000000.00
5997966.67
0.0041
N/A
N
5998288.80
5998288.80
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88602TYM9 DCP 11/21/2013
88602TYM9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
N
N
5113000.00
5110699.15
0.0035
N/A
N
5110996.22
5110996.22
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.1100 10/01/2013
88280QKF4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
2502000.00
2502000.00
0.0017
N/A
N
2502025.05
2502025.05
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
PRESIDENT AND FELLOWS OF HARV 74081JX83 DCP 10/08/2013
74081JX83
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-08
2013-10-08
N
N
N
11675000.00
11673560.07
0.0079
N/A
N
11674494.40
11674494.40
HSBC USA INC
HSBC USA INC 40427SD48 DCP 04/04/2014
40427SD48
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-04-04
2014-04-04
N
N
N
5350000.00
5341373.13
0.0036
N/A
N
5338100.53
5338100.53
SUMITOMO MITSUI BANKING CORP
SUMITOMO MITSUI BANKING CORP 86562KZ98 DCP 12/09/2013
86562KZ98
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
N
14600000.00
14590364.00
0.0099
N/A
N
14590442.80
14590442.80
DNB BANK ASA
DNB BANK ASA 2332K0X98 DCP 10/09/2013
2332K0X98
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
N
N
12500000.00
12497625.00
0.0085
N/A
N
12498291.20
12498291.20
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 20272DZP8 DCP 12/23/2013
20272DZP8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-23
2013-12-23
N
N
N
12750000.00
12741195.42
0.0087
N/A
N
12742926.30
12742926.30
STATE STREET CORP
STATE STREET CORP 85747JXA0 DCP 10/10/2013
85747JXA0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-10
2013-10-10
N
N
N
7800000.00
7798901.50
0.0053
N/A
N
7798954.80
7798954.80
NORDEA BANK AB
NORDEA BANK AB 65558FYF6 DCP 11/15/2013
65558FYF6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
2400000.00
2399000.00
0.0016
N/A
N
2399185.44
2399185.44
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HANDELSBANKEN/NEW YOR 00.2150 11/15/2013
86958CD27
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-11-15
2013-11-15
N
N
N
14750000.00
14750153.52
0.0100
N/A
N
14750472.10
14750472.10
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1200 11/04/2013
57421N3V0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-04
2013-11-04
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
4000000.00
4000000.00
0.0027
N/A
N
4000000.04
4000000.04
PRINCETON UNIVERSITY
PRINCETON UNIVERSITY 00.1100 10/15/2013
89837TAF5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-15
2013-10-15
N
N
N
3500000.00
3500000.00
0.0024
N/A
N
3499722.80
3499722.80
WESTPAC BANKING CORP/NY
WESTPAC BANKING CORP NY 00.2962 07/18/2014
96121TTN8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-18
2014-07-18
N
N
N
9500000.00
9500000.00
0.0065
N/A
N
9500817.10
9500817.10
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274LWK6 DCP 09/19/2013
56274LWK6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-19
2013-09-19
N
N
N
2600000.00
2599740.00
0.0018
N/A
N
2599786.28
2599786.28
TORONTO-DOMINION BANK/NY
TORONTO-DOMINION BANK/NY 00.3000 04/22/2014
89112TCV4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-04-22
2014-04-22
N
N
N
7700000.00
7700000.00
0.0052
N/A
N
7704513.82
7704513.82
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORP 36959HZL4 DCP 12/20/2013
36959HZL4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-20
2013-12-20
N
N
N
21650000.00
21636769.45
0.0147
N/A
N
21640233.60
21640233.60
FAIRWAY FINANCE LLC
FAIRWAY FINANCE LLC 30601VXJ5 DCP 10/18/2013
30601VXJ5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-18
2013-10-18
N
N
N
2100000.00
2099533.92
0.0014
N/A
N
2099562.78
2099562.78
ICICI BANK LTD/HONG KONG
ICICI BANK LTD/HONG KONG 44928MXP8 DCP 10/23/2013
44928MXP8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-23
2013-10-23
N
N
N
7000000.00
6997977.78
0.0048
N/A
N
6998341.00
6998341.00
ICICI BANK LTD/HONG KONG
ICICI BANK LTD/HONG KONG 44928MZH4 DCP 12/17/2013
44928MZH4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-17
2013-12-17
N
N
N
3500000.00
3497607.36
0.0024
N/A
N
3497636.80
3497636.80
COCA-COLA CO/THE
COCA-COLA CO/THE 19121AZL8 DCP 12/20/2013
19121AZL8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-20
2013-12-20
N
N
N
21075000.00
21066628.54
0.0143
N/A
N
21070083.20
21070083.20
CONNECTICUT STATE HEALTH & EDUCATIONAL FACILITY AUTHORITY
CONNECTICUT STATE HEALTH & ED 00.0700 09/03/2013
20774NNR8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
12200000.00
12200000.00
0.0083
N/A
N
12200000.10
12200000.10
PRINCETON UNIVERSITY
PRINCETON UNIVERSITY 00.0800 09/10/2013
89837TAJ7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
N
N
11600000.00
11600000.00
0.0079
N/A
N
11599574.60
11599574.60
CITIBANK NA
CITIBANK NA 00.1600 09/03/2013
17304UHN3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
7250000.00
7250000.00
0.0049
N/A
N
7250064.60
7250064.60
COUNTY OF HOWARD MD
COUNTY OF HOWARD MD 00.1000 09/09/2013
44257QET3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
7250000.00
7250000.00
0.0049
N/A
N
7250000.07
7250000.07
UNIVERSITY OF TEXAS
UNIVERSITY OF TEXAS 00.0900 10/08/2013
91513RXW4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-08
2013-10-08
N
N
N
2000000.00
2000000.00
0.0014
N/A
N
2000000.02
2000000.02
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67984WBB3 DCP 12/06/2013
67984WBB3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
N
N
N
14250000.00
14241640.00
0.0097
N/A
N
14245927.30
14245927.30
DNB BANK ASA
DNB BANK ASA 2332K1B33 DCP 02/03/2014
2332K1B33
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
N
N
N
9100000.00
9090204.86
0.0062
N/A
N
9090607.89
9090607.89
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TZ90 DCP 12/09/2013
85324TZ90
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
N
8300000.00
8294978.50
0.0056
N/A
N
8295412.59
8295412.59
COFCO CAPITAL CORP
COFCO CAPITAL CORP 1921E0WC0 DCP 09/12/2013
1921E0WC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
8750000.00
8749438.54
0.0060
N/A
N
8749658.75
8749658.75
STATE STREET CORP
STATE STREET CORP 85747JZ59 DCP 12/05/2013
85747JZ59
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-05
2013-12-05
N
N
N
13600000.00
13594257.78
0.0093
N/A
N
13593587.60
13593587.60
WORKING CAPITAL MANAGEMENT CO
WORKING CAPITAL MANAGEMENT CO 98137RWG1 DCP 09/16/2013
98137RWG1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
7150000.00
7149493.54
0.0049
N/A
N
7149584.59
7149584.59
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION CORP 02086LWA0 DCP 09/10/2013
02086LWA0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
N
N
7100000.00
7099751.50
0.0048
N/A
N
7099750.79
7099750.79
NESTLE FINANCE INTERNATIONAL LTD
NESTLE FINANCE INTERNATIONAL 64105RZC7 DCP 12/12/2013
64105RZC7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-12
2013-12-12
N
N
N
10500000.00
10496727.50
0.0071
N/A
N
10497582.90
10497582.90
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035PW94 DCP 09/09/2013
03035PW94
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
3675000.00
3674853.00
0.0025
N/A
N
3674816.25
3674816.25
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274LXM1 DCP 10/21/2013
56274LXM1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-21
2013-10-21
N
N
N
4250000.00
4248937.50
0.0029
N/A
N
4248925.60
4248925.60
EXPORT DEVELOPMENT CANADA
EXPORT DEVELOPMENT CANADA 30215HB33 DCP 02/03/2014
30215HB33
Other Instrument
Non U.S. Sovereign Instrumentality
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
N
N
N
8000000.00
7995522.23
0.0054
N/A
N
7996336.80
7996336.80
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67983TW51 DCP 09/05/2013
67983TW51
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-05
2013-09-05
N
N
N
7200000.00
7199904.00
0.0049
N/A
N
7199951.76
7199951.76
YALE UNIVERSITY
YALE UNIVERSITY 98459RY61 DCP 11/06/2013
98459RY61
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-06
2013-11-06
N
N
N
7500000.00
7498625.02
0.0051
N/A
N
7497435.75
7497435.75
BARCLAYS BANK PLC CCP
BARCLAYS BANK PLC CCP 06741GTZ8 DCP 09/13/2013
06741GTZ8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
7000000.00
6999626.67
0.0048
N/A
N
6999678.70
6999678.70
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LZ66 DCP 12/06/2013
38346LZ66
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-06
2013-12-06
N
N
N
13100000.00
13093712.00
0.0089
N/A
N
13092226.40
13092226.40
CRC FUNDING LLC
CRC FUNDING LLC 12622UW69 DCP 09/06/2013
12622UW69
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-06
2013-09-06
N
N
N
3200000.00
3199928.89
0.0022
N/A
N
3199875.52
3199875.52
HSBC USA INC
HSBC USA INC 40427RZG9 DCP 12/16/2013
40427RZG9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-16
2013-12-16
N
N
N
12200000.00
12192815.55
0.0083
N/A
N
12192972.80
12192972.80
REGENCY MARKETS NO. 1 LLC
REGENCY MARKETS NO. 1 LLC 7588R0WL7 DCP 09/20/2013
7588R0WL7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-20
2013-09-20
N
N
N
22200000.00
22198242.50
0.0151
N/A
N
22198057.50
22198057.50
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.0900 10/03/2013
88280QKK3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-03
2013-10-03
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
4200000.00
4200000.00
0.0029
N/A
N
4200000.04
4200000.04
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 08/21/2014
912796BX6
Treasury Debt
N
First Tier Security
N/A
N/A
2014-08-21
2014-08-21
N
N
N
29800000.00
29760292.01
0.0203
N/A
N
29765044.60
29765044.60
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035PWH6 DCP 09/17/2013
03035PWH6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-17
2013-09-17
N
N
N
3500000.00
3499720.00
0.0024
N/A
N
3499720.00
3499720.00
CIESCO-LP
CIESCO-LP 17178BW43 DCP 09/04/2013
17178BW43
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
3366000.00
3365957.92
0.0023
N/A
N
3365925.27
3365925.27
BANK OF AMERICA NA
BANK OF AMERICA NA 00.1800 09/23/2013
06052WH97
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
N
7350000.00
7350000.00
0.0050
N/A
N
7349902.25
7349902.25
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC 53943RWP0 DCP 09/23/2013
53943RWP0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
N
7200000.00
7199384.00
0.0049
N/A
N
7199313.84
7199313.84
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88603HAG3 DCP 12/23/2013
88603HAG3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-23
2013-12-23
N
N
N
16750000.00
16738433.13
0.0114
N/A
N
16737425.70
16737425.70
BPCE SA
BPCE SA 05571BW33 DCP 09/03/2013
05571BW33
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
7250000.00
7249947.64
0.0049
N/A
N
7249911.55
7249911.55
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DE 63253KBQ9 DCP 02/24/2014
63253KBQ9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-02-24
2014-02-24
N
N
N
21500000.00
21476875.56
0.0146
N/A
N
21479022.40
21479022.40
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LL 59157TY49 DCP 11/04/2013
59157TY49
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-04
2013-11-04
N
N
N
3450000.00
3449080.00
0.0023
N/A
N
3449013.30
3449013.30
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LL 59157TZ97 DCP 12/09/2013
59157TZ97
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
N
10000000.00
9995600.00
0.0068
N/A
N
9994641.00
9994641.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUNDING LL 59157TX32 DCP 10/03/2013
59157TX32
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-03
2013-10-03
N
N
N
8600000.00
8599082.67
0.0059
N/A
N
8598919.84
8598919.84
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257J6D4 DCP 09/12/2013
86257J6D4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
7150000.00
7149847.07
0.0049
N/A
N
7149819.11
7149819.11
RBS HOLDINGS USA INC
RBS HOLDINGS USA INC 74927JW41 DCP 09/04/2013
74927JW41
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
7250000.00
7249933.54
0.0049
N/A
N
7249889.08
7249889.08
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK/NEW YORK
CREDIT AGRICOLE CORPORATE AND 00.1200 09/04/2013
22532UF66
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
7250000.00
7250000.00
0.0049
N/A
N
7249959.40
7249959.40
RABOBANK USA FINANCIAL CORP
RABOBANK USA FINANCIAL CORP 74977KZG7 DCP 12/16/2013
74977KZG7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-16
2013-12-16
N
N
N
8750000.00
8745450.00
0.0060
N/A
N
8746062.50
8746062.50
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 00.2226 03/03/2014
67984WBF4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-03
2014-03-03
N
N
N
7200000.00
7200000.00
0.0049
N/A
N
7193265.84
7193265.84
SVENSKA HANDELSBANKEN/CAYMAN ISLANDS
SVENSKA HANDELSBANKEN/CAYMAN 99BQ959Q7 TD 09/03/2013
99BQ959Q7
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
22000000.00
22000000.00
0.0150
N/A
N
22000000.00
22000000.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD/CAYMAN ISLANDS
AUSTRALIA & NEW ZEALAND BANKI 99BS879G2 TD 09/03/2013
99BS879G2
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
22000000.00
22000000.00
0.0150
N/A
N
22000000.00
22000000.00
CREDIT AGRICOLE CORPORATE & INVESTMENT BANK/GRAND CAYMAN
CREDIT AGRICOLE CORPORATE & I 99BS989E4 TD 09/03/2013
99BS989E4
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
7250000.00
7250000.00
0.0049
N/A
N
7250000.00
7250000.00
SOCIETE GENERALE/CAYMAN ISLANDS
SOCIETE GENERALE/CAYMAN ISLAN 99BQ689S0 TD 09/03/2013
99BQ689S0
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
12000000.00
12000000.00
0.0082
N/A
N
12000000.00
12000000.00
BNP PARIBAS SECURITIES CORP
REPO TRIPA CORPO 0.18 09/03/2013
TRIPARTY2
Other Repurchase Agreement
N
APLLIED MATERIALS
2021-06-15
4.30%
Other Note
901676.20
946460.95
BNP PARIBAS/BNP PARIBA
2018-08-20
2.70%
Other Note
762400.00
760257.66
BANK OF NOVA SCOTIA CB
2016-08-03
2.15%
Other Note
1355074.60
1395472.76
CATERPILLAR INC.
2036-08-15
6.05%
Other Note
1426842.00
1637159.70
GENERAL ELEC CAPT
2016-01-08
0.47%
Other Note
577735.00
574906.43
GENERAL ELEC CPTL CORP
2036-08-15
0.74%
Other Note
1270000.00
1017841.61
GOLDMAN SACHS GRP INC
2019-02-15
7.50%
Other Note
210577.40
252017.98
JPMORGAN CHASE CO
2015-10-15
1.10%
Other Note
842960.20
845889.49
PHILLIP MORRIS INTERNATIONAL INC
2021-11-15
2.90%
Other Note
1291226.40
1251544.86
PETROLIAM NASIONAL BERHAD
2015-08-15
7.75%
Other Note
677622.20
768448.68
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
9000000.00
9000000.00
0.0061
N/A
N
9000000.00
9000000.00
CREDIT SUISSE SECURITIES (USA) LLC
REPO TRIPA CORPO 0.18 09/03/2013
TRIPARTY2
Other Repurchase Agreement
N
ALBERTA ENERGY COMPANY LTD.
2031-11-01
7.38%
Other Note
9982.94
11851.33
AMERICAN TOWER CORPORATION
2017-10-15
7.00%
Other Note
423941.98
483535.07
BARRICK GOLD CORP
2034-11-15
5.80%
Other Note
199658.70
174145.64
BARRICK GOLD CORP
2019-04-01
6.95%
Other Note
641126.28
728008.72
BARRICK GOLD CORP
2016-05-30
2.90%
Other Note
543515.36
554405.29
BARRICK NORTH AMERICA FINANCE
2038-09-15
7.50%
Other Note
22184.30
22740.79
BARRICK NORTH AMERICA FINANCE
2041-05-30
5.70%
Other Note
175699.66
153772.63
BARRICK (PD) AUSTRALIA FINANCE
2020-01-15
4.95%
Other Note
466979.52
467263.21
CNA FINANCIAL CORPORATION
2014-12-15
5.85%
Other Note
665529.01
713884.66
CAREFUSION CORPORATION
2014-08-01
5.13%
Other Note
665529.01
692863.23
CONTINENTAL AIRLINES 2009-1 PA
2016-07-08
9.00%
Other Note
371808.87
342669.42
CONTINENTAL AIRLINES
2020-11-01
8.05%
Other Note
67662.12
40044.19
DIRECTV HOLDINGS LLC
2040-03-15
6.35%
Other Note
46808.87
46925.53
DIRECTV HOLDINGS LLC
2016-02-15
3.13%
Other Note
951040.96
980141.29
DIRECTV HOLDINGS LLC
2041-03-01
6.38%
Other Note
818600.68
837145.31
DIRECTV HOLDINGS LLC
2017-03-15
2.40%
Other Note
1102116.04
1103350.38
FEDERATED DEPARTMENT STORES IN
2029-04-01
6.90%
Other Note
155290.10
181509.03
HARTFORD FINANCIAL SERVICES GR
2036-10-15
5.95%
Other Note
189675.77
213907.31
HARTFORD FINANCIAL SERVICES GR
2040-03-30
6.63%
Other Note
727423.21
892855.51
HARTFORD FINANCIAL SERVICES GR
2017-10-15
4.00%
Other Note
374470.99
404331.73
ITAU UNIBANCO HOLDING
2020-04-15
6.20%
Other Note
22184.30
23088.31
ITC HOLDINGS CORP
2043-07-01
5.30%
Other Note
443686.01
443238.60
JUNIPER NETWORKS
2041-03-15
5.95%
Other Note
166382.25
170507.55
KRAFT FOODS GROUP INC
2039-01-26
6.88%
Other Note
216740.61
265521.29
LIFE TECHNOLOGIES CORPORATION
2021-01-15
5.00%
Other Note
1146928.33
1220097.27
MACY'S RETAIL HOLDINGS INC.
2042-01-15
5.13%
Other Note
600085.32
585911.91
MACY'S RETAIL HOLDINGS INC.
2023-02-15
2.88%
Other Note
1100341.30
1000987.21
MARATHON PETE CORP
2021-03-01
5.13%
Other Note
877389.08
953827.47
MOLSON COORS BREWING COMPANY
2042-05-01
5.00%
Other Note
16638.23
16287.33
ONEOK PARTNERS LIMITED PARTNER
2036-10-01
6.65%
Other Note
74317.41
82030.33
PPL CAPITAL FUNDING INC.
2043-06-01
4.70%
Other Note
23293.52
21332.28
PITNEY BOWES INC GBL
2037-01-15
5.25%
Other Note
732081.91
771550.29
PLAINS EXPLORATION & PRODUCTIO
2019-10-15
8.63%
Other Note
887372.01
1021240.60
PLAINS EXPLORATION & PRODUCTIO
2020-11-15
6.50%
Other Note
407525.60
442898.37
SOUTHERN NATURAL GAS CO.
2032-03-01
8.00%
Other Note
35051.19
46617.66
VIACOM INC CLASS B COMMON NEW@
2023-09-01
4.25%
Other Note
942832.76
931753.15
YUM BRANDS INC COM
2037-11-15
6.88%
Other Note
1109.22
1327.44
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
16250000.00
16250000.00
0.0111
N/A
N
16250000.00
16250000.00
MERRILL LYNCH, PIERCE, FENNER AND SMITH
REPO TRIPA MORTG 0.04 09/03/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2034-10-01
2.85%
Government Agency Debt
9503636.90
743757.47
FMAC
2035-12-01
5.00%
Government Agency Debt
3200596.78
675816.22
FMAC
2036-01-01
5.00%
Government Agency Debt
3188799.73
736229.58
FMAC
2036-07-01
6.50%
Government Agency Debt
9731218.49
680650.12
FMAC
2038-06-01
5.50%
Government Agency Debt
4536367.65
752981.62
FMAC
2037-05-01
2.21%
Government Agency Debt
4465611.79
709569.01
FMAC
2027-01-01
3.00%
Government Agency Debt
941421.63
702946.17
FMAC
2037-04-01
6.02%
Government Agency Debt
3778280.80
743170.98
FMAC
2036-08-01
6.24%
Government Agency Debt
4045858.65
771530.81
FMAC
2039-07-01
4.50%
Government Agency Debt
1082442.82
688052.26
FMAC
2041-09-01
4.50%
Government Agency Debt
1230786.31
685845.37
FMAC
2041-12-01
4.00%
Government Agency Debt
1429033.96
728254.40
FMAC
2042-03-01
3.50%
Government Agency Debt
695487.04
676995.49
FMAC
2042-05-01
4.50%
Government Agency Debt
868141.88
732775.28
FMAC
2042-10-01
3.00%
Government Agency Debt
772153.39
720233.29
FMAC
2042-12-01
3.00%
Government Agency Debt
767062.16
718620.99
FMAC
2028-06-01
3.00%
Government Agency Debt
679730.35
684099.45
FMAC
2043-09-01
4.00%
Government Agency Debt
731988.38
752551.56
FMAC
2043-09-01
3.50%
Government Agency Debt
724051.47
717540.40
FMAC
2042-08-01
3.50%
Government Agency Debt
727888.94
715042.91
FMAC
2042-07-01
4.50%
Government Agency Debt
702685.29
739765.92
FMAC
2042-08-01
3.50%
Government Agency Debt
753011.36
742300.91
FMAC
2042-09-01
4.00%
Government Agency Debt
680855.02
693790.84
FMAC
2042-11-01
4.00%
Government Agency Debt
731733.35
748096.56
FMAC
2043-05-01
3.50%
Government Agency Debt
764445.07
760935.45
FMAC
2043-05-01
3.50%
Government Agency Debt
720770.03
716626.25
FMAC
2043-06-01
3.50%
Government Agency Debt
770135.79
766927.26
FMAC
2043-08-01
3.50%
Government Agency Debt
764232.23
757310.92
FNMA
2020-05-01
4.74%
Government Agency Debt
683868.20
718337.45
FNMA
2022-06-01
2.84%
Government Agency Debt
714724.78
692016.97
FNMA
2041-04-01
4.50%
Government Agency Debt
1261047.82
763465.26
FNMA
2041-02-01
4.00%
Government Agency Debt
1024490.91
770958.10
FNMA
2041-06-01
4.50%
Government Agency Debt
927253.71
707511.44
FNMA
2026-10-01
3.50%
Government Agency Debt
1101756.76
716869.75
FNMA
2031-10-01
3.50%
Government Agency Debt
1142460.81
756199.94
FNMA
2023-07-01
3.43%
Government Agency Debt
695833.38
690118.86
FNMA
2042-04-01
4.00%
Government Agency Debt
489404.49
426679.78
FNMA
2042-07-01
3.50%
Government Agency Debt
757331.83
745068.58
FNMA
2039-04-01
4.00%
Government Agency Debt
1070512.89
728113.58
FNMA
2042-08-01
4.00%
Government Agency Debt
799736.10
751408.95
FNMA
2042-10-01
4.00%
Government Agency Debt
765092.42
698117.22
FNMA
2042-10-01
3.50%
Government Agency Debt
725017.45
714038.67
FNMA
2042-11-01
4.00%
Government Agency Debt
819274.85
735741.44
FNMA
2042-12-01
4.00%
Government Agency Debt
716550.95
734823.69
FNMA
2043-08-01
4.00%
Government Agency Debt
94542.66
98231.45
FNMA
2042-11-01
4.00%
Government Agency Debt
707831.94
725469.37
FNMA
2042-12-01
4.00%
Government Agency Debt
737751.52
756689.09
FNMA
2043-01-01
2.50%
Government Agency Debt
792608.38
740773.91
FNMA
2043-03-01
3.50%
Government Agency Debt
817939.86
740776.95
FNMA
2043-03-01
4.00%
Government Agency Debt
708569.34
730670.77
FNMA
2043-04-01
4.00%
Government Agency Debt
743923.97
769589.46
FNMA
2043-04-01
4.00%
Government Agency Debt
680439.41
701754.80
FNMA
2043-03-01
3.50%
Government Agency Debt
704252.65
701631.45
FNMA
2043-04-01
3.00%
Government Agency Debt
889965.86
766689.05
FNMA
2043-04-01
4.00%
Government Agency Debt
713437.02
735970.80
FNMA
2028-06-01
3.00%
Government Agency Debt
721111.97
724315.02
FNMA
2043-06-01
4.00%
Government Agency Debt
684338.59
710813.73
FNMA
2043-06-01
3.00%
Government Agency Debt
715833.08
685971.97
FNMA
2043-06-01
4.00%
Government Agency Debt
693011.00
715769.78
FNMA
2028-06-01
3.50%
Government Agency Debt
716754.98
747017.64
FNMA
2043-08-01
4.00%
Government Agency Debt
671984.87
699033.08
FNMA
2043-08-01
4.50%
Government Agency Debt
715836.23
761450.75
FNMA
2018-02-01
5.00%
Government Agency Debt
12594269.33
769838.57
FNMA
2036-11-01
6.50%
Government Agency Debt
6550157.95
747305.26
FNMA
2034-12-01
2.46%
Government Agency Debt
3942006.30
736885.06
FNMA
2020-12-01
5.40%
Government Agency Debt
692136.96
686718.22
FNMA
2036-05-01
6.00%
Government Agency Debt
2012049.76
675535.55
FNMA
2047-11-01
6.00%
Government Agency Debt
4722851.00
759393.58
FNMA
2036-08-01
2.68%
Government Agency Debt
6079278.37
749503.78
FNMA
2037-09-01
5.90%
Government Agency Debt
10616520.69
753010.16
FNMA
2038-02-01
2.73%
Government Agency Debt
12771822.71
693838.05
FNMA
2026-01-01
3.00%
Government Agency Debt
1212767.68
740608.99
FNMA
2043-05-01
3.00%
Government Agency Debt
753767.02
713881.75
FNMA
2031-01-01
4.00%
Government Agency Debt
1243684.10
686811.22
FNMA
2042-12-01
4.00%
Government Agency Debt
722033.24
733469.00
FNMA
2043-07-01
4.00%
Government Agency Debt
733235.21
752558.76
FNMA
2043-08-01
4.50%
Government Agency Debt
655080.84
694955.61
FNMA
2040-10-01
4.00%
Government Agency Debt
936592.36
765830.87
FNMA
2025-10-01
4.50%
Government Agency Debt
990464.98
682549.54
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
55360000.00
55360000.00
0.0377
N/A
N
55360000.00
55360000.00
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.05 09/03/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2032-06-01
3.50%
Government Agency Debt
89357201.83
78630599.73
FNMA
2038-07-01
5.50%
Government Agency Debt
57253329.98
13169910.44
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
90000000.00
90000000.00
0.0613
N/A
N
90000000.00
90000000.00
CITIGROUP GLOBAL MARKETS INC.
REPO TRIPA MORTG 0.06 09/03/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2034-12-01
2.78%
Government Agency Debt
14792315.09
2561296.92
FMAC
2037-01-01
5.85%
Government Agency Debt
33288550.33
2521538.85
FMAC
2037-04-01
2.99%
Government Agency Debt
7997424.17
2628949.72
FMAC
2040-11-01
3.37%
Government Agency Debt
6654877.99
2456035.12
FMAC
2043-07-01
3.00%
Government Agency Debt
2673180.06
2530766.37
FMAC
2043-02-01
3.50%
Government Agency Debt
2660123.37
2595037.66
FMAC
2033-01-01
3.50%
Government Agency Debt
2465919.74
2442007.08
FNMA
2020-10-01
3.58%
Government Agency Debt
2341267.42
2415248.25
FNMA
2020-10-01
3.66%
Government Agency Debt
2557488.63
2640706.04
FNMA
2022-07-01
2.67%
Government Agency Debt
2660123.37
2536886.32
FNMA
2041-03-01
4.50%
Government Agency Debt
2459744.26
2397983.50
FNMA
2041-08-01
4.50%
Government Agency Debt
1482471.33
851584.14
FNMA
2041-12-01
4.00%
Government Agency Debt
2808393.06
2607633.05
FNMA
2043-05-01
3.50%
Government Agency Debt
1090036.36
1082872.42
FNMA
2039-01-01
5.00%
Government Agency Debt
2289340.21
2409896.82
FNMA
2042-06-01
3.50%
Government Agency Debt
2793129.54
2511877.00
FNMA
2043-03-01
3.50%
Government Agency Debt
2551142.37
2541943.64
FNMA
2043-07-01
3.00%
Government Agency Debt
2660389.38
2553630.68
FNMA
2043-04-01
3.50%
Government Agency Debt
2417656.59
2387544.43
FNMA
2032-05-01
3.50%
Government Agency Debt
2563144.58
2533341.80
FNMA
2043-07-01
3.00%
Government Agency Debt
2688684.85
2576770.39
FNMA
2043-07-01
4.00%
Government Agency Debt
2424642.07
2511995.23
FNMA
2043-06-01
3.50%
Government Agency Debt
2448171.39
2425792.61
FNMA
2028-08-01
3.00%
Government Agency Debt
2332686.39
2388503.23
FNMA
2028-08-01
3.00%
Government Agency Debt
2582878.71
2641891.13
FNMA
2036-10-01
6.00%
Government Agency Debt
26601233.73
2558648.21
FNMA
2039-08-01
5.00%
Government Agency Debt
5079661.20
2390107.64
FNMA
2043-01-01
3.00%
Government Agency Debt
2777248.60
2588374.06
FNMA
2043-02-01
3.50%
Government Agency Debt
2428523.19
2385587.67
FNMA
2028-02-01
2.00%
Government Agency Debt
2660123.37
2440201.84
FNMA
2043-06-01
3.00%
Government Agency Debt
2723878.02
2604242.56
FNMA
2031-02-01
4.00%
Government Agency Debt
4056056.36
2387564.29
FNMA
2023-03-01
2.50%
Government Agency Debt
2519668.86
2409065.47
FNMA
2043-03-01
3.00%
Government Agency Debt
2636070.80
2473874.88
FNMA
2040-10-01
3.78%
Government Agency Debt
3784975.16
2409333.32
GNMA
2042-12-20
2.00%
Government Agency Debt
2660123.37
2616864.12
GNMA
2040-07-20
3.00%
Government Agency Debt
3641735.76
2497984.65
GNMA
2041-04-20
3.50%
Government Agency Debt
4002576.18
2460838.99
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
90171000.00
90171000.00
0.0614
N/A
N
90171000.00
90171000.00
DEUTSCHE BANK SECURITIES, INC. - MM
REPO TRIPA MORTG 0.07 09/03/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FNMA
2031-01-01
4.00%
Government Agency Debt
17599236.52
12709014.93
FNMA
2043-04-01
3.50%
Government Agency Debt
48305134.59
47948607.11
FNMA
2040-08-01
5.00%
Government Agency Debt
116304778.30
31142378.14
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
90000000.00
90000000.00
0.0613
N/A
N
90000000.00
90000000.00