0000928816-13-000723.txt : 20130701
0000928816-13-000723.hdr.sgml : 20130701
20130506122234
ACCESSION NUMBER: 0000928816-13-000723
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130430
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MONEY MARKET FUND
CENTRAL INDEX KEY: 0000081248
IRS NUMBER: 046386436
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02608
FILM NUMBER: 13815140
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A-14 LEGAL DEPARTMENT
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: MAILSTOP A-14 LEGAL DEPARTMENT
STREET 2: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM DAILY DIVIDEND TRUST
DATE OF NAME CHANGE: 19920703
0000081248
S000006251
PUTNAM MONEY MARKET FUND
C000017191
Class T Shares
C000017192
Class A Shares
PDDXX
C000017193
Class B Shares
PTBXX
C000017194
Class C Shares
PFCXX
C000017195
Class M Shares
PTMXX
C000017196
Class R Shares
PURXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-04-30
0000081248
S000006251
6
N
N
N
N
2-55091
Putnam Investment Management, LLC
801-7974
Putnam Investment Limited
801-61441
PricewaterhouseCoopers, LLP
Boston
MA
None
Putnam Investor Services, Inc.
0001448300
84-06331
N
N
N
Prime
44
56
1456914091.85
66851381.41
95864808.84
1427900664.42
0.0019
0.9979
2013-04-30
0.9979
2013-04-30
C000017192
500.00
1318631585.87
1.00
-20650766.21
50473696.30
71124462.51
0.0001
0.9979
2013-04-30
0.9979
2013-04-30
C000017193
500.00
14645945.83
1.00
-589594.52
803122.71
1392717.23
0.0001
0.9979
2013-04-30
0.9979
2013-04-30
C000017194
500.00
20808632.29
1.00
-441146.36
1299284.08
1740430.44
0.0001
0.9979
2013-04-30
0.9979
2013-04-30
C000017195
500.00
24527022.82
1.00
-2523601.50
2558486.46
5082087.96
0.0001
0.9978
2013-04-30
0.9978
2013-04-30
C000017196
500.00
28642715.05
1.00
2257348.35
4737022.78
2479674.43
0.0001
0.9981
2013-04-30
0.9981
2013-04-30
C000017191
500.00
20644762.56
1.00
-337226.82
643809.07
981035.89
0.0001
0.9980
2013-04-30
0.9980
2013-04-30
WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY
WI H/E VAR-WHEATON-B 00.2100 08/15/2033
97710VND6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-05-07
2013-05-07
Y
WHEATON FRANCISCAN HEALTHCARE SYSTEM
N/A
N/A
Y
US BANCORP
N/A
N/A
N
4100000.00
4100000.00
0.0029
N/A
N
4100000.00
4100000.00
WACHOVIA CORP
WELLS FARGO & COMPANY 05.7000 08/01/2013
92976WBA3
Other Note
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
3803000.00
3854277.53
0.0027
N/A
N
3853241.43
3853241.43
PUTNAM MONEY MARKET LIQUIDITY FUND
PUTNAM MONEY MARKET LIQUIDITY FUND CLASS P
746763168
Investment Company
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
58000000.00
58000000.00
0.0406
N/A
N
58000000.00
58000000.00
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA P/P 144A 00.6787 05/15/2014
78008FAM6
Other Note
N
First Tier Security
N/A
N/A
2013-05-15
2014-05-15
N
N
N
29425000.00
29425000.00
0.0206
N/A
N
29426706.60
29426706.60
WACHOVIA CORP
WELLS FARGO & COMPANY 05.5000 05/01/2013
92976WBJ4
Other Note
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
3700000.00
3700000.00
0.0026
N/A
N
3700000.00
3700000.00
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 04.7500 05/01/2013
46625HHB9
Other Note
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
15800000.00
15800000.00
0.0111
N/A
N
15800000.00
15800000.00
UNITED STATES OF AMERICA
US TREASURY N/B 03.5000 05/31/2013
912828JB7
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
16000000.00
16043638.32
0.0112
N/A
N
16044992.00
16044992.00
KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY
KY ECON-VAR-C-CATHOLI 00.2000 05/01/2034
49126PCJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-05-07
2013-05-07
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
N
11000000.00
11000000.00
0.0077
N/A
N
11000000.00
11000000.00
COUNTY OF WAKE NC
WAKE CNTY VAR-SCH-B 00.2000 03/01/2024
930863F34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-05-07
2013-05-07
Y
COUNTY OF WAKE NC
N/A
N/A
Y
COUNTY OF WAKE NC
N/A
N/A
Y
Stand-by Purchase Agreement
WELLS FARGO BANK N.A.
N/A
N/A
1500000.00
1500000.00
0.0011
N/A
N
1500000.00
1500000.00
HARRIS COUNTY HEALTH FACILITIES DEVELOPMENT CORP
HARRIS HLTH-VAR-B1-TX 00.2100 10/01/2029
414152SX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-05-07
2013-05-07
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
Stand-by Purchase Agreement
JP MORGAN CHASE BANK NA
N/A
N/A
3665000.00
3665000.00
0.0026
N/A
N
3665000.00
3665000.00
HSBC BANK PLC
HSBC BANK PLC P/P 144A 01.6250 08/12/2013
44328MAD6
Other Note
N
First Tier Security
N/A
N/A
2013-08-12
2013-08-12
N
N
N
3490000.00
3502745.44
0.0025
N/A
N
3502916.49
3502916.49
FNMA
FANNIE MAE 00.5000 08/09/2013
3135G0BR3
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-08-09
2013-08-09
N
N
N
9000000.00
9008456.69
0.0063
N/A
N
9009549.00
9009549.00
FHLB
FEDERAL HOME LOAN BANK 00.4000 07/09/2013
313376KA2
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
N
7000000.00
7003298.53
0.0049
N/A
N
7003171.00
7003171.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA HOUS 00.63010 09/17/2013
06417DNG6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-17
2013-09-17
N
N
N
5500000.00
5506729.92
0.0039
N/A
N
5509911.06
5509911.06
WESTPAC BANKING CORP
WESTPAC BANKING CORP P/P 144A 00.701100 06/14/2013
9612E0CG0
Other Note
N
First Tier Security
N/A
N/A
2013-06-14
2013-06-14
N
N
N
10000000.00
10004093.30
0.0070
N/A
N
10003940.00
10003940.00
BANK OF MONTREAL/CHICAGO IL
BANK OF MONTREAL CHICAGO 00.4192 06/21/2013
06366VTQ9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-21
2013-06-21
N
N
N
9250000.00
9250000.00
0.0065
N/A
N
9253450.34
9253450.34
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 07/25/2013
9127957A3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-07-25
2013-07-25
N
N
N
15650000.00
15645565.83
0.0110
N/A
N
15648153.30
15648153.30
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 08/22/2013
9127957E5
Treasury Debt
N
First Tier Security
N/A
N/A
2013-08-22
2013-08-22
N
N
N
7300000.00
7297021.20
0.0051
N/A
N
7298737.10
7298737.10
TORONTO-DOMINION BANK/NY
TORONTO DOMINION BANK NY 00.2761 10/21/2013
89112WDG9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-19
2013-10-21
N
N
N
12500000.00
12500000.00
0.0088
N/A
N
12506200.10
12506200.10
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 05/02/2013
9127956L0
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-02
2013-05-02
N
N
N
15000000.00
14999936.25
0.0105
N/A
N
14999985.00
14999985.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 9612C0VC0 DCP 08/12/2013
9612C0VC0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-12
2013-08-12
N
N
N
12400000.00
12389534.07
0.0087
N/A
N
12396608.60
12396608.60
NATIONAL AUSTRALIA BANK LTD
NATIONAL AUSTRALIA BANK LTD 00.2575 05/20/2013
63252E9G9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-20
2013-05-20
N
N
N
14200000.00
14200000.00
0.0099
N/A
N
14199157.90
14199157.90
HSBC USA INC
HSBC USA INC 40427RVG3 DCP 08/16/2013
40427RVG3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-16
2013-08-16
N
N
N
9175000.00
9164910.06
0.0064
N/A
N
9169770.25
9169770.25
FHLB
FEDERAL HOME LOAN BANK 00.1700 09/20/2013
313381K46
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-09-20
2013-09-20
N
N
N
14900000.00
14899710.51
0.0104
N/A
N
14903441.90
14903441.90
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 20272DTH3 DCP 06/17/2013
20272DTH3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-17
2013-06-17
N
N
N
12550000.00
12545739.97
0.0088
N/A
N
12547456.10
12547456.10
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 07/05/2013
912796AN9
Treasury Debt
N
First Tier Security
N/A
N/A
2013-07-05
2013-07-05
N
N
N
18100000.00
18096405.15
0.0127
N/A
N
18099022.60
18099022.60
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 01/09/2014
912796AQ2
Treasury Debt
N
First Tier Security
N/A
N/A
2014-01-09
2014-01-09
N
N
N
18100000.00
18080919.54
0.0127
N/A
N
18088235.00
18088235.00
DNB BANK ASA
DNB BANK ASA 2332K0U83 DCP 07/08/2013
2332K0U83
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-08
2013-07-08
N
N
N
13100000.00
13092947.83
0.0092
N/A
N
13095179.20
13095179.20
TOYOTA CREDIT CANADA INC
TOYOTA MOTOR CREDIT CORP 89232CSE7 DCP 05/14/2013
89232CSE7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-14
2013-05-14
N
N
N
6925000.00
6924449.85
0.0048
N/A
N
6924838.65
6924838.65
TORONTO-DOMINION BANK/NY
TORONTO-DOMINION BANK/NY 00.3050 07/19/2013
89112WNY9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-19
2013-07-19
N
N
N
8000000.00
8001314.11
0.0056
N/A
N
8003285.68
8003285.68
ROCHE HOLDINGS INC
ROCHE HOLDINGS INC 77119LSF7 DCP 05/15/2013
77119LSF7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
14600000.00
14599290.28
0.0102
N/A
N
14599452.50
14599452.50
HSBC USA INC
HSBC USA INC 40427RUA7 DCP 07/10/2013
40427RUA7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-10
2013-07-10
N
N
N
5155000.00
5152093.15
0.0036
N/A
N
5153135.95
5153135.95
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA INC/DE 6555P0TA7 DCP 06/10/2013
6555P0TA7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-10
2013-06-10
N
N
N
2200000.00
2199388.89
0.0015
N/A
N
2199631.72
2199631.72
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORP 36959HUN5 DCP 07/22/2013
36959HUN5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-22
2013-07-22
N
N
N
17300000.00
17290936.72
0.0121
N/A
N
17295014.10
17295014.10
CANADA
CANADA 13508TX92 DCP 10/09/2013
13508TX92
Other Instrument
Non U.S. Sovereign Instrumentality
N
First Tier Security
N/A
N/A
2013-10-09
2013-10-09
N
N
N
7350000.00
7344411.96
0.0051
N/A
N
7346361.75
7346361.75
ICICI BANK LTD/HONG KONG
ICICI BANK LTD/HONG KONG 44928MUP1 DCP 07/23/2013
44928MUP1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-23
2013-07-23
N
N
N
14725000.00
14714136.22
0.0103
N/A
N
14717509.30
14717509.30
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233GSG2 DCP 05/16/2013
89233GSG2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-16
2013-05-16
N
N
N
8175000.00
8174284.69
0.0057
N/A
N
8174667.28
8174667.28
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233GSV9 DCP 05/29/2013
89233GSV9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-29
2013-05-29
N
N
N
7000000.00
6998747.78
0.0049
N/A
N
6999386.10
6999386.10
ROCHE HOLDINGS INC
ROCHE HOLDINGS INC 77119LSD2 DCP 05/13/2013
77119LSD2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-13
2013-05-13
N
N
N
7500000.00
7499700.00
0.0053
N/A
N
7499763.00
7499763.00
TORONTO-DOMINION BANK/THE
TORONTO-DOMINION BANK USD 00.4556 07/26/2013
89114QAD0
Other Note
N
First Tier Security
N/A
N/A
2013-07-26
2013-07-26
N
N
N
1700000.00
1700926.50
0.0012
N/A
N
1700807.50
1700807.50
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TS67 DCP 05/06/2013
15963TS67
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-06
2013-05-06
N
N
N
7610000.00
7609809.75
0.0053
N/A
N
7609885.85
7609885.85
DNB BANK ASA
DNB BANK ASA 2332K0V74 DCP 08/07/2013
2332K0V74
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
9000000.00
8993385.00
0.0063
N/A
N
8994481.20
8994481.20
CATHOLIC HEALTH INITIATIVES
CATHOLIC HEALTH INITIATIVES 14918ESM4 DCP 05/21/2013
14918ESM4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-21
2013-05-21
N
N
N
4000000.00
3999644.44
0.0028
N/A
N
3999650.00
3999650.00
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2SU0 DCP 05/28/2013
4820P2SU0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-28
2013-05-28
N
N
N
17000000.00
16997705.00
0.0119
N/A
N
16998075.60
16998075.60
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TU12 DCP 07/01/2013
85324TU12
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-01
2013-07-01
N
N
N
5350000.00
5347643.03
0.0037
N/A
N
5348332.41
5348332.41
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2T62 DCP 06/06/2013
4820P2T62
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-06
2013-06-06
N
N
N
4750000.00
4749145.00
0.0033
N/A
N
4749243.33
4749243.33
MERRILL LYNCH, PIERCE, FENNER AND SMITH
REPO TRIPA MORTG 0.19 06/05/2013
TRIPARTY1
Government Agency Repurchase Agreement
Y
FNMA
2015-07-30
0.40%
Government Agency Debt
14672981.50
14688094.67
First Tier Security
N/A
N/A
2013-06-05
2013-06-05
N
N
N
14400000.00
14400000.00
0.0101
N/A
Y
14400000.00
14400000.00
DUKE UNIVERSITY
DUKE UNIVERSITY 26441TTD0 DCP 06/13/2013
26441TTD0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-13
2013-06-13
N
N
N
12675000.00
12672426.27
0.0089
N/A
N
12672381.30
12672381.30
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LTE6 DCP 06/14/2013
38346LTE6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-14
2013-06-14
N
N
N
7550000.00
7548154.45
0.0053
N/A
N
7548112.50
7548112.50
STATE STREET CORP
STATE STREET CORP 85747JV87 DCP 08/08/2013
85747JV87
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-08
2013-08-08
N
N
N
14000000.00
13992300.00
0.0098
N/A
N
13993648.20
13993648.20
BANK OF NOVA SCOTIA
BANK OF NOVA SCOTIA 06416JW90 DCP 09/09/2013
06416JW90
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-09
2013-09-09
N
N
N
16000000.00
15986608.88
0.0112
N/A
N
15987796.80
15987796.80
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW Y 00.2500 09/12/2013
65558EHZ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
19525000.00
19525000.00
0.0137
N/A
N
19526456.70
19526456.70
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035PTA5 DCP 06/10/2013
03035PTA5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-10
2013-06-10
N
N
N
8000000.00
7998488.88
0.0056
N/A
N
7998240.00
7998240.00
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274LSG0 DCP 05/16/2013
56274LSG0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-16
2013-05-16
N
N
N
5400000.00
5399550.00
0.0038
N/A
N
5399544.24
5399544.24
JP MORGAN CHASE BANK
JP MORGAN CHASE BANK 00.2500 09/18/2013
48125PA29
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-18
2013-09-18
N
N
N
6360000.00
6360000.00
0.0045
N/A
N
6359998.09
6359998.09
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1700 06/19/2013
47803LJS3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-19
2013-06-19
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5290000.00
5290000.00
0.0037
N/A
N
5289947.10
5289947.10
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TTL3 DCP 06/20/2013
15963TTL3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-20
2013-06-20
N
N
N
14250000.00
14246437.50
0.0100
N/A
N
14247900.90
14247900.90
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HANDELSBANKEN/NEW YOR 00.25500 07/15/2013
86958CST2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-15
2013-07-15
N
N
N
14750000.00
14751073.08
0.0103
N/A
N
14751396.90
14751396.90
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1700 06/25/2013
47803LJT1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-25
2013-06-25
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
5000000.00
5000000.00
0.0035
N/A
N
4999900.00
4999900.00
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67983TV11 DCP 08/01/2013
67983TV11
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
15300000.00
15291788.99
0.0107
N/A
N
15295771.00
15295771.00
SVENSKA HANDELSBANKEN INC
SVENSKA HANDELSBANKEN INC 86958FX28 DCP 10/02/2013
86958FX28
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
N
7025000.00
7017487.16
0.0049
N/A
N
7017398.25
7017398.25
TRINITY HEALTH
TRINITY HEALTH 89651JTS2 DCP 06/26/2013
89651JTS2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-26
2013-06-26
N
N
N
9100000.00
9097735.10
0.0064
N/A
N
9097204.48
9097204.48
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.3021 03/28/2014
20272AEC6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-05
2014-03-28
N
N
N
9200000.00
9200000.00
0.0064
N/A
N
9199264.00
9199264.00
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.1700 06/19/2013
88280PAA8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-19
2013-06-19
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
3850000.00
3850000.00
0.0027
N/A
N
3849846.00
3849846.00
HSBC USA INC
HSBC USA INC 40427RX22 DCP 10/02/2013
40427RX22
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-02
2013-10-02
N
N
N
3925000.00
3920298.71
0.0027
N/A
N
3921456.90
3921456.90
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257EVH8 DCP 06/18/2013
86257EVH8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-18
2013-06-18
N
N
N
8850000.00
8847993.98
0.0062
N/A
N
8848401.69
8848401.69
COFCO CAPITAL CORP
COFCO CAPITAL CORP 1921E0SF8 DCP 05/15/2013
1921E0SF8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
9965000.00
9963953.68
0.0070
N/A
N
9964335.33
9964335.33
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257EVK1 DCP 06/18/2013
86257EVK1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-18
2013-06-18
N
N
N
10000000.00
9997733.36
0.0070
N/A
N
9998194.00
9998194.00
FAIRWAY FINANCE LLC
FAIRWAY FIN LLC - 10/09/2013 00.2203 10/09/2013
30601YMJ1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-09
2013-10-09
N
N
N
9825000.00
9825000.00
0.0069
N/A
N
9824155.05
9824155.05
PRUDENTIAL PLC
PRUDENTIAL PLC 7443M2UC8 DCP 07/12/2013
7443M2UC8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-12
2013-07-12
N
N
N
7350000.00
7346765.99
0.0051
N/A
N
7346438.19
7346438.19
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TV78 DCP 08/07/2013
85324TV78
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
8900000.00
8894669.89
0.0062
N/A
N
8894885.17
8894885.17
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257EVN5 DCP 06/12/2013
86257EVN5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-06-12
2013-06-12
N
N
N
8250000.00
8248460.02
0.0058
N/A
N
8248774.88
8248774.88
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.15 07/10/2013
TRIPARTY1
Government Agency Repurchase Agreement
Y
FMAC
2042-03-01
2.81%
Government Agency Debt
3291045.76
2667176.59
FMAC
2042-10-01
3.00%
Government Agency Debt
2084146.28
2154993.13
FNMA
2041-09-01
3.80%
Government Agency Debt
6834900.39
4538624.34
GNMA
2043-03-20
2.00%
Government Agency Debt
5194610.37
5430500.19
First Tier Security
N/A
N/A
2013-07-10
2013-07-10
N
N
N
14500000.00
14500000.00
0.0102
N/A
Y
14499435.90
14499435.90
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035PUH8 DCP 07/17/2013
03035PUH8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-17
2013-07-17
N
N
N
3675000.00
3673663.72
0.0026
N/A
N
3673603.50
3673603.50
CANADIAN IMPERIAL BANK OF COMMERCE/NEW YORK NY
CANADIAN IMP BK COMM NY USD 00.4311 09/16/2013
13606YED4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-14
2013-09-16
N
N
N
6500000.00
6505016.34
0.0046
N/A
N
6506526.07
6506526.07
SUMITOMO MITSUI BANKING CORP
SUMITOMO MITSUI BANKING CORP 86562KU93 DCP 07/09/2013
86562KU93
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
N
6725000.00
6722035.40
0.0047
N/A
N
6721987.87
6721987.87
TEXAS PUBLIC FINANCE AUTHORITY
TEXAS PUBLIC FINANCE AUTHORIT 00.1800 07/09/2013
88276QDL5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-09
2013-07-09
N
N
N
4925000.00
4925000.00
0.0034
N/A
N
4924901.50
4924901.50
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LSF4 DCP 05/15/2013
38346LSF4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
14300000.00
14298999.00
0.0100
N/A
N
14298867.40
14298867.40
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKI 00.2200 09/03/2013
05252A9L7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
22500000.00
22500000.00
0.0158
N/A
N
22503147.90
22503147.90
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION CORP 02086LSL1 DCP 05/20/2013
02086LSL1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-20
2013-05-20
N
N
N
7300000.00
7299383.55
0.0051
N/A
N
7299310.88
7299310.88
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257NFZ6 DCP 05/02/2013
86257NFZ6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-02
2013-05-02
N
N
N
16250000.00
16249936.81
0.0114
N/A
N
16249972.30
16249972.30
FHLMC
FREDDIE MAC 00.1300 02/07/2014
3134G43R7
Government Agency Debt
N
First Tier Security
N/A
N/A
2014-02-07
2014-02-07
N
N
N
14570000.00
14568014.55
0.0102
N/A
N
14568586.70
14568586.70
BARCLAYS BANK PLC CCP
BARCLAYS BANK PLC CCP 06741GRZ0 DCP 05/20/2013
06741GRZ0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-20
2013-05-20
N
N
N
7250000.00
7249349.51
0.0051
N/A
N
7249356.93
7249356.93
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.16 07/18/2013
TRIPARTY1
Government Agency Repurchase Agreement
Y
FNMA
2028-04-01
2.50%
Government Agency Debt
13981561.65
14535775.22
First Tier Security
N/A
N/A
2013-07-18
2013-07-18
N
N
N
14250000.00
14250000.00
0.0100
N/A
Y
14249690.90
14249690.90
BANK OF AMERICA NA
BANK OF AMERICA NA 00.1900 05/22/2013
06052WXW8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-22
2013-05-22
N
N
N
7238000.00
7238000.00
0.0051
N/A
N
7237911.70
7237911.70
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88602TVP5 DCP 08/23/2013
88602TVP5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-23
2013-08-23
N
N
N
14250000.00
14240974.99
0.0100
N/A
N
14240971.20
14240971.20
PRUDENTIAL PLC
PRUDENTIAL PLC 7443M2UB0 DCP 07/11/2013
7443M2UB0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-11
2013-07-11
N
N
N
3800000.00
3798351.23
0.0027
N/A
N
3798191.20
3798191.20
UNIVERSITY OF TEXAS
UNIVERSITY OF TEXAS 00.1500 05/01/2013
91513RUT4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
3000000.00
3000000.00
0.0021
N/A
N
3000000.03
3000000.03
TEXAS TECH UNIVERSITY
TEXAS TECH UNIVERSITY 00.2000 05/03/2013
88280QKB3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-03
2013-05-03
N
Y
TEXAS TECH UNIVERSITY
N/A
N/A
N
7500000.00
7500000.00
0.0053
N/A
N
7500000.08
7500000.08
COMMONWEALTH OF MASSACHUSETTS
MA ST-B-RANS 02.0000 05/23/2013
57582PJ50
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-05-23
2013-05-23
N
N
N
20250000.00
20272720.50
0.0142
N/A
N
20272680.00
20272680.00
RBS HOLDINGS USA INC
RBS HOLDINGS USA INC 74927JSF1 DCP 05/15/2013
74927JSF1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
7175000.00
7174609.36
0.0050
N/A
N
7174492.01
7174492.01
EXPORT DEVELOPMENT CANADA
EXPORT DEV CAN P/P 144A 00.2011 06/07/2013
30216BCF7
Other Instrument
Non U.S. Sovereign Instrumentality
N
First Tier Security
N/A
N/A
2013-06-07
2013-06-07
N
N
N
9200000.00
9200672.07
0.0064
N/A
N
9200570.40
9200570.40
SUMITOMO MITSUI BANKING CORP
SUMITOMO MITSUI BANKING CORP 86562KUH5 DCP 07/17/2013
86562KUH5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-17
2013-07-17
N
N
N
2250000.00
2248893.12
0.0016
N/A
N
2248839.68
2248839.68
WAL-MART STORES INC
WAL-MART STORES INC 93114EUW5 DCP 07/30/2013
93114EUW5
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-30
2013-07-30
N
N
N
14200000.00
14196095.00
0.0099
N/A
N
14197128.70
14197128.70
FAIRWAY FINANCE LLC
FAIRWAY FINANCE LLC 30601VUN9 DCP 07/22/2013
30601VUN9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-22
2013-07-22
N
N
N
2400000.00
2399016.00
0.0017
N/A
N
2398865.76
2398865.76
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DE 63253JVS6 DCP 08/26/2013
63253JVS6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-26
2013-08-26
N
N
N
7300000.00
7295492.25
0.0051
N/A
N
7295270.33
7295270.33
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD/CAYMAN ISLANDS
AUSTRALIA & NEW ZEALAND BANKI 99AC189U2 TD 05/01/2013
99AC189U2
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
22000000.00
22000000.00
0.0154
N/A
N
22000000.00
22000000.00
MERRILL LYNCH, PIERCE, FENNER AND SMITH
REPO TRIPA MORTG 0.17 05/01/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FNMA
2016-03-30
0.50%
Government Agency Debt
7784024.99
7806728.39
FNMA
2036-06-05
6.21%
Government Agency Debt
33526863.73
40773779.14
FNMA
2026-04-01
4.42%
Government Agency Debt
17841206.44
18494797.23
FNMA
2042-05-01
2.49%
Government Agency Debt
32896925.56
29989065.54
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
95161000.00
95161000.00
0.0666
N/A
N
95161000.00
95161000.00
CREDIT SUISSE SECURITIES (USA) LLC
REPO TRIPA CORPO 0.25 05/01/2013
TRIPARTY2
Other Repurchase Agreement
N
BNP PARIBAS/BNP PARIBA
2016-02-23
3.60%
Other Note
486173.63
519277.18
CHUBB CORPORATION
2038-05-15
6.50%
Other Note
486173.63
698583.72
GLAXOSMITHKLINE CAPITAL INC
2043-03-18
4.20%
Other Note
1157556.27
1236871.97
GLAXOSMITHKLINE CAPITAL PLC
2022-05-08
2.85%
Other Note
1296463.02
1364485.15
J P MORGAN CHASE & CO
2015-03-01
4.75%
Other Note
2102122.19
2293982.31
J P MORGAN CHASE & CO
2018-01-15
6.00%
Other Note
2578572.35
3132441.08
J P MORGAN CHASE & CO
2038-05-15
6.40%
Other Note
570675.24
772516.70
J P MORGAN CHASE & CO
2019-04-23
6.30%
Other Note
187524.12
231075.65
J P MORGAN CHASE & CO
2015-01-20
3.70%
Other Note
1559459.81
1651573.55
J P MORGAN CHASE & CO
2016-03-01
3.45%
Other Note
486868.17
522533.73
J P MORGAN CHASE & CO
2023-01-25
3.20%
Other Note
4167202.57
4308322.80
MIZUHO CORPORATE BK LTD
2018-03-21
1.85%
Other Note
549839.23
555873.26
UNILEVER CAP
2017-08-02
0.85%
Other Note
1614791.00
1612688.24
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
18000000.00
18000000.00
0.0126
N/A
N
18000000.00
18000000.00
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.16 05/01/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2040-03-01
5.50%
Government Agency Debt
8834836.80
2267347.24
FNMA
2042-11-01
3.50%
Government Agency Debt
7386507.21
7831736.25
FNMA
2042-05-01
3.50%
Government Agency Debt
21336098.65
21867776.04
FNMA
2042-09-01
3.00%
Government Agency Debt
21336098.65
21848643.09
FNMA
2043-04-01
3.00%
Government Agency Debt
20917071.33
21634331.65
FNMA
2042-10-01
3.00%
Government Agency Debt
21336098.65
21612777.15
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
95159000.00
95159000.00
0.0666
N/A
N
95159000.00
95159000.00
CITIGROUP GLOBAL MARKETS INC.
REPO TRIPA MORTG 0.18 05/01/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2042-09-01
2.38%
Government Agency Debt
5410398.36
5441217.08
FMAC
2025-12-01
3.50%
Government Agency Debt
6547201.93
4835566.44
FMAC
2041-08-01
3.37%
Government Agency Debt
6881997.04
5417101.11
FMAC
2040-12-01
3.00%
Government Agency Debt
13755400.87
5445288.19
FMAC
2025-12-01
3.50%
Government Agency Debt
13734150.28
5191163.45
FMAC
2042-02-01
2.57%
Government Agency Debt
1689806.23
1143359.73
FMAC
2043-04-01
3.50%
Government Agency Debt
4894909.91
5267316.83
FNMA
2041-01-01
4.50%
Government Agency Debt
6944791.10
5361894.38
FNMA
2041-05-01
4.50%
Government Agency Debt
5569824.06
5091944.36
FNMA
2041-08-01
4.00%
Government Agency Debt
8101724.15
5289500.66
FNMA
2041-12-01
4.00%
Government Agency Debt
5508203.10
5289655.55
FNMA
2023-01-01
2.29%
Government Agency Debt
5528566.10
5578914.60
FNMA
2042-05-01
4.00%
Government Agency Debt
5066695.39
5367072.94
FNMA
2027-10-01
3.00%
Government Agency Debt
5609618.18
5687044.81
FNMA
2023-01-01
2.50%
Government Agency Debt
4956707.73
5093577.05
FNMA
2043-03-01
3.50%
Government Agency Debt
4873515.46
5267597.33
FNMA
2043-05-01
3.50%
Government Agency Debt
5000837.24
5384528.70
FNMA
2042-06-01
4.00%
Government Agency Debt
5305454.63
5705130.38
FNMA
2042-12-01
4.00%
Government Agency Debt
4753422.35
5204306.47
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
95159000.00
95159000.00
0.0666
N/A
N
95159000.00
95159000.00
DEUTSCHE BANK SECURITIES, INC. - MM
REPO TRIPA MORTG 0.16 05/01/2013
TRIPARTY2
Government Agency Repurchase Agreement
Y
GNMA
2043-04-20
3.00%
Government Agency Debt
19589549.54
20518420.68
GNMA
2041-11-20
4.50%
Government Agency Debt
29306604.73
22858454.01
GNMA
2037-07-15
5.80%
Government Agency Debt
9543530.46
10978478.73
GNMA
2040-08-15
5.00%
Government Agency Debt
46630963.23
22924771.16
GNMA
2041-09-20
4.50%
Government Agency Debt
26795869.63
19782055.59
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
95159000.00
95159000.00
0.0666
N/A
N
95159000.00
95159000.00
MERRILL LYNCH, PIERCE, FENNER AND SMITH
REPO TRIPA MORTG 0.14 05/07/2013
TRIPARTY1
Government Agency Repurchase Agreement
Y
FNMA
2042-05-01
2.49%
Government Agency Debt
30887359.57
28157131.24
FNMA
2020-10-01
4.29%
Government Agency Debt
1267784.66
1422868.84
First Tier Security
N/A
N/A
2013-05-07
2013-05-07
N
N
N
29000000.00
29000000.00
0.0203
N/A
N
29000000.00
29000000.00
UNIVERSITY OF VIRGINIA
UNIVERSITY OF VIRGINIA 00.1600 09/04/2013
91521MQZ6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
3950000.00
3950000.00
0.0028
N/A
N
3950000.00
3950000.00
CITIBANK NA
CITIBANK NA 00.1700 05/21/2013
17304UDY3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-21
2013-05-21
N
N
N
7075000.00
7075000.00
0.0050
N/A
N
7075000.00
7075000.00
WORKING CAPITAL MANAGEMENT CO
WORKING CAPITAL MANAGEMENT CO 98137RS19 DCP 05/01/2013
98137RS19
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-01
2013-05-01
N
N
N
7700000.00
7700000.00
0.0054
N/A
N
7699963.81
7699963.81