0000928816-12-001532.txt : 20121128
0000928816-12-001532.hdr.sgml : 20121128
20121004151216
ACCESSION NUMBER: 0000928816-12-001532
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120928
FILED AS OF DATE: 20121004
DATE AS OF CHANGE: 20121004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM MONEY MARKET FUND
CENTRAL INDEX KEY: 0000081248
IRS NUMBER: 046386436
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02608
FILM NUMBER: 121129445
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A-14 LEGAL DEPARTMENT
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921471
MAIL ADDRESS:
STREET 1: MAILSTOP A-14 LEGAL DEPARTMENT
STREET 2: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM DAILY DIVIDEND TRUST
DATE OF NAME CHANGE: 19920703
0000081248
S000006251
PUTNAM MONEY MARKET FUND
C000017191
Class T Shares
C000017192
Class A Shares
PDDXX
C000017193
Class B Shares
PTBXX
C000017194
Class C Shares
PFCXX
C000017195
Class M Shares
PTMXX
C000017196
Class R Shares
PURXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-09-28
0000081248
S000006251
6
N
N
N
N
2-55091
Putnam Investment Management, LLC
801-7974
Putnam Investment Limited
801-61441
PricewaterhouseCoopers, LLP
Boston
MA
None
Putnam Investor Services, Inc.
0001448300
84-06331
N
N
N
Prime
44
61
1565527146.37
26217924.41
77097465.91
1514647604.87
0.0026
0.9981
2012-09-28
0.9981
2012-09-28
C000017192
500.00
1399876834.63
1.00
-53028413.60
62557421.44
115585835.04
0.0001
0.9981
2012-09-28
0.9981
2012-09-28
C000017193
500.00
17969636.38
1.00
253.60
655926.25
655672.65
0.0001
0.9981
2012-09-28
0.9981
2012-09-28
C000017194
500.00
23078780.37
1.00
-579766.91
1344726.23
1924493.14
0.0001
0.9981
2012-09-28
0.9981
2012-09-28
C000017195
500.00
28756015.60
1.00
-556302.76
2082467.33
2638770.09
0.0001
0.9982
2012-09-28
0.9982
2012-09-28
C000017196
500.00
19530486.59
1.00
624989.18
1274357.77
649368.59
0.0001
0.9982
2012-09-28
0.9982
2012-09-28
C000017191
500.00
25435851.30
1.00
-690544.92
444191.28
1134736.20
0.0001
0.9981
2012-09-28
0.9981
2012-09-28
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION CORP 02086LK47 DCP 10/04/2012
02086LK47
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
4250000.00
4249929.17
0.0028
N/A
N
4249879.73
4249879.73
AMERICAN UNIVERSITY
AMERICAN UNIVERSITY 03035PMC8 DCP 12/12/2012
03035PMC8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
3400000.00
3397620.00
0.0022
N/A
N
3397484.00
3397484.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKI 05253AL81 DCP 11/08/2012
05253AL81
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
N
13300000.00
13297262.42
0.0088
N/A
N
13298187.20
13298187.20
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKI 00.6376 01/10/2013
05253MAS3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-10
2013-01-10
N
N
N
10400000.00
10400000.00
0.0069
N/A
N
10408330.50
10408330.50
BANK OF AMERICA NA
BANK OF AMERICA NA 00.2000 10/01/2012
06052WQE6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
8400000.00
8400000.00
0.0055
N/A
N
8400084.08
8400084.08
BANK OF MONTREAL/CHICAGO IL
BANK OF MONTREAL CHICAGO 00.4385 06/21/2013
06366VTQ9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-22
2013-06-21
N
N
N
9250000.00
9250000.00
0.0061
N/A
N
9251489.34
9251489.34
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA HOUS 00.738750 09/17/2013
06417DNG6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-17
2013-09-17
N
N
N
5500000.00
5516994.25
0.0036
N/A
N
5520647.06
5520647.06
BRYANT PARK FUNDING LLC
BRYANT PARK FUNDING LLC 11765JK90 DCP 10/09/2012
11765JK90
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
N
11650000.00
11649534.00
0.0077
N/A
N
11649323.10
11649323.10
BRYANT PARK FUNDING LLC
BRYANT PARK FUNDING LLC 11765JKF6 DCP 10/15/2012
11765JKF6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
4000000.00
3999720.00
0.0026
N/A
N
3999635.60
3999635.60
CANADIAN IMPERIAL BANK OF COMMERCE/NEW YORK NY
CANADIAN IMP BK COMM NY USD 00.5978 12/11/2012
13606X3S5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
7550000.00
7556126.66
0.0050
N/A
N
7554205.43
7554205.43
CANADIAN IMPERIAL BANK OF COMMERCE/NEW YORK NY
CANADIAN IMP BK COMM NY 00.4681 04/26/2013
13606YFZ4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-26
2013-04-26
N
N
N
15000000.00
15000000.00
0.0099
N/A
N
15009495.10
15009495.10
CATHOLIC HEALTH INITIATIVES
CATHOLIC HEALTH INITIATIVES 00.2000 11/08/2012
1491M0MP7
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-08
2012-11-08
N
N
N
4700000.00
4700000.00
0.0031
N/A
N
4699758.89
4699758.89
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TKC2 DCP 10/12/2012
15963TKC2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
4600000.00
4599690.78
0.0030
N/A
N
4599839.00
4599839.00
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 15963TMB2 DCP 12/11/2012
15963TMB2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
10900000.00
10894625.70
0.0072
N/A
N
10897109.30
10897109.30
CHARTA LLC
CHARTA LLC 16115UKF7 DCP 10/15/2012
16115UKF7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
7000000.00
6999428.33
0.0046
N/A
N
6999372.10
6999372.10
CITIGROUP FUNDING INC
CITIGROUP FUNDING INC 02.2500 12/10/2012
17313YAJ0
Other Note
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
Y
Federal Deposit Insurance Corp
N/A
N/A
N
28776000.00
28888715.27
0.0191
N/A
N
28891449.30
28891449.30
CITIGROUP FUNDING INC
CITIGROUP FUNDING INC 01.8750 10/22/2012
17313YAL5
Other Note
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
Y
Federal Deposit Insurance Corp
N/A
N/A
N
15325000.00
15340108.45
0.0101
N/A
N
15339359.50
15339359.50
COFCO CAPITAL CORP
COFCO CAPITAL CORP 1921E0K41 DCP 10/04/2012
1921E0K41
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
15500000.00
15499496.25
0.0102
N/A
N
15499586.10
15499586.10
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.0000 10/18/2012
20272ABM7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
N
3100000.00
3099995.20
0.0020
N/A
N
3100567.33
3100567.33
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALI 00.3438 12/20/2012
20272ACW4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
N
13500000.00
13500000.00
0.0089
N/A
N
13496927.60
13496927.60
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BK AUST P/P 144A 00.9308 03/19/2013
2027A0EN5
Other Note
N
First Tier Security
N/A
N/A
2012-12-19
2013-03-19
N
N
N
7850000.00
7866914.79
0.0052
N/A
N
7868989.15
7868989.15
DNB BANK ASA
DNB BANK ASA 2332K0N40 DCP 01/04/2013
2332K0N40
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-04
2013-01-04
N
N
N
14000000.00
13987069.45
0.0092
N/A
N
13990942.00
13990942.00
DNB BANK ASA
DNB BANK ASA 2332K0NU2 DCP 01/28/2013
2332K0NU2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
N
N
N
9600000.00
9588893.33
0.0063
N/A
N
9591486.72
9591486.72
DUKE UNIVERSITY
DUKE UNIVERSITY 26441TMA3 DCP 12/10/2012
26441TMA3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
18860000.00
18853399.00
0.0124
N/A
N
18848680.20
18848680.20
EXPORT DEVELOPMENT CANADA
EXPORT DEVELOPMENT CANADA 30215GPE6 DCP 02/14/2013
30215GPE6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-14
2013-02-14
N
N
N
15850000.00
15840419.55
0.0105
N/A
N
15840024.00
15840024.00
FAIRWAY FINANCE LLC
FAIRWAY FINANCE LLC 30601VK26 DCP 10/02/2012
30601VK26
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-02
2012-10-02
N
N
N
8803000.00
8802946.20
0.0058
N/A
N
8802833.63
8802833.63
FEDERAL FARM CREDIT BANKS
FEDERAL FARM CREDIT BANKS 313312N48 GDC 11/05/2012
313312N48
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
4625000.00
4624370.48
0.0031
N/A
N
4624865.88
4624865.88
FEDERAL FARM CREDIT BANKS
FEDERAL FARM CREDIT BANK 00.2200 01/14/2013
31331K2V1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-09-29
2013-01-14
N
N
N
24300000.00
24300000.00
0.0160
N/A
N
24305491.80
24305491.80
FED HOME LN DISCOUNT NT
FED HOME LN DISCOUNT NT 313384S26 GDC 12/05/2012
313384S26
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
28400000.00
28392308.33
0.0187
N/A
N
28397955.20
28397955.20
FED HOME LN DISCOUNT NT
FED HOME LN DISCOUNT NT 313384V48 GDC 12/31/2012
313384V48
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-31
2012-12-31
N
N
N
19000000.00
18992555.69
0.0125
N/A
N
18998081.00
18998081.00
FREDDIE MAC DISCOUNT NOTES
FREDDIE MAC DISCOUNT NOTES 313396T60 GDC 12/17/2012
313396T60
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-17
2012-12-17
N
N
N
4000000.00
3998605.45
0.0026
N/A
N
3999656.00
3999656.00
FREDDIE MAC DISCOUNT NOTES
FREDDIE MAC DISCOUNT NOTES 313396U50 GDC 12/24/2012
313396U50
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-24
2012-12-24
N
N
N
28801000.00
28790210.90
0.0190
N/A
N
28798321.50
28798321.50
FNMA
FNMA 313588K79 GDC 10/15/2012
313588K79
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
4050000.00
4049779.50
0.0027
N/A
N
4049967.60
4049967.60
FNMA
FNMA 313588K87 GDC 10/16/2012
313588K87
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-16
2012-10-16
N
N
N
5000000.00
4999770.83
0.0033
N/A
N
4999960.00
4999960.00
FNMA
FNMA 313588S97 GDC 12/12/2012
313588S97
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
4050000.00
4048704.00
0.0027
N/A
N
4049676.00
4049676.00
FNMA
FNMA 313588T96 GDC 12/20/2012
313588T96
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
N
6500000.00
6497544.44
0.0043
N/A
N
6499421.50
6499421.50
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORP 36959HKP1 DCP 10/23/2012
36959HKP1
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-23
2012-10-23
N
N
N
4175000.00
4174387.67
0.0028
N/A
N
4174727.37
4174727.37
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORP 36959HNN3 DCP 01/22/2013
36959HNN3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-22
2013-01-22
N
N
N
10500000.00
10492749.16
0.0069
N/A
N
10494045.40
10494045.40
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELEC CAP CORP 02.1250 12/21/2012
36967HAV9
Other Note
N
First Tier Security
N/A
N/A
2012-12-21
2012-12-21
N
Y
Federal Deposit Insurance Corp
N/A
N/A
N
8439000.00
8475167.07
0.0056
N/A
N
8475211.75
8475211.75
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LM37 DCP 12/03/2012
38346LM37
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
16000000.00
15992440.00
0.0106
N/A
N
15992372.80
15992372.80
GOTHAM FUNDING CORP
GOTHAM FUNDING CORP 38346LMA1 DCP 12/10/2012
38346LMA1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
7600000.00
7595862.22
0.0050
N/A
N
7595807.84
7595807.84
HSBC USA INC
HSBC USA INC 40427RKV2 DCP 10/29/2012
40427RKV2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-29
2012-10-29
N
N
N
5750000.00
5748613.61
0.0038
N/A
N
5748958.68
5748958.68
HSBC USA INC
HSBC BANK USA NA 40427RLM1 DCP 11/21/2012
40427RLM1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-21
2012-11-21
N
N
N
9200000.00
9195568.66
0.0061
N/A
N
9196632.80
9196632.80
HARRIS COUNTY HEALTH FACILITIES DEVELOPMENT CORP
HARRIS HLTH-VAR-B1-TX 00.1900 10/01/2029
414152SX7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
TEXAS CHILDRENS HOSPITAL
N/A
N/A
Y
Stand-by Purchase Agreement
JP MORGAN CHASE BANK NA
N/A
N/A
3665000.00
3665000.00
0.0024
N/A
N
3665000.00
3665000.00
HSBC BANK PLC
HSBC BANK PLC P/P 144A 00.8551 01/18/2013
44328MAG9
Other Note
N
First Tier Security
N/A
N/A
2012-10-18
2013-01-18
N
N
N
8650000.00
8656696.43
0.0057
N/A
N
8660449.20
8660449.20
INDIANA FINANCE AUTHORITY
INDIANA FINANCE AUTHORITY 00.1800 12/17/2012
45506BAQ2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-17
2012-12-17
N
Y
INDIANA FINANCE AUTHORITY
N/A
N/A
N
3500000.00
3500000.00
0.0023
N/A
N
3499930.00
3499930.00
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 01.0769 02/26/2013
46623EJA8
Other Note
N
First Tier Security
N/A
N/A
2012-11-26
2013-02-26
N
N
N
7000000.00
7018672.09
0.0046
N/A
N
7021266.00
7021266.00
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1800 10/18/2012
47803LJK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
6000000.00
6000000.00
0.0040
N/A
N
6000060.06
6000060.06
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1800 10/25/2012
47803LJL8
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
2000000.00
2000000.00
0.0013
N/A
N
2000020.02
2000020.02
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2M44 DCP 12/04/2012
4820P2M44
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
N
N
11100000.00
11095856.00
0.0073
N/A
N
11094587.60
11094587.60
JUPITER SECURITIZATION CO LLC
JUPITER SECURITIZATION CO LLC 4820P2MA0 DCP 12/10/2012
4820P2MA0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
4800000.00
4798040.00
0.0032
N/A
N
4797352.32
4797352.32
KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY
KY ECON-VAR-C-CATHOLI 00.1800 05/01/2034
49126PCJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
Y
CATHOLIC HEALTH INITIATIVES
N/A
N/A
N
11000000.00
11000000.00
0.0073
N/A
N
11000000.00
11000000.00
LELAND STANFORD JUNIOR UNIVERSITY
LELAND STANFORD JUNIOR UNIVER 5255M4ME9 DCP 12/14/2012
5255M4ME9
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
12000000.00
11995806.69
0.0079
N/A
N
11995200.00
11995200.00
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 53127TKR3 DCP 10/25/2012
53127TKR3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
N
18000000.00
17997360.00
0.0119
N/A
N
17997300.00
17997300.00
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC 53943RKB4 DCP 10/11/2012
53943RKB4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
7000000.00
6999611.11
0.0046
N/A
N
6999557.60
6999557.60
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274LK11 DCP 10/01/2012
56274LK11
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
5000000.00
5000000.00
0.0033
N/A
N
4999921.00
4999921.00
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LL 56274LKC7 DCP 10/12/2012
56274LKC7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
2993000.00
2992789.66
0.0020
N/A
N
2992778.82
2992778.82
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1800 11/14/2012
57421QLV3
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
3250000.00
3250000.00
0.0021
N/A
N
3250032.53
3250032.53
JOHNS HOPKINS UNIVERSITY
JOHNS HOPKINS UNIVERSITY 00.1800 12/18/2012
57421QLZ4
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-18
2012-12-18
N
Y
JOHNS HOPKINS UNIVERSITY
N/A
N/A
N
12250000.00
12250000.00
0.0081
N/A
N
12250000.10
12250000.10
NATIONAL AUSTRALIA BANK LTD/NEW YORK
NATIONAL AUSTRALIA BK-NY 00.5321 04/24/2013
63253TNQ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-24
2013-04-24
N
N
N
8350000.00
8350000.00
0.0055
N/A
N
8358450.28
8358450.28
NATIONAL AUSTRALIA BANK LTD
NATL AUSTRALIA BANK P/P 144A 02.3500 11/16/2012
6325C0AY7
Other Note
N
First Tier Security
N/A
N/A
2012-11-16
2012-11-16
N
N
N
15275000.00
15308331.79
0.0101
N/A
N
15310942.00
15310942.00
NATIONAL AUSTRALIA BANK LTD
NATL AUSTRALIABK P/P 144A 00.9396 01/08/2013
6325C0BA8
Other Note
N
First Tier Security
N/A
N/A
2012-10-09
2013-01-08
N
N
N
1109000.00
1110032.59
0.0007
N/A
N
1110532.64
1110532.64
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA INC/DE 6555P0MS5 DCP 12/26/2012
6555P0MS5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-26
2012-12-26
N
N
N
8000000.00
7992355.54
0.0053
N/A
N
7996051.20
7996051.20
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA INC/DE 6555P0QC6 DCP 03/12/2013
6555P0QC6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-12
2013-03-12
N
N
N
15600000.00
15577887.00
0.0103
N/A
N
15581409.40
15581409.40
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67983TKV7 DCP 10/29/2012
67983TKV7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-29
2012-10-29
N
N
N
8500000.00
8498347.23
0.0056
N/A
N
8499487.45
8499487.45
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67983TLS3 DCP 11/26/2012
67983TLS3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
3300000.00
3298973.33
0.0022
N/A
N
3299572.65
3299572.65
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 67983TMA1 DCP 12/10/2012
67983TMA1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
3900000.00
3898559.17
0.0026
N/A
N
3899232.87
3899232.87
DEUTSCHE BANK SECURITIES, INC. - MM
REPO TRIPA MORTG 0.25 10/01/2012
TRIPARTY2
Government Agency Repurchase Agreement
Y
USTR
2015-02-15
11.25%
Treasury Debt
73477364.12
93523905.85
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
91690000.00
91690000.00
0.0605
N/A
N
91690000.00
91690000.00
PUTNAM MONEY MARKET LIQUIDITY FUND
PUTNAM MONEY MARKET LIQUIDITY FUND CLASS P
746763168
Investment Company
N
First Tier Security
N/A
N/A
2012-09-29
2012-09-29
N
N
N
171.00
171.00
0.0000
N/A
N
171.00
171.00
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA P/P 144A 00.868750 09/13/2013
78008FAM6
Other Note
N
First Tier Security
N/A
N/A
2012-10-15
2013-10-15
N
N
N
29425000.00
29426489.04
0.0194
N/A
N
29448804.80
29448804.80
COUNTY OF ST JOSEPH IN
COUNTY OF ST JOSEPH IN 00.1800 12/04/2012
79061QM41
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-04
2012-12-04
N
N
N
6600000.00
6597888.00
0.0044
N/A
N
6597822.00
6597822.00
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TLE4 DCP 11/14/2012
85324TLE4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
6700000.00
6697379.55
0.0044
N/A
N
6697664.38
6697664.38
STANDARD CHARTERED BANK/NEW YORK
STANDARD CHARTERED BANK/NEW Y 85324TMA1 DCP 12/10/2012
85324TMA1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-10
2012-12-10
N
N
N
8900000.00
8893077.78
0.0059
N/A
N
8893779.79
8893779.79
STATE STREET CORP
STATE STREET CORP 85747JL96 DCP 11/09/2012
85747JL96
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-09
2012-11-09
N
N
N
9100000.00
9097732.58
0.0060
N/A
N
9098195.47
9098195.47
STATE STREET CORP
STATE STREET CORP 85747JLF2 DCP 11/15/2012
85747JLF2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-15
2012-11-15
N
N
N
7000000.00
6998075.00
0.0046
N/A
N
6998394.90
6998394.90
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257EPG7 DCP 11/05/2012
86257EPG7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
3000000.00
2999475.00
0.0020
N/A
N
2999583.00
2999583.00
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257FJR7 DCP 10/12/2012
86257FJR7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-12
2012-10-12
N
N
N
7500000.00
7499587.50
0.0050
N/A
N
7499766.75
7499766.75
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257NAK4 DCP 10/22/2012
86257NAK4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
N
17000000.00
16998215.00
0.0112
N/A
N
16999433.90
16999433.90
STRAIGHT-A FUNDING LLC
STRAIGHT-A FUNDING LLC 86257YHU1 DCP 12/07/2012
86257YHU1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
N
N
N
19750000.00
19743383.75
0.0130
N/A
N
19743867.60
19743867.60
SUMITOMO MITSUI BANKING CORP
SUMITOMO MITSUI BANKING CORP 86562KMB7 DCP 12/11/2012
86562KMB7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
2000000.00
1998777.22
0.0013
N/A
N
1998920.20
1998920.20
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HNDLSBK
86959JCC0
Other Note
N
First Tier Security
N/A
N/A
2012-12-10
2013-01-07
N
N
N
23500000.00
23500000.00
0.0155
N/A
Y
23503666.00
23503666.00
TEXAS PUBLIC FINANCE AUTHORITY
TEXAS PUBLIC FINANCE AUTHORIT 00.1800 11/06/2012
88276UFV2
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
7800000.00
7800000.00
0.0051
N/A
N
7800156.08
7800156.08
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 88602TKF9 DCP 10/15/2012
88602TKF9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
7600000.00
7599349.78
0.0050
N/A
N
7599283.32
7599283.32
TORONTO-DOMINION BANK/NY
TORONTO DOMINION BANK NY 00.4751 10/19/2012
89112XBQ7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-19
2012-10-19
N
N
N
13400000.00
13400000.00
0.0088
N/A
N
13401929.70
13401929.70
TORONTO-DOMINION BANK/NY
TORONTO-DOMINION BANK/NY 00.3000 01/18/2013
89112XP58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-18
2013-01-18
N
N
N
8300000.00
8302835.87
0.0055
N/A
N
8302835.87
8302835.87
TORONTO-DOMINION HOLDINGS USA INC
TORONTO-DOMINION HOLDINGS USA 89116EP49 DCP 02/04/2013
89116EP49
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
1800000.00
1798173.00
0.0012
N/A
N
1798948.62
1798948.62
TOYOTA CREDIT CANADA INC
TOYOTA CREDIT CANADA INC 89232CLD6 DCP 11/13/2012
89232CLD6
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
7800000.00
7798323.00
0.0051
N/A
N
7799292.54
7799292.54
TOYOTA MOTOR CREDIT CORP
TOYOTA MOTOR CREDIT CORP 89233GLK0 DCP 11/19/2012
89233GLK0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-19
2012-11-19
N
N
N
8100000.00
8097354.00
0.0053
N/A
N
8098537.14
8098537.14
TRINITY HEALTH
TRINITY HEALTH 89651JK36 DCP 10/03/2012
89651JK36
Other Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
17700000.00
17699832.84
0.0117
N/A
N
17699679.60
17699679.60
UNITED STATES OF AMERICA
TREASURY BILL 00.0000 04/04/2013
9127956F3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-04
2013-04-04
N
N
N
35000000.00
34974819.45
0.0231
N/A
N
34975290.00
34975290.00
UNITED STATES OF AMERICA
US TREASURY N/B 03.5000 05/31/2013
912828JB7
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
16000000.00
16352015.80
0.0108
N/A
N
16351872.00
16351872.00
UNITED STATES OF AMERICA
US TREASURY N/B 01.3750 10/15/2012
912828LR9
Treasury Debt
N
First Tier Security
N/A
N/A
2012-10-15
2012-10-15
N
N
N
33300000.00
33315429.46
0.0220
N/A
N
33315617.70
33315617.70
UNITED STATES OF AMERICA
US TREASURY N/B 00.6250 01/31/2013
912828PR5
Treasury Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
18000000.00
18025563.69
0.0119
N/A
N
18029538.00
18029538.00
UNITED STATES OF AMERICA
US TREASURY N/B 00.5000 11/30/2012
912828PV6
Treasury Debt
N
First Tier Security
N/A
N/A
2012-11-30
2012-11-30
N
N
N
20000000.00
20011216.09
0.0132
N/A
N
20012500.00
20012500.00
UNITED STATES OF AMERICA
US TREASURY N/B 00.6250 04/30/2013
912828QE3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-30
2013-04-30
N
N
N
18250000.00
18299654.41
0.0121
N/A
N
18299183.70
18299183.70
VARIABLE FUNDING CAPITAL CO LLC
VARIABLE FUNDING CAPITAL CO L 92217LKN8 DCP 10/22/2012
92217LKN8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
N
15000000.00
14998600.00
0.0099
N/A
N
14998300.50
14998300.50
COUNTY OF WAKE NC
WAKE CNTY VAR-SCH-B 00.1700 03/01/2024
930863F34
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
COUNTY OF WAKE NC
N/A
N/A
Y
COUNTY OF WAKE NC
N/A
N/A
Y
Stand-by Purchase Agreement
WELLS FARGO BANK N.A.
N/A
N/A
1500000.00
1500000.00
0.0010
N/A
N
1500000.00
1500000.00
WELLS FARGO & CO
WELLS FARGO & COMPANY 05.2500 10/23/2012
949746NW7
Other Note
N
First Tier Security
N/A
N/A
2012-10-23
2012-10-23
N
N
N
9400000.00
9427590.57
0.0062
N/A
N
9426987.40
9426987.40
WESTPAC BANKING CORP/NY
WESTPAC BANKING CORP/NY 9612C0LE7 DCP 11/14/2012
9612C0LE7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
15000000.00
14993950.00
0.0099
N/A
N
14997793.50
14997793.50
WESTPAC BANKING CORP
WESTPAC BANKING CORP P/P 144A 00.814250 06/14/2013
9612E0CG0
Other Note
N
First Tier Security
N/A
N/A
2012-12-14
2013-06-14
N
N
N
10000000.00
10023815.55
0.0066
N/A
N
10023580.00
10023580.00
CITIGROUP GLOBAL MARKETS INC.
REPO TRIPA MORTG 0.25 10/02/2012
TRIPARTY1
Government Agency Repurchase Agreement
Y
FMAC
2028-01-01
5.50%
Government Agency Debt
8505605.44
1617799.98
FMAC
2037-04-01
5.68%
Government Agency Debt
5333822.66
1587106.88
FMAC
2041-03-01
2.94%
Government Agency Debt
2091597.17
1571036.76
FMAC
2042-07-01
3.00%
Government Agency Debt
350311.95
367280.88
FMAC
2042-05-01
4.00%
Government Agency Debt
1612984.66
1792075.26
FMAC
2042-08-01
4.00%
Government Agency Debt
1410052.74
1577517.75
FMAC
2042-09-01
3.50%
Government Agency Debt
1479349.23
1591640.71
FMAC
2023-12-01
5.50%
Government Agency Debt
9428162.22
1593271.40
FNMA
2041-01-01
3.50%
Government Agency Debt
1807614.99
1611989.37
FNMA
2041-01-01
4.50%
Government Agency Debt
1418364.57
1061119.76
FNMA
2026-05-01
4.00%
Government Agency Debt
1749701.99
1573932.36
FNMA
2026-08-01
4.00%
Government Agency Debt
322724.33
312312.13
FNMA
2026-12-01
3.00%
Government Agency Debt
1599659.28
1600420.30
FNMA
2042-01-01
4.00%
Government Agency Debt
1523776.78
1595355.06
FNMA
2042-03-01
4.00%
Government Agency Debt
1499495.77
1579210.35
FNMA
2033-10-01
2.86%
Government Agency Debt
10085585.18
1616474.57
FNMA
2037-01-01
2.91%
Government Agency Debt
5141734.61
1616798.46
FNMA
2038-01-01
5.13%
Government Agency Debt
4916835.74
1620129.21
FNMA
2025-10-01
4.00%
Government Agency Debt
2161407.26
1581738.24
FNMA
2025-09-01
4.00%
Government Agency Debt
2619175.47
1579288.47
FNMA
2040-11-01
4.50%
Government Agency Debt
2502747.36
1614690.71
GNMA
2042-09-15
3.00%
Government Agency Debt
319104.83
343281.81
GNMA
2038-07-20
5.50%
Government Agency Debt
106065.73
37789.89
GNMA
2040-06-15
4.50%
Government Agency Debt
1409968.59
883739.70
First Tier Security
N/A
N/A
2012-10-02
2012-10-02
N
N
N
31300000.00
31300000.00
0.0207
N/A
N
31299940.50
31299940.50
J.P. MORGAN SECURITIES
REPO TRIPA CORPO 0.3 10/22/2012
TRIPARTY1
Other Repurchase Agreement
N
ALLEGHENY LUDLUM CORPORATION
2025-12-15
6.95%
Other Note
384675.40
466543.83
ALLEGHENY TECHNOLOGIES INC NEW
2019-06-01
9.38%
Other Note
18122.27
23409.99
AMERICAN AIRLINES INC.
2019-07-02
10.38%
Other Note
185.09
184.49
BANQUE PSA FIN
2014-04-04
3.38%
Other Note
294305.68
290718.83
BANQUE PSA FIN
2016-04-04
4.38%
Other Note
190404.66
182435.44
CANADIAN PACIFIC RAILWAY
2019-05-15
7.25%
Other Note
2416.30
3086.38
CANADIAN PACIFIC RAILWAY
2022-01-15
4.50%
Other Note
34069.87
38152.29
CLIFFS NATURAL RESOURCES INC.
2020-03-15
5.90%
Other Note
241.63
254.04
CLIFFS NATURAL RESOURCES INC.
2020-10-01
4.80%
Other Note
1054474.53
1035574.81
DELHAIZE GROUP
2014-02-01
5.88%
Other Note
23921.40
25348.52
DELHAIZE GROUP
2040-10-01
5.70%
Other Note
207318.78
184925.92
DOMTAR CORPORATION
2022-04-01
4.40%
Other Note
241630.28
247675.06
DOMTAR CORPORATION
2042-09-01
6.25%
Other Note
483260.55
495659.25
ENERGIZER HOLDINGS INC
2021-05-19
4.70%
Other Note
60407.57
64293.22
ENERGIZER HOLDINGS INC
2022-05-24
4.70%
Other Note
1449.78
1560.64
ENTERGY CORP NEW
2015-09-15
3.63%
Other Note
3276506.55
3448550.52
FAMILY DLR STORES INC
2021-02-01
5.00%
Other Note
70314.41
76446.77
GLOBAL SANTA FE CORPORATION
2013-02-15
5.00%
Other Note
11839.88
12093.64
GREAT PLAINS ENERGY INCORPROAT
2022-06-15
5.29%
Other Note
2150509.46
2412123.51
KILROY REALTY CORPORATION
2015-11-03
5.00%
Other Note
7248.91
8012.50
NEXEN INC
2037-05-15
6.40%
Other Note
386608.44
497226.58
PENSKE TRUCK LEASING CO. L.P.
2022-07-11
4.88%
Other Note
1069213.97
1077774.46
PROLOGIS TRUST
2018-05-15
6.63%
Other Note
69106.26
83488.51
PROLOGIS TRUST
2017-03-15
6.25%
Other Note
3624.45
4156.90
PUBLIC SERVICE COMPANY OF NEW
2018-05-15
7.95%
Other Note
724.89
898.61
REYNOLDS AMERICAN INC
2016-06-01
7.63%
Other Note
24163.03
29710.65
REYNOLDS AMERICAN INC
2015-07-15
7.30%
Other Note
16914.12
19689.77
REYNOLDS AMERICAN INC
2037-06-15
7.25%
Other Note
9665.21
12422.84
ROWAN COMPANIES INC.
2019-08-01
7.88%
Other Note
2174.67
2722.67
SLM CORPORATION
2017-09-25
4.63%
Other Note
740596.80
752524.50
SLM CORPORATION
2015-09-10
3.88%
Other Note
501382.82
520030.37
TUPPERWARE CORPORATION
2021-06-01
4.75%
Other Note
6040.76
6506.80
URS CORP / URS FOX US LP
2017-04-01
3.85%
Other Note
12081.51
12177.69
URS CORP / URS FOX US LP
2022-04-01
5.00%
Other Note
27545.85
28331.34
UNITED BUSINESS MEDIA LIMITED
2020-11-03
5.75%
Other Note
368486.17
394151.12
WYNDHAM WORLDWIDE CORPORATION
2016-12-01
6.00%
Other Note
724.89
829.63
WYNDHAM WORLDWIDE CORPORATION
2020-03-01
7.38%
Other Note
2765700.15
3350066.25
WYNDHAM WORLDWIDE CORPORATION
2022-03-01
4.25%
Other Note
1276774.38
1314897.82
ZIONS BANCORPORATION
2014-09-23
7.75%
Other Note
154885.01
169662.01
VITERRA INC
2020-08-01
5.95%
Other Note
22954.88
25151.31
BANQUE PSA FIN
2016-04-04
4.38%
Other Note
2416.30
2315.17
PERNOD RICARD S A
2017-01-15
2.95%
Other Note
96652.11
101313.43
ING U S INC
2022-07-15
5.50%
Other Note
7732.17
8151.70
First Tier Security
N/A
N/A
2012-10-22
2012-10-22
N
N
N
16600000.00
16600000.00
0.0110
N/A
Y
16600386.90
16600386.90
US BANK NA/CAYMAN ISLANDS
US BANK NA/CAYMAN ISLANDS 99279V9C3 TD 10/01/2012
99279V9C3
Other Instrument
Time Deposit
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
16000000.00
16000000.00
0.0106
N/A
N
16000000.00
16000000.00
RBC CAPITAL MARKETS, LLC
REPO TRIPA MORTG 0.25 10/01/2012
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2042-06-01
3.50%
Government Agency Debt
39782904.74
42466991.25
FNMA
2042-08-01
3.50%
Government Agency Debt
47288046.82
51055697.15
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
91687000.00
91687000.00
0.0605
N/A
N
91687000.00
91687000.00
CREDIT SUISSE SECURITIES (USA) LLC
REPO TRIPA CORPO 0.18 10/01/2012
TRIPARTY2
Other Repurchase Agreement
N
ALCOA INC $3.75 PRF
2037-02-01
5.95%
Other Note
838636.36
847954.27
AMERICAN EXPRESS COMPANY
2066-09-01
6.80%
Other Note
7687.50
8303.27
ANADARKA PETROLEUM CORPORATION
2036-09-15
6.45%
Other Note
59403.41
73834.82
AON CORP.
2027-01-01
8.21%
Other Note
46590.91
59278.95
BANCO BRADESCO SA
2014-05-16
2.54%
Other Note
46590.91
46959.87
BANCO BRADESCO SA
2017-01-12
4.50%
Other Note
94346.59
101139.55
BRASKEM AMER FIN CO
2041-07-22
7.13%
Other Note
591471.59
634686.01
CHURCH & DWIGHT INC
2022-10-01
2.88%
Other Note
465909.09
471774.74
ENCANA CORPORATION +
2037-08-15
6.63%
Other Note
46590.91
56504.58
ENERGY TRANSFER PARTNERS
2042-02-01
6.50%
Other Note
1728522.73
2019553.08
FAIRFAX FINANCIAL HOLDINGS LIM
2037-07-15
7.75%
Other Note
46590.91
52547.80
FIRSTENERGY SOLUTIONS CORP.
2039-08-15
6.80%
Other Note
425840.91
474076.84
FLOWSERVE CORPORATION
2022-09-15
3.50%
Other Note
160738.64
163228.93
GPN CAP S A
2022-09-19
4.38%
Other Note
1397727.27
1394364.01
HARTFORD FINANCIAL SERVICES GR
2042-04-15
6.63%
Other Note
16306.82
20267.86
HARTFORD LIFE INC.
2027-06-15
7.65%
Other Note
465909.09
571305.89
ICICI BANK LIMITED
2018-02-21
4.70%
Other Note
442613.64
460265.30
JUNIPER NETWORKS
2041-03-15
5.95%
Other Note
174715.91
196015.85
KRAFT FOODS INC.
2040-02-09
6.50%
Other Note
17471.59
23858.82
THE MAY DEPARTMENT STORES COMP
2032-01-15
6.90%
Other Note
52414.77
61757.27
MECCANICA HOLDINGS USA INC.
2039-07-15
7.38%
Other Note
256250.00
229621.74
MOLSON COORS BREWING COMPANY
2042-05-01
5.00%
Other Note
54045.45
61469.61
NEXEN INC
2032-03-15
7.88%
Other Note
396255.68
543763.35
NEXEN INC
2037-05-15
6.40%
Other Note
578426.14
743928.01
NEXEN INC
2039-07-30
7.50%
Other Note
3261363.64
4739098.27
NISOURCE FINANCE CORP
2042-02-01
5.80%
Other Note
46590.91
56102.86
NOVATEK FIN LTD
2021-02-03
6.60%
Other Note
768750.00
901428.12
ONEBEACON U S HLDG INC
2013-05-15
5.88%
Other Note
186363.64
194698.20
PETROPOWER ENERGIA LIMITADA
2014-02-15
7.36%
Other Note
212687.50
28129.24
RALCORP HOLDINGS INC
2039-08-15
6.63%
Other Note
23295.45
25324.44
SOUTHWEST AIRLINES
2027-03-01
7.38%
Other Note
396022.73
467434.03
TRANSOCEAN SEDCO FOREX
2038-03-15
6.80%
Other Note
30517.05
36820.51
U.S.WEST COMMUNICATIONS INC.
2025-09-15
7.25%
Other Note
5823.86
7145.05
U.S.WEST COMMUNICATIONS INC.
2026-11-10
7.20%
Other Note
470335.23
488607.78
U.S.WEST COMMUNICATIONS INC.
2026-11-10
7.20%
Other Note
378318.18
393015.87
U.S.WEST COMMUNICATIONS INC.
2033-09-15
6.88%
Other Note
931.82
945.78
WPP FIN 2010
2042-09-07
5.13%
Other Note
465909.09
468634.47
THE WILLIAMS COMPANY INC
2032-03-15
8.75%
Other Note
13278.41
18483.01
GERDAU TRADE INC.
2021-01-30
5.75%
Other Note
69886.36
77802.45
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
16400000.00
16400000.00
0.0108
N/A
N
16400000.00
16400000.00
CITIGROUP GLOBAL MARKETS INC.
REPO TRIPA MORTG 0.25 10/01/2012
TRIPARTY2
Government Agency Repurchase Agreement
Y
FMAC
2041-10-01
4.00%
Government Agency Debt
8099823.32
7933388.57
FMAC
2040-12-01
3.02%
Government Agency Debt
14271891.28
7059162.61
FMAC
2027-06-01
3.50%
Government Agency Debt
7543746.15
8006961.90
FMAC
2042-10-01
3.50%
Government Agency Debt
7358352.53
7926093.58
FNMA
2023-08-01
5.00%
Government Agency Debt
49536842.45
7883153.00
FNMA
2025-12-01
3.50%
Government Agency Debt
11663706.06
8004045.90
FNMA
2042-03-01
2.80%
Government Agency Debt
7240057.53
7017122.63
FNMA
2038-05-01
5.00%
Government Agency Debt
9991294.06
7876416.78
FNMA
2035-03-01
2.72%
Government Agency Debt
24623860.76
8012768.73
FNMA
2032-04-01
3.00%
Government Agency Debt
7775830.39
7994369.19
FNMA
2039-02-01
5.50%
Government Agency Debt
21484161.24
7871520.92
FNMA
2025-02-01
4.00%
Government Agency Debt
16280574.25
7938796.19
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
91690000.00
91690000.00
0.0605
N/A
N
91690000.00
91690000.00
J.P. MORGAN SECURITIES
REPO TRIPA CORPO 0.18 10/01/2012
TRIPARTY2
Other Repurchase Agreement
N
ENTERGY CORP NEW
2015-09-15
3.63%
Other Note
685882.35
721896.91
ENTERGY CORP NEW
2020-09-15
5.13%
Other Note
5762450.98
6233694.35
ENTERGY CORP NEW
2017-01-15
4.70%
Other Note
8620813.73
9482220.12
LLOYDS TSB BNK PLC
2020-09-14
6.50%
Other Note
10796411.76
11389002.75
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
26500000.00
26500000.00
0.0175
N/A
N
26500000.00
26500000.00
MORGAN (J.P.) SECURITIES INC.
REPO TRIPA MORTG 0.25 10/01/2012
TRIPARTY2
Government Agency Repurchase Agreement
Y
FNMA
2040-11-01
4.50%
Government Agency Debt
8173412.71
7028665.42
FNMA
2041-01-01
4.50%
Government Agency Debt
129000.39
116374.99
FNMA
2031-11-01
4.00%
Government Agency Debt
6954674.29
6824502.47
FNMA
2032-03-01
3.50%
Government Agency Debt
9312480.26
9465241.38
FNMA
2032-03-01
4.00%
Government Agency Debt
4975968.67
5169974.08
FNMA
2032-07-01
3.00%
Government Agency Debt
8859311.67
9337937.51
FNMA
2042-07-01
4.50%
Government Agency Debt
9404190.51
10554075.52
FNMA
2042-08-01
3.50%
Government Agency Debt
7115501.53
7412886.39
FNMA
2042-08-01
3.50%
Government Agency Debt
8216376.62
8815718.25
FNMA
2022-09-01
2.50%
Government Agency Debt
5071328.95
5337460.72
FNMA
2042-09-01
3.50%
Government Agency Debt
6636057.20
7201469.52
FNMA
2042-09-01
4.00%
Government Agency Debt
7887647.43
8801135.92
FNMA
2042-09-01
3.50%
Government Agency Debt
7090091.49
7459882.95
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
91690000.00
91690000.00
0.0605
N/A
N
91690000.00
91690000.00
WISCONSIN HEALTH & EDUCATIONAL FACILITIES AUTHORITY
WI H/E VAR-WHEATON-B 00.1800 08/15/2033
97710VND6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
WHEATON FRANCISCAN HEALTHCARE SYSTEM
N/A
N/A
Y
US BANCORP
N/A
N/A
N
4100000.00
4100000.00
0.0027
N/A
N
4100000.00
4100000.00
WORKING CAPITAL MANAGEMENT CO
WORKING CAPITAL MANAGEMENT CO 98137RKA7 DCP 10/10/2012
98137RKA7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-10
2012-10-10
N
N
N
7900000.00
7899526.00
0.0052
N/A
N
7899552.07
7899552.07
DEUTSCHE BANK SECURITIES, INC. - MM
REPO TRIPA MORTG 0.2 10/02/2012
TRIPARTY1
Government Agency Repurchase Agreement
Y
FNMA
2042-07-01
4.00%
Government Agency Debt
14399128.73
15816024.57
FNMA
2042-08-01
3.50%
Government Agency Debt
13132624.04
14100902.81
FNMA
2031-06-01
4.00%
Government Agency Debt
2291146.89
2020101.01
First Tier Security
N/A
N/A
2012-10-02
2012-10-02
N
N
N
31300000.00
31300000.00
0.0207
N/A
N
31299896.70
31299896.70