0000928816-24-001309.txt : 20240829
0000928816-24-001309.hdr.sgml : 20240829
20240829102546
ACCESSION NUMBER: 0000928816-24-001309
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240829
DATE AS OF CHANGE: 20240829
EFFECTIVENESS DATE: 20240829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
ORGANIZATION NAME:
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 241259756
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177601000
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000202780
Class R6 Shares
N-PX
1
primary_doc.xml
N-PX
RMIC
LIVE
0000081247
XXXXXXXX
false
false
N-1A
06/30/2024
S000005511
C000015003
C000015004
C000015005
C000015007
C000015008
C000153039
C000202780
YEAR
2024
PUTNAM CONVERTIBLE SECURITIES FUND
617-292-1000
100 FEDERAL STREET
BOSTON
MA
02110
Stephen J. Tate, Vice President and Chief Legal Officer
100 FEDERAL STREET
BOSTON
MA
02110
FUND VOTING REPORT
811-02280
N
0
1
S000005511
Putnam Convertible Securities Fund
MFUGQW3FOQNH8167YS65
PUTNAM CONVERTIBLE SECURITIES FUND
Stephen J. Tate
Stephen J. Tate
Vice President, Chief Legal Officer
08/29/2024
PROXY VOTING RECORD
2
a_16_npx.xml
ATI Inc.
01741R102
05/16/2024
Election Of Director: Herbert J. Carlisle
DIRECTOR ELECTIONS
ISSUER
451150
0
FOR
451150
FOR
S000005511
ATI Inc.
01741R102
05/16/2024
Election Of Director: David P. Hess
DIRECTOR ELECTIONS
ISSUER
451150
0
FOR
451150
FOR
S000005511
ATI Inc.
01741R102
05/16/2024
Election Of Director: Marianne Kah
DIRECTOR ELECTIONS
ISSUER
451150
0
FOR
451150
FOR
S000005511
ATI Inc.
01741R102
05/16/2024
Election Of Director: Ruby Sharma
DIRECTOR ELECTIONS
ISSUER
451150
0
FOR
451150
FOR
S000005511
ATI Inc.
01741R102
05/16/2024
Advisory Vote To Approve The Compensation Of Our Named Executive Officers
SECTION 14A SAY-ON-PAY VOTES
ISSUER
451150
0
FOR
451150
FOR
S000005511
ATI Inc.
01741R102
05/16/2024
Ratification Of The Selection Of Ernst & Young LLP As Our Independent Auditors For 2024
AUDIT-RELATED
ISSUER
451150
0
FOR
451150
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Diane M. Bryant
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Gayla J. Delly
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Kenneth Y. Hao
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Eddy W. Hartenstein
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Check Kian Low
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Justine F. Page
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Henry S. Samueli
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Hock E. Tan
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Election of Directors: Harry L. Yo
DIRECTOR ELECTIONS
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending November 3, 2024.
AUDIT-RELATED
ISSUER
11100
0
FOR
11100
FOR
S000005511
Broadcom Inc.
11135F101
04/22/2024
Advisory vote to approve the named executive officer compensation.
SECTION 14A SAY-ON-PAY VOTES
ISSUER
11100
0
FOR
11100
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Michael J. Angelakis
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Angela F. Braly
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Gregory J. Goff
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: John D. Harris II
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Kaisa H. Hietala
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Joseph L. Hooley
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Steven A. Kandarian
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Alexander A. Karsner
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Lawrence W. Kellner
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Dina Powell McCormick
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Jeffrey W. Ubben
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Election of Directors: Darren W. Woods
DIRECTOR ELECTIONS
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Ratification of Independent Auditors
AUDIT-RELATED
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Advisory Vote to Approve Executive Compensation
SECTION 14A SAY-ON-PAY VOTES
ISSUER
615150
0
FOR
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Revisit Executive Pay Incentives for GHG Emission Reductions
COMPENSATION
SECURITY HOLDER
615150
0
AGAINST
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Additional Pay Report on Gender and Racial Basis
DIVERSITY, EQUITY, AND INCLUSION
SECURITY HOLDER
615150
0
AGAINST
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Report on Plastic Production Under SCS Scenario
ENVIRONMENT OR CLIMATE
SECURITY HOLDER
615150
0
AGAINST
615150
FOR
S000005511
Exxon Mobil Corporation
30231G102
05/29/2024
Additional Social Impact Report
ENVIRONMENT OR CLIMATE
SECURITY HOLDER
615150
0
AGAINST
615150
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Brian Halligan
DIRECTOR ELECTIONS
ISSUER
23700
0
FOR
23700
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Ron Gill
DIRECTOR ELECTIONS
ISSUER
23700
0
FOR
23700
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Jill Ward
DIRECTOR ELECTIONS
ISSUER
23700
0
FOR
23700
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024.
AUDIT-RELATED
ISSUER
23700
0
FOR
23700
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Non-binding advisory vote to approve the compensation of the Company's named executive officers.
SECTION 14A SAY-ON-PAY VOTES
ISSUER
23700
0
FOR
23700
FOR
S000005511
Hubspot, Inc.
443573100
06/11/2024
Approve the HubSpot, Inc. 2024 Stock Option and Incentive Plan.
COMPENSATION
ISSUER
23700
0
AGAINST
23700
AGAINST
S000005511
Hubspot, Inc.
443573100
06/11/2024
Approve an amendment to the HubSpot, Inc. Seventh Amended and Restated Certificate of Incorporation to limit the liability of certain officers in certain circumstances as permitted pursuant to recent amendments to Delaware law.
CORPORATE GOVERNANCE
ISSUER
23700
0
FOR
23700
FOR
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Livent Transaction Agreement Proposal: Adopt the Transaction Agreement, dated as of May 10, 2023, as amended by the Amendment to Transaction Agreement, dated as of August 2, 2023 and the Second Amendment to Transaction Agreement, dated as of November 5, 2023 (and as it may be further amended from time to time, the "Transaction Agreement"), among Livent, Allkem Limited, Arcadium Lithium plc (f/k/a Allkem Livent plc, f/k/a Lightning-A Limited) ("NewCo") and Lightning-A Merger Sub, Inc. ("Merger Sub"), pursuant to which, among other transactions, Merger Sub will merge with and into Livent, with Livent surviving the merger as a wholly owned subsidiary of NewCo (the "merger"), and each share of Livent common stock, par value $0.001 per share, other than certain excluded shares, will be converted into the right to receive 2.406 ordinary shares, par value $1.00 per share, of NewCo (the "NewCo Shares"), and approve the transactions contemplated by the Transaction Agreement, including the merger (collectively, the "Transaction") (Proposal 1).
EXTRAORDINARY TRANSACTIONS
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Livent Compensation Proposal: Approve, in a non- binding, advisory vote, the compensation that may be paid or become payable to Livent's named executive officers in connection with the Transaction (Proposal 2).
SECTION 14A SAY-ON-PAY VOTES
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo setting forth the requirements for shareholder nominations and other proposals to be considered at an annual general meeting of NewCo or an extraordinary general meeting of NewCo (Proposal 3).
SHAREHOLDER RIGHTS AND DEFENSES
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo to the effect that directors may be removed from office by ordinary resolution of the NewCo shareholders only for cause (Proposal 4).
CORPORATE GOVERNANCE
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo establishing that the holders of NewCo Shares representing at least a majority of the voting power of the shares entitled to vote at such meeting will be a quorum of shareholders (Proposal 5).
CORPORATE GOVERNANCE
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
Livent Corporation
53814L108
12/19/2023
Approval of the Adjournment Proposal: Approve one or more adjournments of the special meeting of Livent stockholders to a later date or dates for any purpose if necessary or appropriate, including if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Transaction Agreement and approve the Transaction (Proposal 6).
CORPORATE GOVERNANCE
ISSUER
773500
0
TAKE NO ACTION
773500
NONE
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Robert K. Burgess
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Tench Coxe
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: John O. Dabiri
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Persis S. Drell
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Jen-Hsun Huang
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Dawn Hudson
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Harvey C. Jones
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Melissa B. Lora
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Stephen C. Neal
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: A. Brooke Seawell
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Aarti Shah
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Election of Director: Mark A. Stevens
DIRECTOR ELECTIONS
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Advisory approval of our executive compensation.
SECTION 14A SAY-ON-PAY VOTES
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2025.
AUDIT-RELATED
ISSUER
14350
0
FOR
14350
FOR
S000005511
NVIDIA Corporation
67066G104
06/26/2024
Advisory approval of a stockholder proposal to replace the supermajority voting provisions in our charter and bylaws with a simple majority voting standard.
SHAREHOLDER RIGHTS AND DEFENSES
SECURITY HOLDER
14350
0
FOR
14350
NONE
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
Election of Class III Director: Nikesh Arora
DIRECTOR ELECTIONS
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
Election of Class III Director: Aparna Bawa
DIRECTOR ELECTIONS
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
Election of Class III Director: Carl Eschenbach
DIRECTOR ELECTIONS
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
Election of Class III Director: Lorraine Twohill
DIRECTOR ELECTIONS
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2024.
AUDIT-RELATED
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
To approve, on an advisory basis, the compensation of our named executive officers.
SECTION 14A SAY-ON-PAY VOTES
ISSUER
63950
0
FOR
63950
FOR
S000005511
Palo Alto Networks, Inc.
697435105
12/12/2023
To approve an amendment to the 2021 Palo Alto Networks, Inc. Equity Incentive Plan.
COMPENSATION
ISSUER
63950
0
AGAINST
63950
AGAINST
S000005511