0000928816-24-001309.txt : 20240829 0000928816-24-001309.hdr.sgml : 20240829 20240829102546 ACCESSION NUMBER: 0000928816-24-001309 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 EFFECTIVENESS DATE: 20240829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND CENTRAL INDEX KEY: 0000081247 ORGANIZATION NAME: IRS NUMBER: 042493360 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-02280 FILM NUMBER: 241259756 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177601000 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND DATE OF NAME CHANGE: 19841212 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 0000081247 S000005511 PUTNAM CONVERTIBLE SECURITIES FUND C000015003 Class C Shares C000015004 Class A Shares PCONX C000015005 Class B Shares PCNBX C000015007 Class R Shares PCVRX C000015008 Class Y Shares PCGYX C000153039 CLASS I C000202780 Class R6 Shares N-PX 1 primary_doc.xml N-PX RMIC LIVE 0000081247 XXXXXXXX false false N-1A 06/30/2024 S000005511 C000015003 C000015004 C000015005 C000015007 C000015008 C000153039 C000202780 YEAR 2024 PUTNAM CONVERTIBLE SECURITIES FUND 617-292-1000

100 FEDERAL STREET BOSTON MA 02110

Stephen J. Tate, Vice President and Chief Legal Officer

100 FEDERAL STREET BOSTON MA 02110

FUND VOTING REPORT 811-02280 N 0 1 S000005511 Putnam Convertible Securities Fund MFUGQW3FOQNH8167YS65 PUTNAM CONVERTIBLE SECURITIES FUND Stephen J. Tate Stephen J. Tate Vice President, Chief Legal Officer 08/29/2024 PROXY VOTING RECORD 2 a_16_npx.xml ATI Inc. 01741R102 05/16/2024 Election Of Director: Herbert J. Carlisle DIRECTOR ELECTIONS ISSUER 451150 0 FOR 451150 FOR S000005511 ATI Inc. 01741R102 05/16/2024 Election Of Director: David P. Hess DIRECTOR ELECTIONS ISSUER 451150 0 FOR 451150 FOR S000005511 ATI Inc. 01741R102 05/16/2024 Election Of Director: Marianne Kah DIRECTOR ELECTIONS ISSUER 451150 0 FOR 451150 FOR S000005511 ATI Inc. 01741R102 05/16/2024 Election Of Director: Ruby Sharma DIRECTOR ELECTIONS ISSUER 451150 0 FOR 451150 FOR S000005511 ATI Inc. 01741R102 05/16/2024 Advisory Vote To Approve The Compensation Of Our Named Executive Officers SECTION 14A SAY-ON-PAY VOTES ISSUER 451150 0 FOR 451150 FOR S000005511 ATI Inc. 01741R102 05/16/2024 Ratification Of The Selection Of Ernst & Young LLP As Our Independent Auditors For 2024 AUDIT-RELATED ISSUER 451150 0 FOR 451150 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Diane M. Bryant DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Gayla J. Delly DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Kenneth Y. Hao DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Eddy W. Hartenstein DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Check Kian Low DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Justine F. Page DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Henry S. Samueli DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Hock E. Tan DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Election of Directors: Harry L. Yo DIRECTOR ELECTIONS ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending November 3, 2024. AUDIT-RELATED ISSUER 11100 0 FOR 11100 FOR S000005511 Broadcom Inc. 11135F101 04/22/2024 Advisory vote to approve the named executive officer compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 11100 0 FOR 11100 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Michael J. Angelakis DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Angela F. Braly DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Gregory J. Goff DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: John D. Harris II DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Kaisa H. Hietala DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Joseph L. Hooley DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Steven A. Kandarian DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Alexander A. Karsner DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Lawrence W. Kellner DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Dina Powell McCormick DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Jeffrey W. Ubben DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Election of Directors: Darren W. Woods DIRECTOR ELECTIONS ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Ratification of Independent Auditors AUDIT-RELATED ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Advisory Vote to Approve Executive Compensation SECTION 14A SAY-ON-PAY VOTES ISSUER 615150 0 FOR 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Revisit Executive Pay Incentives for GHG Emission Reductions COMPENSATION SECURITY HOLDER 615150 0 AGAINST 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Additional Pay Report on Gender and Racial Basis DIVERSITY, EQUITY, AND INCLUSION SECURITY HOLDER 615150 0 AGAINST 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Report on Plastic Production Under SCS Scenario ENVIRONMENT OR CLIMATE SECURITY HOLDER 615150 0 AGAINST 615150 FOR S000005511 Exxon Mobil Corporation 30231G102 05/29/2024 Additional Social Impact Report ENVIRONMENT OR CLIMATE SECURITY HOLDER 615150 0 AGAINST 615150 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Brian Halligan DIRECTOR ELECTIONS ISSUER 23700 0 FOR 23700 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Ron Gill DIRECTOR ELECTIONS ISSUER 23700 0 FOR 23700 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Elect three Class I directors to hold office until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified, subject to their earlier resignation or removal: Jill Ward DIRECTOR ELECTIONS ISSUER 23700 0 FOR 23700 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. AUDIT-RELATED ISSUER 23700 0 FOR 23700 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Non-binding advisory vote to approve the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 23700 0 FOR 23700 FOR S000005511 Hubspot, Inc. 443573100 06/11/2024 Approve the HubSpot, Inc. 2024 Stock Option and Incentive Plan. COMPENSATION ISSUER 23700 0 AGAINST 23700 AGAINST S000005511 Hubspot, Inc. 443573100 06/11/2024 Approve an amendment to the HubSpot, Inc. Seventh Amended and Restated Certificate of Incorporation to limit the liability of certain officers in certain circumstances as permitted pursuant to recent amendments to Delaware law. CORPORATE GOVERNANCE ISSUER 23700 0 FOR 23700 FOR S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Livent Transaction Agreement Proposal: Adopt the Transaction Agreement, dated as of May 10, 2023, as amended by the Amendment to Transaction Agreement, dated as of August 2, 2023 and the Second Amendment to Transaction Agreement, dated as of November 5, 2023 (and as it may be further amended from time to time, the "Transaction Agreement"), among Livent, Allkem Limited, Arcadium Lithium plc (f/k/a Allkem Livent plc, f/k/a Lightning-A Limited) ("NewCo") and Lightning-A Merger Sub, Inc. ("Merger Sub"), pursuant to which, among other transactions, Merger Sub will merge with and into Livent, with Livent surviving the merger as a wholly owned subsidiary of NewCo (the "merger"), and each share of Livent common stock, par value $0.001 per share, other than certain excluded shares, will be converted into the right to receive 2.406 ordinary shares, par value $1.00 per share, of NewCo (the "NewCo Shares"), and approve the transactions contemplated by the Transaction Agreement, including the merger (collectively, the "Transaction") (Proposal 1). EXTRAORDINARY TRANSACTIONS ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Livent Compensation Proposal: Approve, in a non- binding, advisory vote, the compensation that may be paid or become payable to Livent's named executive officers in connection with the Transaction (Proposal 2). SECTION 14A SAY-ON-PAY VOTES ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo setting forth the requirements for shareholder nominations and other proposals to be considered at an annual general meeting of NewCo or an extraordinary general meeting of NewCo (Proposal 3). SHAREHOLDER RIGHTS AND DEFENSES ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo to the effect that directors may be removed from office by ordinary resolution of the NewCo shareholders only for cause (Proposal 4). CORPORATE GOVERNANCE ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Livent Amendments Proposal: Approve, in a non- binding, advisory vote, a provision of the articles of association of NewCo establishing that the holders of NewCo Shares representing at least a majority of the voting power of the shares entitled to vote at such meeting will be a quorum of shareholders (Proposal 5). CORPORATE GOVERNANCE ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 Livent Corporation 53814L108 12/19/2023 Approval of the Adjournment Proposal: Approve one or more adjournments of the special meeting of Livent stockholders to a later date or dates for any purpose if necessary or appropriate, including if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Transaction Agreement and approve the Transaction (Proposal 6). CORPORATE GOVERNANCE ISSUER 773500 0 TAKE NO ACTION 773500 NONE S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Robert K. Burgess DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Tench Coxe DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: John O. Dabiri DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Persis S. Drell DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Jen-Hsun Huang DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Dawn Hudson DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Harvey C. Jones DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Melissa B. Lora DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Stephen C. Neal DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: A. Brooke Seawell DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Aarti Shah DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Election of Director: Mark A. Stevens DIRECTOR ELECTIONS ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Advisory approval of our executive compensation. SECTION 14A SAY-ON-PAY VOTES ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2025. AUDIT-RELATED ISSUER 14350 0 FOR 14350 FOR S000005511 NVIDIA Corporation 67066G104 06/26/2024 Advisory approval of a stockholder proposal to replace the supermajority voting provisions in our charter and bylaws with a simple majority voting standard. SHAREHOLDER RIGHTS AND DEFENSES SECURITY HOLDER 14350 0 FOR 14350 NONE S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 Election of Class III Director: Nikesh Arora DIRECTOR ELECTIONS ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 Election of Class III Director: Aparna Bawa DIRECTOR ELECTIONS ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 Election of Class III Director: Carl Eschenbach DIRECTOR ELECTIONS ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 Election of Class III Director: Lorraine Twohill DIRECTOR ELECTIONS ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2024. AUDIT-RELATED ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 To approve, on an advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 63950 0 FOR 63950 FOR S000005511 Palo Alto Networks, Inc. 697435105 12/12/2023 To approve an amendment to the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. COMPENSATION ISSUER 63950 0 AGAINST 63950 AGAINST S000005511