-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CLt2TcYiZ+DAkLuLNBE1wcgs1t6nbAK7Ee6BVhKGfg/MIYfDqSDF+g1x/dl4Vtfh KEV4QwsncR+gHNMlj2Psfg== 0000928816-04-000703.txt : 20040830 0000928816-04-000703.hdr.sgml : 20040830 20040830112635 ACCESSION NUMBER: 0000928816-04-000703 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST CENTRAL INDEX KEY: 0000081247 IRS NUMBER: 042493360 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-02280 FILM NUMBER: 041004237 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND DATE OF NAME CHANGE: 19841212 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 N-PX 1 cgt1.txt PUTNAM CONVERTIBLE INCOME-GROWTH TRUST FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: File No. 811-2280 Putnam Convertible Income-Growth Trust - ------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Post Office Square, Boston, Massachusetts 02109 - ------------------------------------------------------------------------- (Address of principal executive offices) Beth S. Mazor, Vice President Putnam Convertible Income-Growth Trust One Post Office Square Boston, Massachusetts 02109 Copy To: John W. Gerstmayr, Esq. Ropes & Gray LLP One International Place Boston, Massachusetts 02110 - ------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (617) 292-1000 Date of Fiscal year-end: 10/31 Date of reporting period: 7/1/2003 - 6/30/2004 Item 1. Proxy Voting Record Account Number: Putnam Convertible Income-Growth Trust
ISSUER NAME TICKER CUSIP MTG DATE MTG TYPE Proposal Type Voted? Vote For/Agnst Mgmt - -------------------------------------------------------------------------------------------------------------------------------- Altria Group, Inc. MO 02209S103 4/29/04 Annual 1.10 Elect Director Elizabeth E. Bailey MGMT YES FOR FOR Elect Director Stephen M. Wolf 1.20 Elect Director Mathis Cabiallavetta MGMT YES FOR FOR 1.30 Elect Director Louis C. Camilleri MGMT YES FOR FOR 1.40 Elect Director J. Dudley Fishburn MGMT YES FOR FOR 1.50 Elect Director Robert E. R. Huntley MGMT YES FOR FOR 1.60 Elect Director Thomas W. Jones MGMT YES FOR FOR 1.70 Elect Director Lucio A. Noto MGMT YES FOR FOR 1.80 Elect Director John S. Reed MGMT YES FOR FOR 1.90 Elect Director Carlos Slim Helu MGMT YES FOR FOR 2.00 Ratify Auditors MGMT YES FOR FOR 3.00 Report on Product Warnings for SHLDR YES AGNST FOR Pregnant Women 4.00 Report on Health Risks Associated SHLDR YES AGNST FOR with Cigarette Filters 5.00 Political Contributions/Activities SHLDR YES AGNST FOR 6.00 Cease Use of Light and Ultra Light SHLDR YES AGNST FOR in Cigarette Marketing 7.00 Place Canadian Style Warnings SHLDR YES AGNST FOR on Cigarette Packaging 8.00 Separate Chairman and CEO Positions SHLDR YES AGNST FOR Bank of America Corp. BAC 060505104 5/26/04 Annual 1.10 Elect Director William Barnet, III MGMT YES FOR FOR Elect Director Walter E. Massey 1.11 Elect Director Thomas J. May MGMT YES FOR FOR 1.12 Elect Director C. Steven McMillan MGMT YES FOR FOR 1.13 Elect Director Eugene M. McQuade MGMT YES FOR FOR 1.14 Elect Director Patricia E. Mitchell MGMT YES FOR FOR 1.15 Elect Director Edward L. Romero MGMT YES FOR FOR 1.16 Elect Director Thomas M. Ryan MGMT YES FOR FOR 1.17 Elect Director O. Temple Sloan, Jr. MGMT YES FOR FOR 1.18 Elect Director Meredith R. Spangler MGMT YES FOR FOR 1.19 Elect Director Jackie M. Ward MGMT YES FOR FOR 1.20 Elect Director Charles W. Coker MGMT YES FOR FOR 1.30 Elect Director John T. Collins MGMT YES FOR FOR 1.40 Elect Director Gary L. Countryman MGMT YES FOR FOR 1.50 Elect Director Paul Fulton MGMT YES FOR FOR 1.60 Elect Director Charles K. Gifford MGMT YES FOR FOR 1.70 Elect Director Donald E. Guinn MGMT YES FOR FOR 1.80 Elect Director James H. Hance, Jr. MGMT YES FOR FOR 1.90 Elect Director Kenneth D. Lewis MGMT YES FOR FOR 2.00 Ratify Auditors MGMT YES FOR FOR 3.00 Change Date of Annual Meeting SHLDR YES AGNST FOR 4.00 Adopt Nomination Procedures for the Board SHLDR YES AGNST FOR 5.00 Charitable Contributions SHLDR YES AGNST FOR 6.00 Establish Independent Committee SHLDR YES AGNST FOR to Review Mutual Fund Policy 7.00 Adopt Standards Regarding Privacy SHLDR YES AGNST FOR and Information Security Fannie Mae FNM 313586109 5/25/04 Annual 1.10 Elect Director Stephen B. Ashley MGMT YES FOR FOR Elect Director Joe K. Pickett 1.11 Elect Director Leslie Rahl MGMT YES FOR FOR 1.12 Elect Director Franklin D. Raines MGMT YES FOR FOR 1.13 Elect Director H. Patrick Swygert MGMT YES FOR FOR 1.20 Elect Director Kenneth M. Duberstein MGMT YES AGNST AGNST 1.30 Elect Director Thomas P. Gerrity MGMT YES FOR FOR 1.40 Elect Director Timothy Howard MGMT YES FOR FOR 1.50 Elect Director Ann Korologos MGMT YES FOR FOR 1.60 Elect Director Frederic V. Malek MGMT YES FOR FOR 1.70 Elect Director Donald B. Marron MGMT YES FOR FOR 1.80 Elect Director Daniel H. Mudd MGMT YES FOR FOR 1.90 Elect Director Anne M. Mulcahy MGMT YES FOR FOR 2.00 Ratify Auditors MGMT YES FOR FOR 3.00 Amend Employee Stock Purchase Plan MGMT YES FOR FOR 4.00 Provide for Cumulative Voting SHLDR YES AGNST FOR Halliburton Co. HAL 406216101 5/19/04 Annual 1.10 Elect Director Robert L. Crandall MGMT YES FOR FOR Elect Director Debra L. Reed 1.11 Elect Director C. J. Silas MGMT YES FOR FOR 1.20 Elect Director Kenneth T. Derr MGMT YES FOR FOR 1.30 Elect Director Charles J. DiBona MGMT YES FOR FOR 1.40 Elect Director W. R. Howell MGMT YES FOR FOR 1.50 Elect Director Ray L. Hunt MGMT YES FOR FOR 1.60 Elect Director David J. Lesar MGMT YES FOR FOR 1.70 Elect Director Aylwin B. Lewis MGMT YES FOR FOR 1.80 Elect Director J. Landis Martin MGMT YES FOR FOR 1.90 Elect Director Jay A. Precourt MGMT YES FOR FOR 2.00 Increase Authorized Common Stock MGMT YES FOR FOR 3.00 Review/Report on Operations in Iran SHLDR YES AGNST FOR 4.00 Require Affirmative Vote of SHLDR YES AGNST FOR a Majority of the Shares to Elect Directors 5.00 Separate Chairman and CEO Positions SHLDR YES AGNST FOR King Pharmaceuticals Inc. KG 495582108 11/4/03 Annual 1.10 Elect Director Earnest W. Deavenport, Jr. MGMT YES FOR FOR as Class II Director 1.20 Elect Director Elizabeth M. Greetham MGMT YES FOR FOR as Class II Director 1.30 Elect Director James R. Lattanzi MGMT YES FOR FOR as Class III Director 1.40 Elect Director Philip M. Pfeffer MGMT YES FOR FOR as Class II Director 1.50 Elect Director Ted G. Wood MGMT YES FOR FOR as Class I Director 2.00 Ratify Auditors MGMT YES FOR FOR Masco Corp. MAS 574599106 5/11/04 Annual 1.10 Elect Director Peter A. Dow MGMT YES FOR FOR 1.20 Elect Director Anthony F. Earley, Jr. MGMT YES FOR FOR 1.30 Elect Director Wayne B. Lyon MGMT YES FOR FOR 1.40 Elect Director David L. Johnston MGMT YES FOR FOR 1.50 Elect Director J. Michael Losh MGMT YES FOR FOR 2.00 Approve Executive Incentive Bonus Plan MGMT YES FOR FOR 3.00 Ratify Auditors MGMT YES FOR FOR Ohm Corp. 670839AA7 3/22/04 Annual 1.00 THE PLAN MGMT NO State Street Corp. (Boston) STT 857477202 4/21/04 Annual 1.10 Elect Director Kennett Burnes MGMT YES FOR FOR 1.20 Elect Director David Gruber MGMT YES FOR FOR 1.30 Elect Director Linda Hill MGMT YES FOR FOR 1.40 Elect Director Charles Lamantia MGMT YES FOR FOR 1.50 Elect Director Robert Weissman MGMT YES FOR FOR 2.00 Exempt Board of Directors from SHLDR YES FOR AGNST Massachusetts General Laws, Chapter 156B, Section 50A(a)
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item: 1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and 2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Putnam Convertible Income-Growth Trust - ------------------------------------------------------------------------- (Registrant) By: /s/ Charles E. Porter*, Executive Vice President, Associate Treasurer and Principal Executive Officer ------------------------------------------------------------------ (Signature & Title) Date: August 23, 2004 ------------------------------------------------------------------ * By Jonathan S. Horwitz, pursuant to a Power-of-Attorney -----END PRIVACY-ENHANCED MESSAGE-----