0000869392-22-001941.txt : 20220830
0000869392-22-001941.hdr.sgml : 20220830
20220830121248
ACCESSION NUMBER: 0000869392-22-001941
CONFORMED SUBMISSION TYPE: NPORT-P/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220430
FILED AS OF DATE: 20220830
DATE AS OF CHANGE: 20220830
PERIOD START: 20221031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 221213437
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177601000
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000202780
Class R6 Shares
NPORT-P/A
1
primary_doc.xml
NPORT-P/A
false
0000869392-22-001239
0000081247
XXXXXXXX
S000005511
C000202780
C000153039
C000015007
C000015005
C000015003
C000015004
C000015008
Putnam Convertible Securities Fund
811-02280
0000081247
MFUGQW3FOQNH8167YS65
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Putnam Convertible Securities Fund
S000005511
MFUGQW3FOQNH8167YS65
2022-10-31
2022-04-30
N
808357733.25
20461766.29
787895966.96
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0
USD
N
TESLA INC
54930043XZGB27CTOV49
COMMON STOCK
88160R101
3175
NS
USD
2764663
0.350891883692
Long
EC
CORP
US
N
1
N
N
N
SERVICENOW INC
549300HJTQM36M0E1G39
COMMON STOCK
81762P102
4910
NS
USD
2347471
0.297941745921
Long
EC
CORP
US
N
1
N
N
N
GT ADVANCED TECHNOLOGIES INC
CC3ZPVRUVFT7LNKH2Y90
COMMON STOCK
361ESC023
552
NS
USD
0
0.000000000000
Long
EC
CORP
US
N
3
N
N
N
TERADYNE INC
C3X4YJ278QNZHRJULN75
COMMON STOCK
880770102
11620
NS
USD
1225445.2
0.155533884090
Long
EC
CORP
US
N
1
N
N
ANTHEM INC
8MYN82XMYQH89CTMTH67
COMMON STOCK
036752103
5660
NS
USD
2840923.8
0.360570928033
Long
EC
CORP
US
N
1
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
COMMON STOCK
060505104
165325
NS
USD
5898796
0.748677014144
Long
EC
CORP
US
N
1
N
N
N
BUNGE LTD
5493007M0RIN8HY3MM77
COMMON STOCK
G16962105
32316
NS
USD
3655585.92
0.463968096461
Long
EC
CORP
US
N
1
N
N
N
PENN NATIONAL GAMING INC
N/A
COMMON STOCK
707569109
46525
NS
USD
1701419.25
0.215944657842
Long
EC
CORP
US
N
1
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
COMMON STOCK
595017104
44424
NS
USD
2896444.8
0.367617670538
Long
EC
CORP
US
N
1
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONV. NOTE
169483AE4
3544000
PA
USD
198464
0.025189112310
Long
DBT
CORP
CN
N
3
2022-12-16
Fixed
6.25
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONV. NOTE
531229AB8
3306000
PA
USD
4297800
0.545478106276
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.375
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY BRAVES
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY SIRIUSXM
COMMON STOCK
USD
XXXX
N
N
N
INNOVIVA INC
549300ACOX4QTBES6535
CONV. NOTE
45781MAB7
4435000
PA
USD
5294281.25
0.671951814962
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
2.5
N
N
N
N
N
INNOVIVA INC
COMMON STOCK
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONV. NOTE
207410AF8
2950000
PA
USD
4619742.24
0.586339115026
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.625
N
N
N
N
N
CONMED CORP
COMMON STOCK
USD
XXXX
N
N
N
MATCH GROUP FINANCECO 2 INC
549300IPGK4BWL134U96
CONV. NOTE
44932FAA5
5408000
PA
USD
6184048
0.784881286277
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.875
N
N
N
N
N
MATCH GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
CONV. NOTE
759916AB5
2010000
PA
USD
2971785
0.377179872042
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
.375
N
N
N
N
N
REPLIGEN CORP
COMMON STOCK
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
CONV. NOTE
83304AAB2
1260000
PA
USD
1854090
0.235321676687
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
.75
N
N
N
N
N
SNAP INC
COMMON STOCK
USD
XXXX
N
N
N
IRONWOOD PHARMACEUTICALS INC
549300PC8MR6QHH6P296
CONV. NOTE
46333XAH1
5830000
PA
USD
6608305
0.838728116035
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
1.5
N
N
N
N
N
IRONWOOD PHARMACEUTICALS INC
COMMON STOCK
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAL5
8716000
PA
USD
9587600
1.216861159601
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
.375
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAK7
3499000
PA
USD
4303770
0.546235820524
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
529900809B15HNZH5H79
CONV. NOTE
78781PAB1
1488000
PA
USD
3367344
0.427384342757
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
.125
N
N
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
WINNEBAGO INDUSTRIES INC
549300B7OYKYJLTE3G11
CONV. NOTE
974637AB6
3150000
PA
USD
3365775
0.427185204791
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
1.5
N
N
N
N
N
WINNEBAGO INDUSTRIES INC
COMMON STOCK
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
CONV. NOTE
55024UAD1
6030000
PA
USD
6304968
0.800228490105
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
.5
N
N
N
N
N
LUMENTUM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
MONGODB INC
549300TPTG69WKWE1Z37
CONV. NOTE
60937PAD8
2875000
PA
USD
5146250
0.653163642893
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
.25
N
N
N
N
N
MONGODB INC
COMMON STOCK
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
CONV. NOTE
30063PAC9
6695000
PA
USD
5382780
0.683184103705
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
.375
N
N
N
N
N
EXACT SCIENCES CORP
COMMON STOCK
USD
XXXX
N
N
N
BLOCK INC
549300OHIIUWSTIZME52
CONV. NOTE
852234AF0
3170000
PA
USD
3532568.75
0.448354719168
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
.125
N
N
N
N
N
BLOCK INC
COMMON STOCK
USD
XXXX
N
N
N
BOOKING HOLDINGS INC
FXM8FAOHMYDIPD38UZ17
CONV. NOTE
09857LAN8
7410000
PA
USD
10299900
1.307266496076
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.75
N
N
N
N
N
BOOKING HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
BURLINGTON STORES INC
5299003Z37DVGKKC1W09
CONV. NOTE
122017AB2
5199000
PA
USD
6235550.63
0.791418016018
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
2.25
N
N
N
N
N
BURLINGTON STORES INC
COMMON STOCK
USD
XXXX
N
N
N
DICK'S SPORTING GOODS INC
529900SSBV5I4LWSK313
CONV. NOTE
253393AD4
1125000
PA
USD
3375000
0.428356044647
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
3.25
N
N
N
N
N
DICK'S SPORTING GOODS INC
COMMON STOCK
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
CONV. NOTE
844741BG2
10933000
PA
USD
14929011.5
1.894794760481
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25
N
N
N
N
N
SOUTHWEST AIRLINES CO
COMMON STOCK
USD
XXXX
N
N
N
EQT CORP
4NT01YGM4X7ZX86ISY52
CONV. NOTE
26884LAK5
5735000
PA
USD
15613537.5
1.981675012279
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
1.75
N
N
N
N
N
EQT CORP
COMMON STOCK
USD
XXXX
N
N
N
AMERICAN EAGLE OUTFITTERS INC
5299001Z9HXK01DHW793
CONV. NOTE
02553EAB2
850000
PA
USD
1624031.25
0.206122548928
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
3.75
N
N
N
N
N
AMERICAN EAGLE OUTFITTERS INC
COMMON STOCK
USD
XXXX
N
N
N
NATIONAL VISION HOLDINGS INC
549300JHURCBLI5ROA42
CONV. NOTE
63845RAB3
2490000
PA
USD
3426987
0.434954250778
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.5
N
N
N
N
N
NATIONAL VISION HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
CONV. NOTE
252131AK3
9485000
PA
USD
9917753.13
1.258764297051
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
.25
N
N
N
N
N
DEXCOM INC
COMMON STOCK
USD
XXXX
N
N
N
ZILLOW GROUP INC
2549002XEELQDIR6FU05
CONV. NOTE
98954MAH4
3067000
PA
USD
3162077
0.401331791582
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.75
N
N
N
N
N
ZILLOW GROUP INC
COMMON STOCK
USD
ZILLOW GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
TANDEM DIABETES CARE INC
549300JEPFOD0K4D3I05
CONV. NOTE
875372AA2
3502000
PA
USD
3897726
0.494700590363
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.5
N
N
N
N
N
TANDEM DIABETES CARE INC
COMMON STOCK
USD
XXXX
N
N
N
ENVISTA HOLDINGS CORP
549300BX623VURJZ5269
CONV. NOTE
29415FAB0
1308000
PA
USD
2560410
0.324968029711
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
2.375
N
N
N
N
N
ENVISTA HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
CONV. NOTE
87918AAF2
6535000
PA
USD
4845702.5
0.615018061166
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
1.25
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
PIONEER NATURAL RESOURCES CO
FY8JBF7CCL2VE4F1B628
CONV. NOTE
723787AP2
8420000
PA
USD
18532420
2.352140482646
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
.25
N
N
N
N
N
PIONEER NATURAL RESOURCES CO
COMMON STOCK
USD
XXXX
N
N
N
LYFT INC
549300H7I5VN334XVZ52
CONV. NOTE
55087PAB0
3010000
PA
USD
3375715
0.428446792668
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.5
N
N
N
N
N
LYFT INC
COMMON STOCK
USD
XXXX
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
CONV. NOTE
443573AD2
1482000
PA
USD
2214108
0.281015272682
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.375
N
N
N
N
N
HUBSPOT INC
COMMON STOCK
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
CONV. NOTE
848637AF1
7225000
PA
USD
6480825
0.822548314977
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
1.125
N
N
N
N
N
SPLUNK INC
COMMON STOCK
USD
XXXX
N
N
N
PALO ALTO NETWORKS INC
549300QXR2YVZV231H43
CONV. NOTE
697435AF2
12450000
PA
USD
23866650
3.029162605323
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.375
N
N
N
N
N
PALO ALTO NETWORKS INC
COMMON STOCK
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
CONV. NOTE
679295AF2
8711000
PA
USD
7851198.17
0.996476501878
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.375
N
N
N
N
N
OKTA INC
COMMON STOCK
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
CONV. NOTE
22266LAF3
6009000
PA
USD
4885317
0.620045945767
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.375
N
N
N
N
N
COUPA SOFTWARE INC
COMMON STOCK
USD
XXXX
N
N
N
ZENDESK INC
549300SLI6BN94BKKO36
CONV. NOTE
98936JAD3
5610000
PA
USD
7096650
0.900709014590
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
.625
N
N
N
N
N
ZENDESK INC
COMMON STOCK
USD
XXXX
N
N
N
DATADOG INC
549300F6JNO0KRPO1K63
CONV. NOTE
23804LAB9
2880000
PA
USD
4282560
0.543543840759
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
.125
N
N
N
N
N
DATADOG INC
COMMON STOCK
USD
XXXX
N
N
N
ZSCALER INC
529900MZ0RTK1BWRNF46
CONV. NOTE
98980GAB8
3120000
PA
USD
4631640
0.587849182408
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
.125
N
N
N
N
N
ZSCALER INC
COMMON STOCK
USD
XXXX
N
N
N
PACIRA BIOSCIENCES INC
N/A
CONV. NOTE
695127AF7
5050000
PA
USD
6075781.25
0.771140036856
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
.75
N
N
N
N
N
PACIRA BIOSCIENCES INC
COMMON STOCK
USD
XXXX
N
N
N
NCL CORP LTD
UNZWILHE4KMRP9K2L524
CONV. NOTE
62886HAX9
2349000
PA
USD
3175848
0.403079611164
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
5.375
N
N
N
N
N
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
USD
XXXX
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
CONV. NOTE
94419LAM3
5175000
PA
USD
3863819.77
0.490397201157
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
.625
N
N
N
N
N
WAYFAIR INC
COMMON STOCK
USD
XXXX
N
N
N
ENVESTNET INC
549300HLWZ5OKIDM8737
CONV. NOTE
29404KAE6
5289000
PA
USD
5229498.75
0.663729600010
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
.75
N
N
N
N
N
ENVESTNET INC
COMMON STOCK
USD
XXXX
N
N
N
MIDDLEBY CORP/THE
JDFO86U9VQRBKW5KYA35
CONV. NOTE
596278AB7
4486000
PA
USD
5857033.75
0.743376536448
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
1
N
N
N
N
N
MIDDLEBY CORP/THE
COMMON STOCK
USD
XXXX
N
N
N
OMNICELL INC
5493008RH0GTKHHPZI77
CONV. NOTE
68213NAD1
3089000
PA
USD
3808737
0.483406078939
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
.25
N
N
N
N
N
OMNICELL INC
COMMON STOCK
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES LTD
K2NEH8QNVW44JIWK7Z55
CONV. NOTE
780153BF8
8826000
PA
USD
10154313
1.288788548973
Long
DBT
CORP
US
N
2
2023-11-15
Fixed
2.875
N
N
N
N
N
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
USD
XXXX
N
N
N
BLOCK INC
549300OHIIUWSTIZME52
CONV. NOTE
852234AK9
5896000
PA
USD
4808188
0.610256709214
Long
DBT
CORP
US
N
2
2027-11-01
Fixed
.25
N
N
N
N
N
BLOCK INC
COMMON STOCK
USD
XXXX
N
N
N
NEOGENOMICS INC
N/A
CONV. NOTE
64049MAB6
6600000
PA
USD
4547400
0.577157415534
Long
DBT
CORP
US
N
2
2028-01-15
Fixed
.25
N
N
N
N
N
NEOGENOMICS INC
COMMON STOCK
USD
XXXX
N
N
N
FUBOTV INC
N/A
CONV. NOTE
35953DAB0
4587000
PA
USD
2671927.5
0.339121865328
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25
N
N
N
N
N
FUBOTV INC
COMMON STOCK
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS INC
529900242I3SV9AGM753
CONV. NOTE
40637HAD1
5380000
PA
USD
4616712.5
0.585954579488
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
.25
N
N
N
N
N
HALOZYME THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
CERIDIAN HCM HOLDING INC
549300T64GVCHFJ8L449
CONV. NOTE
15677JAD0
3961000
PA
USD
3260695.2
0.413848444050
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
.25
N
N
N
N
N
CERIDIAN HCM HOLDING INC
COMMON STOCK
USD
XXXX
N
N
N
CABLE ONE INC
549300648QS85T0XSH18
CONV. NOTE
12685JAG0
3755000
PA
USD
3082855
0.391276910820
Long
DBT
CORP
US
N
2
2028-03-15
Fixed
1.125
N
N
N
N
N
CABLE ONE INC
COMMON STOCK
USD
XXXX
N
N
N
IMAX CORP
5493002KS2T1Q0X7VZ21
CONV. NOTE
45245EAJ8
6951000
PA
USD
6175963.5
0.783855199035
Long
DBT
CORP
CA
N
2
2026-04-01
Fixed
.5
N
N
N
N
N
IMAX CORP
ORDINARY SHARES
CAD
XXXX
N
N
N
JETBLUE AIRWAYS CORP
54930070J9H97ZO93T57
CONV. NOTE
477143AP6
3560000
PA
USD
2894636
0.367388097082
Long
DBT
CORP
US
N
2
2026-04-01
Fixed
.5
N
N
N
N
N
JETBLUE AIRWAYS CORP
COMMON STOCK
USD
XXXX
N
N
N
INSMED INC
529900Q55QAG41CCAC11
CONV. NOTE
457669AB5
3330000
PA
USD
3125205
0.396651985929
Long
DBT
CORP
US
N
2
2028-06-01
Fixed
.75
N
N
N
N
N
INSMED INC
COMMON STOCK
USD
XXXX
N
N
N
JOHN BEAN TECHNOLOGIES CORP
5493007CT6ATBZ2L6826
CONV. NOTE
477839AB0
6442000
PA
USD
6065143
0.769789826873
Long
DBT
CORP
US
N
2
2026-05-15
Fixed
.25
N
N
N
N
N
JOHN BEAN TECHNOLOGIES CORP
COMMON STOCK
USD
XXXX
N
N
N
ETSY INC
54930089Q7XT501AEA40
CONV. NOTE
29786AAN6
7735000
PA
USD
6149325
0.780474232369
Long
DBT
CORP
US
N
2
2028-06-15
Fixed
.25
N
N
N
N
N
ETSY INC
COMMON STOCK
USD
XXXX
N
N
N
CHEESECAKE FACTORY INC/THE
529900872XMLK10SY247
CONV. NOTE
163072AA9
8391000
PA
USD
7163816.25
0.909233775830
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.375
N
N
N
N
N
CHEESECAKE FACTORY INC/THE
COMMON STOCK
USD
XXXX
N
N
N
BENTLEY SYSTEMS INC
549300WVEHPGE0Z56F71
CONV. NOTE
08265TAC3
7489000
PA
USD
6346927.5
0.805554002832
Long
DBT
CORP
US
N
2
2027-07-01
Fixed
.375
N
N
N
N
N
BENTLEY SYSTEMS INC
COMMON STOCK
USD
XXXX
N
N
N
UPWORK INC
5493004QJ6WWBXVE2S70
CONV. NOTE
91688FAA2
5275000
PA
USD
4119775
0.522883118173
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
.25
N
N
N
N
N
UPWORK INC
COMMON STOCK
USD
XXXX
N
N
N
AVALARA INC
549300Q16CMW239SS315
CONV. NOTE
05338GAA4
6278000
PA
USD
5016122
0.636647756855
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
.25
N
N
N
N
N
AVALARA INC
COMMON STOCK
USD
XXXX
N
N
N
UPSTART HOLDINGS INC
549300WNB47JRNENIC75
CONV. NOTE
91680MAA5
3055000
PA
USD
2337075
0.296622282383
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
.25
N
N
N
N
N
UPSTART HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
BIGCOMMERCE HOLDINGS INC
549300MOVEFQ78DMPG58
CONV. NOTE
08975PAA6
5634000
PA
USD
4169160
0.529151077659
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
.25
N
N
N
N
N
BIGCOMMERCE HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
BEAUTY HEALTH CO/THE
5493001Z2JZQT4C63C50
CONV. NOTE
88331LAA6
4618000
PA
USD
3874502
0.491752993095
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
1.25
N
N
N
N
N
BEAUTY HEALTH CO/THE
COMMON STOCK
USD
XXXX
N
N
N
BROOKDALE SENIOR LIVING INC
LH7MQB13NWY7CJ9VC445
CONV. NOTE
112463AB0
5752000
PA
USD
6128756
0.777863608523
Long
DBT
CORP
US
N
2
2026-10-15
Fixed
2
N
N
N
N
N
BROOKDALE SENIOR LIVING INC
COMMON STOCK
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
CONV. NOTE
453204AC3
5260000
PA
USD
4309912.5
0.547015428525
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.125
N
N
N
N
N
IMPINJ INC
COMMON STOCK
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
CONV. NOTE
71375UAE1
5183000
PA
USD
4449605.5
0.564745307324
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
.125
N
N
N
N
N
PERFICIENT INC
COMMON STOCK
USD
XXXX
N
N
N
PATRICK INDUSTRIES INC
549300FZ5ZTCCJ3Z5W14
CONV. NOTE
703343AF0
5120000
PA
USD
4604800
0.584442641300
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.75
N
N
N
N
N
PATRICK INDUSTRIES INC
COMMON STOCK
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
CONV. NOTE
977852AA0
4711000
PA
USD
4711000
0.597921578172
Long
DBT
CORP
US
N
2
2028-02-15
Fixed
.25
N
N
N
N
N
WOLFSPEED INC
COMMON STOCK
USD
XXXX
N
N
N
NCL CORP LTD
UNZWILHE4KMRP9K2L524
CONV. NOTE
62886HBJ9
6130000
PA
USD
5566040
0.706443519628
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
2.5
N
N
N
N
N
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
USD
XXXX
N
N
N
ASCENDIS PHARMA A/S
549300B66JN3W3J8GH73
CONV. NOTE
04351PAC5
3349000
PA
USD
3084429
0.391476683388
Long
DBT
CORP
DK
N
2
2028-04-01
Fixed
2.25
N
N
N
N
N
ASCENDIS PHARMA A/S
COMMON STOCK - ADR
DKK
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
CONVERTIBLE BONDS
25470MAB5
6327000
PA
USD
5425402.5
0.688593764597
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.375
N
N
N
N
N
DISH NETWORK CORP
COMMON STOCK
USD
XXXX
N
N
N
POWERWAVE TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
739363AF6
5121000
PA
USD
512.1
0.000064995891
Long
DBT
CORP
US
N
3
2027-10-01
Fixed
3.875
Y
Y
N
N
N
POWERWAVE TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
NRG ENERGY INC
5E2UPK5SW04M13XY7I38
CONVERTIBLE BONDS
629377CG5
4495000
PA
USD
4756159.5
0.603653235890
Long
DBT
CORP
US
N
2
2048-06-01
Fixed
2.75
N
N
N
N
N
NRG ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY TRIPADVISOR HOLDINGS INC
5299006PCRAU736ZJ155
CONVERTIBLE BONDS
531465AA0
7135000
PA
USD
5633082.5
0.714952574479
Long
DBT
CORP
US
N
2
2051-06-30
Fixed
.5
N
N
N
N
N
TRIPADVISOR INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONVERTIBLE BONDS
531229AJ1
4893000
PA
USD
4692387
0.595559210451
Long
DBT
CORP
US
N
2
2049-12-01
Fixed
2.75
N
N
N
N
N
SIRIUS XM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
169483AC8
3213000
PA
USD
205632
0.026098877088
Long
DBT
CORP
CN
N
3
2022-08-15
Fixed
4
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONVERTIBLE BONDS
531229AK8
5116000
PA
USD
6632894
0.841848959526
Long
DBT
CORP
US
N
2
2050-12-01
Fixed
.5
N
N
N
N
N
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
USD
XXXX
N
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
CONVERTIBLE PREF
28414H202
90127
NS
USD
3578041.9
0.454126185441
Long
EP
CORP
US
N
2
N
N
DTE ENERGY CO
549300IX8SD6XXD71I78
CONVERTIBLE PREF
233331842
151790
NS
USD
7896115.8
1.002177461381
Long
EP
CORP
US
N
2
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
CONVERTIBLE PREF
060505682
4605
NS
USD
5588213.55
0.709257793457
Long
EP
CORP
US
N
2
N
N
N
STANLEY BLACK AND DECKER INC
549300DJ09SMTO561131
CONVERTIBLE PREF
854502846
42985
NS
USD
3326609.15
0.422214262986
Long
EP
CORP
US
N
2
N
N
BROADCOM INC
549300WV6GIDOZJTV909
CONVERTIBLE PREF
11135F200
13297
NS
USD
23042238.33
2.924528020991
Long
EP
CORP
US
N
2
N
N
N
AES CORP/THE
2NUNNB7D43COUIRE5295
CONVERTIBLE PREF
00130H204
79100
NS
USD
6772542
0.859573126911
Long
EP
CORP
US
N
2
N
N
APTIV PLC
N/A
CONVERTIBLE PREF
G6095L117
31740
NS
USD
3913224.6
0.496667677473
Long
EP
CORP
IE
N
2
N
N
N
CLARIVATE PLC
549300WDHIIODXFO0R55
CONVERTIBLE PREF
G21810208
71074
NS
USD
4563661.54
0.579221335224
Long
EP
CORP
GB
N
2
N
N
N
RBC BEARINGS INC
N/A
CONVERTIBLE PREF
75524B203
63148
NS
USD
5625223.84
0.713955150920
Long
EP
CORP
US
N
2
N
N
N
KKR AND CO INC
549300JOHU21WRN2Z451
CONVERTIBLE PREF
48251W401
114723
NS
USD
7436344.86
0.943823191365
Long
EP
CORP
US
N
2
N
N
AMERICAN ELECTRIC POWER CO INC
1B4S6S7G0TW5EE83BO58
CONVERTIBLE PREF
02557T307
122135
NS
USD
6839560
0.868079072214
Long
EP
CORP
US
N
1
N
N
NEXTERA ENERGY INC
N/A
CONVERTIBLE PREF
65339F770
346785
NS
USD
16267684.35
2.064699532956
Long
EP
CORP
US
N
1
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
CONVERTIBLE PREF
235851409
9830
NS
USD
13417950
1.703010367190
Long
EP
CORP
US
N
2
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
CONVERTIBLE PREF
075887406
69215
NS
USD
3505047.6
0.444861726292
Long
EP
CORP
US
N
2
N
N
N
BOSTON SCIENTIFIC CORP
Y6ZDD9FP4P8JSSJMW954
CONVERTIBLE PREF
101137206
57328
NS
USD
6425322.24
0.815503887498
Long
EP
CORP
US
N
2
N
N
T-MOBILE US INC
549300QHIJYOHPACPG31
CONVERTIBLE PREF
901375105
9670
NS
USD
10469999.1
1.328855526498
Long
EP
CORP
US
N
2
N
N
N
PG AND E CORP
8YQ2GSDWYZXO2EDN3511
CONVERTIBLE PREF
69331C140
57695
NS
USD
6819549
0.865539269900
Long
EP
CORP
US
N
2
N
N
N
SABRE CORP
529900VKCYZW8GZ4WW58
CONVERTIBLE PREF
78573M203
40715
NS
USD
5482274.75
0.695812008171
Long
EP
CORP
US
N
2
N
N
N
2020 MANDATORY EXCHANGEABLE TRUST
N/A
CONVERTIBLE PREF
901376202
1830
NS
USD
1352077.2
0.171606056726
Long
EP
CORP
US
N
2
N
N
N
FORD MOTOR CO
20S05OYHG0MQM4VUIC57
CONVERTIBLE ZERO
345370CZ1
11625000
PA
USD
12339937.5
1.566188687018
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0
N
N
N
N
N
FORD MOTOR CO
COMMON STOCK
USD
XXXX
N
N
N
DRAFTKINGS HOLDINGS INC
5493008P45UYYL683Z97
CONVERTIBLE ZERO
26142RAB0
6192000
PA
USD
4114584
0.522224274846
Long
DBT
CORP
US
N
2
2028-03-15
Fixed
0
N
N
N
N
N
DRAFTKINGS HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
CONVERTIBLE ZERO
29978AAE4
5451000
PA
USD
4684453.13
0.594552241215
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0
N
N
N
N
N
EVERBRIDGE INC
COMMON STOCK
USD
XXXX
N
N
N
AIRBNB INC
549300HMUDNO0RY56D37
CONVERTIBLE ZERO
009066AB7
8192000
PA
USD
7507968
0.952913622463
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0
N
N
N
N
N
AIRBNB INC
COMMON STOCK
USD
XXXX
N
N
N
SHAKE SHACK INC
529900J74GJAHYP80N79
CONVERTIBLE ZERO
819047AB7
8025000
PA
USD
6183262.5
0.784781590374
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
0
N
N
N
N
N
SHAKE SHACK INC
COMMON STOCK
USD
XXXX
N
N
N
TWITTER INC
549300I8RX485XMK6836
CONVERTIBLE ZERO
90184LAN2
5037000
PA
USD
4757446.5
0.603816582328
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0
N
N
N
N
N
TWITTER INC
COMMON STOCK
USD
XXXX
N
N
N
ENPHASE ENERGY INC
5493008U7KIGMI59Z314
CONVERTIBLE ZERO
29355AAK3
4890000
PA
USD
4650390
0.590228938212
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
0
N
N
N
N
N
ENPHASE ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
MICROSTRATEGY INC
549300WQTWEJUEHXQX21
CONVERTIBLE ZERO
594972AE1
3840000
PA
USD
2432640
0.308751421763
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
0
N
N
N
N
N
MICROSTRATEGY INC
COMMON STOCK
USD
XXXX
N
N
N
SUNRUN INC
54930007SJ77CI66U531
CONVERTIBLE ZERO
86771WAB1
3301000
PA
USD
2525265
0.320507415432
Long
DBT
CORP
US
N
2
2026-02-01
Fixed
0
N
N
N
N
N
SUNRUN INC
COMMON STOCK
USD
XXXX
N
N
N
BOX INC
549300KQUCPD8687YS68
CONVERTIBLE ZERO
10316TAB0
4417000
PA
USD
5828231.5
0.739720945963
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
0
N
N
N
N
N
BOX INC
COMMON STOCK
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
CONVERTIBLE ZERO
25470MAF6
4410000
PA
USD
3980025
0.505146004917
Long
DBT
CORP
US
N
2
2025-12-15
Fixed
0
N
N
N
N
N
DISH NETWORK CORP
COMMON STOCK
USD
XXXX
N
N
N
NEXTERA ENERGY PARTNERS LP
5493008F4ZOQFNG3WN54
CONVERTIBLE ZERO
65341BAD8
5015000
PA
USD
4857027.5
0.616455433671
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
0
N
N
N
N
N
NEXTERA ENERGY PARTNERS LP
COMMON STOCK
USD
XXXX
N
N
N
VAIL RESORTS INC
529900PSZHRNU9HKH870
CONVERTIBLE ZERO
91879QAN9
8100000
PA
USD
7619062.5
0.967013770790
Long
DBT
CORP
US
N
2
2026-01-01
Fixed
0
N
N
N
N
N
VAIL RESORTS INC
COMMON STOCK
USD
XXXX
N
N
N
UBER TECHNOLOGIES INC
549300B2FTG34FILDR98
CONVERTIBLE ZERO
90353TAJ9
3811000
PA
USD
3290798.5
0.417669164204
Long
DBT
CORP
US
N
2
2025-12-15
Fixed
0
N
N
N
N
N
UBER TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
CONVERTIBLE ZERO
82452JAB5
6073000
PA
USD
5842226
0.741497132235
Long
DBT
CORP
US
N
2
2025-12-15
Fixed
0
N
N
N
N
N
SHIFT4 PAYMENTS INC
COMMON STOCK
USD
XXXX
N
N
N
GUARDANT HEALTH INC
254900M8C3E5VC8BR186
CONVERTIBLE ZERO
40131MAB5
5345000
PA
USD
4272793
0.542304210096
Long
DBT
CORP
US
N
2
2027-11-15
Fixed
0
N
N
N
N
N
GUARDANT HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
SPOTIFY USA INC
N/A
CONVERTIBLE ZERO
84921RAB6
5115000
PA
USD
4164890.9
0.528609242166
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
0
N
N
N
N
N
SPOTIFY TECHNOLOGY SA
ORDINARY SHARES
SEK
XXXX
N
N
N
FIVERR INTERNATIONAL LTD
549300Z8OREY6THCPF67
CONVERTIBLE ZERO
33835LAA3
4733000
PA
USD
3729604
0.473362494085
Long
DBT
CORP
IL
N
2
2025-11-01
Fixed
0
N
N
N
N
N
FIVERR INTERNATIONAL LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
SOLAREDGE TECHNOLOGIES INC
5493000K6Y58XXPDF853
CONVERTIBLE ZERO
83417MAD6
4524000
PA
USD
5259150
0.667492945838
Long
DBT
CORP
IL
N
2
2025-09-15
Fixed
0
N
N
N
N
N
SOLAREDGE TECHNOLOGIES INC
ORDINARY SHARES
ILS
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
CONVERTIBLE ZERO
163092AF6
7583000
PA
USD
5884408
0.746850884731
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0
N
N
N
N
N
CHEGG INC
COMMON STOCK
USD
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
CONVERTIBLE ZERO
76680RAF4
5171000
PA
USD
4333298
0.549983523424
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0
N
N
N
N
N
RINGCENTRAL INC
COMMON STOCK
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CONVERTIBLE ZERO
23248VAB1
3780000
PA
USD
4479300
0.568514142455
Long
DBT
CORP
IL
N
2
2024-11-15
Fixed
0
N
N
N
N
N
CYBERARK SOFTWARE LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
BILL.COM HOLDINGS INC
549300IBF9VZZIGOZW63
CONVERTIBLE ZERO
090043AB6
5710000
PA
USD
7425855
0.942491815087
Long
DBT
CORP
US
N
2
2025-12-01
Fixed
0
N
N
N
N
N
BILL.COM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
TECHTARGET INC
529900YQA5JL2H2VMB84
CONVERTIBLE ZERO
87874RAC4
5372000
PA
USD
4531282
0.575111713985
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0
N
N
N
N
N
TECHTARGET INC
COMMON STOCK
USD
XXXX
N
N
N
CONFLUENT INC
254900MRZ83YWUV7SN74
CONVERTIBLE ZERO
20717MAA1
5375000
PA
USD
4117250
0.522562644391
Long
DBT
CORP
US
N
2
2027-01-15
Fixed
0
N
N
N
N
N
CONFLUENT INC
COMMON STOCK
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
CONVERTIBLE ZERO
83304AAF3
6401000
PA
USD
5079193.5
0.644652811157
Long
DBT
CORP
US
N
2
2027-05-01
Fixed
0
N
N
N
N
N
SNAP INC
COMMON STOCK
USD
SNAP INC
CONVERTIBLE ZERO
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
CONVERTIBLE ZERO
682189AS4
6634000
PA
USD
7878870.1
0.999988631799
Long
DBT
CORP
US
N
2
2027-05-01
Fixed
0
N
N
N
N
N
ON SEMICONDUCTOR CORP
COMMON STOCK
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
CONVERTIBLE ZERO
18915MAD9
6031000
PA
USD
5284663.75
0.670731158885
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
0
N
N
N
N
N
CLOUDFLARE INC
COMMON STOCK
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
CONVERTIBLE ZERO
83406FAA0
6314210
PA
USD
4234309.23
0.537419838096
Long
DBT
CORP
US
N
2
2026-10-15
Fixed
0
N
N
N
N
N
SOFI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
3D SYSTEMS CORP
5493003HHDOCCW4OP744
CONVERTIBLE ZERO
88554DAC0
5177000
PA
USD
3825803
0.485572100941
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
0
N
N
N
N
N
3D SYSTEMS CORP
COMMON STOCK
USD
XXXX
N
N
N
DIGITALOCEAN HOLDINGS INC
549300EPISPY3RE3DL21
CONVERTIBLE ZERO
25402DAA0
4286000
PA
USD
3165065.28
0.401711065004
Long
DBT
CORP
US
N
2
2026-12-01
Fixed
0
N
N
N
N
N
DIGITALOCEAN HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
UNITY SOFTWARE INC
549300D1ESJMGNQNG432
CONVERTIBLE ZERO
91332UAA9
7310000
PA
USD
5654176.89
0.717629880987
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
0
N
N
N
N
N
UNITY SOFTWARE INC
COMMON STOCK
USD
XXXX
N
N
N
AVANTOR INC
5493003VM0XB4U8YD238
CUMULATIVE CONV PREF
05352A209
52575
NS
USD
5089260
0.645930454453
Long
EP
CORP
US
N
2
N
N
N
PUTNAM CASH COLLATERAL POOL LLC
5493005HRIV7IFMKD774
SHORT TERM INV FUND
N/A
16878208
NS
USD
16878208
2.142187383586
Long
STIV
PF
US
N
2
N
N
PUTNAM SHORT TERM INVESTMENT FUND
5493003MK0Q7JP8CPP42
SHORT TERM INV FUND
74676P664
33540243
NS
USD
33540243
4.256938023101
Long
STIV
PF
US
N
2
N
N
N
2022-06-27
Putnam Investments Inc
Janet C. Smith
NPORT
Principal Financial Officer