0000869392-20-002689.txt : 20201221
0000869392-20-002689.hdr.sgml : 20201221
20201221141829
ACCESSION NUMBER: 0000869392-20-002689
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20201221
PERIOD START: 20201031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 201403646
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000202780
Class R6 Shares
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000081247
XXXXXXXX
S000005511
C000202780
C000015008
C000153039
C000015007
C000015003
C000015005
C000015004
Putnam Convertible Securities Fund
811-02280
0000081247
MFUGQW3FOQNH8167YS65
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Putnam Convertible Securities Fund
S000005511
MFUGQW3FOQNH8167YS65
2020-10-31
2020-10-31
N
907280792.34
19596650.19
887684142.15
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
1.15
EUR
USD
N
GT ADVANCED TECHNOLOGIES INC
CC3ZPVRUVFT7LNKH2Y90
COMMON STOCK
36191U205
552
NS
USD
29664.48
0.003341783253
Long
EC
CORP
US
N
3
N
N
N
ADVANCED MICRO DEVICES INC
R2I72C950HOYXII45366
COMMON STOCK
007903107
83760
NS
USD
6306290.4
0.710420531421
Long
EC
CORP
US
N
1
N
N
N
CROWN CASTLE INTERNATIONAL CORP
54930012H97VSM0I2R19
COMMON STOCK
22822V101
13504
NS
USD
2109324.8
0.237621097397
Long
EC
CORP
US
N
1
N
N
N
LAM RESEARCH CORP
549300I4GMO6D34U1T02
COMMON STOCK
512807108
8120
NS
USD
2777689.6
0.312914185137
Long
EC
CORP
US
N
1
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
CONV. NOTE
252131AJ6
6725000
PA
USD
6466850.38
0.728508043901
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
.25
N
N
N
N
N
DEXCOM INC
COMMON STOCK
USD
XXXX
N
N
N
PENN NATIONAL GAMING INC
N/A
CONV. NOTE
707569AU3
2280000
PA
USD
5601960
0.631075822356
Long
DBT
CORP
US
N
2
2026-05-15
Fixed
2.75
N
N
N
N
N
PENN NATIONAL GAMING INC
COMMON STOCK
USD
XXXX
N
N
N
ZILLOW GROUP INC
2549002XEELQDIR6FU05
CONV. NOTE
98954MAH4
9362000
PA
USD
14677995.16
1.653515531375
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.75
N
N
N
N
N
ZILLOW GROUP INC
COMMON STOCK
USD
ZILLOW GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
CONV. NOTE
18915MAA5
5017000
PA
USD
7912642.47
0.891380401461
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
.75
N
N
N
N
N
CLOUDFLARE INC
COMMON STOCK
USD
XXXX
N
N
N
TANDEM DIABETES CARE INC
549300JEPFOD0K4D3I05
CONV. NOTE
875372AA2
6037000
PA
USD
7606620
0.85690614925
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.5
N
N
N
N
N
TANDEM DIABETES CARE INC
COMMON STOCK
USD
XXXX
N
N
N
ENVISTA HOLDINGS CORP
549300BX623VURJZ5269
CONV. NOTE
29415FAA2
3643000
PA
USD
5293078.64
0.596279508518
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
2.375
N
N
N
N
N
ENVISTA HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REALPAGE INC
5493001RSFZX4122A604
CONV. NOTE
75606NAC3
4733000
PA
USD
4865110.43
0.548067741552
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.5
N
N
N
N
N
REALPAGE INC
COMMON STOCK
USD
XXXX
N
N
N
FIVE9 INC
254900MXP6EWY0SFFR59
CONV. NOTE
338307AC5
4142000
PA
USD
5477795
0.617088302009
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.5
N
N
N
N
N
FIVE9 INC
COMMON STOCK
USD
XXXX
N
N
N
1LIFE HEALTHCARE INC
N/A
CONV. NOTE
68269GAA5
5412000
PA
USD
5418222.5
0.610377300069
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
3
N
N
N
N
N
1LIFE HEALTHCARE INC
COMMON STOCK
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
CONV. NOTE
87918AAE5
5920000
PA
USD
6892491.84
0.776457696237
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
1.25
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
PIONEER NATURAL RESOURCES CO
FY8JBF7CCL2VE4F1B628
CONV. NOTE
723787AN7
8065000
PA
USD
8592313.81
0.967947201263
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
.25
N
N
N
N
N
PIONEER NATURAL RESOURCES CO
COMMON STOCK
USD
XXXX
N
N
N
LIVONGO HEALTH INC
54930061HKCVF1H2O156
CONV. NOTE
539183AB9
1828000
PA
USD
3563457.5
0.401433047049
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.875
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
LIVONGO HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
CONV. NOTE
443573AC4
5372000
PA
USD
6723716.23
0.757444670997
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.375
N
N
N
N
N
HUBSPOT INC
COMMON STOCK
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
CONV. NOTE
848637AE4
5650000
PA
USD
6218638.04
0.700546257922
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
1.125
N
N
N
N
N
SPLUNK INC
COMMON STOCK
USD
XXXX
N
N
N
PALO ALTO NETWORKS INC
549300QXR2YVZV231H43
CONV. NOTE
697435AE5
10295000
PA
USD
10462293.75
1.178605458092
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
.375
N
N
N
N
N
PALO ALTO NETWORKS INC
COMMON STOCK
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
CONV. NOTE
679295AE5
11796000
PA
USD
13469498.52
1.517375142849
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.375
N
N
N
N
N
OKTA INC
COMMON STOCK
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
CONV. NOTE
22266LAE6
11439000
PA
USD
13277193.31
1.495711445046
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.375
N
N
N
N
N
COUPA SOFTWARE INC
COMMON STOCK
USD
XXXX
N
N
N
ZENDESK INC
549300SLI6BN94BKKO36
CONV. NOTE
98936JAC5
4880000
PA
USD
6101407.29
0.68733989944
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
.625
N
N
N
N
N
ZENDESK INC
COMMON STOCK
USD
XXXX
N
N
N
PACIRA BIOSCIENCES INC
N/A
CONV. NOTE
695127AE0
4870000
PA
USD
4939144.6
0.556407889414
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
.75
N
N
N
N
N
PACIRA BIOSCIENCES INC
COMMON STOCK
USD
XXXX
N
N
N
NCL CORP LTD
UNZWILHE4KMRP9K2L524
CONV. NOTE
62886HAW1
3989000
PA
USD
4614774.38
0.519866713944
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
5.375
N
N
N
N
N
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
USD
XXXX
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
CONV. NOTE
52603BAC1
6282000
PA
USD
6258442.5
0.705030337124
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
.5
N
N
N
N
N
LENDINGTREE INC
COMMON STOCK
USD
XXXX
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
CONV. NOTE
94419LAL5
12355000
PA
USD
11780579.85
1.327113923818
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
.625
N
N
N
N
N
WAYFAIR INC
COMMON STOCK
USD
XXXX
N
N
N
ENVESTNET INC
549300HLWZ5OKIDM8737
CONV. NOTE
29404KAD8
6604000
PA
USD
6601453.37
0.743671431824
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
.75
N
N
N
N
N
ENVESTNET INC
COMMON STOCK
USD
XXXX
N
N
N
MIDDLEBY CORP/THE
JDFO86U9VQRBKW5KYA35
CONV. NOTE
596278AA9
6146000
PA
USD
6307332.5
0.710537926781
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
1
N
N
N
N
N
MIDDLEBY CORP/THE
COMMON STOCK
USD
XXXX
N
N
N
CINEMARK HOLDINGS INC
549300LL2QMPTYIE0K55
CONV. NOTE
17243VAA0
2227000
PA
USD
1922257.85
0.216547503636
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
4.5
N
N
N
N
N
CINEMARK HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
SHOPIFY INC
549300HGQ43STJLLP808
CONV. NOTE
82509LAA5
6630000
PA
USD
7251562.5
0.816907969364
Long
DBT
CORP
CA
N
2
2025-11-01
Fixed
.125
N
N
N
N
N
SHOPIFY INC
ORDINARY SHARES
CAD
XXXX
N
N
N
OMNICELL INC
5493008RH0GTKHHPZI77
CONV. NOTE
68213NAC3
4319000
PA
USD
4717193.96
0.531404554392
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
.25
N
N
N
N
N
OMNICELL INC
COMMON STOCK
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES LTD
K2NEH8QNVW44JIWK7Z55
CONV. NOTE
780153BE1
4601000
PA
USD
4345532.05
0.489535843174
Long
DBT
CORP
US
N
2
2023-11-15
Fixed
2.875
N
N
N
N
N
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONV. NOTE
169483AE4
3544000
PA
USD
198464
0.022357502019
Long
DBT
CORP
CN
N
3
2021-12-17
Fixed
6.25
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONV. NOTE
531229AB8
3306000
PA
USD
3695572.89
0.416316200158
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.375
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY BRAVES
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY SIRIUSXM
COMMON STOCK
USD
XXXX
N
N
N
TERADYNE INC
C3X4YJ278QNZHRJULN75
CONV. NOTE
880770AG7
1745000
PA
USD
4878088
0.549529699628
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
1.25
N
N
N
N
N
TERADYNE INC
COMMON STOCK
USD
XXXX
N
N
N
IH MERGER SUB LLC
N/A
CONV. NOTE
19625XAB8
3087000
PA
USD
3910843.13
0.440566970198
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
3.5
N
N
N
N
N
INVITATION HOMES INC
COMMON STOCK
USD
XXXX
N
N
N
HORIZON GLOBAL CORP
549300D1ZZV3IWN54G85
CONV. NOTE
44052WAA2
4018000
PA
USD
2949048.03
0.332218171979
Long
DBT
CORP
US
N
2
2022-07-01
Fixed
2.75
N
N
N
N
N
HORIZON GLOBAL CORP
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
N/A
CONV. NOTE
531229AF9
3737000
PA
USD
4428345
0.498864944154
Long
DBT
CORP
US
N
2
2023-01-30
Fixed
1
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
XXXX
N
N
N
TESLA INC
54930043XZGB27CTOV49
CONV. NOTE
88160RAD3
410000
PA
USD
2432046.84
0.273976600969
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
2.375
N
N
N
N
N
TESLA INC
COMMON STOCK
USD
XXXX
N
N
N
VIAVI SOLUTIONS INC
5493006K3E3N1QOBF092
CONV. NOTE
925550AB1
5825000
PA
USD
6729026.89
0.758042931093
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
1
N
N
N
N
N
VIAVI SOLUTIONS INC
COMMON STOCK
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
CONV. NOTE
682189AP0
6698000
PA
USD
9544114.16
1.075170064082
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.625
N
N
N
N
N
ON SEMICONDUCTOR CORP
COMMON STOCK
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES INC
549300FECER0XBN49756
CONV. NOTE
64125CAD1
2305000
PA
USD
3209884.5
0.36160210007
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25
N
N
N
N
N
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
USD
XXXX
N
N
N
WORKDAY INC
549300J0DYC0N31V7G13
CONV. NOTE
98138HAF8
3151000
PA
USD
4765162.77
0.536808369524
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.25
N
N
N
N
N
WORKDAY INC
COMMON STOCK
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES GROUP INC
5493000F3MSFGIXTQE27
CONV. NOTE
00922RAB1
4588000
PA
USD
5056130.16
0.569586626585
Long
DBT
CORP
US
N
2
2024-10-15
Fixed
1.125
N
N
N
N
N
AIR TRANSPORT SERVICES GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
MATCH GROUP FINANCECO INC
N/A
CONV. NOTE
44931RAA0
1509000
PA
USD
4017749.35
0.452610242678
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.875
N
N
N
N
N
MATCH GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
CONV. NOTE
803607AB6
2690000
PA
USD
5397673.3
0.608062377562
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.5
N
N
N
N
N
SAREPTA THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
ATLASSIAN INC
549300IXZ6QFOQGTMA56
CONV. NOTE
04947PAB8
3675000
PA
USD
8682187.5
0.978071713546
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
.625
N
N
N
N
N
ATLASSIAN CORP PLC
ORDINARY SHARES
AUD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAJ0
1596000
PA
USD
1864327.5
0.210021494299
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.125
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
CONV. NOTE
87918AAC9
921000
PA
USD
3376754.4
0.380400441966
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.375
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
TWILIO INC
5493004W8TRGD63APX93
CONV. NOTE
90138FAB8
1965000
PA
USD
7700442
0.867475449246
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
.25
N
N
N
N
N
TWILIO INC
COMMON STOCK
USD
XXXX
N
N
N
FTI CONSULTING INC
549300K17GM8EQD0FQ48
CONV. NOTE
302941AP4
3415000
PA
USD
4026285
0.453571806549
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
2
N
N
N
N
N
FTI CONSULTING INC
COMMON STOCK
USD
XXXX
N
N
N
DOCUSIGN INC
549300Q7PVDWRZ39JG09
CONV. NOTE
256163AB2
2850000
PA
USD
8095781.25
0.912011476333
Long
DBT
CORP
US
N
2
2023-09-15
Fixed
.5
N
N
N
N
N
DOCUSIGN INC
COMMON STOCK
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
CONV. NOTE
848637AD6
5571000
PA
USD
8246233.2
0.928960292118
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.125
N
N
N
N
N
SPLUNK INC
COMMON STOCK
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
CONV. NOTE
252131AH0
2698000
PA
USD
5378428.06
0.605894349647
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
.75
N
N
N
N
N
DEXCOM INC
COMMON STOCK
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONV. NOTE
207410AF8
4035000
PA
USD
4592887.17
0.517401061021
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.625
N
N
N
N
N
CONMED CORP
COMMON STOCK
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
CONV. NOTE
30063PAB1
10204000
PA
USD
13392750
1.508729216178
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
.375
N
N
N
N
N
EXACT SCIENCES CORP
COMMON STOCK
USD
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
CONV. NOTE
163092AD1
3274000
PA
USD
5050210.48
0.568919758752
Long
DBT
CORP
US
N
2
2025-03-15
Fixed
.125
N
N
N
N
N
CHEGG INC
COMMON STOCK
USD
XXXX
N
N
N
GUESS? INC
549300QVH3ZK2DW0KP86
CONV. NOTE
401617AD7
3451000
PA
USD
2808461.59
0.316380732363
Long
DBT
CORP
US
Y
2
2024-04-15
Fixed
2
N
N
N
N
N
GUESS? INC
COMMON STOCK
USD
XXXX
N
N
N
MATCH GROUP FINANCECO 2 INC
549300IPGK4BWL134U96
CONV. NOTE
44932FAA5
6138000
PA
USD
9184858.27
1.034698924299
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.875
N
N
N
N
N
MATCH GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
TESLA INC
54930043XZGB27CTOV49
CONV. NOTE
88160RAG6
5552000
PA
USD
34816266.65
3.922145839586
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2
N
N
N
N
N
TESLA INC
COMMON STOCK
USD
XXXX
N
N
N
VONAGE HOLDINGS CORP
529900W7N0N4WLN1JY21
CONV. NOTE
92886TAJ1
6191000
PA
USD
6035483.19
0.679913372721
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.75
N
N
N
N
N
VONAGE HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
CONV. NOTE
759916AB5
4680000
PA
USD
7292526.65
0.821522690755
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
.375
N
N
N
N
N
REPLIGEN CORP
COMMON STOCK
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
CONV. NOTE
83304AAB2
6225000
PA
USD
11582837.02
1.304837663535
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
.75
N
N
N
N
N
SNAP INC
COMMON STOCK
USD
XXXX
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
CONV. NOTE
02156BAD5
5791000
PA
USD
6026259.38
0.67887428578
Long
DBT
CORP
US
Y
2
2024-08-01
Fixed
.5
N
N
N
N
N
ALTERYX INC
COMMON STOCK
USD
XXXX
N
N
N
IRONWOOD PHARMACEUTICALS INC
549300PC8MR6QHH6P296
CONV. NOTE
46333XAH1
4420000
PA
USD
4508400
0.507883354667
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
1.5
N
N
N
N
N
IRONWOOD PHARMACEUTICALS INC
COMMON STOCK
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAL5
7251000
PA
USD
7731378.75
0.870960557127
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
.375
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
CONV. NOTE
743424AF0
4563000
PA
USD
4399258.8
0.495588305695
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
.25
N
N
N
N
N
PROOFPOINT INC
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAK7
7059000
PA
USD
8620968.37
0.971175214319
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
TALEND SA
549300CGJZ1TI6ZGS674
CONV. NOTE
N/A
3500000
PA
4080987.97
0.459734242871
Long
DBT
CORP
US
Y
2
2024-09-01
Fixed
1.75
N
N
N
N
N
TALEND SA
COMMON STOCK - ADR
USD
XXXX
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
529900809B15HNZH5H79
CONV. NOTE
78781PAB1
3828000
PA
USD
6088434
0.685878423518
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
.125
N
N
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
ETSY INC
54930089Q7XT501AEA40
CONV. NOTE
29786AAJ5
5349000
PA
USD
8375876.02
0.943564903583
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
.125
N
N
N
N
N
ETSY INC
COMMON STOCK
USD
XXXX
N
N
N
WINNEBAGO INDUSTRIES INC
549300B7OYKYJLTE3G11
CONV. NOTE
974637AB6
5505000
PA
USD
5663544
0.638013425168
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
1.5
N
N
N
N
N
WINNEBAGO INDUSTRIES INC
COMMON STOCK
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
CONV. NOTE
55024UAD1
2650000
PA
USD
2980453.33
0.335756063275
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
.5
N
N
N
N
N
LUMENTUM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
CONV. NOTE
29978AAB0
4138000
PA
USD
4844046.25
0.545694805167
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
.125
N
N
N
N
N
EVERBRIDGE INC
COMMON STOCK
USD
XXXX
N
N
N
MONGODB INC
549300TPTG69WKWE1Z37
CONV. NOTE
60937PAC0
4125000
PA
USD
5355807.93
0.60334613132
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
.25
N
N
N
N
N
MONGODB INC
COMMON STOCK
USD
XXXX
N
N
N
INTEGRA LIFESCIENCES HOLDINGS CORP
WB7IJCYY8YFTENS4O147
CONV. NOTE
457985AL3
3836000
PA
USD
3500350
0.394323817875
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
.5
N
N
N
N
N
INTEGRA LIFESCIENCES HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REVANCE THERAPEUTICS INC
549300N33TFDZHS81H11
CONV. NOTE
761330AA7
5561000
PA
USD
5915192.44
0.66636229703
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.75
N
N
N
N
N
REVANCE THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
CONV. NOTE
852234AE3
11855000
PA
USD
17393786.41
1.95945670133
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
.125
N
N
N
N
N
SQUARE INC
COMMON STOCK
USD
XXXX
N
N
N
BOOKING HOLDINGS INC
FXM8FAOHMYDIPD38UZ17
CONV. NOTE
09857LAM0
8450000
PA
USD
10568085.37
1.190523167892
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.75
N
N
N
N
N
BOOKING HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
BURLINGTON STORES INC
5299003Z37DVGKKC1W09
CONV. NOTE
122017AA4
5779000
PA
USD
6613921.72
0.7450760249
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
2.25
N
N
N
N
N
BURLINGTON STORES INC
COMMON STOCK
USD
XXXX
N
N
N
NATERA INC
N/A
CONV. NOTE
632307AA2
3301000
PA
USD
6354425
0.715843023241
Long
DBT
CORP
US
N
2
2027-05-01
Fixed
2.25
N
N
N
N
N
NATERA INC
COMMON STOCK
USD
XXXX
N
N
N
DICK'S SPORTING GOODS INC
529900SSBV5I4LWSK313
CONV. NOTE
253393AC6
3965000
PA
USD
7089915.63
0.798698015809
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
3.25
N
N
N
N
N
DICK'S SPORTING GOODS INC
COMMON STOCK
USD
XXXX
N
N
N
CREE INC
549300OGU88P3AW3TO93
CONV. NOTE
225447AC5
3930000
PA
USD
6005531.25
0.676539206328
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
1.75
N
N
N
N
N
CREE INC
COMMON STOCK
USD
XXXX
N
N
N
INPHI CORP
549300DCMERAAZFGT726
CONV. NOTE
45772FAE7
6211000
PA
USD
7945891.49
0.895125992761
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
.75
N
N
N
N
N
INPHI CORP
COMMON STOCK
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
CONV. NOTE
844741BG2
11578000
PA
USD
15468208
1.742535127702
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25
N
N
N
N
N
SOUTHWEST AIRLINES CO
COMMON STOCK
USD
XXXX
N
N
N
CALLAWAY GOLF CO
5493005UB0KFRKBPCU72
CONV. NOTE
131193AD6
2601000
PA
USD
3104943.75
0.349780243058
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
2.75
N
N
N
N
N
CALLAWAY GOLF CO
COMMON STOCK
USD
XXXX
N
N
N
CARNIVAL CORP
F1OF2ZSX47CR0BCWA982
CONV. NOTE
143658BF8
1760000
PA
USD
2736342.4
0.308256312135
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
5.75
N
N
N
N
N
CARNIVAL CORP
COMMON STOCK
USD
XXXX
N
N
N
BLOOMIN' BRANDS INC
E1UJ2GO305B5FXGV7N04
CONV. NOTE
094235AA6
3816000
PA
USD
5415529.06
0.610073876828
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
5
N
N
N
N
N
BLOOMIN' BRANDS INC
COMMON STOCK
USD
XXXX
N
N
N
NATIONAL VISION HOLDINGS INC
549300JHURCBLI5ROA42
CONV. NOTE
63845RAA5
4005000
PA
USD
5885809.96
0.663052281834
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.5
N
N
N
N
N
NATIONAL VISION HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
169483AC8
3213000
PA
USD
205632
0.023164996448
Long
DBT
CORP
CN
N
3
2021-08-15
Fixed
4
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
POWERWAVE TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
739363AF6
5121000
PA
USD
512.1
0.000057689439
Long
DBT
CORP
US
N
3
2027-10-01
Fixed
3.875
Y
Y
N
N
N
POWERWAVE TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
CONVERTIBLE BONDS
25470MAB5
15152000
PA
USD
13392999.47
1.508757319643
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.375
N
N
N
N
N
DISH NETWORK CORP
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONVERTIBLE BONDS
531229AJ1
8718000
PA
USD
8683128
0.978177663394
Long
DBT
CORP
US
N
2
2049-12-01
Fixed
2.75
N
N
N
N
N
SIRIUS XM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
CONVERTIBLE BONDS
595017AF1
10487000
PA
USD
16471144.38
1.855518601482
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.625
N
N
N
N
N
MICROCHIP TECHNOLOGY INC
COMMON STOCK
USD
XXXX
N
N
N
GCI LIBERTY INC
N/A
CONVERTIBLE BONDS
36164VAA5
1305000
PA
USD
2177392.5
0.245289106407
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY INTERACTIVE LLC
549300SZUIU7Z32Q0664
CONVERTIBLE BONDS
530610AD6
3935000
PA
USD
7026336
0.791535599924
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
CONVERTIBLE PREF
060505682
5675
NS
USD
8324657.5
0.937794999901
Long
EP
CORP
US
N
2
N
N
N
WELLS FARGO AND CO
PBLD0EJDB5FWOLXP3B76
CONVERTIBLE PREF
949746804
4785
NS
USD
6459328.54
0.727660688447
Long
EP
CORP
US
N
2
N
N
N
INTERNATIONAL FLAVORS AND FRAGRANCES INC
BZLRL03D3GPGMOGFO832
CONVERTIBLE PREF
459506309
105505
NS
USD
3985124.2
0.448934932007
Long
EP
CORP
US
N
2
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CONVERTIBLE PREF
15189T503
195555
NS
USD
7777222.35
0.876124961652
Long
EP
CORP
US
N
1
N
N
N
ESSENTIAL UTILITIES INC
549300ILTEOF3E3QY357
CONVERTIBLE PREF
29670G201
70705
NS
USD
3811305.09
0.429353742962
Long
EP
CORP
US
N
2
N
N
N
CHANGE HEALTHCARE INC
549300GS1BPJEDOZHM07
CONVERTIBLE PREF
15912K209
67660
NS
USD
3523056.2
0.396881732219
Long
EP
CORP
US
N
2
N
N
N
SOUTHERN CO/THE
549300FC3G3YU2FBZD92
CONVERTIBLE PREF
842587602
95126
NS
USD
4598390.84
0.518021064211
Long
EP
CORP
US
N
1
N
N
N
NEXTERA ENERGY INC
N/A
CONVERTIBLE PREF
65339F796
301953
NS
USD
17211321
1.938901483394
Long
EP
CORP
US
N
1
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
CONVERTIBLE PREF
11135F200
17357
NS
USD
20654656.43
2.326802457006
Long
EP
CORP
US
N
1
N
N
STANLEY BLACK AND DECKER INC
549300DJ09SMTO561131
CONVERTIBLE PREF
854502846
64185
NS
USD
6642059.56
0.748245828061
Long
EP
CORP
US
N
2
N
N
DTE ENERGY CO
549300IX8SD6XXD71I78
CONVERTIBLE PREF
233331842
166680
NS
USD
7930634.4
0.893407240642
Long
EP
CORP
US
N
1
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
CONVERTIBLE PREF
28414H202
80707
NS
USD
3872321.86
0.436227445792
Long
EP
CORP
US
N
2
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
CONVERTIBLE PREF
235851409
14205
NS
USD
18952879.2
2.135092686695
Long
EP
CORP
US
N
1
N
N
N
BOSTON SCIENTIFIC CORP
Y6ZDD9FP4P8JSSJMW954
CONVERTIBLE PREF
101137206
67508
NS
USD
6951298.76
0.783082453536
Long
EP
CORP
US
N
2
N
N
N
T-MOBILE US INC
549300QHIJYOHPACPG31
CONVERTIBLE PREF
901375105
9965
NS
USD
10379544
1.169283476762
Long
EP
CORP
US
N
2
N
N
N
KKR AND CO INC
549300JOHU21WRN2Z451
CONVERTIBLE PREF
48251W401
178898
NS
USD
9309851.92
1.048779794292
Long
EP
CORP
US
N
1
N
N
REDFIN CORP
549300HXWD3JEMZU3O57
CONVERTIBLE ZERO
75737FAB4
6070000
PA
USD
5698516
0.641953114787
Long
DBT
CORP
US
N
2
2025-10-15
Fixed
0
N
N
N
N
N
REDFIN CORP
COMMON STOCK
USD
XXXX
N
N
N
SOLAREDGE TECHNOLOGIES INC
5493000K6Y58XXPDF853
CONVERTIBLE ZERO
83417MAC8
4319000
PA
USD
5305891.5
0.59772291157
Long
DBT
CORP
IL
N
2
2025-09-15
Fixed
0
N
N
N
N
N
SOLAREDGE TECHNOLOGIES INC
ORDINARY SHARES
ILS
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
CONVERTIBLE ZERO
163092AE9
6583000
PA
USD
6640420.68
0.748061203833
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0
N
N
N
N
N
CHEGG INC
COMMON STOCK
USD
XXXX
N
N
N
WIX.COM LTD
5493008P6N29Q1AG9464
CONVERTIBLE ZERO
92940WAC3
7740000
PA
USD
7662600
0.863212446427
Long
DBT
CORP
IL
N
2
2025-08-15
Fixed
0
N
N
N
N
N
WIX.COM LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
CONVERTIBLE ZERO
76680RAE7
7916000
PA
USD
8349714.08
0.940617690858
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0
N
N
N
N
N
RINGCENTRAL INC
COMMON STOCK
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CONVERTIBLE ZERO
23248VAB1
2718000
PA
USD
2601876.3
0.293108345238
Long
DBT
CORP
IL
N
2
2024-11-15
Fixed
0
N
N
N
N
N
CYBERARK SOFTWARE LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
FIVERR INTERNATIONAL LTD
549300Z8OREY6THCPF67
CONVERTIBLE ZERO
33835LAB1
3988000
PA
USD
4077730
0.45936722381
Long
DBT
CORP
IL
N
2
2025-11-01
Fixed
0
N
N
N
N
N
FIVERR INTERNATIONAL LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
SERVICENOW INC
549300HJTQM36M0E1G39
CONVERTIBLE ZERO
81762PAC6
1752000
PA
USD
6463662.38
0.728148907149
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
0
N
N
N
N
N
SERVICENOW INC
COMMON STOCK
USD
XXXX
N
N
N
RH
5493008MTS3OGGMHGK69
CONVERTIBLE ZERO
74967XAC7
4911000
PA
USD
8376201.6
0.943601581044
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
0
N
N
N
N
N
RH
COMMON STOCK
USD
XXXX
N
N
N
FORTIVE CORP
549300MU9YQJYHDQEF63
CUMULATIVE CONV PREF
34959J207
8635
NS
USD
7884736.51
0.888236720204
Long
EP
CORP
US
N
2
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
CUMULATIVE CONV PREF
74736A301
40759
NS
USD
5641983.55
0.635584582635
Long
EP
CORP
US
N
2
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
CUMULATIVE CONV PREF
816851406
41450
NS
USD
4238677
0.477498335132
Long
EP
CORP
US
N
2
N
N
N
DOMINION ENERGY INC
ILUL7B6Z54MRYCF6H308
CUMULATIVE CONV PREF
25746U133
63345
NS
USD
6579011.7
0.741143317494
Long
EP
CORP
US
N
1
N
N
N
AVANTOR INC
5493003VM0XB4U8YD238
CUMULATIVE CONV PREF
05352A209
109195
NS
USD
8160597.15
0.91931316135
Long
EP
CORP
US
N
2
N
N
N
CINCINNATI BELL INC
549300JYVZOCUJOHL272
CUMULATIVE CONV PREF
171871403
190
NS
USD
9309.98
0.001048794223
Long
EP
CORP
US
N
2
N
N
N
APTIV PLC
N/A
PREFERRED
G6095L117
46685
NS
USD
5560183.5
0.626369587558
Long
EP
CORP
IE
N
2
N
N
N
PUTNAM CASH COLLATERAL POOL LLC
5493005HRIV7IFMKD774
SHORT TERM INV FUND
N/A
16242955
NS
USD
16242955
1.829812455662
Long
STIV
PF
US
N
2
N
N
PUTNAM SHORT TERM INVESTMENT FUND
5493003MK0Q7JP8CPP42
SHORT TERM INV FUND
74676P664
22121198
NS
USD
22121198
2.492012299152
Long
STIV
PF
US
N
1
N
N
N
2020-12-21
Putnam Investments Inc
Janet C. Smith
NPORT
Principal Financial Officer
XXXX