0000869392-20-001838.txt : 20200828
0000869392-20-001838.hdr.sgml : 20200828
20200828101959
ACCESSION NUMBER: 0000869392-20-001838
CONFORMED SUBMISSION TYPE: NPORT-P/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200430
FILED AS OF DATE: 20200828
PERIOD START: 20201031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 201145512
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000202780
Class R6 Shares
NPORT-P/A
1
primary_doc.xml
NPORT-P/A
false
0000869392-20-001302
0000081247
XXXXXXXX
S000005511
C000202780
C000015008
C000153039
C000015007
C000015003
C000015005
C000015004
Putnam Convertible Securities Fund
811-02280
0000081247
MFUGQW3FOQNH8167YS65
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Putnam Convertible Securities Fund
S000005511
MFUGQW3FOQNH8167YS65
2020-10-31
2020-04-30
N
748277432.5
37145009.76
711132422.74
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
2824.44
EUR
USD
N
T-MOBILE US INC
549300QHIJYOHPACPG31
COMMON STOCK
872590104
35696
NS
USD
3134108.8
0.440720841826
Long
EC
CORP
US
N
1
N
N
N
GT ADVANCED TECHNOLOGIES INC
CC3ZPVRUVFT7LNKH2Y90
COMMON STOCK
36191U205
552
NS
USD
29664.48
0.004171442484
Long
EC
CORP
US
N
3
N
N
N
HESS CORP
UASVRYNXNK17ULIGK870
COMMON STOCK
42809H107
27149
NS
USD
1320527.36
0.18569359486
Long
EC
CORP
US
N
1
N
N
N
LAM RESEARCH CORP
549300I4GMO6D34U1T02
COMMON STOCK
512807108
18800
NS
USD
4799264
0.67487627431
Long
EC
CORP
US
N
1
N
N
N
ADVANCED MICRO DEVICES INC
R2I72C950HOYXII45366
COMMON STOCK
007903107
130215
NS
USD
6821963.85
0.959309916389
Long
EC
CORP
US
N
1
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONV. NOTE
207410AF8
4035000
PA
USD
4264490.63
0.599676022866
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.625
N
N
N
N
N
CONMED CORP
COMMON STOCK
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
CONV. NOTE
30063PAB1
11179000
PA
USD
10917299.61
1.535199248536
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
.375
N
N
N
N
N
EXACT SCIENCES CORP
COMMON STOCK
USD
XXXX
N
N
N
PLURALSIGHT INC
254900B3VHPCKNREOX50
CONV. NOTE
72941BAB2
3453000
PA
USD
2853904.5
0.401318293013
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
.375
N
N
N
N
N
PLURALSIGHT INC
COMMON STOCK
USD
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
CONV. NOTE
163092AD1
9344000
PA
USD
9803231.72
1.378538146556
Long
DBT
CORP
US
N
2
2025-03-15
Fixed
.125
N
N
N
N
N
CHEGG INC
COMMON STOCK
USD
XXXX
N
N
N
GUESS? INC
549300QVH3ZK2DW0KP86
CONV. NOTE
401617AD7
3451000
PA
USD
2215110.63
0.311490597133
Long
DBT
CORP
US
Y
2
2024-04-15
Fixed
2
N
N
N
N
N
GUESS? INC
COMMON STOCK
USD
XXXX
N
N
N
IAC FINANCECO 2 INC
549300IPGK4BWL134U96
CONV. NOTE
44932FAA5
6138000
PA
USD
6272268.75
0.882011359549
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.875
N
N
N
N
N
IAC/INTERACTIVE CORP
COMMON STOCK
USD
XXXX
N
N
N
TESLA INC
54930043XZGB27CTOV49
CONV. NOTE
88160RAG6
7842000
PA
USD
20326856.1
2.858378474951
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2
N
N
N
N
N
TESLA INC
COMMON STOCK
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
CONV. NOTE
22266LAC0
6172000
PA
USD
7863399.57
1.105757425558
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
.125
N
N
N
N
N
COUPA SOFTWARE INC
COMMON STOCK
USD
XXXX
N
N
N
VONAGE HOLDINGS CORP
529900W7N0N4WLN1JY21
CONV. NOTE
92886TAJ1
6191000
PA
USD
5549901.15
0.780431460095
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.75
N
N
N
N
N
VONAGE HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
CONV. NOTE
759916AB5
5315000
PA
USD
6288573.9
0.884304202552
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
.375
N
N
N
N
N
REPLIGEN CORP
COMMON STOCK
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
CONV. NOTE
83304AAA4
4160000
PA
USD
4308677.19
0.605889571649
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
.75
N
N
N
N
N
SNAP INC
COMMON STOCK
USD
XXXX
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
CONV. NOTE
02156BAC7
7026000
PA
USD
6681536.23
0.939562874135
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
.5
N
N
N
N
N
ALTERYX INC
COMMON STOCK
USD
XXXX
N
N
N
IRONWOOD PHARMACEUTICALS INC
549300PC8MR6QHH6P296
CONV. NOTE
46333XAG3
4420000
PA
USD
4464151.82
0.627752536272
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
1.5
N
N
N
N
N
IRONWOOD PHARMACEUTICALS INC
COMMON STOCK
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAK7
6521000
PA
USD
6808262.37
0.957383203506
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
.375
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
CONV. NOTE
743424AE3
5688000
PA
USD
5903981.84
0.830222564913
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
.25
N
N
N
N
N
PROOFPOINT INC
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAJ0
9609000
PA
USD
10780096.88
1.515905692847
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
CONV. NOTE
679295AC9
11572000
PA
USD
12232125.43
1.720091088362
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
.125
N
N
N
N
N
OKTA INC
COMMON STOCK
USD
XXXX
N
N
N
TALEND SA
549300CGJZ1TI6ZGS674
CONV. NOTE
N/A
3500000
PA
3349580.9
0.471020697818
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
1.75
N
N
N
N
N
TALEND SA
COMMON STOCK - ADR
USD
XXXX
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
529900809B15HNZH5H79
CONV. NOTE
78781PAA3
3828000
PA
USD
3585835.74
0.504243039037
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
.125
N
N
N
N
N
SAILPOINT TECHNOLOGIES HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
ETSY INC
54930089Q7XT501AEA40
CONV. NOTE
29786AAH9
6649000
PA
USD
6736943.13
0.947354235944
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
.125
N
N
N
N
N
ETSY INC
COMMON STOCK
USD
XXXX
N
N
N
J2 GLOBAL INC
5493008OJYGLHD7MXA18
CONV. NOTE
48123VAD4
7296000
PA
USD
6825960.38
0.959871911577
Long
DBT
CORP
US
N
2
2026-11-01
Fixed
1.75
N
N
N
N
N
J2 GLOBAL INC
COMMON STOCK
USD
XXXX
N
N
N
WINNEBAGO INDUSTRIES INC
549300B7OYKYJLTE3G11
CONV. NOTE
974637AA8
5505000
PA
USD
5191765.5
0.730070143616
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
1.5
N
N
N
N
N
WINNEBAGO INDUSTRIES INC
COMMON STOCK
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
CONV. NOTE
55024UAC3
2650000
PA
USD
2804654.45
0.394392712287
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
.5
N
N
N
N
N
LUMENTUM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
CONV. NOTE
29978AAB0
5933000
PA
USD
7008920.24
0.985599870836
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
.125
N
N
N
N
N
EVERBRIDGE INC
COMMON STOCK
USD
XXXX
N
N
N
MONGODB INC
549300TPTG69WKWE1Z37
CONV. NOTE
60937PAC0
6660000
PA
USD
6954232.14
0.977909587248
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
.25
N
N
N
N
N
MONGODB INC
COMMON STOCK
USD
XXXX
N
N
N
INTEGRA LIFESCIENCES HOLDINGS CORP
WB7IJCYY8YFTENS4O147
CONV. NOTE
457985AL3
4781000
PA
USD
4490692.66
0.631484730045
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
.5
N
N
N
N
N
INTEGRA LIFESCIENCES HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REVANCE THERAPEUTICS INC
549300N33TFDZHS81H11
CONV. NOTE
761330AA7
3046000
PA
USD
2566255
0.360868794326
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.75
N
N
N
N
N
REVANCE THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
CONV. NOTE
852234AE3
9935000
PA
USD
9158828.13
1.287921607443
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
.125
N
N
N
N
N
SQUARE INC
COMMON STOCK
USD
XXXX
N
N
N
BOOKING HOLDINGS INC
FXM8FAOHMYDIPD38UZ17
CONV. NOTE
09857LAM0
7255000
PA
USD
8185823.76
1.151096968475
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.75
N
N
N
N
N
BOOKING HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
SABRE GLBL INC
F2TJC7HPPHLHU1AQMP98
CONV. NOTE
78573NAD4
4036000
PA
USD
4784129.1
0.672747992781
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
4
N
N
N
N
N
SABRE CORP
COMMON STOCK
USD
XXXX
N
N
N
BURLINGTON STORES INC
5299003Z37DVGKKC1W09
CONV. NOTE
122017AA4
5384000
PA
USD
5705398.69
0.802297646339
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
2.25
N
N
N
N
N
BURLINGTON STORES INC
COMMON STOCK
USD
XXXX
N
N
N
NATERA INC
N/A
CONV. NOTE
632307AA2
2691000
PA
USD
3192525.25
0.448935408921
Long
DBT
CORP
US
N
2
2027-05-01
Fixed
2.25
N
N
N
N
N
NATERA INC
COMMON STOCK
USD
XXXX
N
N
N
CREE INC
549300OGU88P3AW3TO93
CONV. NOTE
225447AC5
5475000
PA
USD
6238121.93
0.877209606892
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
1.75
N
N
N
N
N
CREE INC
COMMON STOCK
USD
XXXX
N
N
N
INPHI CORP
549300DCMERAAZFGT726
CONV. NOTE
45772FAE7
6791000
PA
USD
7146712.58
1.004976337946
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
.75
N
N
N
N
N
INPHI CORP
COMMON STOCK
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
CONV. NOTE
844741BG2
10533000
PA
USD
11624871.85
1.634698612842
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25
N
N
N
N
N
SOUTHWEST AIRLINES CO
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONV. NOTE
169483AE4
3544000
PA
USD
198464
0.027908163607
Long
DBT
CORP
CN
N
3
2020-12-17
Fixed
6.25
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONV. NOTE
531229AB8
3306000
PA
USD
3454823.16
0.485819947105
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.375
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY SIRIUSXM
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY BRAVES
COMMON STOCK
USD
XXXX
N
N
N
TERADYNE INC
C3X4YJ278QNZHRJULN75
CONV. NOTE
880770AG7
1745000
PA
USD
3558099.39
0.500342731708
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
1.25
N
N
N
N
N
TERADYNE INC
COMMON STOCK
USD
XXXX
N
N
N
IH MERGER SUB LLC
N/A
CONV. NOTE
19625XAB8
3947000
PA
USD
4553851.25
0.640366140592
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
3.5
N
N
N
N
N
INVITATION HOMES INC
COMMON STOCK
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
CONV. NOTE
65366HAB9
1998000
PA
USD
4017228.75
0.564905863035
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25
N
N
N
N
N
NICE LTD
COMMON STOCK - ADR
ILS
XXXX
N
N
N
HORIZON GLOBAL CORP
549300D1ZZV3IWN54G85
CONV. NOTE
44052WAA2
4018000
PA
USD
3154130
0.4435362387
Long
DBT
CORP
US
N
2
2022-07-01
Fixed
2.75
N
N
N
N
N
HORIZON GLOBAL CORP
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
N/A
CONV. NOTE
531229AF9
3817000
PA
USD
4032032.95
0.56698764127
Long
DBT
CORP
US
N
2
2023-01-30
Fixed
1
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
XXXX
N
N
N
ARES CAPITAL CORP
WEQ82666OJYSI5GUAB47
CONV. NOTE
04010LAT0
4321000
PA
USD
4143839
0.582709895864
Long
DBT
CORP
US
N
2
2022-02-01
Fixed
3.75
N
N
N
N
N
ARES CAPITAL CORP
COMMON STOCK
USD
XXXX
N
N
N
VIAVI SOLUTIONS INC
5493006K3E3N1QOBF092
CONV. NOTE
925550AB1
3910000
PA
USD
4386531.25
0.616837470734
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
1
N
N
N
N
N
VIAVI SOLUTIONS INC
COMMON STOCK
USD
XXXX
N
N
N
NUANCE COMMUNICATIONS INC
AEMSOT3SS15TNMJCE605
CONV. NOTE
67020YAN0
4306000
PA
USD
5188730
0.729643289221
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
1.25
N
N
N
N
N
NUANCE COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
CONV. NOTE
682189AP0
5793000
PA
USD
6312953.26
0.887732447309
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.625
N
N
N
N
N
ON SEMICONDUCTOR CORP
COMMON STOCK
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES INC
549300FECER0XBN49756
CONV. NOTE
64125CAD1
2305000
PA
USD
3229632.26
0.454153425821
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25
N
N
N
N
N
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
USD
XXXX
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
CONV. NOTE
443573AB6
2118000
PA
USD
3884539.38
0.546246979576
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
.25
N
N
N
N
N
HUBSPOT INC
COMMON STOCK
USD
XXXX
N
N
N
KAMAN CORP
5493003YK076OLTEQF95
CONV. NOTE
483548AF0
3640000
PA
USD
3432773.34
0.482719284092
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25
N
N
N
N
N
KAMAN CORP
COMMON STOCK
USD
XXXX
N
N
N
REALPAGE INC
5493001RSFZX4122A604
CONV. NOTE
75606NAB5
2172000
PA
USD
3478375.55
0.489131902691
Long
DBT
CORP
US
N
2
2022-11-15
Fixed
1.5
N
N
N
N
N
REALPAGE INC
COMMON STOCK
USD
XXXX
N
N
N
II-VI INC
549300O5C25A0MMHHU33
CONV. NOTE
902104AB4
3022000
PA
USD
2983468.99
0.419537753391
Long
DBT
CORP
US
N
2
2022-09-01
Fixed
.25
N
N
N
N
N
II-VI INC
COMMON STOCK
USD
XXXX
N
N
N
WORKDAY INC
549300J0DYC0N31V7G13
CONV. NOTE
98138HAF8
3151000
PA
USD
3854571.04
0.54203280806
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.25
N
N
N
N
N
WORKDAY INC
COMMON STOCK
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES GROUP INC
5493000F3MSFGIXTQE27
CONV. NOTE
00922RAB1
5803000
PA
USD
5175754.31
0.727818637499
Long
DBT
CORP
US
N
2
2024-10-15
Fixed
1.125
N
N
N
N
N
AIR TRANSPORT SERVICES GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
IAC FINANCECO INC
N/A
CONV. NOTE
44931RAA0
2729000
PA
USD
4206071.25
0.591461043752
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.875
N
N
N
N
N
IAC/INTERACTIVE CORP
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAH4
526000
PA
USD
1140195.83
0.16033523343
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
CONV. NOTE
803607AB6
3175000
PA
USD
5599112.5
0.787351598796
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.5
N
N
N
N
N
SAREPTA THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
LIVE NATION ENTERTAINMENT INC
5493007B9BM9ZXJINO78
CONV. NOTE
538034AQ2
6260000
PA
USD
5978929.07
0.840761703279
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
2.5
N
N
N
N
N
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
USD
XXXX
N
N
N
BLACKSTONE MORTGAGE TRUST INC
549300OLDJ20R2Y2UW20
CONV. NOTE
09257WAC4
5472000
PA
USD
4760640
0.669444937085
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
4.75
N
N
N
N
N
BLACKSTONE MORTGAGE TRUST INC
COMMON STOCK
USD
XXXX
N
N
N
ZENDESK INC
549300SLI6BN94BKKO36
CONV. NOTE
98936JAB7
3980000
PA
USD
5378299.13
0.75630064922
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
.25
N
N
N
N
N
ZENDESK INC
COMMON STOCK
USD
XXXX
N
N
N
ATLASSIAN INC
549300IXZ6QFOQGTMA56
CONV. NOTE
04947PAB8
2250000
PA
USD
4369014
0.614374181276
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
.625
N
N
N
N
N
ATLASSIAN CORP PLC
ORDINARY SHARES
AUD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAJ0
5071000
PA
USD
6017842.36
0.846233720692
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.125
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
JPMORGAN CHASE FINANCIAL CO LLC
549300NJFDJOFYVV6789
CONV. NOTE
48129KAE0
7965000
PA
USD
7705221.53
1.083514305298
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
.25
N
N
N
N
N
VOYA FINANCIAL INC
COMMON STOCK
USD
XXXX
N
N
N
AXA SA
F5WCUMTUM4RKZ1MAIE39
CONV. NOTE
054536AD9
5465000
PA
USD
4792121.88
0.673871943785
Long
DBT
CORP
FR
N
2
2021-05-15
Fixed
7.25
N
N
N
N
N
EQUITABLE HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
CONV. NOTE
87918AAC9
2446000
PA
USD
7541154.76
1.060443107198
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.375
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
TWILIO INC
5493004W8TRGD63APX93
CONV. NOTE
90138FAB8
3885000
PA
USD
6445397.48
0.906356857583
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
.25
N
N
N
N
N
TWILIO INC
COMMON STOCK
USD
XXXX
N
N
N
PALO ALTO NETWORKS INC
549300QXR2YVZV231H43
CONV. NOTE
697435AD7
9810000
PA
USD
10050345
1.413287410139
Long
DBT
CORP
US
N
2
2023-07-01
Fixed
.75
N
N
N
N
N
PALO ALTO NETWORKS INC
COMMON STOCK
USD
XXXX
N
N
N
FTI CONSULTING INC
549300K17GM8EQD0FQ48
CONV. NOTE
302941AP4
4125000
PA
USD
5751796.88
0.808822196271
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
2
N
N
N
N
N
FTI CONSULTING INC
COMMON STOCK
USD
XXXX
N
N
N
DOCUSIGN INC
549300Q7PVDWRZ39JG09
CONV. NOTE
256163AB2
7180000
PA
USD
11187158
1.573146947357
Long
DBT
CORP
US
N
2
2023-09-15
Fixed
.5
N
N
N
N
N
DOCUSIGN INC
COMMON STOCK
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
CONV. NOTE
848637AD6
10501000
PA
USD
12288396.11
1.728003915593
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.125
N
N
N
N
N
SPLUNK INC
COMMON STOCK
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
CONV. NOTE
252131AH0
7803000
PA
USD
16283885.63
2.289852791026
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
.75
N
N
N
N
N
DEXCOM INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONVERTIBLE BONDS
531229AJ1
6593000
PA
USD
6144400.15
0.864030376554
Long
DBT
CORP
US
N
2
2049-12-01
Fixed
2.75
N
N
N
N
N
SIRIUS XM HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
169483AC8
3213000
PA
USD
205632
0.028916133399
Long
DBT
CORP
CN
N
3
2020-08-15
Fixed
4
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
POWERWAVE TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
739363AF6
5121000
PA
USD
512.1
0.000072011904
Long
DBT
CORP
US
N
3
2027-10-01
Fixed
3.875
Y
Y
N
N
N
POWERWAVE TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
CONVERTIBLE BONDS
16411RAG4
3786000
PA
USD
2013068.79
0.283079314854
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25
N
N
N
N
N
CHENIERE ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
GCI LIBERTY INC
N/A
CONVERTIBLE BONDS
36164VAA5
2060000
PA
USD
2839049.67
0.399229395147
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY INTERACTIVE LLC
549300SZUIU7Z32Q0664
CONVERTIBLE BONDS
530610AD6
5050000
PA
USD
7420197.25
1.04343396711
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
CONVERTIBLE BONDS
595017AF1
20542000
PA
USD
25670926.56
3.609865861704
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.625
N
N
N
N
N
MICROCHIP TECHNOLOGY INC
COMMON STOCK
USD
XXXX
N
N
N
NRG ENERGY INC
5E2UPK5SW04M13XY7I38
CONVERTIBLE BONDS
629377CG5
7245000
PA
USD
7319207.71
1.029232738651
Long
DBT
CORP
US
N
2
2048-06-01
Fixed
2.75
N
N
N
N
N
NRG ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
CONVERTIBLE BONDS
25470MAB5
11462000
PA
USD
9291097.2
1.306521387986
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.375
N
N
N
N
N
DISH NETWORK CORP
COMMON STOCK
USD
XXXX
N
N
N
CHANGE HEALTHCARE INC
549300GS1BPJEDOZHM07
CONVERTIBLE PREF
15912K209
88205
NS
USD
4080363.3
0.573783893059
Long
EP
CORP
US
N
1
N
N
N
SOUTHERN CO/THE
549300FC3G3YU2FBZD92
CONVERTIBLE PREF
842587602
144891
NS
USD
6859139.94
0.964537647373
Long
EP
CORP
US
N
1
N
N
N
NEXTERA ENERGY INC
N/A
CONVERTIBLE PREF
65339F796
165303
NS
USD
7924625.82
1.114367108937
Long
EP
CORP
US
N
1
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
CONVERTIBLE PREF
11135F200
18132
NS
USD
18448222.08
2.594203483075
Long
EP
CORP
US
N
1
N
N
STANLEY BLACK AND DECKER INC
549300DJ09SMTO561131
CONVERTIBLE PREF
854502846
43145
NS
USD
3393354.25
0.477176140686
Long
EP
CORP
US
N
2
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
CONVERTIBLE PREF
28414H202
141172
NS
USD
6340034.52
0.891540635367
Long
EP
CORP
US
N
2
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
CONVERTIBLE PREF
060505682
12320
NS
USD
17031168
2.394936225011
Long
EP
CORP
US
N
2
N
N
N
WELLS FARGO AND CO
PBLD0EJDB5FWOLXP3B76
CONVERTIBLE PREF
949746804
7835
NS
USD
10955998.49
1.540641115446
Long
EP
CORP
US
N
2
N
N
N
INTERNATIONAL FLAVORS AND FRAGRANCES INC
BZLRL03D3GPGMOGFO832
CONVERTIBLE PREF
459506309
125865
NS
USD
5987398.05
0.841952617901
Long
EP
CORP
US
N
2
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CONVERTIBLE PREF
15189T503
110550
NS
USD
3741012
0.526064046635
Long
EP
CORP
US
N
1
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
CONVERTIBLE PREF
235851300
9273
NS
USD
11063523.57
1.555761376675
Long
EP
CORP
US
N
2
N
N
N
AMERICAN ELECTRIC POWER CO INC
1B4S6S7G0TW5EE83BO58
CONVERTIBLE PREF
025537127
109483
NS
USD
5514658.71
0.775475640494
Long
EP
CORP
US
N
2
N
N
ESSENTIAL UTILITIES INC
549300ILTEOF3E3QY357
CONVERTIBLE PREF
29670G201
70705
NS
USD
4037255.5
0.567722040354
Long
EP
CORP
US
N
2
N
N
SERVICENOW INC
549300HJTQM36M0E1G39
CONVERTIBLE ZERO
81762PAC6
5442000
PA
USD
14279250.52
2.007959426879
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
0
N
N
N
N
N
SERVICENOW INC
COMMON STOCK
USD
XXXX
N
N
N
WIX.COM LTD
5493008P6N29Q1AG9464
CONVERTIBLE ZERO
92940WAB5
5203000
PA
USD
5993336.53
0.842787691624
Long
DBT
CORP
IL
N
2
2023-07-01
Fixed
0
N
N
N
N
N
WIX.COM LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
CONVERTIBLE ZERO
76680RAD9
807000
PA
USD
2220873.35
0.312300955347
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
0
N
N
N
N
N
RINGCENTRAL INC
COMMON STOCK
USD
XXXX
N
N
N
NUTANIX INC
549300X7J6E8TKVIXW09
CONVERTIBLE ZERO
67059NAB4
3329000
PA
USD
2860649.95
0.402266843491
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
0
N
N
N
N
N
NUTANIX INC
COMMON STOCK
USD
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
CONVERTIBLE ZERO
76680RAE7
7206000
PA
USD
6950029.55
0.97731861574
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0
N
N
N
N
N
RINGCENTRAL INC
COMMON STOCK
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CONVERTIBLE ZERO
23248VAA3
3848000
PA
USD
3572805.89
0.502410771293
Long
DBT
CORP
IL
N
2
2024-11-15
Fixed
0
N
N
N
N
N
CYBERARK SOFTWARE LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
RH
5493008MTS3OGGMHGK69
CONVERTIBLE ZERO
74967XAC7
7251000
PA
USD
6602966.02
0.928514269474
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
0
N
N
N
N
N
RH
COMMON STOCK
USD
XXXX
N
N
N
CARNIVAL CORP
F1OF2ZSX47CR0BCWA982
CORP. NOTE
143658BC5
580000
PA
USD
606009.07
0.085217471546
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
11.5
N
N
N
N
N
N
FORTIVE CORP
549300MU9YQJYHDQEF63
CUMULATIVE CONV PREF
34959J207
8635
NS
USD
7136827.5
1.00358629023
Long
EP
CORP
US
N
2
N
N
CINCINNATI BELL INC
549300JYVZOCUJOHL272
CUMULATIVE CONV PREF
171871403
190
NS
USD
8721
0.001226353872
Long
EP
CORP
US
N
2
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
CUMULATIVE CONV PREF
74736A301
51674
NS
USD
7145745.5
1.004840346397
Long
EP
CORP
US
N
2
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
CUMULATIVE CONV PREF
816851406
90580
NS
USD
9298942.8
1.307624642422
Long
EP
CORP
US
N
2
N
N
N
CROWN CASTLE INTERNATIONAL CORP
54930012H97VSM0I2R19
CUMULATIVE CONV PREF
22822V309
9498
NS
USD
13381729.53
1.881749320111
Long
EP
CORP
US
N
2
N
N
N
AVANTOR INC
5493003VM0XB4U8YD238
CUMULATIVE CONV PREF
05352A209
62080
NS
USD
3544147.2
0.498380763789
Long
EP
CORP
US
N
2
N
N
N
PUTNAM SHORT TERM INVESTMENT FUND
5493003MK0Q7JP8CPP42
SHORT TERM INV FUND
74676P664
32484490
NS
USD
32484490
4.567994505839
Long
STIV
PF
US
N
1
N
N
N
PUTNAM CASH COLLATERAL POOL LLC
N/A
SHORT TERM INV FUND
N/A
25263280
NS
USD
25263280
3.552542282162
Long
STIV
PF
US
N
2
N
N
2020-08-28
Putnam Investments Inc
Janet C. Smith
NPORT
Principal Financial Officer
XXXX