0000869392-19-001883.txt : 20191218
0000869392-19-001883.hdr.sgml : 20191218
20191218121252
ACCESSION NUMBER: 0000869392-19-001883
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191031
FILED AS OF DATE: 20191218
PERIOD START: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 191291830
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015006
Class M Shares
PCNMX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000202780
Class R6 Shares
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000081247
XXXXXXXX
S000005511
C000202780
C000015008
C000015006
C000153039
C000015007
C000015003
C000015005
C000015004
Putnam Convertible Securities Fund
811-02280
0000081247
MFUGQW3FOQNH8167YS65
100 FEDERAL STREET
BOSTON
02110
1-800-225-1581
Putnam Convertible Securities Fund
S000005511
MFUGQW3FOQNH8167YS65
2019-10-31
2019-10-31
N
741128182.46
7300166.60
733828015.86
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
180851.03
EUR
USD
N
T-MOBILE US INC
549300QHIJYOHPACPG31
COMMON STOCK
872590104
29411
NS
USD
2431113.26
0.331291965891
Long
EC
CORP
US
N
1
N
N
N
GT ADVANCED TECHNOLOGIES INC
CC3ZPVRUVFT7LNKH2Y90
COMMON STOCK
36191U205
552
NS
USD
29664.48
0.004042429474
Long
EC
CORP
US
N
3
N
N
N
STANLEY BLACK AND DECKER INC
549300DJ09SMTO561131
COMMON STOCK
854502101
26215
NS
USD
3967115.95
0.540605682021
Long
EC
CORP
US
N
1
N
N
N
HESS CORP
UASVRYNXNK17ULIGK870
COMMON STOCK
42809H107
36549
NS
USD
2403096.75
0.32747410811
Long
EC
CORP
US
N
1
N
N
N
LAM RESEARCH CORP
549300I4GMO6D34U1T02
COMMON STOCK
512807108
14635
NS
USD
3966670.4
0.54054496616
Long
EC
CORP
US
N
1
N
N
N
ADVANCED MICRO DEVICES INC
R2I72C950HOYXII45366
COMMON STOCK
007903107
191635
NS
USD
6502175.55
0.886062593615
Long
EC
CORP
US
N
1
N
N
N
EXXON MOBIL CORP
J3WHBG0MTS7O8ZVMDC91
COMMON STOCK
30231G102
27945
NS
USD
1888243.65
0.257314194769
Long
EC
CORP
US
N
1
N
N
N
ANTHEM INC
8MYN82XMYQH89CTMTH67
COMMON STOCK
036752103
12800
NS
USD
3444224
0.469350300828
Long
EC
CORP
US
N
1
N
N
N
INTELSAT SA
529900YI9I36GOXH4729
CONV. NOTE
45790VAB6
1156000
PA
USD
1851045
0.252245071051
Long
DBT
CORP
LU
N
2
2025-06-15
Fixed
4.5
N
N
N
N
N
INTELSAT SA
ORDINARY SHARES
EUR
XXXX
N
N
N
WRIGHT MEDICAL GROUP INC
549300DZPB0KY882P769
CONV. NOTE
98235TAG2
5770000
PA
USD
5511437.88
0.751053075228
Long
DBT
CORP
US
N
2
2023-06-15
Fixed
1.625
N
N
N
N
N
WRIGHT MEDICAL GROUP NV
ORDINARY SHARES
EUR
XXXX
N
N
N
PALO ALTO NETWORKS INC
549300QXR2YVZV231H43
CONV. NOTE
697435AD7
10065000
PA
USD
11071126.19
1.508681319154
Long
DBT
CORP
US
N
2
2023-07-01
Fixed
.75
N
N
N
N
N
PALO ALTO NETWORKS INC
COMMON STOCK
USD
XXXX
N
N
N
CREE INC
549300OGU88P3AW3TO93
CONV. NOTE
225447AB7
2690000
PA
USD
2901063
0.395332821492
Long
DBT
CORP
US
N
2
2023-09-01
Fixed
.875
N
N
N
N
N
CREE INC
COMMON STOCK
USD
XXXX
N
N
N
FTI CONSULTING INC
549300K17GM8EQD0FQ48
CONV. NOTE
302941AP4
4650000
PA
USD
5806287.32
0.791232713185
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
2
N
N
N
N
N
FTI CONSULTING INC
COMMON STOCK
USD
XXXX
N
N
N
DOCUSIGN INC
549300Q7PVDWRZ39JG09
CONV. NOTE
256163AB2
8460000
PA
USD
9934765.14
1.353827453475
Long
DBT
CORP
US
N
2
2023-09-15
Fixed
.5
N
N
N
N
N
DOCUSIGN INC
COMMON STOCK
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
CONV. NOTE
848637AD6
9556000
PA
USD
10578395.68
1.441536089025
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.125
N
N
N
N
N
SPLUNK INC
COMMON STOCK
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
CONV. NOTE
252131AH0
8833000
PA
USD
10555796.27
1.438456428735
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
.75
N
N
N
N
N
DEXCOM INC
COMMON STOCK
USD
XXXX
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
CONV. NOTE
94419LAD3
6845000
PA
USD
6989121.95
0.952419613172
Long
DBT
CORP
US
N
2
2024-11-01
Fixed
1.125
N
N
N
N
N
WAYFAIR INC
COMMON STOCK
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONV. NOTE
207410AE1
4366000
PA
USD
5991365.7
0.816453660873
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.625
N
N
N
N
N
CONMED CORP
COMMON STOCK
USD
XXXX
N
N
N
TABULA RASA HEALTHCARE INC
549300K6KY242XRMEF28
CONV. NOTE
873379AB7
3410000
PA
USD
3531481.25
0.481240995666
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.75
N
N
N
N
N
TABULA RASA HEALTHCARE INC
COMMON STOCK
USD
XXXX
N
N
N
FORTIVE CORP
549300MU9YQJYHDQEF63
CONV. NOTE
34959JAJ7
2964000
PA
USD
2924214.76
0.398487751462
Long
DBT
CORP
US
N
2
2022-02-15
Fixed
.875
N
N
N
N
N
FORTIVE CORP
COMMON STOCK
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
CONV. NOTE
30063PAB1
8539000
PA
USD
9151069.97
1.24703197101
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
.375
N
N
N
N
N
EXACT SCIENCES CORP
COMMON STOCK
USD
XXXX
N
N
N
PLURALSIGHT INC
254900B3VHPCKNREOX50
CONV. NOTE
72941BAA4
6013000
PA
USD
5275986.53
0.718967716682
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
.375
N
N
N
N
N
PLURALSIGHT INC
COMMON STOCK
USD
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
CONV. NOTE
163092AC3
8024000
PA
USD
7508859.44
1.0232451307
Long
DBT
CORP
US
N
2
2025-03-15
Fixed
.125
N
N
N
N
N
CHEGG INC
COMMON STOCK
USD
XXXX
N
N
N
IQIYI INC
222100XL8T2Q5B8MS302
CONV. NOTE
46267XAC2
3199000
PA
USD
2881221.42
0.392628975418
Long
DBT
CORP
CN
N
2
2025-04-01
Fixed
2
N
N
N
N
N
IQIYI INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
GUESS? INC
549300QVH3ZK2DW0KP86
CONV. NOTE
401617AC9
3451000
PA
USD
3289234.38
0.448229599976
Long
DBT
CORP
US
N
2
2024-04-15
Fixed
2
N
N
N
N
N
GUESS? INC
COMMON STOCK
USD
XXXX
N
N
N
IAC FINANCECO 2 INC
549300IPGK4BWL134U96
CONV. NOTE
44932FAA5
5203000
PA
USD
5597008.26
0.762713897403
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
.875
N
N
N
N
N
IAC/INTERACTIVE CORP
COMMON STOCK
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
CONV. NOTE
22266LAD8
8257000
PA
USD
9392337.5
1.279909910361
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
.125
N
N
N
N
N
COUPA SOFTWARE INC
COMMON STOCK
USD
XXXX
N
N
N
VONAGE HOLDINGS CORP
529900W7N0N4WLN1JY21
CONV. NOTE
92886TAH5
5176000
PA
USD
5005373.11
0.682090762661
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.75
N
N
N
N
N
VONAGE HOLDINGS CORP
COMMON STOCK
USD
XXXX
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
CONV. NOTE
759916AB5
5935000
PA
USD
5934351.6
0.80868425186
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
.375
N
N
N
N
N
REPLIGEN CORP
COMMON STOCK
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
CONV. NOTE
83304AAA4
1789000
PA
USD
1808195.97
0.246405960378
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
.75
N
N
N
N
N
SNAP INC
COMMON STOCK
USD
XXXX
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
CONV. NOTE
02156BAC7
9356000
PA
USD
8628587.28
1.175832360378
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
.5
N
N
N
N
N
ALTERYX INC
COMMON STOCK
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAK7
5733000
PA
USD
5721017.69
0.779612874727
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
.375
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
CONV. NOTE
743424AE3
6593000
PA
USD
6823755
0.929884775795
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
.25
N
N
N
N
N
PROOFPOINT INC
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAJ0
8724000
PA
USD
8336872.5
1.136079887905
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
CONV. NOTE
679295AC9
10977000
PA
USD
10401301.79
1.417403201459
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
.125
N
N
N
N
N
OKTA INC
COMMON STOCK
USD
XXXX
N
N
N
TALEND SA
549300CGJZ1TI6ZGS674
CONV. NOTE
N/A
3500000
PA
3758727.22
0.512208193032
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
1.75
N
N
N
N
N
TALEND SA
COMMON STOCK - ADR
USD
XXXX
N
N
N
SAILPOINT TECHNOLOGIES HOLDING INC
529900809B15HNZH5H79
CONV. NOTE
78781PAA3
5388000
PA
USD
5196950.79
0.708197381087
Long
DBT
CORP
US
N
2
2024-09-15
Fixed
.125
N
N
N
N
N
SAILPOINT TECHNOLOGIES HOLDING INC
COMMON STOCK
USD
XXXX
N
N
N
ETSY INC
54930089Q7XT501AEA40
CONV. NOTE
29786AAH9
6019000
PA
USD
5477290
0.746399685161
Long
DBT
CORP
US
N
2
2026-10-01
Fixed
.125
N
N
N
N
N
ETSY INC
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONV. NOTE
169483AE4
3544000
PA
USD
198464
0.027045029041
Long
DBT
CORP
CN
N
3
2020-12-17
Fixed
6.25
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
BOOKING HOLDINGS INC
FXM8FAOHMYDIPD38UZ17
CONV. NOTE
741503AS5
8490000
PA
USD
13213175.31
1.800582019823
Long
DBT
CORP
US
N
2
2020-06-15
Fixed
.35
N
N
N
N
N
BOOKING HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
CONV. NOTE
531229AB8
7426000
PA
USD
9370424.36
1.276923769259
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.375
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY SIRIUSXM
COMMON STOCK
USD
LIBERTY MEDIA CORP-LIBERTY BRAVES
COMMON STOCK
USD
XXXX
N
N
N
TWITTER INC
549300I8RX485XMK6836
CONV. NOTE
90184LAD4
6290000
PA
USD
6087248.96
0.829519836861
Long
DBT
CORP
US
N
2
2021-09-15
Fixed
1
N
N
N
N
N
TWITTER INC
COMMON STOCK
USD
XXXX
N
N
N
MEDICINES CO/THE
254900Z72DIL282LFL79
CONV. NOTE
584688AE5
1529000
PA
USD
2454045
0.334416913359
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
2.5
N
N
N
N
N
MEDICINES CO/THE
COMMON STOCK
USD
XXXX
N
N
N
GT ADVANCED TECHNOLOGIES INC
CC3ZPVRUVFT7LNKH2Y90
CONV. NOTE
361ESC8B5
2944000
PA
USD
294.4
0.000040118392
Long
DBT
CORP
US
N
3
2020-12-15
Fixed
3
N
N
N
N
N
GT ADVANCED TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
MEDICINES CO/THE
254900Z72DIL282LFL79
CONV. NOTE
584688AG0
7215000
PA
USD
9014242.14
1.228386208373
Long
DBT
CORP
US
N
2
2023-07-15
Fixed
2.75
N
N
N
N
N
MEDICINES CO/THE
COMMON STOCK
USD
XXXX
N
N
N
INPHI CORP
549300DCMERAAZFGT726
CONV. NOTE
45772FAC1
5010000
PA
USD
6913885.82
0.942167056936
Long
DBT
CORP
US
N
2
2021-09-01
Fixed
.75
N
N
N
N
N
INPHI CORP
COMMON STOCK
USD
XXXX
N
N
N
CHESAPEAKE ENERGY CORP
X2MT1W32SPAZ9WSKLE78
CONV. NOTE
165167CY1
6306000
PA
USD
3480123.75
0.474242421219
Long
DBT
CORP
US
N
2
2026-09-15
Fixed
5.5
N
N
N
N
N
CHESAPEAKE ENERGY CORP
COMMON STOCK
USD
XXXX
N
N
N
IH MERGER SUB LLC
N/A
CONV. NOTE
19625XAB8
5967000
PA
USD
8196954.24
1.117012987082
Long
DBT
CORP
US
N
2
2022-01-15
Fixed
3.5
N
N
N
N
N
INVITATION HOMES INC
COMMON STOCK
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
CONV. NOTE
65366HAB9
1998000
PA
USD
3884861.25
0.529396693236
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25
N
N
N
N
N
NICE LTD
COMMON STOCK - ADR
ILS
XXXX
N
N
N
HORIZON GLOBAL CORP
549300D1ZZV3IWN54G85
CONV. NOTE
44052WAA2
4018000
PA
USD
3204144.18
0.436634212751
Long
DBT
CORP
US
N
2
2022-07-01
Fixed
2.75
N
N
N
N
N
HORIZON GLOBAL CORP
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
N/A
CONV. NOTE
531229AF9
5735000
PA
USD
7259915.8
0.989321154698
Long
DBT
CORP
US
N
2
2023-01-30
Fixed
1
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
COMMON STOCK
USD
XXXX
N
N
N
OSI SYSTEMS INC
DDX3MPX1Y8YD30050X33
CONV. NOTE
671044AD7
4180000
PA
USD
4592775
0.625865311863
Long
DBT
CORP
US
N
2
2022-09-01
Fixed
1.25
N
N
N
N
N
OSI SYSTEMS INC
COMMON STOCK
USD
XXXX
N
N
N
CARBONITE INC
5493000SNSOGP6ZC5R33
CONV. NOTE
141337AB1
3565000
PA
USD
3475809.37
0.473654493271
Long
DBT
CORP
US
N
2
2022-04-01
Fixed
2.5
N
N
N
N
N
CARBONITE INC
COMMON STOCK
USD
XXXX
N
N
N
NUANCE COMMUNICATIONS INC
AEMSOT3SS15TNMJCE605
CONV. NOTE
67020YAN0
3626000
PA
USD
3811832.5
0.519444940451
Long
DBT
CORP
US
N
2
2025-04-01
Fixed
1.25
N
N
N
N
N
NUANCE COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
CONV. NOTE
682189AP0
7998000
PA
USD
9961125.1
1.357419570351
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.625
N
N
N
N
N
ON SEMICONDUCTOR CORP
COMMON STOCK
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES INC
549300FECER0XBN49756
CONV. NOTE
64125CAD1
2745000
PA
USD
4006118.74
0.545920658985
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25
N
N
N
N
N
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
USD
XXXX
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
CONV. NOTE
443573AB6
2748000
PA
USD
4696811.31
0.640042517932
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
.25
N
N
N
N
N
HUBSPOT INC
COMMON STOCK
USD
XXXX
N
N
N
KAMAN CORP
5493003YK076OLTEQF95
CONV. NOTE
483548AF0
3640000
PA
USD
4129997.18
0.562801786078
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25
N
N
N
N
N
KAMAN CORP
COMMON STOCK
USD
XXXX
N
N
N
REALPAGE INC
5493001RSFZX4122A604
CONV. NOTE
75606NAB5
2757000
PA
USD
4216113.08
0.574536947197
Long
DBT
CORP
US
N
2
2022-11-15
Fixed
1.5
N
N
N
N
N
REALPAGE INC
COMMON STOCK
USD
XXXX
N
N
N
II-VI INC
549300O5C25A0MMHHU33
CONV. NOTE
902104AB4
4702000
PA
USD
4736854.09
0.645499216114
Long
DBT
CORP
US
N
2
2022-09-01
Fixed
.25
N
N
N
N
N
II-VI INC
COMMON STOCK
USD
XXXX
N
N
N
BIOMARIN PHARMACEUTICAL INC
NSLL8ITTRR0J5HEMR848
CONV. NOTE
09061GAH4
4481000
PA
USD
4481789.6
0.610741141403
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
.599
N
N
N
N
N
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
USD
XXXX
N
N
N
JAZZ INVESTMENTS I LTD
N/A
CONV. NOTE
472145AD3
6297000
PA
USD
6028537.61
0.821519140685
Long
DBT
CORP
IE
N
2
2024-08-15
Fixed
1.5
N
N
N
N
N
JAZZ PHARMACEUTICALS PLC
ORDINARY SHARES
USD
XXXX
N
N
N
WORKDAY INC
549300J0DYC0N31V7G13
CONV. NOTE
98138HAF8
5925000
PA
USD
7535383.54
1.026859615215
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.25
N
N
N
N
N
WORKDAY INC
COMMON STOCK
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES GROUP INC
5493000F3MSFGIXTQE27
CONV. NOTE
00922RAB1
4808000
PA
USD
4401602.31
0.599813882118
Long
DBT
CORP
US
N
2
2024-10-15
Fixed
1.125
N
N
N
N
N
AIR TRANSPORT SERVICES GROUP INC
COMMON STOCK
USD
XXXX
N
N
N
IAC FINANCECO INC
N/A
CONV. NOTE
44931RAA0
2729000
PA
USD
4341603.11
0.591637688418
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
.875
N
N
N
N
N
IAC/INTERACTIVE CORP
COMMON STOCK
USD
XXXX
N
N
N
INSULET CORP
549300TZTYD2PYN92D43
CONV. NOTE
45784PAH4
1201000
PA
USD
1992909.38
0.271577172979
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.375
N
N
N
N
N
INSULET CORP
COMMON STOCK
USD
XXXX
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
CONV. NOTE
803607AB6
2050000
PA
USD
2890785.36
0.393932269895
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
1.5
N
N
N
N
N
SAREPTA THERAPEUTICS INC
COMMON STOCK
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
CONV. NOTE
29978AAA2
1873000
PA
USD
3961395
0.53982607837
Long
DBT
CORP
US
N
2
2022-11-01
Fixed
1.5
N
N
N
N
N
EVERBRIDGE INC
COMMON STOCK
USD
XXXX
N
N
N
PATRICK INDUSTRIES INC
549300FZ5ZTCCJ3Z5W14
CONV. NOTE
703343AB9
2921000
PA
USD
2743729.56
0.373892724276
Long
DBT
CORP
US
N
2
2023-02-01
Fixed
1
N
N
N
N
N
PATRICK INDUSTRIES INC
COMMON STOCK
USD
XXXX
N
N
N
WESTERN DIGITAL CORP
549300QQXOOYEF89IC56
CONV. NOTE
958102AP0
2287000
PA
USD
2168827.14
0.295549787297
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
1.5
N
N
N
N
N
WESTERN DIGITAL CORP
COMMON STOCK
USD
XXXX
N
N
N
SUPERNUS PHARMACEUTICALS INC
549300GRM36VBKISYJ58
CONV. NOTE
868459AD0
3891000
PA
USD
3582003.78
0.488125787321
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
.625
N
N
N
N
N
SUPERNUS PHARMACEUTICALS INC
COMMON STOCK
USD
XXXX
N
N
N
LIVE NATION ENTERTAINMENT INC
5493007B9BM9ZXJINO78
CONV. NOTE
538034AQ2
8285000
PA
USD
10135779.69
1.38122005033
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
2.5
N
N
N
N
N
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
USD
XXXX
N
N
N
BLACKSTONE MORTGAGE TRUST INC
549300OLDJ20R2Y2UW20
CONV. NOTE
09257WAC4
6317000
PA
USD
6652340.09
0.906525772555
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
4.75
N
N
N
N
N
BLACKSTONE MORTGAGE TRUST INC
COMMON STOCK
USD
XXXX
N
N
N
ZENDESK INC
549300SLI6BN94BKKO36
CONV. NOTE
98936JAB7
4475000
PA
USD
5815854.77
0.792536485975
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
.25
N
N
N
N
N
ZENDESK INC
COMMON STOCK
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
CONV. NOTE
00971TAJ0
5201000
PA
USD
5825120
0.793799074729
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
.125
N
N
N
N
N
AKAMAI TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
JPMORGAN CHASE FINANCIAL CO LLC
549300NJFDJOFYVV6789
CONV. NOTE
48129KAE0
8160000
PA
USD
8288928
1.129546408812
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
.25
N
N
N
N
N
VOYA FINANCIAL INC
COMMON STOCK
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
CONV. NOTE
852234AD5
7598000
PA
USD
8380464.83
1.142020289342
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
.5
N
N
N
N
N
SQUARE INC
COMMON STOCK
USD
XXXX
N
N
N
LIGAND PHARMACEUTICALS INC
5493008K7TB0IKP37H79
CONV. NOTE
53220KAF5
2713000
PA
USD
2351804.75
0.320484459461
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
.75
N
N
N
N
N
LIGAND PHARMACEUTICALS INC
COMMON STOCK
USD
XXXX
N
N
N
AXA SA
F5WCUMTUM4RKZ1MAIE39
CONV. NOTE
054536AD9
3565000
PA
USD
3696459.38
0.503722847876
Long
DBT
CORP
FR
N
2
2021-05-15
Fixed
7.25
N
N
N
N
N
AXA EQUITABLE HOLDINGS INC
COMMON STOCK
USD
XXXX
N
N
N
NEW RELIC INC
549300AB8FY2HQILL804
CONV. NOTE
64829BAB6
3779000
PA
USD
3631996.14
0.494938331803
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
.5
N
N
N
N
N
NEW RELIC INC
COMMON STOCK
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
CONV. NOTE
87918AAC9
5737000
PA
USD
9297385.58
1.26697064967
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.375
N
N
N
N
N
TELADOC HEALTH INC
COMMON STOCK
USD
XXXX
N
N
N
TWILIO INC
5493004W8TRGD63APX93
CONV. NOTE
90138FAB8
2750000
PA
USD
4195468.75
0.571723709006
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
.25
N
N
N
N
N
TWILIO INC
COMMON STOCK
USD
XXXX
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
CONVERTIBLE BONDS
16411RAG4
4592000
PA
USD
3598980
0.490439165883
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25
N
N
N
N
N
CHENIERE ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
INTEL CORP
KNX4USFCNGPY45LOCE31
CONVERTIBLE BONDS
458140AF7
2007000
PA
USD
5589796.05
0.761731077199
Long
DBT
CORP
US
N
2
2039-08-01
Fixed
3.25
N
N
N
N
N
INTEL CORP
COMMON STOCK
USD
XXXX
N
N
N
LIBERTY INTERACTIVE LLC
549300SZUIU7Z32Q0664
CONVERTIBLE BONDS
530610AD6
5050000
PA
USD
7145942.05
0.973789756667
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
GCI LIBERTY INC
N/A
CONVERTIBLE BONDS
36164VAA5
2060000
PA
USD
2769772.96
0.377441702979
Long
DBT
CORP
US
N
2
2046-09-30
Fixed
1.75
N
N
N
N
N
CHARTER COMMUNICATIONS INC
COMMON STOCK
USD
XXXX
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
CONVERTIBLE BONDS
595017AF1
20832000
PA
USD
27270832.26
3.716242998442
Long
DBT
CORP
US
N
2
2027-02-15
Fixed
1.625
N
N
N
N
N
MICROCHIP TECHNOLOGY INC
COMMON STOCK
USD
XXXX
N
N
N
NRG ENERGY INC
5E2UPK5SW04M13XY7I38
CONVERTIBLE BONDS
629377CG5
9165000
PA
USD
10397955.72
1.416947226771
Long
DBT
CORP
US
N
2
2048-06-01
Fixed
2.75
N
N
N
N
N
NRG ENERGY INC
COMMON STOCK
USD
XXXX
N
N
N
J2 GLOBAL INC
5493008OJYGLHD7MXA18
CONVERTIBLE BONDS
48123VAC6
3175000
PA
USD
4675584.72
0.637149934174
Long
DBT
CORP
US
N
2
2029-06-15
Fixed
3.25
N
N
N
N
N
J2 GLOBAL INC
COMMON STOCK
USD
XXXX
N
N
N
POWERWAVE TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
739363AF6
5121000
PA
USD
512.1
0.000069784744
Long
DBT
CORP
US
N
3
2027-10-01
Fixed
3.875
Y
Y
N
N
N
POWERWAVE TECHNOLOGIES INC
COMMON STOCK
USD
XXXX
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
N/A
CONVERTIBLE BONDS
169483AC8
3213000
PA
USD
205632
0.028021824672
Long
DBT
CORP
CN
N
3
2020-08-15
Fixed
4
Y
Y
N
N
N
CHINA MEDICAL TECHNOLOGIES INC
COMMON STOCK - ADR
CNY
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
CONVERTIBLE BONDS
25470MAB5
10972000
PA
USD
10259491.93
1.398078529065
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.375
N
N
N
N
N
DISH NETWORK CORP
COMMON STOCK
USD
XXXX
N
N
N
EURONET WORLDWIDE INC
YG3575C4DSHJPA5KET68
CONVERTIBLE BONDS
298736AJ8
4388000
PA
USD
4990197.1
0.680022701798
Long
DBT
CORP
US
N
2
2049-03-15
Fixed
.75
N
N
N
N
N
EURONET WORLDWIDE INC
COMMON STOCK
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
CONVERTIBLE PREF
65339F796
140093
NS
USD
7125129.98
0.970953660259
Long
EP
CORP
US
N
1
N
N
BROADCOM INC
549300WV6GIDOZJTV909
CONVERTIBLE PREF
11135F200
10892
NS
USD
11796253.84
1.607495705404
Long
EP
CORP
US
N
1
N
N
N
AMG CAPITAL TRUST II
N/A
CONVERTIBLE PREF
00170F209
102985
NS
USD
4905065.87
0.668421723345
Long
EP
CORP
US
N
2
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
CONVERTIBLE PREF
060505682
13985
NS
USD
21131335
2.879603196293
Long
EP
CORP
US
N
2
N
N
N
INTERNATIONAL FLAVORS AND FRAGRANCES INC
BZLRL03D3GPGMOGFO832
CONVERTIBLE PREF
459506309
136205
NS
USD
6351239.15
0.865494231991
Long
EP
CORP
US
N
2
N
N
N
AMERICAN ELECTRIC POWER CO INC
1B4S6S7G0TW5EE83BO58
CONVERTIBLE PREF
025537127
154593
NS
USD
8471696.4
1.15445257157
Long
EP
CORP
US
N
2
N
N
N
WELLS FARGO AND CO
PBLD0EJDB5FWOLXP3B76
CONVERTIBLE PREF
949746804
7830
NS
USD
11825876.59
1.611532448259
Long
EP
CORP
US
N
2
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
CONVERTIBLE PREF
235851300
12133
NS
USD
13346300
1.818723149233
Long
EP
CORP
US
N
2
N
N
SOUTHERN CO/THE
549300FC3G3YU2FBZD92
CONVERTIBLE PREF
842587602
146486
NS
USD
7787195.76
1.061174497525
Long
EP
CORP
US
N
1
N
N
N
ILLUMINA INC
SQ95QG8SR5Q56LSNF682
CONVERTIBLE ZERO
452327AK5
4020000
PA
USD
4345430.98
0.592159318816
Long
DBT
CORP
US
N
2
2023-08-15
Fixed
0
N
N
N
N
N
ILLUMINA INC
COMMON STOCK
USD
XXXX
N
N
N
RH
5493008MTS3OGGMHGK69
CONVERTIBLE ZERO
74967XAA1
6730000
PA
USD
7596552.51
1.035195215475
Long
DBT
CORP
US
N
2
2023-06-15
Fixed
0
N
N
N
N
N
RH
COMMON STOCK
USD
XXXX
N
N
N
WIX.COM LTD
5493008P6N29Q1AG9464
CONVERTIBLE ZERO
92940WAB5
4913000
PA
USD
5603282.99
0.763568965602
Long
DBT
CORP
IL
N
2
2023-07-01
Fixed
0
N
N
N
N
N
WIX.COM LTD
ORDINARY SHARES
ILS
XXXX
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
CONVERTIBLE ZERO
76680RAD9
3102000
PA
USD
6269917.5
0.854412391526
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
0
N
N
N
N
N
RINGCENTRAL INC
COMMON STOCK
USD
XXXX
N
N
N
NUTANIX INC
549300X7J6E8TKVIXW09
CONVERTIBLE ZERO
67059NAB4
2939000
PA
USD
2815712.54
0.383701968192
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
0
N
N
N
N
N
NUTANIX INC
COMMON STOCK
USD
XXXX
N
N
N
SERVICENOW INC
549300HJTQM36M0E1G39
CONVERTIBLE ZERO
81762PAC6
4892000
PA
USD
9164065.16
1.248802847798
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
0
N
N
N
N
N
SERVICENOW INC
COMMON STOCK
USD
XXXX
N
N
N
TALOS PRODUCTION LLC / TALOS PRODUCTION FINANCE INC
N/A
CORP. NOTE
87484JAF7
1788508
PA
USD
1819806.89
0.247988200323
Long
DBT
CORP
US
Y
2
2022-04-03
Fixed
11
N
N
N
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
CUMULATIVE CONV PREF
075887208
241332
NS
USD
14905347.77
2.031177257866
Long
EP
CORP
US
N
2
N
N
N
CROWN CASTLE INTERNATIONAL CORP
54930012H97VSM0I2R19
CUMULATIVE CONV PREF
22822V309
11233
NS
USD
13987893.25
1.906154159787
Long
EP
CORP
US
N
2
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
CUMULATIVE CONV PREF
816851406
115655
NS
USD
13468024.75
1.835310789302
Long
EP
CORP
US
N
2
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
CUMULATIVE CONV PREF
74736A301
55599
NS
USD
7027764.36
0.957685480536
Long
EP
CORP
US
N
2
N
N
N
REXNORD CORP
549300AM3633XDFU1Q85
CUMULATIVE CONV PREF
76169B201
54143
NS
USD
3032960.75
0.413306753687
Long
EP
CORP
US
N
2
N
N
N
FORTIVE CORP
549300MU9YQJYHDQEF63
CUMULATIVE CONV PREF
34959J207
8125
NS
USD
7353178.95
1.00203028381
Long
EP
CORP
US
N
2
N
N
N
CINCINNATI BELL INC
549300JYVZOCUJOHL272
CUMULATIVE CONV PREF
171871403
190
NS
USD
6612
0.000901028559
Long
EP
CORP
US
N
2
N
N
N
NXP SEMICONDUCTORS NV
724500M9BY5293JDF951
ORDINARY SHARES
N6596X109
16910
NS
USD
1922328.8
0.261959036512
Long
EC
CORP
NL
N
1
N
N
N
PUTNAM SHORT TERM INVESTMENT FUND
5493003MK0Q7JP8CPP42
SHORT TERM INV FUND
74676P664
24582676
NS
USD
24582676
3.349923342895
Long
STIV
PF
US
N
1
N
N
N
PUTNAM CASH COLLATERAL POOL LLC
N/A
SHORT TERM INV FUND
N/A
3069365
NS
USD
3069365
0.418267623157
Long
STIV
PF
US
N
2
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2019-12-18
Putnam Investments Inc
Janet C. Smith
NPORT
Principal Financial Officer
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