0000869392-17-000077.txt : 20170621
0000869392-17-000077.hdr.sgml : 20170621
20170621085627
ACCESSION NUMBER: 0000869392-17-000077
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170430
FILED AS OF DATE: 20170621
DATE AS OF CHANGE: 20170621
EFFECTIVENESS DATE: 20170621
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 17922145
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015006
Class M Shares
PCNMX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
C000153039
CLASS I
C000185474
Class T Shares
NSAR-A
1
answer.fil
PAGE 1
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000 J000000 A
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PAGE 2
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PAGE 3
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008 B000001 A
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008 D030001 02109
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008 B000002 S
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008 D010002 LONDON
008 D050002 ENGLAND
008 D060002 SW1A 1LD
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES, INC.
012 B000001 84-06331
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 KPMG LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02111
015 A000001 STATE STREET BANK AND TRUST COMPANY
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02110
015 E010001 X
018 000000 Y
019 A000000 Y
019 B000000 110
019 C000000 PUTNAMFUND
020 A000001 DEUTSCHE BANK SECURITIES, INC.
020 B000001 13-2730828
020 C000001 23
020 A000002 CREDIT SUISSE SECURITIES (USA), LLC
020 B000002 05-0546650
PAGE 4
020 C000002 4
020 A000003 CITIBANK, N.A.
020 B000003 13-5266470
020 C000003 4
020 A000004 MITSUBISHI UFJ SECURITIES (USA), INC.
020 B000004 13-3498732
020 C000004 2
020 A000005 KNIGHT EQUITY MARKETS, L.P.
020 B000005 22-3660471
020 C000005 2
020 A000006 RBC CAPITAL MARKETS CORP.
020 B000006 13-5033225
020 C000006 1
020 A000007 BANC OF AMERICA SECURITIES, LLC
020 B000007 56-2058405
020 C000007 0
020 A000008 GOLDMAN SACHS & CO.
020 B000008 13-5108880
020 C000008 0
020 A000009 INSTINET, LLC
020 B000009 13-2596491
020 C000009 0
020 A000010 JEFFERIES & CO., INC.
020 B000010 95-2622900
020 C000010 0
021 000000 38
022 A000001 BANC OF AMERICA SECURITIES, LLC
022 B000001 56-2058405
022 C000001 50356
022 D000001 69945
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022 B000002 13-3299429
022 C000002 45782
022 D000002 28383
022 A000003 BARCLAYS CAPITAL, INC.
022 B000003 06-1031656
022 C000003 27087
022 D000003 12865
022 A000004 CITIBANK, N.A.
022 B000004 13-5266470
022 C000004 22303
022 D000004 8869
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022 C000005 17477
022 D000005 9161
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022 C000006 13380
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PAGE 5
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022 C000007 1445
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022 A000008 WELLS FARGO SECURITIES, LLC
022 B000008 94-3379992
022 C000008 7458
022 D000008 9197
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022 B000009 13-5108880
022 C000009 12302
022 D000009 2531
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022 B000010 42-1738148
022 C000010 8253
022 D000010 3646
023 C000000 210329
023 D000000 198894
024 000000 Y
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025 D000002 2620
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
perclass008.txt
008 Putnam Convertible Securities Fund
4/30/17 Semi Annual
Because the electronic format for filing Form N SAR does not
provide adequate space for responding to certain items
correctly, the correct answers are as follows:
72DD1
Class A 4,093
Class B 58
Class C 307
Class I *
Class M 29
72DD2
Class R 45
Class Y 2,291
* Amount represents less than 1
73A1
Class A 0.240
Class B 0.152
Class C 0.150
Class I 0.285
Class M 0.184
73A2
Class R 0.212
Class Y 0.271
74U1
Class A 16,465
Class B 354
Class C 1,912
Class I *
Class M 154
74U2
Class R 212
Class Y 8,857
* Amount represents less than 1
74V1
Class A 24.50
Class B 24.00
Class C 24.21
Class I 24.50
Class M 24.23
74V2
Class R 24.38
Class Y 24.48
61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum
investment is waived if you make regular investments weekly,
semi monthly, or monthly through automatic deductions through
your bank checking or savings account. Currently, Putnam is
waiving the minimum, but reserves the right to reject initial
investments under the minimum.
85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.