0000869392-11-000069.txt : 20110627
0000869392-11-000069.hdr.sgml : 20110627
20110627133356
ACCESSION NUMBER: 0000869392-11-000069
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110430
FILED AS OF DATE: 20110627
DATE AS OF CHANGE: 20110627
EFFECTIVENESS DATE: 20110627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND
CENTRAL INDEX KEY: 0000081247
IRS NUMBER: 042493360
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02280
FILM NUMBER: 11932639
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQ
STREET 2: MAILSTOP A 14
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172921000
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND
DATE OF NAME CHANGE: 19841212
FORMER COMPANY:
FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/
DATE OF NAME CHANGE: 19821109
0000081247
S000005511
PUTNAM CONVERTIBLE SECURITIES FUND
C000015003
Class C Shares
C000015004
Class A Shares
PCONX
C000015005
Class B Shares
PCNBX
C000015006
Class M Shares
PCNMX
C000015007
Class R Shares
PCVRX
C000015008
Class Y Shares
PCGYX
NSAR-A
1
answer.fil
PAGE 1
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PAGE 2
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PAGE 3
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008 B000001 A
008 C000001 801-7974
008 D010001 BOSTON
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008 D030001 02109
008 A000002 PUTNAM INVESTMENTS LIMITED
008 B000002 S
008 C000002 801-61441
008 D010002 LONDON
008 D050002 ENGLAND
008 D060002 SW1A 1LD
011 A000001 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
011 B000001 8-5088
011 C010001 BOSTON
011 C020001 MA
011 C030001 02109
012 A000001 PUTNAM INVESTOR SERVICES, INC.
012 B000001 84-06331
012 C010001 BOSTON
012 C020001 MA
012 C030001 02109
013 A000001 KPMG LLP
013 B010001 BOSTON
013 B020001 MA
013 B030001 02111
015 A000001 STATE STREET BANK AND TRUST COMPANY
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02111
015 E010001 X
018 000000 Y
019 A000000 Y
019 B000000 105
019 C000000 PUTNAMFUND
020 A000001 GOLDMAN SACHS & CO.
020 B000001 13-5108880
020 C000001 39
020 A000002 JEFFERIES & CO., INC.
020 B000002 95-2622900
PAGE 4
020 C000002 17
020 A000003 BANC OF AMERICA SECURITIES, LLC
020 B000003 56-2058405
020 C000003 12
020 A000004 RBC CAPITAL MARKETS CORP.
020 B000004 13-5033225
020 C000004 11
020 A000005 CREDIT SUISSE FIRST BOSTON
020 B000005 13-5659485
020 C000005 8
020 A000006 COLLINS STEWART, INC.
020 B000006 13-4007004
020 C000006 5
020 A000007 UBS SECURITIES, LLC
020 B000007 13-3873456
020 C000007 4
020 A000008 KNIGHT EQUITY MARKETS, L.P.
020 B000008 22-3660471
020 C000008 4
020 A000009 WELLS FARGO SECURITIES, LLC
020 B000009 94-3379992
020 C000009 4
020 A000010 JPMORGAN SECURITIES, INC.
020 B000010 13-3379014
020 C000010 3
021 000000 115
022 A000001 BANC OF AMERICA SECURITIES, LLC
022 B000001 56-2058405
022 C000001 52605
022 D000001 51950
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022 B000002 13-5108880
022 C000002 67886
022 D000002 32545
022 A000003 JPMORGAN SECURITIES, INC.
022 B000003 13-3379014
022 C000003 27650
022 D000003 9519
022 A000004 CITIBANK, N.A.
022 B000004 13-5266470
022 C000004 11456
022 D000004 14134
022 A000005 CREDIT SUISSE FIRST BOSTON
022 B000005 13-5659485
022 C000005 11019
022 D000005 14514
022 A000006 BARCLAYS CAPITAL, INC.
022 B000006 06-1031656
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022 D000006 11626
022 A000007 UBS SECURITIES, LLC
PAGE 5
022 B000007 13-3873456
022 C000007 20378
022 D000007 3094
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022 B000008 95-2622900
022 C000008 17031
022 D000008 4510
022 A000009 DEUTSCHE BANK SECURITIES, INC.
022 B000009 13-2730828
022 C000009 4248
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022 A000010 MILLER TABAK ROBERTS SECURITIES, LLC
022 B000010 13-4036836
022 C000010 777
022 D000010 16625
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023 D000000 195996
024 000000 Y
025 A000001 JPMORGAN CHASE & CO.
025 B000001 13-2624428
025 C000001 E
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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SIGNATURE JANET C. SMITH
TITLE PRINC. ACCT. OFFICER
EX-99
2
perclass008.txt
Putnam Convertible Securities Fund, April 30, 2011, semiannual
report
Because the electronic format for filing Form NSAR does not
provide adequate space for responding to certain items
correctly, the correct answers are as follows:
72DD1 (000s omitted)
Class A 7,327
Class B 134
Class C 650
72DD2 (000s omitted)
Class M 51
Class R 47
Class Y 1,533
73A1
Class A 0.284
Class B 0.211
Class C 0.211
73A2
Class M 0.232
Class R 0.259
Class Y 0.309
74U1 (000s omitted)
Class A 26,617
Class B 631
Class C 3,146
74U2 (000s omitted)
Class M 197
Class R 183
Class Y 5,972
74V1
Class A 21.47
Class B 21.12
Class C 21.26
74V2
Class M 21.28
Class R 21.40
Class Y 21.47
Item 61
Additional Information About Minimum Required Investment
Shareholders can open a fund account with as little as $500 and
make subsequent investments in any amount. The minimum
investment is waived if you make regular investments weekly,
semi monthly, or monthly through automatic deductions through
your bank checking or savings account. Currently, Putnam is
waiving the minimum, but reserves the right to reject initial
investments under the minimum.
Item 85B
Additional Information About Errors and Omissions Policy
While no claims with respect to the Registrant/Series were filed
under such policy during the period, requests under such policy
for reimbursement of legal expenses and costs arising out of
claims of market timing activity in the Putnam Funds have been
submitted by the investment manager of the Registrant/Series.