-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rs5/Qc3mDcq1qv1ygtcM1/A5klp1C2u0IYczKn8oXrbZxzSIyeLpR6NNWaZzO0CF WDVgTLVg7pmiBURbTzS+8A== 0000869392-01-500229.txt : 20020413 0000869392-01-500229.hdr.sgml : 20020413 ACCESSION NUMBER: 0000869392-01-500229 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20011228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST CENTRAL INDEX KEY: 0000081247 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042493360 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02280 FILM NUMBER: 1825599 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND DATE OF NAME CHANGE: 19841212 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 NSAR-B 1 answer.fil PAGE 1 000 B000000 10/31/2001 000 C000000 0000081247 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM CONVERTIBLE INCOME GROWTH TRUST 001 B000000 811-2280 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, LLC 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM RETAIL MANAGEMENT 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 KPMG LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02109 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 97 019 C000000 PUTNAMFUND 020 A000001 PRUDENTIAL SECURITIES INC. 020 B000001 22-2347336 020 C000001 472 020 A000002 MERRILL LYNCH,PIERCE,FENNER & SMITH,INC. 020 B000002 13-5674085 020 C000002 152 020 A000003 EDWARDS ( A.G.) & SONS, INC 020 B000003 43-0895477 020 C000003 131 020 A000004 SMITH, BARNEY, HARRIS, UPHAM & CO. 020 B000004 13-1912900 020 C000004 116 020 A000005 FIRST BOSTON CO. 020 B000005 13-5659485 020 C000005 109 020 A000006 MORGAN STANLEY INC. 020 B000006 13-2655998 020 C000006 77 020 A000007 GOLDMAN SACHS & CO. 020 B000007 13-5108880 020 C000007 56 020 A000008 LEHMAN BROTHERS 020 B000008 13-2518466 020 C000008 56 020 A000009 CITICORP INVESTMENT BANK-CITIBANK 020 B000009 13-5266470 020 C000009 52 020 A000010 LINSCO/PRIVATE LEDGER CORP. 020 B000010 04-1554520 020 C000010 49 021 000000 1791 022 A000001 FIRST BOSTON CO. 022 B000001 13-5659485 022 C000001 922614 022 D000001 95762 022 A000002 SALOMON,BARNEY, HARRIS, UPHAM & CO. 022 B000002 13-1912900 022 C000002 359369 022 D000002 419993 022 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 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W000000 0.0000 074 X000000 33316 074 Y000000 0 075 A000000 0 075 B000000 1049520 076 000000 0.00 077 A000000 Y PAGE 9 077 B000000 Y 078 000000 N 080 A000000 FEDERAL INSURANCE COMPANY 080 B000000 NATIONAL UNION FIRE INSURANCE COMPANY 080 C000000 50000 081 A000000 Y 081 B000000 96 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL T. HEALY TITLE MANAGING DIRECTOR EX-99 3 convinc008ltr.txt The Board of Trustees and Shareholders Putnam Convertible Income-Growth Trust In planning and performing our audit of the financial statements of Putnam Convertible Income-Growth Trust for the year ended October 31, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N- SAR, not to provide assurance on internal control. The management of Putnam Convertible Income-Growth Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entitys objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, which we consider to be material weaknesses as defined above as of October 31, 2001. This report is intended solely for the information and use of management and the Board of Trustees of Putnam Convertible Income-Growth Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. KPMG, LLP Boston, Massachusetts December 5, 2001 -----END PRIVACY-ENHANCED MESSAGE-----