-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8vxYVHJkhmjlGaM0rvZGVBZKWOv4SMoPW2qmk3s+bYAauIOY+2IEImXQxM7lJqM /cHcRUPW41FLh7modlZ3Ow== 0000941302-98-000132.txt : 19980930 0000941302-98-000132.hdr.sgml : 19980930 ACCESSION NUMBER: 0000941302-98-000132 CONFORMED SUBMISSION TYPE: NT 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980929 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NU KOTE HOLDING INC /DE/ CENTRAL INDEX KEY: 0000812423 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 161296153 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 11-K SEC ACT: SEC FILE NUMBER: 000-20287 FILM NUMBER: 98717601 BUSINESS ADDRESS: STREET 1: 17950 PRESTON RD STE 690 CITY: DALLAS STATE: TX ZIP: 75252 BUSINESS PHONE: 2142502785 MAIL ADDRESS: STREET 1: 17950 PRESTON ROAD SUITE 690 CITY: DALLAS STATE: TX ZIP: 75252 NT 11-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SEC FILE NUMBER 0-20287 FORM 12B-25 ---------------- NOTIFICATION OF LATE FILING CUSIP NUMBER 66 9935 10 ---------------- (Check One): [ ] Form 10-K [ ] Form 20-F [ X ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 1998 ------------------------- [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: --------------------------- - --------------------------------------------------------------------------- Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - --------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - --------------------------------------------------------------------------- PART I -- REGISTRANT INFORMATION - --------------------------------------------------------------------------- NU-KOTE HOLDING, INC. - --------------------------------------------------------------------------- Full Name of Registrant - --------------------------------------------------------------------------- Former Name if Applicable 200 BEASLEY DRIVE - --------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) FRANKLIN, TENNESSEE 37064 - --------------------------------------------------------------------------- City, State and Zip Code PART II - RULES 12B-25(B) AND (C) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth [ X ] calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10- Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period: A change in trustee occurred for the Nu-kote International, Inc. Employee Savings Plan (the "Plan") and the new trustee has not completed reconciling the Plan's investment transactions. Further, discrimination testing for the Plan is in the process of being completed. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Philip L. Theodore 615 591-3502 - -------------------------------- -------- ------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [ X ] Yes [ ] No - --------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [ X ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made. - --------------------------------------------------------------------------- NU-KOTE HOLDING, INC. - --------------------------------------------------------------------------- (Name of Registrant as Specified in Charter) Has caused this information to be signed on its behalf by the undersigned hereunto duly authorized. Date September 29, 1998 By /s/RICHARD A. LARSEN ----------------------------- ------------------------------ RICHARD A. LARSEN SENIOR VICE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----