0000812291-19-000014.txt : 20190820
0000812291-19-000014.hdr.sgml : 20190820
20190820150540
ACCESSION NUMBER: 0000812291-19-000014
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190812
FILED AS OF DATE: 20190820
DATE AS OF CHANGE: 20190820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC
CENTRAL INDEX KEY: 0000812291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38105
FILM NUMBER: 191038996
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-209-9386
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20170406
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC
DATE OF NAME CHANGE: 20170404
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20020321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KBL MERGER CORP. IV
CENTRAL INDEX KEY: 0001690080
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 813832378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 WEST 56TH STREET SUITE 5901
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-319-5555
MAIL ADDRESS:
STREET 1: 150 WEST 56TH STREET SUITE 5901
CITY: NEW YORK
STATE: NY
ZIP: 10019
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2019-08-12
0
0001690080
KBL MERGER CORP. IV
KBLM
0000812291
MIZUHO SECURITIES USA LLC
320 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
964000
D
Gregory Doig
2019-08-20