-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C6G398KwphBz8mBsth5OI+eyRm6Kygt6nSq+Uewqq1V1zdtA9bncI88AhZpnGFmS AVlsDwni0Rj0DRsZGorVuA== 0000928385-96-000567.txt : 19960517 0000928385-96-000567.hdr.sgml : 19960517 ACCESSION NUMBER: 0000928385-96-000567 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960515 SROS: NASD GROUP MEMBERS: BRONSON STEVEN N/ BARBER & BRONSON INC GROUP MEMBERS: ERIC N. ELLIOT GROUP MEMBERS: JAMES S. CASSEL GROUP MEMBERS: LEONORE KATZ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OZO DIVERSIFIED AUTOMATION INC /CO/ CENTRAL INDEX KEY: 0000812152 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 840922701 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39963 FILM NUMBER: 96566197 BUSINESS ADDRESS: STREET 1: 7450 EAST JEWELL AVE STE A CITY: DENVER STATE: CO ZIP: 80231 BUSINESS PHONE: 3033680401 MAIL ADDRESS: STREET 1: 7450 E JEWELL AVE STREET 2: STE A CITY: DENVER STATE: CO ZIP: 80231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRONSON STEVEN N/ BARBER & BRONSON INC CENTRAL INDEX KEY: 0001000390 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2101 WEST COMMERCIAL BLVD CITY: FT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 3057307700 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) OZO DIVERSIFIED AUTOMATION, INC. -------------------------------- (Name of Issuer) Common Stock, par value $.10 per share -------------------------------------- (Title of Class of Securities) -------------------- (CUSIP Number) Steven N. Bronson Barber & Bronson Incorporated 2101 W. Commercial Blvd., Suite 1500 Ft. Lauderdale, Florida 33309 (954) 730-7700 -------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With a copy to: William C. Phillippi, P.A. Broad and Cassel 201 South Biscayne Boulevard Suite 3000 Miami, Florida 33131 May 15, 1996 ------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. SCHEDULE 13D - --------------------------- ---------------------- CUSIP No._______________ Page 2 of 18 Pages - --------------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Steven N. Bronson - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF and 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OF PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 65,400 SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 116,672 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 116,672 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 26.43% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - --------------------------- ---------------------- CUSIP No._______________ Page 3 of 18 Pages - --------------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Barber & Bronson Incorporated - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OF PLACE OF ORGANIZATION Florida - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - --------------------------- ---------------------- CUSIP No.________________ Page 4 of 18 Pages - --------------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Eric R. Elliott - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OF PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 5,000 SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 26,272 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,272 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.38% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - --------------------------- ---------------------- CUSIP No.________________ Page 5 of 18 Pages - --------------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS James S. Cassel - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OF PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 25,000 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.02% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D - --------------------------- ---------------------- CUSIP No. Page 6 of 18 Pages - --------------------------- ---------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Lenore Katz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF and 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OF PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 5,000 SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 5,000 REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 30,000 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.43% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 18 Pages Except as expressly amended below, the Schedule 13D, dated August 25, 1995, as heretobefore filed on behalf of Steven N. Bronson and Barber & Bronson Incorporated, a Florida corporation (the "Company"), as amended, with respect to the shares of Common Stock (the "Shares"), of Ozo Diversified Automation, Inc., a Colorado corporation (the "Issuer"), remains in full force and effect. Item 2. Identity and Background. ----------------------- Sections (a) through (f) of Item 2. are hereby amended in their entirety to read as follows: (a) This Statement on Schedule 13D is being filed jointly on behalf of Steven N. Bronson; Barber & Bronson Incorporated, a Florida corporation (the "Company"); Eric R. Elliott, James S. Cassel and Lenore Katz. The executive officers of the Company are Steven N. Bronson, Bruce C. Barber, Eric R. Elliott and James S. Cassel. (b) The principal executive offices of the Company are located at 2101 West Commercial Boulevard, Suite 1500, Fort Lauderdale, Florida 33309. The business address of Mr. Bronson, Mr. Elliott and Mr. Cassel is 2101 West Commercial Boulevard, Suite 1500, Fort Lauderdale, Florida 33309. The residence address of Ms. Katz is 301 North Birch Road, Fort Lauderdale, Florida 33304- 4211. (c) The Company is a broker-dealer registered under the Securities Exchange Act of 1934 (the "Exchange Act"). Mr. Bronson is the President of the Company; Mr. Cassel is an Executive Vice President of the Company; Mr. Elliott is Secretary/Treasurer of the Company; and Ms. Katz is an employee of the Company. Page 8 of 18 Pages (d) None of Messrs. Bronson, Elliott and Cassel and Ms. Katz were, during the last five years, convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of Messrs. Bronson, Elliott and Cassel and Ms. Katz were, during the last five years, a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to a federal or state securities laws or finding any violation with respect to such laws. (f) The Company is a Florida corporation. Mr. Bronson, Mr. Elliott, Mr. Cassel and Ms. Katz are each a citizen of the United States of America. Item 3. Source and Amounts of Funds or Other Consideration. -------------------------------------------------- Item 3. is hereby amended in its entirety to read as follows: The Company acquired warrants to purchase shares of the Issuer's Common Stock (the "Shares"), utilizing its working capital, and acquired said warrants in conjunction with certain investment banking activities rendered for the Issuer. Mr. Bronson acquired securities of the Issuer utilizing his personal funds. Mr. Bronson also acquired securities of the Issuer in consideration for a loan to the Issuer. Warrants were transferred to Mr. Elliott from the Company in consideration for certain services provided by Mr. Elliott. Mr. Elliott acquired securities of the Issuer utilizing his personal funds. Mr. Elliott also acquired securities of the Issuer in consideration for a loan to the Issuer. Mr. Cassel acquired securities of the Issuer in consideration for a loan to the Issuer. Ms. Katz acquired securities of the Issuer utilizing her personal funds and in consideration for a loan to the Issuer. Page 9 of 18 Pages Item 4. Purpose of Transaction. ---------------------- Item 4. is hereby amended in its entirety to read as follows: The Company, Mr. Bronson, Mr. Elliott, Mr. Cassel and Ms. Katz acquired securities of the Issuer for investment purposes and may, depending upon then current events, including without limitation, then current market conditions, the Issuer's results of operations, and the then current general business climate, decide to increase or decrease their respective positions in the Issuer. In addition, certain of the other executive officers of the Company acquired Shares for investment purposes and each may, independently, depending upon then current events, including without limitation, then current market conditions, the Issuer's results of operations, and the then current general business climate, decide to increase or decrease their respective positions in the Issuer. Neither the Company, nor any of the other executive officers of the Company, nor Mr. Bronson, Mr. Elliott, Mr. Cassel nor Ms. Katz have any plans or proposals which may relate or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; Page 10 of 18 Pages (d) Any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board of Directors of the Issuer; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure; (g) Changes in the Issuer's charter, by-laws, or instruments corresponding thereto or any actions which may impede the acquisition or control of the Issuer by any person; (h) Causing a class of securities of the Issuer to be de-listed from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer. ------------------------------------ Item 5. is hereby amended in its entirety to read as follows: (a)(b) The Company does not beneficially own any Shares of the Issuer's Common Stock. Mr. Bronson may be deemed to beneficially own an aggregate of 116,672 Shares of the Issuer's Common Stock, representing approximately 26.43% of the total Shares of the Issuer's Common Stock deemed outstanding (assuming exercise of warrants and Page 11 of 18 Pages conversion of debentures). With respect to such Shares, Mr. Bronson owns of record 65,400 Shares, as to which he possesses sole voting and dispositive power. In addition, 42,500 of such Shares are issuable upon exercise of warrants owned of record by Mr. Bronson, and 8,772 Shares are issuable upon conversion of Debentures owned of record by Mr. Bronson, and with respect to such Shares, Mr. Bronson possesses sole dispositive power. With respect to such Shares, the Company, Mr. Elliott, Mr. Cassel and Ms. Katz disclaim beneficial ownership. Mr. Bronson disclaims beneficial ownership of the Shares beneficially owned by Mr. Elliott, Mr. Cassel and Ms. Katz. Mr. Elliott may be deemed to beneficially own an aggregate of 26,272 Shares, representing approximately 6.38% of the total Shares deemed outstanding (assuming exercise of the warrants and conversion of the debentures). With respect to such Shares, Mr. Elliott owns of record 5,000 Shares, as to which he possesses sole voting and dispositive power. In addition, 12,500 of such Shares are issuable upon exercise of warrants owned of record by Mr. Elliott and 8,772 Shares are issuable upon conversion of Debentures owned of record by Mr. Elliott. With respect to such Shares, Mr. Bronson, Mr. Cassel, Ms. Katz and the Company disclaim beneficial ownership. Mr. Elliott disclaims beneficial ownership of the Shares beneficially owned by Mr. Bronson, Mr. Cassel and Ms. Katz. Mr. Cassel may be deemed to beneficially own an aggregate of 25,000 Shares, representing approximately 6.02% of the total Shares of the Issuer's Common Stock outstanding (assuming exercise of the warrants). Of such Shares, 25,000 are issuable upon exercise of warrants owned of record by Mr. Cassel. With respect to said Shares, Mr. Bronson, Page 12 of 18 Pages Mr. Elliott, Ms. Katz and the Company disclaim beneficial ownership. Mr. Cassel disclaims beneficial ownership of the Shares beneficially owned by Mr. Bronson, Mr. Elliott and Ms. Katz. Ms. Katz may be deemed to beneficially own an aggregate of 35,000 Shares of the Issuer's Common Stock, representing approximately 8.43% of the total Shares of the Issuer's Common Stock deemed outstanding (assuming exercise of the warrants). With respect to such Shares, Ms. Katz owns of record 5,000 Shares as to which she possesses sole voting and dispositive power. In addition, Ms. Katz is a 49% partner in a partnership which owns of record an additional 5,000 Shares. Finally, 25,000 of such Shares are issuable upon exercise of warrants owned of record by Ms. Katz. With respect to said Shares, Mr. Bronson, Mr. Elliott, Mr. Cassel and the Company disclaim beneficial ownership. Ms. Katz disclaims beneficial ownership of the Shares beneficially owned by Mr. Bronson, Mr. Elliott and Mr. Cassel. In addition, Mr. Barber may be deemed to beneficially own an aggregate of 12,500 Shares, representing 3.02% of the total Shares of the Issuer's Common Stock. Of such Shares, 12,500 are issuable upon exercise of warrants owned of record by Mr. Barber. With respect to said Shares, the Company, Mr. Bronson, Mr. Elliott, Mr. Cassel and Ms. Katz disclaim beneficial ownership. Mr. Barber disclaims beneficial ownership of the Shares beneficially owned by Mr. Bronson, Mr. Elliott, Mr. Cassel and Ms. Katz. The foregoing Shares do not include any Shares held of record in the trading account of the Company, and with respect to which Shares, the foregoing persons disclaim beneficial ownership. Page 13 of 18 Pages (c) Any and all transactions in the Shares of the Issuer's Common Stock effectuated by the foregoing persons during the preceding 60 days is described on Exhibit H, attached hereto and incorporated herein by reference. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities of the Issuer. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with ------------------------------------------------------------- Respect to Securities of the Issuer. ----------------------------------- None. Item 7. Material to be Filed as Exhibits. -------------------------------- (a) Exhibit G - Joint 13D Filing Statement. (b) Exhibit H - Prior Transactions Effectuated during the Preceding 60 Days. Page 14 of 18 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information as set forth in this statement is true, complete and correct. /s/ Steven N. Bronson Date: May 15, 1996 ----------------------------- Steven N. Bronson Page 15 of 18 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information as set forth in this statement is true, complete and correct. BARBER & BRONSON INCORPORATED Date: May 15, 1996 By: /s/ Steven N. Bronson, President --------------------------------- Steven N. Bronson, President Page 16 of 18 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information as set forth in this statement is true, complete and correct. Date: May 15, 1996 /s/ Eric R. Elliott ------------------------------ Eric R. Elliott Page 17 of 18 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information as set forth in this statement is true, complete and correct. Date: May 15, 1996 /s/ James S. Cassel --------------------------- James S. Cassel Page 18 of 18 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information as set forth in this statement is true, complete and correct. Date: May 15, 1996 /s/ Lenore Katz ------------------------- Lenore Katz EXHIBIT G --------- Reference is made to a report on amended Schedule 13D, being filed on or about the date hereof, with respect to the undersigned's beneficial ownership of shares of Common Stock of Ozo Diversified Automation, Inc. The undersigned hereby acknowledge and agree that such amended Schedule 13D is being filed on behalf of each of the undersigned. This agreement may be executed in one or more counterparts, each of which shall be an original, but all of which shall constitute one and the same instrument. Date: May 15, 1996 /s/ Steven N. Bronson --------------------------- Steven N. Bronson BARBER & BRONSON INCORPORATED Date: May 15, 1996 By: /s/ Steven N. Bronson, President -------------------------------- Steven N. Bronson, President Date: May 15, 1996 /s/ Eric R. Elliott --------------------------- Eric R. Elliott Date: May 15, 1996 /s/ James S. Cassel --------------------------- James S. Cassel Date: May 15, 1996 /s/ Lenore Katz --------------------------- Lenore Katz EXHIBIT H --------- PRIOR TRANSACTIONS EFFECTUATED DURING THE PRECEDING 60 DAYS
Shares Price Per Date Reporting Person Acquired/Sold Share - --------------- ----------------- ---------------- ------ April 1, 1996 Steven N. Bronson 25,000(1) (1) April 1, 1996 Eric R. Elliott 12,500(1) (1) April 1, 1996 James S. Cassel 25,000(1) (1) April 1, 1996 Lenore Katz 25,000(1) (1)
____________________ (1) Represents warrants to purchase a like number of Shares of the Issuer's Common Stock which were acquired by the Reporting Person in conjunction with a loan made to the Issuer by the Reporting Person. The warrants are exercisable at a price of $1.00 per Share. -----END PRIVACY-ENHANCED MESSAGE-----