-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RVM14+u9UfTTPidvMZFXy2+Xx8H6xn/TN3rdBuqXGWGxhdJkOCq1aD/XLwAWHbrm KHsewvoltFekTmT7GM0PEg== 0000926274-03-000216.txt : 20030328 0000926274-03-000216.hdr.sgml : 20030328 20030328150640 ACCESSION NUMBER: 0000926274-03-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030321 FILED AS OF DATE: 20030328 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BRONSON STEVEN N CENTRAL INDEX KEY: 0001000383 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 201 SOUTH BISCAYNE BLVD STREET 2: STE 2950 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 305368501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIDGEFIELD ACQUISITION CORP CENTRAL INDEX KEY: 0000812152 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 840922701 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16335 FILM NUMBER: 03624799 BUSINESS ADDRESS: STREET 1: 900 THIRD AVE STREET 2: SUITE 201 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3033680401 MAIL ADDRESS: STREET 1: 900 THIRD AVE STREET 2: SUITE 201 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: OZO DIVERSIFIED AUTOMATION INC /CO/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIO MEDICAL AUTOMATION INC DATE OF NAME CHANGE: 19990323 4 1 snb-rac3034.txt ------------------------------ OMB APPROVAL [ ] Check this box if no longer ------------------------------ subject to Section 16. Form 4 or OMB Number 3235-0287 Form 5 obligations may continue. Expires: January 31, 2005 See Instruction 1(b). Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Bronson, Steven N. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 10 South Street, Suite 202, - -------------------------------------------------------------------------------- (Street) Ridgefield, CT 06877 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Ridgefield Acquisition Corp. ("RDGA") - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year March 21, 2003 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] 10% Owner [X] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - --------------------------------------------------------------------------------
5. 6. 2A. 4. Amount of Owner- 2. Deemed 3. Securities Acquired (A) or Securities ship 7. Trans- Execution Trans- Disposed of (D) Beneficially Form: Nature of action Date, if action (Instr. 3, 4 and 5) Owned Direct Indirect Date any Code ----------------------------- Following (D) or Beneficial 1. (Month/ (Month/ (Instr. 8) (A) Reported Indirect Owner- Title of Security Day/ Day/ ----------- Amount or Price Transaction(s) (I) ship (Instr. 3) Year) Year) Code V (D) (Instr. 3 and 4) (Instr.4) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Table II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------------- 10. 9. Owner- Number ship of Deriv- Form ative of 5. 7. Secur- Deriv- 11. Number of Title and Amount ities ative Nature Derivative 6. of Underlying 8. Bene- Secur- of 2. 3a. 4. Securities Date Exer- Securities Price ficially ity: In- Conver- 3. Deemed Trans- Acquired (A) cisable and (Instr. 3 and 4) of Owned Direct direct sion or Trans- Execution action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene- 1. Exercise action Date, if Code of(D) (Month/Day/Year) Amount ative reported In- ficial Title of Price of Date any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative Deri- (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security vative Day/ Day/ ------- ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) Security Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- Common Option $1.25 2-15-03 E 25,000 2-15-03 Stock 25,000 $1.25 95,000 I - ----------------------------------------------------------------------------------------------------------------------------------- Common Option $1.65 3-21-03 A 150,000 3-21-03 3-20-08 Stock 150,000 $1.65 245,000 I - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ Steven N. Bronson March 25, 2003 - --------------------------------------------- -------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----