0001209191-18-056821.txt : 20181101 0001209191-18-056821.hdr.sgml : 20181101 20181101175515 ACCESSION NUMBER: 0001209191-18-056821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTTS LAMPKIN CENTRAL INDEX KEY: 0001090137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14977 FILM NUMBER: 181154996 MAIL ADDRESS: STREET 1: C/O SANDERSON FARM STREET 2: 225 N 13TH AVE CITY: LAUREL STATE: MS ZIP: 39441-0998 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON FARMS INC CENTRAL INDEX KEY: 0000812128 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 640615843 STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-31 0 0000812128 SANDERSON FARMS INC SAFM 0001090137 BUTTS LAMPKIN 127 FLYNT ROAD LAUREL MS 39443 1 1 0 0 President and COO Common Stock 2018-10-31 4 M 0 14029 0.00 A 143976 D Common Stock 2018-10-31 4 F 0 6164 98.39 D 137812 D Common Stock 13.0749 I Allocated to Reporting Person's Account in Issuer ESOP. Performance Shares 2018-10-31 4 M 0 14029 0.00 D Common Stock 14029 0 D The reported transaction was the vesting of performance shares that were awarded on November 1, 2015. The award entitled the Reporting Person to a number of shares of common stock based on the Issuer's level of achievement of performance measures over a two-year period ending October 31, 2017. The performance measures were return on equity and return on sales. On December 28, 2017, the Issuer's Compensation Committee determined that based on the Issuer's actual performance, the Reporting Person was entitled to the number of shares reported in Table II. However, the Reporting Person's performance share agreement provided that the earned shares would not be issued unless the Reporting Person was employed by the Issuer (with some exceptions) for an additional one-year vesting period ending on October 31, 2018. That condition has now been met. Reflects allocations not reported on the Reporting Person's previous ownership report. /s/ D. Michael Cockrell, Attorney-in-Fact 2018-11-01