-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CDUnjIBoMaLBiGY2henEjgXLglj1K34NiOXUMKksCXm9CLjqTOi3+JHCrM4p/33l mEhENEYYz+/tKD7l1O6QZQ== 0000812128-98-000030.txt : 19980707 0000812128-98-000030.hdr.sgml : 19980707 ACCESSION NUMBER: 0000812128-98-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980706 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON FARMS INC CENTRAL INDEX KEY: 0000812128 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 640615843 STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-16567 FILM NUMBER: 98660567 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON WILLIAM R CENTRAL INDEX KEY: 0001054610 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] DIRECTOR STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 4 1 WILLIAM R. SANDERSON FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Files purusant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Sanderson, William R. P. O. Box 988 Laurel, MS 39441-0988 2. Issuer Name and Ticker or Trading SAFM 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year June 1998 5. If Amendment, Date of Original (Month/Year N/A 6. Relationship of Reporting Person to Issuer Director, 10% Owner & Director of Marketing TABLE I. Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2.Trans- 3. Trans- 4. Securities Acquired 5. Amount of 6.Owner- 7. Nature of (Instr 3) action action (A) or Disposed of (D) Securities ship Indirect Date Code (Instr. 3,4 and 5) Beneficially Form: Beneficial Month/ (Instr.8) Owned at Direct (d) Ownership Day/ End of Month or Indirect (Instr. 4) Year Code V Amount (A) or Price (Inst.3 or 4) (I) (Instr. 4) (D)
Common Stock, par value $1.00 per share ........................ 6/01/98 P 10,000 A 11.750 3,358,385 I (1) Common Stock, par value $1.00 per share ........................ 6/02/98 P 25,000 A 12.000 3,358,385 I (1) Common Stock, par value $1.00 per share ........................ 6/03/98 P 7,500 A 12.000 3,358,385 I (1) Common Stock, par value $1.00 per share ........................ 6/04/98 P 22,500 A 12.125 3,358,385 I (1) Common Stock, par value $1.00 per share ........................ 136,350 D Owner of Common Stock, par value Record $1.00 per share ........................ 7,830 I (2) Common Stock, par value $1.00 per share ........................ 8,460 I By Spouse Common Stock, par value $1.00 per share ........................ 20,656 I By Minor (1) As co-executor of the Estate of Joe Frank Childred Sanderson. William R. Sanderson was appointed and qualified as a co-executor of the Estate of Joe Frank Sanderson on 1/21/98 (2) Allocated to the account of William R Sanderson in the Company's ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls warrants options, convertible securities) 1.Title 2.Conver- 3. Trans- 4.Transac- 5. Number of 6. Date 7.Title 8.Price 9.Number 10. Owner- 11. Nature of of Deri- sion or action tion Code Derivative Exer- and of of ship Indirect vative Exercise Date (Instr. 8) Securities and Amount Deriv- Deriv- Form Bene- Security Price of (Month/ Acquired (A) Expir- of Under- ative ative of Deriv- ficial (Instr.3) Derivative Day/ or Disposed ation lying Security Securities ative Owner- Security Year) of (D) (Instr. Date Securities (Instr. Bene- Security: ship 3, 4 and 5) (Month/ (Instr. 5) ficially Direct(D) (Inst. 4) Day/Year) 3 and 4) owned or Indirect at End (I) (Instr. of 4) Month (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Amount Code (V) (A) (D) Date Expir- Title or No. Exer- tion of cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------
Incentive Stock Options to buy 13.00 6/18/98 A 2,500 (1) 4/23/08 Common 2,500 13.00 D Common Stock $1.00 par Stock value per share $1.00 par value per share Incentive Stock Options to buy 7/24/97 (1) 7/24/07 Common 7,500 15.00 D Common Stock $1.00 par Stock value per share $1.00 par value per share Incentive Stock Options to buy 7/25/96 (2) 7/25/02 Common 7,500 10.875 D Common Stock $1.00 par Stock value per share $1.00 par value per share Incentive Stock Options to buy 4/27/95 (2) 4/27/01 Common 7,500 11.25 D Common Stock $1.00 par Stock value per share $1.00 par value per share Incentive Stock Options to buy 4/29/94 (2) 4/29/00 Common 7,500 11.00 D Common Stock $1.00 par Stock value per share $1.00 par value per share Incentive Stock Options to buy 7/12/93 (2) 7/12/99 Common 7,500 10.667 D Common Stock $1.00 par Stock value per share $1.00 par value per share
Explanation of Responses: (1) Exercisable for 10-year period. Vesting begins at 25% on 7/24/98, the end of the first year, and continues at 25% per year. (2) Exercisable for 6-year. Vesting begins at 25% at the end of the first year following the grant and continuing at 25% per year. /s//William R. Sanderson July 6, 1998 *Signaure of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----