-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzKPzYIYsoAopbd498jsGkbMCxipnoAkI1PuEmTrq5QI4b6lRQtkaMnNu0JMa/0J r4NIORZMffYMIzqODTBA6A== 0000812128-98-000031.txt : 19980707 0000812128-98-000031.hdr.sgml : 19980707 ACCESSION NUMBER: 0000812128-98-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980706 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON FARMS INC CENTRAL INDEX KEY: 0000812128 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 640615843 STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-16567 FILM NUMBER: 98660573 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 COMPANY DATA: COMPANY CONFORMED NAME: SANDERSON JOE FRANK ESTATE OF CENTRAL INDEX KEY: 0001056906 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] OTHER STATE OF INCORPORATION: MS FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 225 N 13TH AVE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 BUSINESS PHONE: 6016494030 MAIL ADDRESS: STREET 1: 225 N 13TH AVENUE STREET 2: PO BOX 988 CITY: LAUREL STATE: MS ZIP: 39441 4 1 ESTATE OF JOE FRANK SANDERSON FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Files purusant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Estate of Joe Frank Sanderson P. O. Box 988 Laurel, MS 39441-0988 2. Issuer Name and Ticker or Trading SAFM 3. IRS or Social Security Number of Reporting Person (Voluntary) 64-6213477 4. Statement for Month/Year June 1998 5. If Amendment, DAte of Original (Month/Year) N/A 6. Relationship of Reporting Person to Issuer 10% Owner TABLE I. Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2.Trans- 3. Trans- 4.Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action (A) or Disposed of Securities ship Indirect Date Code (D) (Instr. 3, 4 Beneficially Form: Beneficial (Month/ (Instr.8) and 5) Owned at Direct (d) Ownership Day/ End of Month or Indirect (Instr. 4) Year (Instr.3 or 4) (I) (Instr.4) Code V Amount (A) or Price (D)
Common Stock, $1.00 par value per share 6/1/98 P 10,000 A 11.750 3,269,654 D Common Stock, $1.00 par value per share 6/2/98 P 25,000 A 12.000 3,269,654 D Common Stock, $1.00 par value per share 6/3/98 P 7,500 A 12.000 3,269,654 D Common Stock, $1.00 par value per share 6/4/98 P 22,500 A 12.125 3,269,654 D Common Stock, $1.00 par value per share 88,731 I ESOP Allocation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls warrants options, convertible securities)
1.Title 2.Conver- 3. Trans- 4.Transac- 5. Number of 6. Date 7.Title 8.Price 9.Number 10. Owner- 11. Nature of of Deri- sion or action tion Code Derivative Exer- and of of ship Indirect vative Exercise Date (Instr. 8) Securities and Amount Deriv- Deriv- Form Bene- Security Price of (Month/ Acquired (A) Expir- of Under- ative ative of Deriv- ficial (Instr.3) Derivative Day/ or Disposed ation lying Security Securities ative Owner- Security Year) of (D) (Instr. Date Securities (Instr. Bene- Security: ship 3, 4 and 5) (Month/ (Instr. 5) ficially Direct(D) (Inst. 4) Day/Year) 3 and 4) owned or Indirect at End (I) (Instr. of 4) Month (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Amount Code (V) (A) (D) Date Expir- or No. Exer- ation of Shares cisable Date
Explanation of Responses: /s/Joe F. Sanderson, Jr., Co-executor July 6, 1998 **Signaure of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----