0001048703-15-000079.txt : 20151229
0001048703-15-000079.hdr.sgml : 20151229
20151229162807
ACCESSION NUMBER: 0001048703-15-000079
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151221
FILED AS OF DATE: 20151229
DATE AS OF CHANGE: 20151229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZWEIG FUND INC /MD/
CENTRAL INDEX KEY: 0000812090
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133353326
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
BUSINESS PHONE: 800-272-2700
MAIL ADDRESS:
STREET 1: 100 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KARPUS GEORGE W
CENTRAL INDEX KEY: 0001223048
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04739
FILM NUMBER: 151311587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karpus Management, Inc.
CENTRAL INDEX KEY: 0001048703
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04739
FILM NUMBER: 151311588
BUSINESS ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
BUSINESS PHONE: 5855864680
MAIL ADDRESS:
STREET 1: 183 SULLY'S TRAIL
CITY: PITTSFORD
STATE: NY
ZIP: 14534
FORMER NAME:
FORMER CONFORMED NAME: KARPUS MANAGEMENT INC
DATE OF NAME CHANGE: 19971029
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-12-21
0
0000812090
ZWEIG FUND INC /MD/
ZF
0001048703
Karpus Management, Inc.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
0001223048
KARPUS GEORGE W
KARPUS MANAGEMENT, INC.
183 SULLY'S TRAIL
PITTSFORD
NY
14534
0
0
1
0
Common Stock
2697800
D
Common Stock
40078
D
This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation.
Shares of Common Stock beneficially owned by Karpus.
Mr. Karpus beneficially owns 12,273 Shares. In addition, Mr. Karpus may be deemed to beneficially own the 27,805 Shares held by the Karpus Family Foundation, Inc., George W. Karpus IRA Rollover, Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan entities.
Karpus Management, Inc. by Daniel L. Lippincott, Sr. Tax-Sensitive Manager and Director of Investment Personnel
2015-12-29
George W. Karpus
2015-12-29