0001048703-15-000079.txt : 20151229 0001048703-15-000079.hdr.sgml : 20151229 20151229162807 ACCESSION NUMBER: 0001048703-15-000079 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20151229 DATE AS OF CHANGE: 20151229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG FUND INC /MD/ CENTRAL INDEX KEY: 0000812090 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133353326 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KARPUS GEORGE W CENTRAL INDEX KEY: 0001223048 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04739 FILM NUMBER: 151311587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpus Management, Inc. CENTRAL INDEX KEY: 0001048703 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04739 FILM NUMBER: 151311588 BUSINESS ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 5855864680 MAIL ADDRESS: STREET 1: 183 SULLY'S TRAIL CITY: PITTSFORD STATE: NY ZIP: 14534 FORMER NAME: FORMER CONFORMED NAME: KARPUS MANAGEMENT INC DATE OF NAME CHANGE: 19971029 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2015-12-21 0 0000812090 ZWEIG FUND INC /MD/ ZF 0001048703 Karpus Management, Inc. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 0001223048 KARPUS GEORGE W KARPUS MANAGEMENT, INC. 183 SULLY'S TRAIL PITTSFORD NY 14534 0 0 1 0 Common Stock 2697800 D Common Stock 40078 D This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. All shares were purchased for investment purposes, not with the purpose or effect of changing or influencing control of the issuer. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of shares of the Issuer except to the extent of their pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. Shares of Common Stock beneficially owned by Karpus. Mr. Karpus beneficially owns 12,273 Shares. In addition, Mr. Karpus may be deemed to beneficially own the 27,805 Shares held by the Karpus Family Foundation, Inc., George W. Karpus IRA Rollover, Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan entities. Karpus Management, Inc. by Daniel L. Lippincott, Sr. Tax-Sensitive Manager and Director of Investment Personnel 2015-12-29 George W. Karpus 2015-12-29