0000883237-18-000044.txt : 20180413
0000883237-18-000044.hdr.sgml : 20180413
20180413112608
ACCESSION NUMBER: 0000883237-18-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170717
FILED AS OF DATE: 20180413
DATE AS OF CHANGE: 20180413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OATES JAMES M
CENTRAL INDEX KEY: 0001180238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04739
FILM NUMBER: 18753562
MAIL ADDRESS:
STREET 1: C/O INVESTORS FINANCIAL SERVICES CORP
STREET 2: 200 CLARENDON ST
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtus Total Return Fund Inc.
CENTRAL INDEX KEY: 0000812090
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133353326
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
BUSINESS PHONE: 800-272-2700
MAIL ADDRESS:
STREET 1: 100 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
FORMER COMPANY:
FORMER CONFORMED NAME: ZWEIG FUND INC /MD/
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_152363312536123.xml
FORM 4
X0306
4
2017-07-17
0
0000812090
Virtus Total Return Fund Inc.
ZF
0001180238
OATES JAMES M
C/O VIRTUS INVESTMENT PARTNERS
100 PEARL STREET
HARTFORD
CT
06103
1
0
0
0
Common Stock
2017-07-17
4
S
0
5630
12.0605
D
0
D
On 4/3/2017, Mr. Oates acquired the ZF shares being reflected as sold within this Form 4 by virtue of Virtus Total Return Fund (ticker: DCA) merging into the Issuer (ticker: ZF), and Mr. Oates receiving ZF shares in exchange for the DCA shares he then held. Prior to this merger, Mr. Oates did not own any shares of the Issuer.
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.0636 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ William Renahan, Attorney-in-Fact
2018-04-13