0001752724-18-000885.txt : 20181012
0001752724-18-000885.hdr.sgml : 20181012
20181011185009
ACCESSION NUMBER: 0001752724-18-000885
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180731
FILED AS OF DATE: 20181012
EFFECTIVENESS DATE: 20181012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AB PORTFOLIOS
CENTRAL INDEX KEY: 0000812015
IRS NUMBER: 000000000
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05088
FILM NUMBER: 181119080
BUSINESS ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCEBERNSTEIN PORTFOLIOS
DATE OF NAME CHANGE: 20030319
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE PORTFOLIOS
DATE OF NAME CHANGE: 19930812
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITABLE FUNDS
DATE OF NAME CHANGE: 19920703
0000812015
S000010509
AB Growth Fund
N-CEN
1
primary_doc.xml
X0101
N-CEN
LIVE
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811-05088
N-1A
S000010509
true
AB PORTFOLIOS
811-05088
0000812015
549300SL79FN46SWRF45
ALLIANCEBERNSTEIN LP
1345 AVENUE OF THE AMERICAS
NEW YORK
10105
US-NY
US
212-969-1000
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
N
N
N-1A
6
N
Robert M. Keith
002309907
Y
William H. Foulk, Jr
002326508
N
Michael J. Downey
000000000
N
Carol C. McMullen
000000000
N
Marshall C. Turner, Jr
000000000
N
Earl D. Weiner
000000000
N
John H. Dobkin
000000000
N
D. James Guzy
000000000
N
Garry L. Moody
000000000
N
Nancy P. Jacklin
000000000
N
Vincent S. Noto
000000000
1345 Avenue of the Americas
New York
10105
XXXXXX
N
N
N
N
N
N
N
AllianceBernstein Investments, Inc.
8-30851
000014549
0000000000
Y
N
Ernst & Young LLP
42
00000000000000000000
N
N
N
N
N
N
N
AB Growth Fund
S000010509
549300UM1VFAB7ZJOJ94
N
8
0
0
N/A
N
N
Y
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Revenue sharing split
9058827.44000000
104829.00000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
AllianceBernstein L.P.
801-56720
000108477
0JK55UGWSWNF3X7KLQ85
N
AllianceBernstein Investor Services, Inc.
084-01187
0000000000
Y
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Standard & Poor's Financial Services LLC
549300U4VWNITEKO2881
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Ice Data Services, Inc.
13-3668779
Tax ID
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
AllianceBernstein Investor Services, Inc.
0000000000
Y
N
N
AllianceBernstein L.P.
0JK55UGWSWNF3X7KLQ85
Y
N
N
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
139.09000000
Sanford C. Bernstein Limited
N/A
000000000
54930049G8WQ5OOUSD19
GB
0.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
5643.22000000
Deutsche Bank Aktiengesellschaft
8-17822
000002525
7LTWFZYICNSX8D621K86
DE
7196.01000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
16552.37000000
Barclays Bank PLC
N/A
000008175
G5GSEF7VJP5I7OUK5573
GB
3495.66000000
Cowen and Company, LLC
8-04125
000007616
549300WR155U7DVMIW58
9659.60000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
27856.95000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3313.12000000
Citation Group Ltd.
N/A
000000000
00000000000000000000
11448.55000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
11304.20000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
5128.17000000
111418.61000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
7445175.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
458124050.60000000
465569225.60000000
N
857566613.41000000
N
true
INTERNAL CONTROL RPT
2
NCEN_4391736575477438.txt
Report of Independent Registered Public
Accounting Firm
To the Shareholders and Board of Trustees of AB
Growth Fund:
In planning and performing our audit of the
financial statements of AB Growth Fund (the
"Fund"), (one of the series constituting The AB
Portfolios (the "Trust")), as of and for the year
ended July 31, 2018, in accordance with the
standards of the Public Company Accounting
Oversight Board (United States), we considered the
Trust's internal control over financial reporting,
including controls over safeguarding securities, as a
basis for designing our auditing procedures for the
purpose of expressing our opinion on the financial
statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing
an opinion on the effectiveness of the Trust's
internal control over financial reporting.
Accordingly, we express no such opinion.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A fund's
internal control over financial reporting is a process
designed to provide reasonable assurance regarding
the reliability of financial reporting and the
preparation of financial statements for external
purposes in accordance with generally accepted
accounting principles. A fund's internal control
over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of the
assets of the fund; (2) provide reasonable assurance
that transactions are recorded as necessary to permit
preparation of financial statements in accordance
with generally accepted accounting principles, and
that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and trustees of the fund; and (3)
provide reasonable assurance regarding prevention
or timely detection of unauthorized acquisition, use
or disposition of a fund's assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control
over financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the
risk that controls may become inadequate because
of changes in conditions, or that the degree of
compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of a
control does not allow management or employees,
in the normal course of performing their assigned
functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or
a combination of deficiencies, in internal control
over financial reporting, such that there is a
reasonable possibility that a material misstatement
of the fund's annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Trust's internal control
over financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal
control that might be material weaknesses under
standards established by the Public Company
Accounting Oversight Board (United States).
However, we noted no deficiencies in the Trust's
internal control over financial reporting and its
operation, including controls over safeguarding
securities that we consider to be a material
weakness as defined above as of July 31, 2018.
This report is intended solely for the information
and use of management and the Board of Trustees
of The AB Portfolios and the Securities and
Exchange Commission, and is not intended to be
and should not be used by anyone other than these
specified parties.
/s/ ERNST & YOUNG LLP
New York, New York
September 26, 2018