-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2SSLjRkGDEdPlKlHL5dr845PgRwjQ0DziXttc/4+tah1mRlQ0N6Zmks8Ba1EmEH +GhbN7wC6/1Gs+ACNIa1eQ== 0000950162-99-000991.txt : 19991018 0000950162-99-000991.hdr.sgml : 19991018 ACCESSION NUMBER: 0000950162-99-000991 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990329 FILED AS OF DATE: 19991012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VAIL RESORTS INC CENTRAL INDEX KEY: 0000812011 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 510291762 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-09614 FILM NUMBER: 99726406 BUSINESS ADDRESS: STREET 1: 137 BENCHMARK ROAD STREET 2: C/O ANACONDA TOWER CITY: AVON STATE: CO ZIP: 81620 BUSINESS PHONE: 9708452950 MAIL ADDRESS: STREET 1: 137 BENCHMARK ROAD CITY: AVON STATE: CO ZIP: 81620 COMPANY DATA: COMPANY CONFORMED NAME: MANDEL JAMES S CENTRAL INDEX KEY: 0001032679 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: VAIL RESORTS INC STREET 2: PO BOX 7 CITY: VAIL STATE: CO ZIP: 81658 BUSINESS PHONE: 9704765601 MAIL ADDRESS: STREET 1: VAIL RESORTS INC STREET 2: PO BOX 7 CITY: VAIL STATE: CO ZIP: 89658 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ________________________________________________________________________________ 1. Name and Address of Reporting Person* Mandel James S. - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 303 - -------------------------------------------------------------------------------- (Street) Edwards, CO 81632 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 03/29/99 ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol Vail Resorts, Inc. ("MTN") ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Senior Vice President of Vail Resorts Development Company ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form Filed by One Reporting Person [_] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,000 I(1) By Spouse - IRA Account - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (1) The filing of this Statement shall not be deemed an admission that the Reporting Person, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, is a beneficial owner of, or has any pecuniary interest in, these shares of Common Stock. (Over) (Form 3-07/99) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 3/31/96 10/1/02 Common Stock 15,324 $10 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 3/31/97 10/1/02 Common Stock 35,992 $10 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 3/31/98 10/1/02 Common Stock 35,992 $10 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 3/31/99 10/1/02 Common Stock 35,992 $10 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 6/9/98 6/9/08 Common Stock 6,667 $24 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 6/9/99 6/9/08 Common Stock 6,667 $24 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 6/9/00 6/9/08 Common Stock 6,666 $24 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 11/17/99 11/17/08 Common Stock 7,000 $25 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 11/17/00 11/17/08 Common Stock 7,000 $25 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 11/17/01 11/17/08 Common Stock 7,000 $25 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 9/14/00 9/14/09 Common Stock 4,000 $19.0625 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 9/14/01 9/14/09 Common Stock 4,000 $19.0625 D - ------------------------------------------------------------------------------------------------------------------------------------ Option to Purchase 9/14/02 9/14/09 Common Stock 4,000 $19.0625 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ James S. Mandel 10/8/99 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----