SUPPLEMENT DATED SEPTEMBER 9, 2014
TO THE MOST RECENT STATEMENT OF ADDITIONAL INFORMATION, AS MAY BE SUPPLEMENTED
In the “SALES COMPENSATION” section under “Additional Payments to Financial Intermediaries”, the following table supplements and supersedes the existing table listing the member firms of the Financial Industry Regulatory Authority (“FINRA”) that have arrangements in effect with the Distributor:
1st Global Capital Corp. | Infinex Investments Inc |
Advisor Group-FSC Securities Corporation | ING Financial Partners, Inc |
Advisor Group-Royal Alliance Associates, Inc | Oppenheimer & Co., Inc |
Advisor Group-Sagepoint Financial, Inc | Janney Montgomery Scott, LLC |
Advisor Group-Woodbury Financial Services | John Hancock Financial Network |
Ameriprise Financial Services, Inc | J.J.B. Hilliard. W.L. Lyons, Inc |
AXA Advisors, LLC | Key Investment Services |
Banc of America/Merrill Lynch | Ladenberg Thalman Financial Services |
BOSC, Inc | Lincoln Financial Network |
Cambridge Investment Research | MML Investor Services, Inc |
CCO Investment Services | Money Concepts Capital Corp. |
Centaurus Financial, Inc | Morgan Stanley Wealth Management, LLC |
Cetera - Advisor Network LLC | NFP Advisor Services, LLC |
Cetera - Advisors LLC | NPH-Investment Centers of America |
Cetera - Financial Institutions | NPH-Invest Financial Corporation |
Cetera - Financial Specialists, Inc | NPH-National Planning Corp |
CISC, Inc | NPH-SII Investments, Inc |
Charles Schwab | Northwestern Mutual Investment Services, LLC |
Commonwealth Financial Network | ProEquities, Inc |
Crown Capital Securities L.P. | Raymond James and Associates, Inc |
Cuso Financial Services | Raymond James Financial Services, Inc |
Edward D. Jones & Co. LP | RBC Capital Markets Corporation |
Fintegra LLC | Robert W. Baird & Co |
First Allied Securities, Inc | Stifel, Nicolaus, & Co, Inc |
First Command Financial Planning | The Investment Center, Inc |
First Tennessee Brokerage, Inc | Transamerica Financial Advisors, Inc |
Fifth Third Bank | UBS Financial Services, Inc |
Geneos Wealth Management | Unionbanc Investment Services |
H.D. Vest Investment Services, Inc | Wells Fargo Advisors |
Independent Financial Group |
You should read this Supplement in conjunction with the Statement of Additional Information and retain it for future reference.