-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hz8Mqg8JIUBTIknL/rr8yZ9fq86K8zRYJ7s/NmI88Yqu/DnwzrT36GRAJEtNI/Ls FKZEhcNfwxkuQIrzbQahag== 0001010521-10-000311.txt : 20100730 0001010521-10-000311.hdr.sgml : 20100730 20100730123046 ACCESSION NUMBER: 0001010521-10-000311 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100531 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN TAX EXEMPT SERIES FUND CENTRAL INDEX KEY: 0000811921 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-05079 FILM NUMBER: 10980328 BUSINESS ADDRESS: STREET 1: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN TAX EXEMPT SERIES TRUST DATE OF NAME CHANGE: 19901023 0000811921 S000000649 Massachusetts Tax-Free Income Fund C000001868 Class A JHMAX C000001869 Class B JHMBX C000001870 Class C JMACX 0000811921 S000000650 New York Tax-Free Income Fund C000001871 Class A JHNYX C000001872 Class B JNTRX C000001873 Class C JNYCX NSAR-B 1 answer.fil JOHN HANCOCK TAX-EXEMPT SERIES PAGE 1 000 B000000 05/31/2010 000 C000000 0000811921 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 John Hancock Tax-Exempt Series Fund 001 B000000 811-5079 001 C000000 6176633000 002 A000000 601 Congress Street 002 B000000 Boston 002 C000000 MA 002 D010000 02210 002 D020000 2805 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010200 2 007 C020200 J H Massachusetts Tax-Free Income Fund 007 C030200 N 007 C010300 3 007 C020300 John Hancock New York Tax-Free Income Fund 007 C030300 N 008 A00AA01 JOHN HANCOCK ADVISERS, LLC 008 B00AA01 A 008 C00AA01 801-8124 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02210 008 D04AA01 2805 008 A00AA02 MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC 008 B00AA02 S 008 C00AA02 801-42023 008 D01AA02 BOSTON 008 D02AA02 MA 008 D03AA02 02199 010 A00AA01 JOHN HANCOCK ADVISERS, LLC 010 B00AA01 801-8124 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02210 010 C04AA01 2805 011 A00AA01 JOHN HANCOCK FUNDS, LLC 011 B00AA01 8-43582 011 C01AA01 BOSTON PAGE 2 011 C02AA01 MA 011 C03AA01 02210 011 C04AA01 2805 012 A00AA01 JOHN HANCOCK SIGNATURE SERVICES, INC. 012 B00AA01 84-1885 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02205 012 C04AA01 5913 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02110 014 A00AA01 SIGNATOR INVESTORS, INC. 014 B00AA01 8-13995 014 A00AA02 JOHN HANCOCK FUNDS, LLC 014 B00AA02 8-43582 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02105 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 230 019 C00AA00 JOHNHANCOC 021 000000 0 022 A000001 Bank of America Securities/ Merrill Lynch 022 C000001 9456 022 D000001 9279 022 A000002 CITIGROUP GLOBAL MARKETS, INC. 022 C000002 10120 022 D000002 2047 022 A000003 J.P. MORGAN SECURITIES 022 B000003 13-3379014 022 C000003 5989 022 D000003 1147 022 A000004 Morgan Stanley Co 022 C000004 2970 022 D000004 3057 022 A000005 Piper Jaffray, Inc. 022 B000005 41-0953246 022 C000005 3088 022 D000005 0 022 A000006 Bank of New York 022 B000006 04-3273910 022 C000006 0 022 D000006 2000 022 A000007 RBC CAPITAL MARKETS 022 C000007 1972 PAGE 3 022 D000007 0 022 A000008 Pershing, LLC 022 C000008 1135 022 D000008 0 022 A000009 GOLDMAN SACHS & CO. 022 B000009 13-5108880 022 C000009 986 022 D000009 0 023 C000000 36693 023 D000000 18738 024 00AA00 N 025 A000201 BARCLAY'S BANK PLC 025 B000201 05-0346412 025 C000201 D 025 D000201 0 026 A000000 Y 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010200 2457 028 A020200 531 028 A030200 0 028 A040200 1387 028 B010200 4316 028 B020200 553 028 B030200 0 028 B040200 2026 028 C010200 1556 028 C020200 289 028 C030200 0 028 C040200 2635 028 D010200 3016 028 D020200 280 028 D030200 0 028 D040200 1656 028 E010200 1295 028 E020200 280 028 E030200 0 028 E040200 2507 028 F010200 1116 028 F020200 284 028 F030200 0 028 F040200 2122 028 G010200 13756 028 G020200 2217 PAGE 4 028 G030200 0 028 G040200 12333 028 H000200 10358 028 A010300 1188 028 A020300 154 028 A030300 0 028 A040300 657 028 B010300 1560 028 B020300 317 028 B030300 0 028 B040300 2443 028 C010300 1465 028 C020300 161 028 C030300 0 028 C040300 690 028 D010300 678 028 D020300 154 028 D030300 0 028 D040300 537 028 E010300 582 028 E020300 157 028 E030300 0 028 E040300 1572 028 F010300 554 028 F020300 162 028 F030300 0 028 F040300 584 028 G010300 6027 028 G020300 1105 028 G030300 0 028 G040300 6483 028 H000300 3537 029 000200 Y 029 000300 Y 030 A000200 187 030 B000200 4.50 030 C000200 1.00 030 A000300 141 030 B000300 4.50 030 C000300 1.00 031 A000200 24 031 B000200 0 031 A000300 18 031 B000300 0 032 000200 159 032 000300 122 033 000200 4 033 000300 1 034 000200 Y 034 000300 Y 035 000200 3 PAGE 5 035 000300 7 036 A000200 N 036 B000200 0 036 A000300 N 036 B000300 0 037 00AA00 N 038 00AA00 0 039 00AA00 Y 040 00AA00 Y 041 00AA00 Y 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 100 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 100 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000200 536 043 000300 260 044 000200 330 044 000300 230 045 00AA00 Y 046 00AA00 N 047 00AA00 Y 048 00AA00 0.000 048 A01AA00 250000 048 A02AA00 0.500 048 B01AA00 250000 048 B02AA00 0.450 048 C01AA00 500000 048 C02AA00 0.425 048 D01AA00 250000 048 D02AA00 0.400 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 PAGE 6 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 1250000 048 K02AA00 0.300 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 Y 053 B00AA00 Y 053 C00AA00 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 N 060 B00AA00 N 061 00AA00 2500 062 A000200 Y 062 B000200 0.0 062 C000200 0.0 062 D000200 0.2 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 98.1 PAGE 7 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 2.3 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 96.4 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000200 0 063 B000200 15.6 063 A000300 0 063 B000300 14.2 064 A000200 Y 064 B000200 N 064 A000300 Y 064 B000300 N 066 A00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N PAGE 8 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 N 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 N 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N PAGE 9 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000200 21037 071 B000200 11571 071 C000200 120153 071 D000200 10 071 A000300 7288 071 B000300 4099 071 C000300 60215 071 D000300 7 072 A000200 12 072 B000200 6245 072 C000200 0 072 D000200 0 072 E000200 0 072 F000200 626 072 G000200 21 072 H000200 0 072 I000200 73 072 J000200 28 072 K000200 0 072 L000200 17 072 M000200 10 072 N000200 28 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 35 072 S000200 30 072 T000200 536 072 U000200 0 072 V000200 0 072 W000200 5 072 X000200 1409 072 Y000200 1 072 Z000200 4836 072AA000200 0 072BB000200 214 072CC010200 4901 072CC020200 0 072DD010200 4039 072DD020200 200 072EE000200 352 072 A000300 12 072 B000300 3336 072 C000300 0 072 D000300 0 072 E000300 0 072 F000300 311 PAGE 10 072 G000300 12 072 H000300 0 072 I000300 46 072 J000300 15 072 K000300 0 072 L000300 7 072 M000300 4 072 N000300 20 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 37 072 S000300 30 072 T000300 260 072 U000300 0 072 V000300 0 072 W000300 16 072 X000300 758 072 Y000300 1 072 Z000300 2579 072AA000300 91 072BB000300 0 072CC010300 3014 072CC020300 0 072DD010300 2189 072DD020300 136 072EE000300 0 073 A010200 0.4906 073 A020200 0.4035 073 B000200 0.0349 073 C000200 0.0000 073 A010300 0.5105 073 A020300 0.4248 073 B000300 0.0000 073 C000300 0.0000 074 A000200 0 074 B000200 213 074 C000200 0 074 D000200 126996 074 E000200 0 074 F000200 0 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 0 074 K000200 0 074 L000200 2429 074 M000200 17 074 N000200 129655 074 O000200 0 074 P000200 27 PAGE 11 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 232 074 S000200 0 074 T000200 129396 074 U010200 8416 074 U020200 419 074 V010200 12.53 074 V020200 12.53 074 W000200 0.0000 074 X000200 1823 074 Y000200 0 074 A000300 0 074 B000300 1486 074 C000300 0 074 D000300 62085 074 E000300 0 074 F000300 0 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 953 074 M000300 8 074 N000300 64532 074 O000300 0 074 P000300 10 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 130 074 S000300 0 074 T000300 64392 074 U010300 4406 074 U020300 244 074 V010300 12.20 074 V020300 12.21 074 W000300 0.0000 074 X000300 1112 074 Y000300 0 075 A000200 0 075 B000200 124832 075 A000300 0 075 B000300 62140 076 000200 0.00 076 000300 0.00 077 A000000 Y PAGE 12 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 Chubb Group of Insurance Companies 080 B00AA00 ICI Mutual Insurance Company 080 C00AA00 30000 081 A00AA00 Y 081 B00AA00 229 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL J. LEARY TITLE TREASURER EX-99.77B ACCT LTTR 2 nsar.htm ACCOUNTANT'S LETTER nsar.htm - Generated by SEC Publisher for SEC Filing

Report of Independent Registered Public Accounting Firm

To the Board of Trustees and Shareholders of John Hancock Tax-Exempt Series:

 

In planning and performing our audits of the financial statements of John Hancock Tax-Exempt Series (the “Funds”) as of and for the year ended May 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting.

 

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles.  A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permi t preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3)  provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements.  Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis.  A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. 

 

Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States).  However, we noted no deficiencies in the Funds' internal control over financial reporting and their operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of May 31, 2010.

 

This report is intended solely for the information and use of management and the Board of Trustees of John Hancock Tax-Exempt Series and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/ PricewaterhouseCoopers LLP

PricewaterhouseCoopers LLP

Boston, Massachusetts

July 16, 2010


-----END PRIVACY-ENHANCED MESSAGE-----