UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05071
SATURNA INVESTMENT TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Jane K. Carten
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant's Telephone Number — (360) 734-9900
Date of fiscal year end: November 30, 2018
Date of reporting period: June 30, 2018
Saturna Investment Trust, Sextant Growth Fund (SSGFX, SGZFX)Proxy Voting Record relating to shareholder meetings held from July 1, 2017 through June 30, 2018 |
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| NIKE, INC. | ||||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 | |||||||||||
| ISIN | US6541061031 | Agenda | 934663774 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | ALAN B. GRAF, JR. | For | For | For | ||||||||||
| 2 | JOHN C. LECHLEITER | For | For | For | ||||||||||
| 3 | MICHELLE A. PELUSO | For | For | For | ||||||||||
| 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | Against | For | Against | |||||||||
| 3. | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | 1 Year | 1 Year | For | |||||||||
| 4. | TO APPROVE THE NIKE, INC. LONG- TERM INCENTIVE PLAN, AS AMENDED. | Management | For | For | For | |||||||||
| 5. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | For | Against | Against | |||||||||
| 6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||
| RPM INTERNATIONAL INC. | ||||||||||||||
| Security | 749685103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RPM | Meeting Date | 05-Oct-2017 | |||||||||||
| ISIN | US7496851038 | Agenda | 934671795 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JULIE A. LAGACY | For | For | For | ||||||||||
| 2 | ROBERT A. LIVINGSTON | For | For | For | ||||||||||
| 3 | FREDERICK R. NANCE | For | For | For | ||||||||||
| 4 | WILLIAM B. SUMMERS, JR. | For | For | For | ||||||||||
| 2. | APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||
| 3. | VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For | |||||||||
| 4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||
| MICROSOFT CORPORATION | ||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||||
| ISIN | US5949181045 | Agenda | 934689514 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL | Management | For | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | Against | For | Against | |||||||||
| 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | Against | For | Against | |||||||||
| 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | For | |||||||||
| 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | For | |||||||||
| 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | |||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year | For | |||||||||
| 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Management | For | For | For | |||||||||
| 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN | Management | For | For | For | |||||||||
| 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN | Management | For | For | For | |||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COST | Meeting Date | 30-Jan-2018 | |||||||||||
| ISIN | US22160K1051 | Agenda | 934711448 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | KENNETH D. DENMAN | For | For | For | ||||||||||
| 2 | W. CRAIG JELINEK | For | For | For | ||||||||||
| 3 | JEFFREY S. RAIKES | For | For | For | ||||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | For | |||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. | Shareholder | Against | Against | For | |||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING PRISON LABOR. | Shareholder | Against | Against | For | |||||||||
| FLEETCOR TECHNOLOGIES INC. | ||||||||||||||
| Security | 339041105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | FLT | Meeting Date | 07-Feb-2018 | |||||||||||
| ISIN | US3390411052 | Agenda | 934718365 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | Approve the FleetCor Technologies, Inc. Amended and Restated 2010 Equity Compensation Plan. | Management | For | For | For | |||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Feb-2018 | ||||||||||||
| ISIN | US0378331005 | Agenda | 708856604 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1.A | ELECTION OF DIRECTOR: JAMES BELL | Management | For | |||||||||||
| 1.B | ELECTION OF DIRECTOR: TIM COOK | Management | For | |||||||||||
| 1.C | ELECTION OF DIRECTOR: AL GORE | Management | For | |||||||||||
| 1.D | ELECTION OF DIRECTOR: BOB IGER | Management | For | |||||||||||
| 1.E | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | |||||||||||
| 1.F | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | |||||||||||
| 1.G | ELECTION OF DIRECTOR: RON SUGAR | Management | For | |||||||||||
| 1.H | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | |||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | |||||||||||
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||
| 4 | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. NON-EMPLOYEE DIRECTOR STOCK PLAN | Management | For | |||||||||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | |||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS COMMITTEE" | Shareholder | Against | |||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||||
| ISIN | US0378331005 | Agenda | 934716068 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of director: James Bell | Management | For | For | For | |||||||||
| 1b. | Election of director: Tim Cook | Management | For | For | For | |||||||||
| 1c. | Election of director: Al Gore | Management | For | For | For | |||||||||
| 1d. | Election of director: Bob Iger | Management | Against | For | Against | |||||||||
| 1e. | Election of director: Andrea Jung | Management | For | For | For | |||||||||
| 1f. | Election of director: Art Levinson | Management | For | For | For | |||||||||
| 1g. | Election of director: Ron Sugar | Management | For | For | For | |||||||||
| 1h. | Election of director: Sue Wagner | Management | For | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | For | |||||||||
| 4. | Approval of the amended and restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For | For | |||||||||
| 5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | Against | For | |||||||||
| 6. | A shareholder proposal entitled "Human Rights Committee" | Shareholder | Against | Against | For | |||||||||
| SENSATA TECHNOLOGIES HOLDING N.V. | ||||||||||||||
| Security | N7902X106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ST | Meeting Date | 16-Feb-2018 | |||||||||||
| ISIN | NL0009324904 | Agenda | 934722819 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | To approve the amendment of the articles of association of Sensata Technologies Holding N.V. in connection with the proposed merger of Sensata Technologies Holding N.V. into Sensata Technologies Holding plc, and authorize any and all lawyers and (deputy) civil law notaries practicing at Loyens & Loeff N.V., Amsterdam, the Netherlands to execute the notarial deed of amendment of the articles of association to effect the aforementioned amendment of the Sensata Technologies HoldingN.V. articles of association. | Management | For | For | For | |||||||||
| 2. | To approve the cross-border merger between Sensata Technologies Holding N.V. and Sensata Technologies Holding plc, with Sensata Technologies Holding N.V. as the disappearing entity and Sensata Technologies Holding plc as the surviving entity pursuant to the common draft terms of the cross-border legal merger as disclosed in the Proxy Statement / Prospectus. | Management | For | For | For | |||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JCI | Meeting Date | 07-Mar-2018 | |||||||||||
| ISIN | IE00BY7QL619 | Agenda | 934721211 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of director: Michael E. Daniels | Management | For | For | For | |||||||||
| 1B. | Election of director: W. Roy Dunbar | Management | For | For | For | |||||||||
| 1C. | Election of director: Brian Duperreault | Management | For | For | For | |||||||||
| 1D. | Election of director: Gretchen R. Haggerty | Management | For | For | For | |||||||||
| 1E. | Election of director: Simone Menne | Management | For | For | For | |||||||||
| 1F. | Election of director: George R. Oliver | Management | For | For | For | |||||||||
| 1G. | Election of director: Juan Pablo del Valle Perochena | Management | For | For | For | |||||||||
| 1H. | Election of director: Jurgen Tinggren | Management | For | For | For | |||||||||
| 1I. | Election of director: Mark Vergnano | Management | For | For | For | |||||||||
| 1J. | Election of director: R. David Yost | Management | For | For | For | |||||||||
| 1K. | Election of director: John D. Young | Management | For | For | For | |||||||||
| 2.A | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | For | |||||||||
| 2.B | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | For | |||||||||
| 3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | For | |||||||||
| 4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | For | |||||||||
| 5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | For | |||||||||
| 6. | To approve the Directors' authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | For | |||||||||
| 7. | To approve the waiver of statutory pre- emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | For | For | For | |||||||||
| 8.A | To approve the reduction of Company capital (Special Resolution). | Management | For | For | For | |||||||||
| 8.B | To approve a clarifying amendment to the Company's Articles of Association to facilitate the capital reduction (Special Resolution). | Management | For | For | For | |||||||||
| CVS HEALTH CORPORATION | ||||||||||||||
| Security | 126650100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 | |||||||||||
| ISIN | US1266501006 | Agenda | 934727972 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation, pursuant to the terms and conditions of the Agreement and Plan of Merger dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. | Management | For | For | For | |||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. | Management | For | For | For | |||||||||
| TE CONNECTIVITY LTD | ||||||||||||||
| Security | H84989104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEL | Meeting Date | 14-Mar-2018 | |||||||||||
| ISIN | CH0102993182 | Agenda | 934733711 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A | Election of Director: Pierre R. Brondeau | Management | For | For | For | |||||||||
| 1B | Election of Director: Terrence R. Curtin | Management | For | For | For | |||||||||
| 1C | Election of Director: Carol A. ("John") Davidson | Management | For | For | For | |||||||||
| 1D | Election of Director: William A. Jeffrey | Management | For | For | For | |||||||||
| 1E | Election of Director: Thomas J. Lynch | Management | For | For | For | |||||||||
| 1F | Election of Director: Yong Nam | Management | For | For | For | |||||||||
| 1G | Election of Director: Daniel J. Phelan | Management | For | For | For | |||||||||
| 1H | Election of Director: Paula A. Sneed | Management | For | For | For | |||||||||
| 1I | Election of Director: Abhijit Y. Talwalkar | Management | For | For | For | |||||||||
| 1J | Election of Director: Mark C. Trudeau | Management | For | For | For | |||||||||
| 1K | Election of Director: John C. Van Scoter | Management | For | For | For | |||||||||
| 1L | Election of Director: Laura H. Wright | Management | For | For | For | |||||||||
| 2 | To elect Thomas J. Lynch as the Chairman of the Board of Directors | Management | For | For | For | |||||||||
| 3A | To elect the individual members of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | For | |||||||||
| 3B | To elect the individual members of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | For | |||||||||
| 3C | To elect the individual members of the Management Development and Compensation Committee: John C. Van Scoter | Management | For | For | For | |||||||||
| 4 | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2019 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting | Management | For | For | For | |||||||||
| 5.1 | To approve the 2017 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 29, 2017, the consolidated financial statements for the fiscal year ended September 29, 2017 and the Swiss Compensation Report for the fiscal year ended September 29, 2017) | Management | For | For | For | |||||||||
| 5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | For | |||||||||
| 5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 29, 2017 | Management | For | For | For | |||||||||
| 6 | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 29, 2017 | Management | For | For | For | |||||||||
| 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2018 | Management | For | For | For | |||||||||
| 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity | Management | For | For | For | |||||||||
| 7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity | Management | For | For | For | |||||||||
| 8 | An advisory vote to approve named executive officer compensation | Management | For | For | For | |||||||||
| 9 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for executive management | Management | For | For | For | |||||||||
| 10 | A binding vote to approve fiscal year 2019 maximum aggregate compensation amount for the Board of Directors | Management | For | For | For | |||||||||
| 11 | To approve the carryforward of unappropriated accumulated earnings at September 29, 2017 | Management | For | For | For | |||||||||
| 12 | To approve a dividend payment to shareholders equal to $1.76 per issued share to be paid in four equal quarterly installments of $0.44 starting with the third fiscal quarter of 2018 and ending in the second fiscal quarter of 2019 pursuant to the terms of the dividend resolution | Management | For | For | For | |||||||||
| 13 | To approve an authorization relating to TE Connectivity's share repurchase program | Management | For | For | For | |||||||||
| 14 | To approve a renewal of authorized capital and related amendment to our articles of association | Management | For | For | For | |||||||||
| 15 | To approve a term extension of the Tyco Electronics Limited savings related share plan | Management | For | For | For | |||||||||
| 16 | To approve any adjournments or postponements of the meeting | Management | For | For | For | |||||||||
| STARBUCKS CORPORATION | ||||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 | |||||||||||
| ISIN | US8552441094 | Agenda | 934721956 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Howard Schultz | Management | For | For | For | |||||||||
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | For | |||||||||
| 1C. | Election of Director: Mary N. Dillon | Management | Against | For | Against | |||||||||
| 1D. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||
| 1E. | Election of Director: Kevin R. Johnson | Management | For | For | For | |||||||||
| 1F. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | For | |||||||||
| 1G. | Election of Director: Satya Nadella | Management | Against | For | Against | |||||||||
| 1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | |||||||||
| 1I. | Election of Director: Clara Shih | Management | For | For | For | |||||||||
| 1J. | Election of Director: Javier G. Teruel | Management | For | For | For | |||||||||
| 1K. | Election of Director: Myron E. Ullman, III | Management | For | For | For | |||||||||
| 1L. | Election of Director: Craig E. Weatherup | Management | For | For | For | |||||||||
| 2. | Advisory resolution to approve our executive compensation. | Management | For | For | For | |||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 4. | Proxy Access Bylaw Amendments. | Shareholder | Against | Against | For | |||||||||
| 5. | Report on Sustainable Packaging. | Shareholder | Against | Against | For | |||||||||
| 6. | "Proposal Withdrawn". | Shareholder | No Action | Take No Action | ||||||||||
| 7. | Diversity Report. | Shareholder | Against | Against | For | |||||||||
| ADOBE SYSTEMS INCORPORATED | ||||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ADBE | Meeting Date | 12-Apr-2018 | |||||||||||
| ISIN | US00724F1012 | Agenda | 934730587 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Amy Banse | Management | For | For | For | |||||||||
| 1B. | Election of Director: Edward Barnholt | Management | For | For | For | |||||||||
| 1C. | Election of Director: Robert Burgess | Management | For | For | For | |||||||||
| 1D. | Election of Director: Frank Calderoni | Management | For | For | For | |||||||||
| 1E. | Election of Director: James Daley | Management | For | For | For | |||||||||
| 1F. | Election of Director: Laura Desmond | Management | For | For | For | |||||||||
| 1G. | Election of Director: Charles Geschke | Management | For | For | For | |||||||||
| 1H. | Election of Director: Shantanu Narayen | Management | For | For | For | |||||||||
| 1I. | Election of Director: Daniel Rosensweig | Management | Against | For | Against | |||||||||
| 1J. | Election of Director: John Warnock | Management | For | For | For | |||||||||
| 2. | Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 7.5 million shares. | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending on November 30, 2018. | Management | For | For | For | |||||||||
| 4. | Approval on an advisory basis of the compensation of the named executive officers. | Management | For | For | For | |||||||||
| STANLEY BLACK & DECKER, INC. | ||||||||||||||
| Security | 854502101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWK | Meeting Date | 19-Apr-2018 | |||||||||||
| ISIN | US8545021011 | Agenda | 934732428 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Andrea J. Ayers | Management | Against | For | Against | |||||||||
| 1B. | Election of Director: George W. Buckley | Management | For | For | For | |||||||||
| 1C. | Election of Director: Patrick D. Campbell | Management | For | For | For | |||||||||
| 1D. | Election of Director: Carlos M. Cardoso | Management | For | For | For | |||||||||
| 1E. | Election of Director: Robert B. Coutts | Management | For | For | For | |||||||||
| 1F. | Election of Director: Debra A. Crew | Management | For | For | For | |||||||||
| 1G. | Election of Director: Michael D. Hankin | Management | For | For | For | |||||||||
| 1H. | Election of Director: James M. Loree | Management | For | For | For | |||||||||
| 1I. | Election of Director: Marianne M. Parrs | Management | For | For | For | |||||||||
| 1J. | Election of Director: Robert L. Ryan | Management | For | For | For | |||||||||
| 1K. | Election of Director: James H. Scholefield | Management | For | For | For | |||||||||
| 2. | Approve 2018 Omnibus Award Plan. | Management | For | For | For | |||||||||
| 3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||
| 4. | Approve the selection of Ernst & Young LLP as the Company's independent auditors for the Company's 2018 fiscal year. | Management | For | For | For | |||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||||
| ISIN | US4385161066 | Agenda | 934735804 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | For | |||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | For | |||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | For | |||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | For | |||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | For | |||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||||||
| 1K. | Election of Director: George Paz | Management | For | For | For | |||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | For | |||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. | Management | For | For | For | |||||||||
| 5. | Independent Board Chairman. | Shareholder | For | Against | Against | |||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | Against | |||||||||
| VF CORPORATION | ||||||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VFC | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US9182041080 | Agenda | 934736072 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard T. Carucci | For | For | For | ||||||||||
| 2 | Juliana L. Chugg | For | For | For | ||||||||||
| 3 | Benno Dorer | For | For | For | ||||||||||
| 4 | Mark S. Hoplamazian | Withheld | For | Against | ||||||||||
| 5 | Laura W. Lang | For | For | For | ||||||||||
| 6 | W. Alan McCollough | For | For | For | ||||||||||
| 7 | W. Rodney McMullen | Withheld | For | Against | ||||||||||
| 8 | Clarence Otis, Jr. | For | For | For | ||||||||||
| 9 | Steven E. Rendle | For | For | For | ||||||||||
| 10 | Carol L. Roberts | For | For | For | ||||||||||
| 11 | Matthew J. Shattock | For | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2018 transition period and for the 2019 fiscal year. | Management | For | For | For | |||||||||
| DOWDUPONT INC. | ||||||||||||||
| Security | 26078J100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DWDP | Meeting Date | 25-Apr-2018 | |||||||||||
| ISIN | US26078J1007 | Agenda | 934741655 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | For | |||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | For | |||||||||
| 1c. | Election of Director: Edward D. Breen | Management | For | For | For | |||||||||
| 1d. | Election of Director: Robert A. Brown | Management | For | For | For | |||||||||
| 1e. | Election of Director: Alexander M. Cutler | Management | For | For | For | |||||||||
| 1f. | Election of Director: Jeff M. Fettig | Management | For | For | For | |||||||||
| 1g. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||||||||
| 1h. | Election of Director: Lois D. Juliber | Management | For | For | For | |||||||||
| 1i. | Election of Director: Andrew N. Liveris | Management | For | For | For | |||||||||
| 1j. | Election of Director: Raymond J. Milchovich | Management | For | For | For | |||||||||
| 1k. | Election of Director: Paul Polman | Management | For | For | For | |||||||||
| 1l. | Election of Director: Dennis H. Reilley | Management | For | For | For | |||||||||
| 1m. | Election of Director: James M. Ringler | Management | For | For | For | |||||||||
| 1n. | Election of Director: Ruth G. Shaw | Management | For | For | For | |||||||||
| 1o. | Election of Director: Lee M. Thomas | Management | For | For | For | |||||||||
| 1p. | Election of Director: Patrick J. Ward | Management | For | For | For | |||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | For | |||||||||
| 3. | Advisory Resolution on the Frequency of Future Advisory Votes to Approve Executive Compensation | Management | 1 Year | 1 Year | For | |||||||||
| 4. | Ratification of the Appointment of the Independent Registered Public Accounting Firm | Management | For | For | For | |||||||||
| 5. | Elimination of Supermajority Voting Thresholds | Shareholder | For | Against | Against | |||||||||
| 6. | Preparation of an Executive Compensation Report | Shareholder | Against | Against | For | |||||||||
| 7. | Preparation of a Report on Sustainability Metrics in Performance-based Pay | Shareholder | Against | Against | For | |||||||||
| 8. | Preparation of a Report on Investment in India | Shareholder | Against | Against | For | |||||||||
| 9. | Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Against | Against | For | |||||||||
| ABBOTT LABORATORIES | ||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||||
| ISIN | US0028241000 | Agenda | 934739840 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R.J. Alpern | For | For | For | ||||||||||
| 2 | R.S. Austin | For | For | For | ||||||||||
| 3 | S.E. Blount | For | For | For | ||||||||||
| 4 | E.M. Liddy | For | For | For | ||||||||||
| 5 | N. McKinstry | For | For | For | ||||||||||
| 6 | P.N. Novakovic | For | For | For | ||||||||||
| 7 | W.A. Osborn | For | For | For | ||||||||||
| 8 | S.C. Scott III | For | For | For | ||||||||||
| 9 | D.J. Starks | For | For | For | ||||||||||
| 10 | J.G. Stratton | For | For | For | ||||||||||
| 11 | G.F. Tilton | For | For | For | ||||||||||
| 12 | M.D. White | For | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | For | |||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | Against | |||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BMY | Meeting Date | 01-May-2018 | |||||||||||
| ISIN | US1101221083 | Agenda | 934747354 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: P. J. Arduini | Management | Against | For | Against | |||||||||
| 1B. | Election of Director: J. Baselga, M.D., Ph.D. | Management | For | For | For | |||||||||
| 1C. | Election of Director: R. J. Bertolini | Management | For | For | For | |||||||||
| 1D. | Election of Director: G. Caforio, M.D. | Management | For | For | For | |||||||||
| 1E. | Election of Director: M. W. Emmens | Management | For | For | For | |||||||||
| 1F. | Election of Director: M. Grobstein | Management | Against | For | Against | |||||||||
| 1G. | Election of Director: A. J. Lacy | Management | For | For | For | |||||||||
| 1H. | Election of Director: D. C. Paliwal | Management | For | For | For | |||||||||
| 1I. | Election of Director: T. R. Samuels | Management | For | For | For | |||||||||
| 1J. | Election of Director: G. L. Storch | Management | For | For | For | |||||||||
| 1K. | Election of Director: V. L. Sato, Ph.D. | Management | For | For | For | |||||||||
| 1L. | Election of Director: K. H. Vousden, Ph.D. | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of an independent registered public accounting firm | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans | Shareholder | Against | Against | For | |||||||||
| 5. | Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings | Shareholder | Against | Against | For | |||||||||
| STRYKER CORPORATION | ||||||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SYK | Meeting Date | 02-May-2018 | |||||||||||
| ISIN | US8636671013 | Agenda | 934742001 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Mary K. Brainerd | Management | For | For | For | |||||||||
| 1b. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | For | |||||||||
| 1c. | Election of Director: Roch Doliveux, DVM | Management | For | For | For | |||||||||
| 1d. | Election of Director: Louise L. Francesconi | Management | For | For | For | |||||||||
| 1e. | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | For | For | |||||||||
| 1f. | Election of Director: Kevin A. Lobo (Chairman of the Board) | Management | For | For | For | |||||||||
| 1g. | Election of Director: Sherilyn S. McCoy | Management | For | For | For | |||||||||
| 1h. | Election of Director: Andrew K. Silvernail | Management | For | For | For | |||||||||
| 1i. | Election of Director: Ronda E. Stryker | Management | For | For | For | |||||||||
| 1j. | Election of Director: Rajeev Suri | Management | For | For | For | |||||||||
| 2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||
| ECOLAB INC. | ||||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ECL | Meeting Date | 03-May-2018 | |||||||||||
| ISIN | US2788651006 | Agenda | 934742378 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | For | |||||||||
| 1b. | Election of Director: Barbara J. Beck | Management | For | For | For | |||||||||
| 1c. | Election of Director: Leslie S. Biller | Management | For | For | For | |||||||||
| 1d. | Election of Director: Carl M. Casale | Management | For | For | For | |||||||||
| 1e. | Election of Director: Stephen I. Chazen | Management | For | For | For | |||||||||
| 1f. | Election of Director: Jeffrey M. Ettinger | Management | For | For | For | |||||||||
| 1g. | Election of Director: Arthur J. Higgins | Management | Against | For | Against | |||||||||
| 1h. | Election of Director: Michael Larson | Management | For | For | For | |||||||||
| 1i. | Election of Director: David W. MacLennan | Management | For | For | For | |||||||||
| 1j. | Election of Director: Tracy B. McKibben | Management | For | For | For | |||||||||
| 1k. | Election of Director: Victoria J. Reich | Management | For | For | For | |||||||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | |||||||||
| 1m. | Election of Director: John J. Zillmer | Management | For | For | For | |||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | For | |||||||||
| 4. | Stockholder proposal regarding the threshold to call special stockholder meetings, if properly presented. | Shareholder | Against | Against | For | |||||||||
| ALASKA AIR GROUP, INC. | ||||||||||||||
| Security | 011659109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALK | Meeting Date | 03-May-2018 | |||||||||||
| ISIN | US0116591092 | Agenda | 934746958 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Patricia M. Bedient | Management | For | For | For | |||||||||
| 1b. | Election of Director: James A. Beer | Management | For | For | For | |||||||||
| 1c. | Election of Director: Marion C. Blakey | Management | For | For | For | |||||||||
| 1d. | Election of Director: Phyllis J. Campbell | Management | For | For | For | |||||||||
| 1e. | Election of Director: Raymond L. Conner | Management | For | For | For | |||||||||
| 1f. | Election of Director: Dhiren R. Fonseca | Management | For | For | For | |||||||||
| 1g. | Election of Director: Susan J. Li | Management | For | For | For | |||||||||
| 1h. | Election of Director: Helvi K. Sandvik | Management | For | For | For | |||||||||
| 1i. | Election of Director: J. Kenneth Thompson | Management | For | For | For | |||||||||
| 1j. | Election of Director: Bradley D. Tilden | Management | For | For | For | |||||||||
| 1k. | Election of Director: Eric K. Yeaman | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2018. | Management | For | For | For | |||||||||
| 4. | Consider a stockholder proposal regarding changes to the Company's proxy access bylaw. | Shareholder | Against | Against | For | |||||||||
| ALLY FINANCIAL INC | ||||||||||||||
| Security | 02005N100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALLY | Meeting Date | 08-May-2018 | |||||||||||
| ISIN | US02005N1000 | Agenda | 934748748 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Franklin W. Hobbs | Management | For | For | For | |||||||||
| 1b. | Election of Director: Kenneth J. Bacon | Management | For | For | For | |||||||||
| 1c. | Election of Director: Maureen A. Breakiron- Evans | Management | For | For | For | |||||||||
| 1d. | Election of Director: William H. Cary | Management | For | For | For | |||||||||
| 1e. | Election of Director: Mayree C. Clark | Management | For | For | For | |||||||||
| 1f. | Election of Director: Kim S. Fennebresque | Management | For | For | For | |||||||||
| 1g. | Election of Director: Marjorie Magner | Management | For | For | For | |||||||||
| 1h. | Election of Director: John J. Stack | Management | For | For | For | |||||||||
| 1i. | Election of Director: Michael F. Steib | Management | For | For | For | |||||||||
| 1j. | Election of Director: Jeffrey J. Brown | Management | For | For | For | |||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | For | |||||||||
| 3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||||
| ISIN | US46625H1005 | Agenda | 934764463 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | For | |||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | For | |||||||||
| 1f. | Election of Director: James Dimon | Management | Against | For | Against | |||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||
| 1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | For | |||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | For | |||||||||
| 1l. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||
| 2. | Ratification of special meeting provisions in the Firm's By-Laws | Management | For | For | For | |||||||||
| 3. | Advisory resolution to approve executive compensation | Management | Abstain | For | Against | |||||||||
| 4. | Approval of Amended and Restated Long- Term Incentive Plan effective May 15, 2018 | Management | For | For | For | |||||||||
| 5. | Ratification of independent registered public accounting firm | Management | For | For | For | |||||||||
| 6. | Independent Board chairman | Shareholder | For | Against | Against | |||||||||
| 7. | Vesting for government service | Shareholder | For | Against | Against | |||||||||
| 8. | Proposal to report on investments tied to genocide | Shareholder | For | Against | Against | |||||||||
| 9. | Cumulative Voting | Shareholder | Against | Against | For | |||||||||
| WORLDPAY INC. | ||||||||||||||
| Security | 981558109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WP | Meeting Date | 16-May-2018 | |||||||||||
| ISIN | US9815581098 | Agenda | 934775199 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles Drucker | Withheld | For | Against | ||||||||||
| 2 | Karen Richardson | Withheld | For | Against | ||||||||||
| 3 | Boon Sim | Withheld | For | Against | ||||||||||
| 4 | Jeffrey Stiefler | Withheld | For | Against | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||
| 3. | To approve an amendment of the Worldpay, Inc. Employee Stock Purchase Plan to facilitate operation of a Save-As-You-Earn (SAYE) sub-plan for employees in the United Kingdom. | Management | For | For | For | |||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| THE HOME DEPOT, INC. | ||||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HD | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | US4370761029 | Agenda | 934760136 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||||||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | For | |||||||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||||||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||||||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | For | |||||||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | For | |||||||||
| 1g. | Election of Director: Armando Codina | Management | For | For | For | |||||||||
| 1h. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||||||||
| 1i. | Election of Director: Linda R. Gooden | Management | For | For | For | |||||||||
| 1j. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||||||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||||||||
| 1l. | Election of Director: Craig A. Menear | Management | For | For | For | |||||||||
| 1m. | Election of Director: Mark Vadon | Management | For | For | For | |||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal Regarding Semi- Annual Report on Political Contributions | Shareholder | Against | Against | For | |||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | Against | |||||||||
| 6. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | Against | For | |||||||||
| 7. | Shareholder Proposal Regarding Amendment of Compensation Clawback Policy | Shareholder | Against | Against | For | |||||||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EW | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | US28176E1082 | Agenda | 934766594 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | ELECTION OF DIRECTOR: Michael A. Mussallem | Management | For | For | For | |||||||||
| 1b. | ELECTION OF DIRECTOR: Kieran T. Gallahue | Management | For | For | For | |||||||||
| 1c. | ELECTION OF DIRECTOR: Leslie S. Heisz | Management | For | For | For | |||||||||
| 1d. | ELECTION OF DIRECTOR: William J. Link, Ph.D. | Management | For | For | For | |||||||||
| 1e. | ELECTION OF DIRECTOR: Steven R. Loranger | Management | For | For | For | |||||||||
| 1f. | ELECTION OF DIRECTOR: Martha H. Marsh | Management | For | For | For | |||||||||
| 1g. | ELECTION OF DIRECTOR: Wesley W. von Schack | Management | For | For | For | |||||||||
| 1h. | ELECTION OF DIRECTOR: Nicholas J. Valeriani | Management | For | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | For | |||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | |||||||||
| 4. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | Against | For | |||||||||
| HASBRO, INC. | ||||||||||||||
| Security | 418056107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAS | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | US4180561072 | Agenda | 934769932 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Kenneth A. Bronfin | Management | For | For | For | |||||||||
| 1b. | Election of Director: Michael R. Burns | Management | For | For | For | |||||||||
| 1c. | Election of Director: Hope F. Cochran | Management | For | For | For | |||||||||
| 1d. | Election of Director: Crispin H. Davis | Management | For | For | For | |||||||||
| 1e. | Election of Director: Lisa Gersh | Management | For | For | For | |||||||||
| 1f. | Election of Director: Brian D. Goldner | Management | For | For | For | |||||||||
| 1g. | Election of Director: Alan G. Hassenfeld | Management | For | For | For | |||||||||
| 1h. | Election of Director: Tracy A. Leinbach | Management | For | For | For | |||||||||
| 1i. | Election of Director: Edward M. Philip | Management | For | For | For | |||||||||
| 1j. | Election of Director: Richard S. Stoddart | Management | For | For | For | |||||||||
| 1k. | Election of Director: Mary Beth West | Management | For | For | For | |||||||||
| 1l. | Election of Director: Linda K. Zecher | Management | For | For | For | |||||||||
| 2. | The adoption, on an advisory basis, of a resolution approving the compensation of the Named Executive Officers. | Management | For | For | For | |||||||||
| 3. | Ratification of the selection of KPMG LLP as Hasbro, Inc.'s independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal-Proposed Amendments to the Company's Clawback Policy. | Shareholder | For | Against | Against | |||||||||
| AMGEN INC. | ||||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMGN | Meeting Date | 22-May-2018 | |||||||||||
| ISIN | US0311621009 | Agenda | 934775101 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For | |||||||||
| 1b. | Election of Director: Mr. Robert A. Bradway | Management | Against | For | Against | |||||||||
| 1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | For | |||||||||
| 1d. | Election of Director: Mr. Robert A. Eckert | Management | Against | For | Against | |||||||||
| 1e. | Election of Director: Mr. Greg C. Garland | Management | Against | For | Against | |||||||||
| 1f. | Election of Director: Mr. Fred Hassan | Management | Against | For | Against | |||||||||
| 1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | For | |||||||||
| 1h. | Election of Director: Mr. Frank C. Herringer | Management | Against | For | Against | |||||||||
| 1i. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||||||
| 1j. | Election of Director: Dr. Tyler Jacks | Management | Against | For | Against | |||||||||
| 1k. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For | |||||||||
| 1l. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For | |||||||||
| 1m. | Election of Director: Dr. R. Sanders Williams | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | Against | For | Against | |||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 4. | Stockholder proposal for an annual report on the extent to which risks related to public concern over drug pricing strategies are integrated into our executive incentive compensation. | Shareholder | Against | Against | For | |||||||||
| ROSS STORES, INC. | ||||||||||||||
| Security | 778296103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROST | Meeting Date | 23-May-2018 | |||||||||||
| ISIN | US7782961038 | Agenda | 934766479 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a) | Election of Director: Michael Balmuth | Management | For | For | For | |||||||||
| 1b) | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||||||||
| 1c) | Election of Director: Michael J. Bush | Management | For | For | For | |||||||||
| 1d) | Election of Director: Norman A. Ferber | Management | For | For | For | |||||||||
| 1e) | Election of Director: Sharon D. Garrett | Management | For | For | For | |||||||||
| 1f) | Election of Director: Stephen D. Milligan | Management | For | For | For | |||||||||
| 1g) | Election of Director: George P. Orban | Management | Against | For | Against | |||||||||
| 1h) | Election of Director: Michael O'Sullivan | Management | For | For | For | |||||||||
| 1i) | Election of Director: Lawrence S. Peiros | Management | For | For | For | |||||||||
| 1j) | Election of Director: Gregory L. Quesnel | Management | For | For | For | |||||||||
| 1k) | Election of Director: Barbara Rentler | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For | |||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | For | |||||||||
| JUNIPER NETWORKS, INC. | ||||||||||||||
| Security | 48203R104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNPR | Meeting Date | 24-May-2018 | |||||||||||
| ISIN | US48203R1041 | Agenda | 934776975 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Robert M. Calderoni | Management | For | For | For | |||||||||
| 1B. | Election of Director: Gary Daichendt | Management | For | For | For | |||||||||
| 1C. | Election of Director: Kevin DeNuccio | Management | For | For | For | |||||||||
| 1D. | Election of Director: James Dolce | Management | For | For | For | |||||||||
| 1E. | Election of Director: Mercedes Johnson | Management | For | For | For | |||||||||
| 1F. | Election of Director: Scott Kriens | Management | For | For | For | |||||||||
| 1G. | Election of Director: Rahul Merchant | Management | For | For | For | |||||||||
| 1H. | Election of Director: Rami Rahim | Management | For | For | For | |||||||||
| 1I. | Election of Director: William R. Stensrud | Management | For | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as auditors. | Management | For | For | For | |||||||||
| 3. | Approval of a non-binding advisory resolution on executive compensation. | Management | For | For | For | |||||||||
| 4. | Stockholder Proposal, if properly presented at the meeting, to annually disclose EEO-1 data. | Shareholder | For | Against | Against | |||||||||
| AMAZON.COM, INC. | ||||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMZN | Meeting Date | 30-May-2018 | |||||||||||
| ISIN | US0231351067 | Agenda | 934793224 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | For | |||||||||
| 1b. | Election of Director: Tom A. Alberg | Management | Against | For | Against | |||||||||
| 1c. | Election of Director: Jamie S. Gorelick | Management | For | For | For | |||||||||
| 1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | |||||||||
| 1e. | Election of Director: Judith A. McGrath | Management | For | For | For | |||||||||
| 1f. | Election of Director: Jonathan J. Rubinstein | Management | For | For | For | |||||||||
| 1g. | Election of Director: Thomas O. Ryder | Management | Against | For | Against | |||||||||
| 1h. | Election of Director: Patricia Q. Stonesifer | Management | For | For | For | |||||||||
| 1i. | Election of Director: Wendell P. Weeks | Management | For | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For | |||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES | Shareholder | For | Against | Against | |||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR | Shareholder | For | Against | Against | |||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | For | Against | Against | |||||||||
| FACEBOOK, INC. | ||||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FB | Meeting Date | 31-May-2018 | |||||||||||
| ISIN | US30303M1027 | Agenda | 934793034 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marc L. Andreessen | Withheld | For | Against | ||||||||||
| 2 | Erskine B. Bowles | Withheld | For | Against | ||||||||||
| 3 | Kenneth I. Chenault | For | For | For | ||||||||||
| 4 | S. D. Desmond-Hellmann | For | For | For | ||||||||||
| 5 | Reed Hastings | Withheld | For | Against | ||||||||||
| 6 | Jan Koum | For | For | For | ||||||||||
| 7 | Sheryl K. Sandberg | For | For | For | ||||||||||
| 8 | Peter A. Thiel | Withheld | For | Against | ||||||||||
| 9 | Mark Zuckerberg | Withheld | For | Against | ||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | A stockholder proposal regarding change in stockholder voting. | Shareholder | For | Against | Against | |||||||||
| 4. | A stockholder proposal regarding a risk oversight committee. | Shareholder | For | Against | Against | |||||||||
| 5. | A stockholder proposal regarding simple majority vote. | Shareholder | For | Against | Against | |||||||||
| 6. | A stockholder proposal regarding a content governance report. | Shareholder | Against | Against | For | |||||||||
| 7. | A stockholder proposal regarding median pay by gender. | Shareholder | Against | Against | For | |||||||||
| 8. | A stockholder proposal regarding tax principles. | Shareholder | Against | Against | For | |||||||||
| SENSATA TECHNOLOGIES HOLDING PLC | ||||||||||||||
| Security | G8060N102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ST | Meeting Date | 31-May-2018 | |||||||||||
| ISIN | GB00BFMBMT84 | Agenda | 934818610 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Paul Edgerley | Management | For | For | For | |||||||||
| 1b. | Election of Director: Martha Sullivan | Management | For | For | For | |||||||||
| 1c. | Election of Director: James E. Heppelmann | Management | For | For | For | |||||||||
| 1d. | Election of Director: Charles W. Peffer | Management | For | For | For | |||||||||
| 1e. | Election of Director: Kirk P. Pond | Management | For | For | For | |||||||||
| 1f. | Election of Director: Constance E. Skidmore | Management | For | For | For | |||||||||
| 1g. | Election of Director: Andrew Teich | Management | For | For | For | |||||||||
| 1h. | Election of Director: Thomas Wroe | Management | For | For | For | |||||||||
| 1i. | Election of Director: Stephen Zide | Management | For | For | For | |||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | For | |||||||||
| 3. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | For | For | For | |||||||||
| 4. | Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor | Management | For | For | For | |||||||||
| 5. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement | Management | For | For | For | |||||||||
| 6. | Ordinary resolution to receive the Sensata Technologies Holding N.V. 2017 Annual Report | Management | For | For | For | |||||||||
| 7. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | For | For | For | |||||||||
| 8. | Ordinary resolution to authorize the Board of Directors to allot shares under equity incentive plans | Management | For | For | For | |||||||||
| 9. | Special resolution to authorize the Board of Directors to allot equity securities under our incentive plans without pre-emptive rights | Management | For | For | For | |||||||||
| LOWE'S COMPANIES, INC. | ||||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LOW | Meeting Date | 01-Jun-2018 | |||||||||||
| ISIN | US5486611073 | Agenda | 934787245 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raul Alvarez | For | For | For | ||||||||||
| 2 | David H. Batchelder | For | For | For | ||||||||||
| 3 | Angela F. Braly | For | For | For | ||||||||||
| 4 | Sandra B. Cochran | Withheld | For | Against | ||||||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||||||
| 7 | Marshall O. Larsen | For | For | For | ||||||||||
| 8 | James H. Morgan | For | For | For | ||||||||||
| 9 | Robert A. Niblock | For | For | For | ||||||||||
| 10 | Brian C. Rogers | For | For | For | ||||||||||
| 11 | Bertram L. Scott | For | For | For | ||||||||||
| 12 | Lisa W. Wardell | For | For | For | ||||||||||
| 13 | Eric C. Wiseman | For | For | For | ||||||||||
| 2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2017. | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 4. | Shareholder proposal to reduce the threshold to call special shareholder meetings to 10% of outstanding shares. | Shareholder | Against | Against | For | |||||||||
| CVS HEALTH CORPORATION | ||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 | |||||||||||
| ISIN | US1266501006 | Agenda | 934794973 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Richard M. Bracken | Management | For | For | For | |||||||||
| 1b. | Election of Director: C. David Brown II | Management | For | For | For | |||||||||
| 1c. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | |||||||||
| 1d. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | |||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | For | |||||||||
| 1f. | Election of Director: Anne M. Finucane | Management | Against | For | Against | |||||||||
| 1g. | Election of Director: Larry J. Merlo | Management | For | For | For | |||||||||
| 1h. | Election of Director: Jean-Pierre Millon | Management | For | For | For | |||||||||
| 1i. | Election of Director: Mary L. Schapiro | Management | For | For | For | |||||||||
| 1j. | Election of Director: Richard J. Swift | Management | For | For | For | |||||||||
| 1k. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||
| 1l. | Election of Director: Tony L. White | Management | For | For | For | |||||||||
| 2. | Proposal to ratify appointment of independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| 3. | Say on Pay - an advisory vote on the approval of executive compensation. | Management | For | For | For | |||||||||
| 4. | Proposal to approve an amendment to the Company's Certificate of Incorporation to reduce the ownership threshold for our stockholders' right to call special meetings. | Management | For | For | For | |||||||||
| 5. | Stockholder proposal regarding executive pay confidential voting. | Shareholder | Against | Against | For | |||||||||
| THE TJX COMPANIES, INC. | ||||||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TJX | Meeting Date | 05-Jun-2018 | |||||||||||
| ISIN | US8725401090 | Agenda | 934805752 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Zein Abdalla | Management | For | For | For | |||||||||
| 1b. | Election of Director: Alan M. Bennett | Management | For | For | For | |||||||||
| 1c. | Election of Director: David T. Ching | Management | For | For | For | |||||||||
| 1d. | Election of Director: Ernie Herrman | Management | For | For | For | |||||||||
| 1e. | Election of Director: Michael F. Hines | Management | For | For | For | |||||||||
| 1f. | Election of Director: Amy B. Lane | Management | For | For | For | |||||||||
| 1g. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||||||||
| 1h. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||||||||
| 1i. | Election of Director: John F. O'Brien | Management | For | For | For | |||||||||
| 1j. | Election of Director: Willow B. Shire | Management | For | For | For | |||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2019 | Management | For | For | For | |||||||||
| 3. | Advisory approval of TJX's executive compensation (the say-on- pay vote) | Management | For | For | For | |||||||||
| 4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | For | Against | Against | |||||||||
| 5. | Shareholder proposal for amending TJX's clawback policy | Shareholder | Against | Against | For | |||||||||
| 6. | Shareholder proposal for a supply chain policy on prison labor | Shareholder | Against | Against | For | |||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||||
| ISIN | US02079K3059 | Agenda | 934803188 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Larry Page | For | For | For | ||||||||||
| 2 | Sergey Brin | For | For | For | ||||||||||
| 3 | Eric E. Schmidt | For | For | For | ||||||||||
| 4 | L. John Doerr | For | For | For | ||||||||||
| 5 | Roger W. Ferguson, Jr. | For | For | For | ||||||||||
| 6 | Diane B. Greene | For | For | For | ||||||||||
| 7 | John L. Hennessy | For | For | For | ||||||||||
| 8 | Ann Mather | For | For | For | ||||||||||
| 9 | Alan R. Mulally | For | For | For | ||||||||||
| 10 | Sundar Pichai | For | For | For | ||||||||||
| 11 | K. Ram Shriram | For | For | For | ||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | For | For | For | |||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||
| 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| FLEETCOR TECHNOLOGIES INC. | ||||||||||||||
| Security | 339041105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLT | Meeting Date | 06-Jun-2018 | |||||||||||
| ISIN | US3390411052 | Agenda | 934805132 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark A. Johnson | For | For | For | ||||||||||
| 2 | Hala G. Moddelmog | For | For | For | ||||||||||
| 3 | Jeffrey S. Sloan | For | For | For | ||||||||||
| 2. | Ratify the selection of Ernst & Young LLP as FLEETCOR's independent auditor for 2018 | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation | Management | For | For | For | |||||||||
| 4. | Amend the Company's Charter to eliminate the supermajority voting provisions in the Charter | Management | For | For | For | |||||||||
| 5. | Stockholder proposal to declassify the Board of Directors | Shareholder | Against | Against | For | |||||||||
| BOOKING HOLDINGS INC. | ||||||||||||||
| Security | 09857L108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BKNG | Meeting Date | 07-Jun-2018 | |||||||||||
| ISIN | US09857L1089 | Agenda | 934800687 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Timothy M. Armstrong | For | For | For | ||||||||||
| 2 | Jeffery H. Boyd | For | For | For | ||||||||||
| 3 | Jeffrey E. Epstein | For | For | For | ||||||||||
| 4 | Glenn D. Fogel | For | For | For | ||||||||||
| 5 | Mirian Graddick-Weir | For | For | For | ||||||||||
| 6 | James M. Guyette | Withheld | For | Against | ||||||||||
| 7 | Robert J. Mylod, Jr. | For | For | For | ||||||||||
| 8 | Charles H. Noski | For | For | For | ||||||||||
| 9 | Nancy B. Peretsman | For | For | For | ||||||||||
| 10 | Nicholas J. Read | For | For | For | ||||||||||
| 11 | Thomas E. Rothman | For | For | For | ||||||||||
| 12 | Craig W. Rydin | For | For | For | ||||||||||
| 13 | Lynn M. Vojvodich | For | For | For | ||||||||||
| 2. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | Advisory Vote to Approve 2017 Executive Compensation. | Management | For | For | For | |||||||||
| 4. | Vote to Approve Amendments to the Company's 1999 Omnibus Plan. | Management | For | For | For | |||||||||
| 5. | Stockholder Proposal requesting that the Company adopt a policy that the Chairperson of the Board must be an independent director. | Shareholder | For | Against | Against | |||||||||
| CELGENE CORPORATION | ||||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CELG | Meeting Date | 13-Jun-2018 | |||||||||||
| ISIN | US1510201049 | Agenda | 934805637 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark J. Alles | For | For | For | ||||||||||
| 2 | R W Barker, D.Phil, OBE | For | For | For | ||||||||||
| 3 | Hans E. Bishop | For | For | For | ||||||||||
| 4 | Michael W. Bonney | For | For | For | ||||||||||
| 5 | Michael D. Casey | Withheld | For | Against | ||||||||||
| 6 | Carrie S. Cox | Withheld | For | Against | ||||||||||
| 7 | Michael A. Friedman, MD | Withheld | For | Against | ||||||||||
| 8 | Julia A. Haller, M.D. | For | For | For | ||||||||||
| 9 | P. A. Hemingway Hall | For | For | For | ||||||||||
| 10 | James J. Loughlin | Withheld | For | Against | ||||||||||
| 11 | Ernest Mario, Ph.D. | Withheld | For | Against | ||||||||||
| 12 | John H. Weiland | For | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | Approval, by non-binding vote, of executive compensation of the Company's named executive officers. | Management | Against | For | Against | |||||||||
| 4. | Advisory vote on stockholder proposal to request the Company's Board of Directors to amend the Company's proxy access by- law provision to eliminate the limit on the number of stockholders that can aggregate their shares to achieve the holding requirement for nomination of directors, described in more detail in the proxy statement. | Shareholder | For | Against | Against | |||||||||
| 5. | Advisory vote on stockholder proposal to request the Company's Board of Directors to adopt a policy and amend the Company's governing documents to require that the Chairman of the Board be an independent member, described in more detail in the proxy statement. | Shareholder | For | Against | Against | |||||||||
| MASTERCARD INCORPORATED | ||||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MA | Meeting Date | 26-Jun-2018 | |||||||||||
| ISIN | US57636Q1040 | Agenda | 934814535 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of director: Richard Haythornthwaite | Management | For | For | For | |||||||||
| 1b. | Election of director: Ajay Banga | Management | For | For | For | |||||||||
| 1c. | Election of director: Silvio Barzi | Management | For | For | For | |||||||||
| 1d. | Election of director: David R. Carlucci | Management | For | For | For | |||||||||
| 1e. | Election of director: Richard K. Davis | Management | For | For | For | |||||||||
| 1f. | Election of director: Steven J. Freiberg | Management | For | For | For | |||||||||
| 1g. | Election of director: Julius Genachowski | Management | For | For | For | |||||||||
| 1h. | Election of director: Choon Phong Goh | Management | For | For | For | |||||||||
| 1i. | Election of director: Merit E. Janow | Management | For | For | For | |||||||||
| 1j. | Election of director: Nancy Karch | Management | For | For | For | |||||||||
| 1k. | Election of director: Oki Matsumoto | Management | Against | For | Against | |||||||||
| 1l. | Election of director: Rima Qureshi | Management | For | For | For | |||||||||
| 1m. | Election of director: Jose Octavio Reyes Lagunes | Management | For | For | For | |||||||||
| 1n. | Election of director: Jackson Tai | Management | For | For | For | |||||||||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2018 | Management | For | For | For | |||||||||
Saturna Investment Trust, Sextant International Fund (SSIFX, SIFZX)Proxy Voting Record relating to shareholder meetings held from July 1, 2017 through June 30, 2018 |
||||||||||||
| INDUSTRIA DE DISENO TEXTIL, S.A | ||||||||||||
| Security | E6282J125 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Jul-2017 | ||||||||||
| ISIN | ES0148396007 | Agenda | 708302423 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | For | For | |||||||
| 2 | APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Management | For | For | For | |||||||
| 3 | ALLOCATION OF RESULTS | Management | For | For | For | |||||||
| 4 | REELECTION OF MR JOSE ARNAU SIERRA AS DOMINICAL DIRECTOR | Management | For | For | For | |||||||
| 5 | REELECTION OF DELOITTE,S.L. AS AUDITOR | Management | For | For | For | |||||||
| 6 | CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||
| 7 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | Management | For | For | For | |||||||
| SINOPHARM GROUP CO. LTD. | ||||||||||||
| Security | Y8008N107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Sep-2017 | ||||||||||
| ISIN | CNE100000FN7 | Agenda | 708438088 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. LI ZHIMING AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD"), TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. CHEN QI YU AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. SHE LULIN AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 4 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. WANG QUNBIN AS A NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 5 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. MA PING AS A NONEXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 6 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. DENG JINDONG AS A NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 7 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. LI DONGJIU AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 8 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. LIAN WANYONG AS A NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 9 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. WEN DEYONG AS A NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 10 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MS. LI LING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER | Management | For | For | For | |||||||
| 11 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. YU TZE SHAN HAILSON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 12 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. TAN WEE SENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 13 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. LIU ZHENGDONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 14 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. ZHUO FUMIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 15 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. YAO FANG AS AN INDEPENDENT SUPERVISOR OF THE FOURTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 16 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MR. TAO WUPING AS AN INDEPENDENT SUPERVISOR OF THE FOURTH SESSION OF SUPERVISORY COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 17 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE RE-ELECTION OF MS. LI XIAOJUAN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE FOURTH SESSION OF SUPERVISORY COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER | Management | For | For | For | |||||||
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||
| Security | 500472303 | Meeting Type | Special | |||||||||
| Ticker Symbol | PHG | Meeting Date | 20-Oct-2017 | |||||||||
| ISIN | US5004723038 | Agenda | 934688029 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | PROPOSAL TO APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM NOVEMBER 1, 2017. | Management | For | For | For | |||||||
| 2. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO THE EFFECT THAT THE SUPERVISORY BOARD DETERMINES THE REQUIRED MINIMUM NUMBER OF MEMBERS OF THE BOARD OF MANAGEMENT. | Management | For | For | For | |||||||
| SINOPHARM GROUP CO. LTD. | ||||||||||||
| Security | Y8008N107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Dec-2017 | ||||||||||
| ISIN | CNE100000FN7 | Agenda | 708819430 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | THAT THE PROCUREMENT FRAMEWORK AGREEMENT ENTERED INTO BY THE COMPANY AND CHINA NATIONAL PHARMACEUTICAL GROUP CORPORATION ON 27 OCTOBER 2017 AND THE ANNUAL CAPS FOR THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER, BE AND ARE HEREBY APPROVED AND CONFIRMED; AND THAT ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY AND TO DO ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS AS HE/SHE MAY CONSIDER NECESSARY OR DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THE PROCUREMENT FRAMEWORK AGREEMENT AND COMPLETING THE TRANSACTIONS CONTEMPLATED THEREUNDER WITH SUCH CHANGES AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT | Management | For | For | For | |||||||
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. LIU YONG AS AN EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| NOVARTIS AG | ||||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVS | Meeting Date | 02-Mar-2018 | |||||||||
| ISIN | US66987V1098 | Agenda | 934724039 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2017 Financial Year | Management | For | For | For | |||||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend | Management | For | For | For | |||||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||||
| 5A. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Board of Directors from the 2018 Annual General Meeting to the 2019 Annual General Meeting | Management | For | For | For | |||||||
| 5B. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2019 | Management | For | For | For | |||||||
| 5C. | Advisory Vote on the 2017 Compensation Report | Management | For | For | For | |||||||
| 6A. | Re-election as Chairman of the Board of Director: Joerg Reinhardt, Ph.D. | Management | For | For | For | |||||||
| 6B. | Re-election of Director: Nancy C. Andrews, M.D., Ph.D. | Management | For | For | For | |||||||
| 6C. | Re-election of Director: Dimitri Azar, M.D. | Management | For | For | For | |||||||
| 6D. | Re-election of Director: Ton Buechner | Management | For | For | For | |||||||
| 6E. | Re-election of Director: Srikant Datar, Ph.D. | Management | For | For | For | |||||||
| 6F. | Re-election of Director: Elizabeth Doherty | Management | For | For | For | |||||||
| 6G. | Re-election of Director: Ann Fudge | Management | For | For | For | |||||||
| 6H. | Re-election of Director: Frans van Houten | Management | For | For | For | |||||||
| 6I. | Re-election of Director: Andreas von Planta, Ph.D. | Management | For | For | For | |||||||
| 6J. | Re-election of Director: Charles L. Sawyers, M.D. | Management | For | For | For | |||||||
| 6K. | Re-election of Director: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||
| 6L. | Re-election of Director: William T. Winters | Management | For | For | For | |||||||
| 7A. | Re-election to the Compensation Committee: Srikant Datar, Ph.D. | Management | For | For | For | |||||||
| 7B. | Re-election to the Compensation Committee: Ann Fudge | Management | For | For | For | |||||||
| 7C. | Re-election to the Compensation Committee: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||
| 7D. | Re-election to the Compensation Committee: William T. Winters | Management | For | For | For | |||||||
| 8. | Re-election of the Statutory Auditor | Management | For | For | For | |||||||
| 9. | Re-election of the Independent Proxy | Management | For | For | For | |||||||
| 10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations Mark FOR on this Voting Instruction Card to vote according to the motions of the Board of Directors. Mark AGAINST to vote against any alternative /new motions. Mark ABSTAIN to abstain from voting. | Management | For | Take No Action | ||||||||
| SINOPHARM GROUP CO. LTD. | ||||||||||||
| Security | Y8008N107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Mar-2018 | ||||||||||
| ISIN | CNE100000FN7 | Agenda | 708908465 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MS. RONG YAN AS A NONEXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD"), TO AUTHORIZE THE BOARD TO DETERMINE HER REMUNERATION, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER | Management | For | For | For | |||||||
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. WU YIJIAN AS A NONEXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD, TO AUTHORIZE THE BOARD TO DETERMINE HIS REMUNERATION, AND TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF THE COMPANY TO ENTER INTO THE SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM | Management | For | For | For | |||||||
| 3 | TO CONSIDER THAT, IF THOUGHT FIT, TO APPROVE: "THAT (A) THE COMPANY BE AND IS HEREBY APPROVED, WITHIN 24 MONTHS FROM THE DATE WHEN THE APPROVAL FROM THE CHINA SECURITIES REGULATORY COMMISSION IS OBTAINED, TO ISSUE CORPORATE BONDS IN THE PRC OF NO MORE THAN RMB10 BILLION (INCLUSIVE) IN SCALE (THE "CORPORATE BONDS"); (B) THE BOARD OR THE AUTHORISED PERSON OF THE BOARD, BEING MR. LI ZHIMING, THE CHAIRMAN OF THE BOARD AND AN EXECUTIVE DIRECTOR OF THE COMPANY, SHALL BE AUTHORISED TO DO THE FOLLOWING, INCLUDING BUT NOT LIMITED TO: (1) IN ACCORDANCE WITH THE LAWS AND REGULATIONS, RELEVANT PROVISIONS OF REGULATORY AUTHORITIES AND THE | Management | For | For | For | |||||||
| RESOLUTIONS ADOPTED AT THE GENERAL MEETING OF THE COMPANY, AS WELL AS THE COMPANY AND THE BOND MARKET'S ACTUAL SITUATION, TO DETERMINE AND ADJUST THE SPECIFIC PLAN OF THE ISSUE OF THE CORPORATE BONDS, INCLUDING BUT NOT LIMITED TO THE ISSUE SIZE OF THE CORPORATE BONDS, ISSUE METHOD (INCLUDING WHETHER TO ISSUE IN TRANCHES, AMOUNT FOR EACH TRANCHE, ETC.), SPECIFIC TERMS OF MATURITY AND THE ISSUE SIZE OF EACH MATURITY TYPE, WHETHER TO INCLUDE REDEMPTION PROVISION OR PUT-BACK PROVISION, INTEREST RATE OF THE BONDS, PRINCIPAL AND INTEREST REPAYMENT, USE OF THE PROCEEDS, GUARANTY ARRANGEMENT, GUARANTEE MEASURES FOR REPAYMENT (INCLUDING BUT NOT LIMITED TO THE GUARANTEE MEASURES FOR REPAYMENT UNDER THIS ISSUE PLAN), SPECIFIC PURCHASE METHODS, SPECIFIC PLACING ARRANGEMENTS, BOND LISTING, AND ALL MATTERS RELATED TO THIS ISSUE PLAN; (2) TO DETERMINE THE ENGAGEMENT OF PROFESSIONAL AGENTS TO ASSIST THE COMPANY IN HANDLING THE MATTERS RELATED TO THE APPLICATION AND LISTING FOR THE ISSUE OF THE CORPORATE BONDS; (3) TO FORMULATE, APPROVE, EXECUTE, AMEND AND ANNOUNCE ALL THE LEGAL DOCUMENTS REGARDING THE ISSUE OF THE CORPORATE BONDS, AND TO MAKE SUITABLE SUPPLEMENTS AND ADJUSTMENTS ON THE APPLICATION DOCUMENTS IN ACCORDANCE WITH THE REQUIREMENTS OF THE REGULATORY AUTHORITIES; (4) TO SELECT BOND TRUSTEE, EXECUTE THE BOND TRUSTEE MANAGEMENT AGREEMENT AND FORMULATE THE RULES OF BONDHOLDERS' MEETING; (5) UPON THE COMPLETION OF THE ISSUE OF THE CORPORATE BONDS, TO TAKE THE ACTIONS REGARDING THE LISTING OF THE CORPORATE BONDS; (6) IF THERE IS ANY CHANGE ON THE OPINIONS OF THE REGULATORY AUTHORITIES, POLICIES OR MARKET CONDITIONS, TO MAKE SUITABLE | ||||||||||||
| ADJUSTMENTS ON THE MATTERS OF THE ISSUE OF THE CORPORATE BONDS, OR TO DECIDE WHETHER TO PROCEED THE ISSUE OF THE CORPORATE BONDS BASED ON THE ACTUAL SITUATIONS, EXCEPT FOR THE MATTERS WHICH ARE SUBJECT TO THE SHAREHOLDERS' APPROVAL IN ACCORDANCE WITH THE RELEVANT LAWS, REGULATIONS AND THE ARTICLES OF ASSOCIATION; AND (7) TO TAKE ALL OTHER RELEVANT ACTIONS REGARDING THE ISSUE OF THE CORPORATE BONDS." | ||||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMX | Meeting Date | 16-Mar-2018 | |||||||||
| ISIN | US3444191064 | Agenda | 934731933 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Report of the Chief Executive Officer of Fomento Economico Mexicano, S.A.B. de C.V.; opinion of the Board of Directors regarding the content of the report of the Chief Executive Officer and reports of the Board of Directors regarding the main policies and accounting criteria and information applied during the preparation of the financial information, including the operations and activities in which they were involved; reports of the chairmen of the audit and corporate practices ...(due to space limits, see proxy material for full proposal). | Management | For | Take No Action | ||||||||
| 2. | Report with respect to the compliance of tax obligations. | Management | For | Take No Action | ||||||||
| 3. | Application of the Results for the 2017 Fiscal Year, to include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | Take No Action | ||||||||
| 4. | Proposal to determine the maximum amount of resources to be used for the share repurchase program of the own company. | Management | For | Take No Action | ||||||||
| 5. | Election of members of the Board of Directors and secretaries, qualification of their independence, in accordance with the Securities Market Law, and resolution with respect to their remuneration. | Management | For | Take No Action | ||||||||
| 6. | Election of members of the following committees: (i) strategy and finance, (ii) audit, and (iii) corporate practices; appointment of their respective chairmen, and resolution with respect to their remuneration. | Management | For | Take No Action | ||||||||
| 7. | Appointment of delegates for the formalization of the meeting's resolution. | Management | For | Take No Action | ||||||||
| 8. | Reading and, if applicable, approval of the minutes. | Management | For | Take No Action | ||||||||
| SK TELECOM CO., LTD. | ||||||||||||
| Security | 78440P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SKM | Meeting Date | 21-Mar-2018 | |||||||||
| ISIN | US78440P1084 | Agenda | 934732466 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of Financial Statements for the 34th Fiscal Year (from January 1, 2017 to December 31, 2017) as set forth in Item 1 of the Company's agenda enclosed herewith. | Management | For | Take No Action | ||||||||
| 2. | Approval of the Stock Option Grant as set forth in Item 2 of the Company's agenda enclosed herewith. | Management | For | Take No Action | ||||||||
| 3.1 | Election of an Executive Director (Candidate: Ryu, Young Sang) | Management | For | Take No Action | ||||||||
| 3.2 | Election of an Independent Director (Candidate: Yoon, Young Min) | Management | For | Take No Action | ||||||||
| 4. | Approval of the Appointment of a Member of the Audit Committee as set forth in Item 4 of the Company's agenda enclosed herewith (Candidate: Yoon, Young Min). | Management | For | Take No Action | ||||||||
| 5. | Approval of the Ceiling Amount of the Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | Take No Action | ||||||||
| THE TORONTO-DOMINION BANK | ||||||||||||
| Security | 891160509 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TD | Meeting Date | 29-Mar-2018 | |||||||||
| ISIN | CA8911605092 | Agenda | 934730525 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| A | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM E. BENNETT | For | For | For | ||||||||
| 2 | AMY W. BRINKLEY | For | For | For | ||||||||
| 3 | BRIAN C. FERGUSON | For | For | For | ||||||||
| 4 | COLLEEN A. GOGGINS | For | For | For | ||||||||
| 5 | MARY JO HADDAD | For | For | For | ||||||||
| 6 | JEAN-RENÉ HALDE | For | For | For | ||||||||
| 7 | DAVID E. KEPLER | For | For | For | ||||||||
| 8 | BRIAN M. LEVITT | For | For | For | ||||||||
| 9 | ALAN N. MACGIBBON | For | For | For | ||||||||
| 10 | KAREN E. MAIDMENT | For | For | For | ||||||||
| 11 | BHARAT B. MASRANI | For | For | For | ||||||||
| 12 | IRENE R. MILLER | For | For | For | ||||||||
| 13 | NADIR H. MOHAMED | For | For | For | ||||||||
| 14 | CLAUDE MONGEAU | For | For | For | ||||||||
| B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For | |||||||
| C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | For | |||||||
| D | SHAREHOLDER PROPOSAL A | Shareholder | Against | Against | For | |||||||
| E | SHAREHOLDER PROPOSAL B | Shareholder | Against | Against | For | |||||||
| WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN | ||||||||||||
| Security | ADPV09931 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2018 | ||||||||||
| ISIN | NL0000395903 | Agenda | 709034300 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2.A | 2017 ANNUAL REPORT: REPORT OF THE EXECUTIVE BOARD FOR 2017 | Non-Voting | ||||||||||
| 2.B | 2017 ANNUAL REPORT: EXPLANATION CORPORATE GOVERNANCE | Non-Voting | ||||||||||
| 2.C | 2017 ANNUAL REPORT: REPORT OF THE SUPERVISORY BOARD FOR 2017 | Non-Voting | ||||||||||
| 2.D | 2017 ANNUAL REPORT: EXECUTION OF THE REMUNERATION POLICY IN 2017 | Non-Voting | ||||||||||
| 3.A | 2017 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2017 AS INCLUDED IN THE ANNUAL REPORT FOR 2017 | Management | For | For | For | |||||||
| 3.B | 2017 FINANCIAL STATEMENTS AND DIVIDEND: EXPLANATION OF DIVIDEND POLICY | Non-Voting | ||||||||||
| 3.C | 2017 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EUR 0.85 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EUR 0.65 PER ORDINARY SHARE | Management | For | For | For | |||||||
| 4.A | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR RESPONSIBILITIES | Management | For | For | For | |||||||
| 4.B | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR RESPONSIBILITIES | Management | For | For | For | |||||||
| 5 | PROPOSAL TO AMEND THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | |||||||
| 6.A | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD: TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | |||||||
| 6.B | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD: TO RESTRICT OR EXCLUDE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | For | |||||||
| 7 | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | For | |||||||
| 8 | PROPOSAL TO CANCEL SHARES | Management | For | For | For | |||||||
| 9 | PROPOSAL TO RE-APPOINT THE EXTERNAL AUDITOR FOR A TERM OF FOUR YEARS: DELOITTE | Management | For | For | For | |||||||
| 10 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| 11 | CLOSING | Non-Voting | ||||||||||
| SHIRE PLC | ||||||||||||
| Security | 82481R106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHPG | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US82481R1068 | Agenda | 934765807 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | To receive the Company's Annual Report and Accounts for the year ended December 31, 2017. | Management | For | For | For | |||||||
| 2. | To approve the Directors' Remuneration Report, excluding the Directors' Remuneration Policy, set out on pages 78 to 108 of the Annual Report and Accounts for the year ended December 31, 2017. | Management | For | For | For | |||||||
| 3. | To approve the Directors' Remuneration Policy, contained within the Directors' Remuneration Report and set out on pages 86 to 95 of the Annual Report and Accounts for the year ended December 31, 2017, to take effect after the end of the Annual General Meeting on April 24, 2018. | Management | For | For | For | |||||||
| 4. | To re-elect Olivier Bohuon as a Director. | Management | For | For | For | |||||||
| 5. | To re-elect Ian Clark as a Director. | Management | For | For | For | |||||||
| 6. | To elect Thomas Dittrich as a Director. | Management | For | For | For | |||||||
| 7. | To re-elect Gail Fosler as a Director. | Management | For | For | For | |||||||
| 8. | To re-elect Steven Gillis as a Director. | Management | For | For | For | |||||||
| 9. | To re-elect David Ginsburg as a Director. | Management | For | For | For | |||||||
| 10. | To re-elect Susan Kilsby as a Director. | Management | For | For | For | |||||||
| 11. | To re-elect Sara Mathew as a Director. | Management | For | For | For | |||||||
| 12. | To re-elect Flemming Ornskov as a Director. | Management | For | For | For | |||||||
| 13. | To re-elect Albert Stroucken as a Director. | Management | For | For | For | |||||||
| 14. | To re-appoint Deloitte LLP as the Company's Auditor until the conclusion of the next Annual General Meeting of the Company. | Management | For | For | For | |||||||
| 15. | To authorize the Audit, Compliance & Risk Committee to determine the remuneration of the Auditor. | Management | For | For | For | |||||||
| 16. | That the authority to allot Relevant Securities (as defined in the Company's Articles of Association (the "Articles")) conferred on the Directors by Article 10 paragraph (B) of the Articles be renewed and for this purpose the Authorised Allotment Amount shall be: (a) GBP | Management | For | For | For | |||||||
| 15,187,600.85 of Relevant Securities. (b) solely in connection with an allotment pursuant to an offer by way of a Rights Issue (as defined in the Articles, but only if and to the extent that such offer is ...(due to space limits, see proxy material for full proposal). | ||||||||||||
| 17. | That, subject to the passing of Resolution 16, the authority to allot equity securities (as defined in the Company's Articles of Association (the "Articles")) wholly for cash conferred on the Directors by Article 10 paragraph (D) of the Articles be renewed and for this purpose the Non Pre-emptive Amount (as defined in the Articles) shall be GBP 2,278,140.10 and the Allotment Period shall be the period commencing on April 24, 2018, and ending on the earlier of the close of business on ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | |||||||
| 18. | That, subject to the passing of Resolutions 16 and 17 and for the purpose of the authority to allot equity securities (as defined in the Company's Articles of Association (the "Articles")) wholly for cash conferred on the Directors by Article 10 paragraph (D) of the Articles and renewed by Resolution 17, the Non Pre-emptive Amount (as defined in the Articles) shall be increased from GBP 2,278,140.10 to GBP ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | |||||||
| 19. | That the Company be and is hereby generally and unconditionally authorized: (a) pursuant to Article 57 of the Companies (Jersey) Law 1991 to make market purchases of Ordinary Shares in the capital of the Company, provided that: (1) the maximum number of Ordinary Shares hereby authorized to be purchased is 91,125,605; (2) the minimum price, exclusive of any expenses, which may be paid for an Ordinary Share is five pence; (3) the maximum price, exclusive of any expenses, which may be paid ...(due to space limits, see proxy material for full proposal). | Management | For | For | For | |||||||
| 20. | To approve that a general meeting of the Company, other than an annual general meeting, may be called on not less than 14 clear days' notice. | Management | For | For | For | |||||||
| ASML HOLDINGS N.V. | ||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASML | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | USN070592100 | Agenda | 934746655 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 4b | Proposal to adopt the financial statements of the Company for the financial year 2017, as prepared in accordance with Dutch law | Management | For | For | For | |||||||
| 4d | Proposal to adopt a dividend of EUR 1.40 per ordinary share | Management | For | For | For | |||||||
| 5a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||
| 5b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||
| 6 | Proposal to approve the number of shares for the Board of Management | Management | For | For | For | |||||||
| 8a | Proposal to reappoint Mr. J.M.C. (Hans) Stork as member of the Supervisory Board | Management | For | For | For | |||||||
| 8b | Proposal to appoint Ms. T.L. (Terri) Kelly as member of the Supervisory Board | Management | For | For | For | |||||||
| 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2019 | Management | For | For | For | |||||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | For | For | |||||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10a. | Management | For | For | For | |||||||
| 10c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | For | |||||||
| 10d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10c. | Management | For | For | For | |||||||
| 11a | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||||
| 11b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | For | |||||||
| ASML HOLDINGS N.V. | ||||||||||||
| Security | N07059210 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASML | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | USN070592100 | Agenda | 934770783 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 4b | Proposal to adopt the financial statements of the Company for the financial year 2017, as prepared in accordance with Dutch law | Management | For | For | For | |||||||
| 4d | Proposal to adopt a dividend of EUR 1.40 per ordinary share | Management | For | For | For | |||||||
| 5a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||
| 5b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||
| 6 | Proposal to approve the number of shares for the Board of Management | Management | For | For | For | |||||||
| 8a | Proposal to reappoint Mr. J.M.C. (Hans) Stork as member of the Supervisory Board | Management | For | For | For | |||||||
| 8b | Proposal to appoint Ms. T.L. (Terri) Kelly as member of the Supervisory Board | Management | For | For | For | |||||||
| 9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2019 | Management | For | For | For | |||||||
| 10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes | Management | For | For | For | |||||||
| 10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10a. | Management | For | For | For | |||||||
| 10c | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | For | |||||||
| 10d | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 10c. | Management | For | For | For | |||||||
| 11a | Authorization to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||||
| 11b | Authorization to repurchase additional ordinary shares up to 10% of the issued share capital | Management | For | For | For | |||||||
| 12 | Proposal to cancel ordinary shares | Management | For | For | For | |||||||
| UNILEVER PLC | ||||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UL | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US9047677045 | Agenda | 934752482 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2017 | Management | For | For | For | |||||||
| 2. | To approve the Directors' Remuneration Report | Management | For | For | For | |||||||
| 3. | To approve the Directors' Remuneration Policy | Management | For | For | For | |||||||
| 4. | To re-elect Mr N S Andersen as a Non- Executive Director | Management | For | For | For | |||||||
| 5. | To re-elect Mrs L M Cha as a Non- Executive Director | Management | For | For | For | |||||||
| 6. | To re-elect Mr V Colao as a Non-Executive Director | Management | For | For | For | |||||||
| 7. | To re-elect Dr M Dekkers as a Non- Executive Director | Management | For | For | For | |||||||
| 8. | To re-elect Dr J Hartmann as a Non- Executive Director | Management | For | For | For | |||||||
| 9. | To re-elect Ms M Ma as a Non-Executive Director | Management | For | For | For | |||||||
| 10. | To re-elect Mr S Masiyiwa as a Non- Executive Director | Management | For | For | For | |||||||
| 11. | To re-elect Professor Y Moon as a Non- Executive Director | Management | For | For | For | |||||||
| 12. | To re-elect Mr G Pitkethly as an Executive Director | Management | For | For | For | |||||||
| 13. | To re-elect Mr P G J M Polman as an Executive Director | Management | For | For | For | |||||||
| 14. | To re-elect Mr J Rishton as a Non- Executive Director | Management | For | For | For | |||||||
| 15. | To re-elect Mr F Sijbesma as a Non- Executive Director | Management | For | For | For | |||||||
| 16. | To elect Ms A Jung as a Non-Executive Director | Management | For | For | For | |||||||
| 17. | To reappoint KPMG LLP as Auditors of the Company | Management | For | For | For | |||||||
| 18. | To authorise the Directors to fix the remuneration of the Auditors | Management | For | For | For | |||||||
| 19. | To authorise Political Donations and Expenditure | Management | For | For | For | |||||||
| 20. | To renew the authority to Directors to issue shares | Management | For | For | For | |||||||
| 21. | To renew the authority to Directors to disapply pre-emption rights | Management | For | For | For | |||||||
| 22. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments | Management | For | For | For | |||||||
| 23. | To renew the authority to the Company to purchase its own shares | Management | For | For | For | |||||||
| 24. | To shorten the Notice period for General Meetings | Management | For | For | For | |||||||
| BCE INC. | ||||||||||||
| Security | 05534B760 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BCE | Meeting Date | 03-May-2018 | |||||||||
| ISIN | CA05534B7604 | Agenda | 934756442 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | BARRY K. ALLEN | For | For | For | ||||||||
| 2 | SOPHIE BROCHU | For | For | For | ||||||||
| 3 | ROBERT E. BROWN | For | For | For | ||||||||
| 4 | GEORGE A. COPE | For | For | For | ||||||||
| 5 | DAVID F. DENISON | For | For | For | ||||||||
| 6 | ROBERT P. DEXTER | For | For | For | ||||||||
| 7 | IAN GREENBERG | For | For | For | ||||||||
| 8 | KATHERINE LEE | For | For | For | ||||||||
| 9 | MONIQUE F. LEROUX | For | For | For | ||||||||
| 10 | GORDON M. NIXON | For | For | For | ||||||||
| 11 | CALIN ROVINESCU | For | For | For | ||||||||
| 12 | KAREN SHERIFF | For | For | For | ||||||||
| 13 | ROBERT C. SIMMONDS | For | For | For | ||||||||
| 14 | PAUL R. WEISS | For | For | For | ||||||||
| 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | For | |||||||
| 3 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | For | For | |||||||
| 4 | SHAREHOLDER PROPOSAL NO. 1: DIRECTOR COMPENSATION. | Shareholder | For | Against | Against | |||||||
| KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||
| Security | 500472303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PHG | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US5004723038 | Agenda | 934797638 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 2d. | Proposal to adopt the financial statements | Management | For | For | For | |||||||
| 2e. | Proposal to adopt dividend | Management | For | For | For | |||||||
| 2f. | Proposal to discharge the members of the Board of Management | Management | For | For | For | |||||||
| 2g. | Proposal to discharge the members of the Supervisory Board | Management | For | For | For | |||||||
| 3a. | Proposal to re-appoint Ms O. Gadiesh as member of the Supervisory Board | Management | For | For | For | |||||||
| 3b. | Proposal to appoint Mr P.A. Stoffels as member of the Supervisory Board | Management | For | For | For | |||||||
| 4a. | Proposal to authorize the Board of Management to issue shares or grant rights to acquire shares. | Management | For | For | For | |||||||
| 4b. | Proposal to authorize the Board of Management to restrict or exclude pre- emption rights | Management | For | For | For | |||||||
| 5. | Proposal to authorize the Board of Management to acquire shares in the company | Management | For | For | For | |||||||
| 6. | Proposal to cancel shares | Management | For | For | For | |||||||
| BASF SE | ||||||||||||
| Security | 055262505 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BASFY | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US0552625057 | Agenda | 934783336 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 2. | Adoption of a resolution on the appropriation of profit | Management | For | For | For | |||||||
| 3. | Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board | Management | For | For | For | |||||||
| 4. | Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors | Management | For | For | For | |||||||
| 5. | Appointment of the auditor for the financial year 2018 | Management | For | For | For | |||||||
| 6. | Adoption of a resolution approving the compensation system for the members of the Board of Executive Directors | Management | For | For | For | |||||||
| TELUS CORPORATION | ||||||||||||
| Security | 87971M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TU | Meeting Date | 10-May-2018 | |||||||||
| ISIN | CA87971M1032 | Agenda | 934766811 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | R. H. (Dick) Auchinleck | For | For | For | ||||||||
| 2 | Raymond T. Chan | For | For | For | ||||||||
| 3 | Stockwell Day | For | For | For | ||||||||
| 4 | Lisa de Wilde | For | For | For | ||||||||
| 5 | Darren Entwistle | For | For | For | ||||||||
| 6 | Mary Jo Haddad | For | For | For | ||||||||
| 7 | Kathy Kinloch | For | For | For | ||||||||
| 8 | W.(Bill) A. MacKinnon | For | For | For | ||||||||
| 9 | John Manley | For | For | For | ||||||||
| 10 | Sarabjit (Sabi) Marwah | For | For | For | ||||||||
| 11 | Claude Mongeau | For | For | For | ||||||||
| 12 | David L. Mowat | For | For | For | ||||||||
| 13 | Marc Parent | For | For | For | ||||||||
| 2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | For | |||||||
| 3 | Accept the Company's approach to executive compensation. | Management | For | For | For | |||||||
| NICE LTD. | ||||||||||||
| Security | 653656108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NICE | Meeting Date | 14-May-2018 | |||||||||
| ISIN | US6536561086 | Agenda | 934803859 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1a. | Election of Non-executive Director: David Kostman | Management | For | For | For | |||||||
| 1b. | Election of Non-executive Director: Rimon Ben-Shaoul | Management | For | For | For | |||||||
| 1c. | Election of Non-executive Director: Yehoshua (Shuki) Ehrlich | Management | For | For | For | |||||||
| 1d. | Election of Non-executive Director: Leo Apotheker | Management | For | For | For | |||||||
| 1e. | Election of Non-executive Director: Joe Cowan | Management | For | For | For | |||||||
| 2. | To elect an outside director to the Board of the Company. | Management | For | Take No Action | ||||||||
| 2a. | Regarding proposal 2., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No | Management | For | Take No Action | ||||||||
| 3. | To approve the Company's Amended Compensation Policy. | Management | For | Take No Action | ||||||||
| 3a. | Regarding proposal 3., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No | Management | For | Take No Action | ||||||||
| 4. | To approve equity awards to the Company's non-executive directors. | Management | For | For | For | |||||||
| 5. | To approve the renewal of the CEO's employment agreement. | Management | For | Take No Action | ||||||||
| 5a. | Regarding proposal 5., indicate whether you are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No | Management | For | Take No Action | ||||||||
| 6. | To re-appoint the Company's independent auditors and to authorize the Board to set their remuneration. | Management | For | For | For | |||||||
| 7. | To discuss the Company's audited annual financial statements for the year ended December 31, 2017. | Management | For | For | For | |||||||
| BELMOND LTD. | ||||||||||||
| Security | G1154H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEL | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | BMG1154H1079 | Agenda | 934788893 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Harsha V. Agadi | For | For | For | ||||||||
| 2 | Roland A. Hernandez | For | For | For | ||||||||
| 3 | Mitchell C. Hochberg | For | For | For | ||||||||
| 4 | Ruth A. Kennedy | For | For | For | ||||||||
| 5 | Ian Livingston | For | For | For | ||||||||
| 6 | Demetra Pinsent | For | For | For | ||||||||
| 7 | Gail Rebuck | For | For | For | ||||||||
| 8 | H. Roeland Vos | For | For | For | ||||||||
| 2. | Appointment of Deloitte LLP as the Company's independent registered public accounting firm, and authorization of the Audit Committee to fix accounting firm's remuneration. | Management | For | For | For | |||||||
| TOTAL S.A. | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOT | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US89151E1091 | Agenda | 934820083 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of the Company's financial statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 2. | Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 3. | Allocation of earnings, declaration of dividend and option for payment of the dividend balance in shares for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 4. | Option for the payment of interim dividends for the fiscal year ended December 31, 2018 in shares - Delegation of powers to the Board of Directors | Management | For | For | For | |||||||
| 5. | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company | Management | For | For | For | |||||||
| 6. | Renewal of the appointment of Mr. Patrick Pouyanne as a director | Management | For | For | For | |||||||
| 7. | Renewal of the appointment of Mr. Patrick Artus as a director | Management | For | For | For | |||||||
| 8. | Renewal of the appointment of Ms. Anne- Marie Idrac as a director | Management | For | For | For | |||||||
| 9. | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code to M. Patrick Pouyanne | Management | For | For | For | |||||||
| 10. | Commitments covered by Article L. 225-42- 1 of the French Commercial Code | Management | For | For | For | |||||||
| 11. | Approval of the fixed, variable and extraordinary components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year 2017 | Management | For | For | For | |||||||
| 12. | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer | Management | For | For | For | |||||||
| 13. | Delegation of authority granted to the Board of Directors, for a 26-month period, to increase the share capital with shareholders' pre-emptive subscription right, either through the issuance of common shares and/or any securities granting access to the Company's share capital, or by capitalizing premiums, reserves, surpluses or other | Management | For | For | For | |||||||
| 14. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the share capital by way of public offering by issuing common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 15. | Delegation of authority to the Board of Directors, for a 26- month period, to issue, by way of an offer referred to in Article L. 411-2 II of the French Monetary and Financial Code, new common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 16. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the number of securities to be issued in the case of a share capital increase without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 17. | Delegation of powers to the Board of Directors, for a 26-month period, to increase the share capital by issuing common shares and/or any securities granting access to the Company's share capital, in consideration for contributions in kind to the benefit of the Company without shareholders' preemptive subscription right | Management | For | For | For | |||||||
| 18. | Delegation of authority to the Board of Directors, for a 26- month period, to proceed with share capital increases, under the conditions provided by Articles L. 3332- 18 et seq. of the French Labor Code, without shareholders' pre-emptive subscription right, reserved for participants in a company or group savings plan | Management | For | For | For | |||||||
| 19. | Authorization to the Board of Directors, for a 38-month period, to grant Company shares (existing or to be issued) for the benefit of some or all Group employees and executive directors, which imply the waiver of the shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 20. | The Company has also received from the Central Works Council of UES Amont - Global Services - Holding of TOTAL - 2 place Jean Millier - La Defense 6 - 92078 La Defense cedex - France, a proposed resolution for the purpose of amending the bylaws regarding a new procedure for selecting the employee shareholder Director with a view to improving his or her representativeness and independence. (Please refer to resolution A in the Notice of Meeting. This resolution has not been approved by the Board.) | Management | For | Take No Action | ||||||||
| TOYOTA MOTOR CORPORATION | ||||||||||||
| Security | 892331307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TM | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US8923313071 | Agenda | 934834347 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1.1 | Election of Director: Takeshi Uchiyamada | Management | For | Take No Action | ||||||||
| 1.2 | Election of Director: Shigeru Hayakawa | Management | For | Take No Action | ||||||||
| 1.3 | Election of Director: Akio Toyoda | Management | For | Take No Action | ||||||||
| 1.4 | Election of Director: Koji Kobayashi | Management | For | Take No Action | ||||||||
| 1.5 | Election of Director: Didier Leroy | Management | For | Take No Action | ||||||||
| 1.6 | Election of Director: Shigeki Terashi | Management | For | Take No Action | ||||||||
| 1.7 | Election of Director: Ikuro Sugawara | Management | For | Take No Action | ||||||||
| 1.8 | Election of Director: Philip Craven | Management | For | Take No Action | ||||||||
| 1.9 | Election of Director: Teiko Kudo | Management | For | Take No Action | ||||||||
| 2.1 | Election of Audit & Supervisory Board Member: Masahide Yasuda | Management | For | Take No Action | ||||||||
| 2.2 | Election of Audit & Supervisory Board Member: Nobuyuki Hirano | Management | For | Take No Action | ||||||||
| 3.1 | Election of Substitute Audit & Supervisory Board Member: Ryuji Sakai | Management | For | Take No Action | ||||||||
| MERCADOLIBRE, INC. | ||||||||||||
| Security | 58733R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MELI | Meeting Date | 15-Jun-2018 | |||||||||
| ISIN | US58733R1023 | Agenda | 934811755 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Nicolas Galperin | Withheld | For | Against | ||||||||
| 2 | Meyer Malka | Withheld | For | Against | ||||||||
| 3 | Javier Olivan | Withheld | For | Against | ||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||||
| 3. | Ratification of the appointment of Deloitte & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||
| SINOPHARM GROUP CO. LTD. | ||||||||||||
| Security | Y8008N107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||
| ISIN | CNE100000FN7 | Agenda | 709468955 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2017 AND THE AUDITORS' REPORT | Management | For | For | For | |||||||
| 4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||
| 5 | TO CONSIDER AND AUTHORIZE THE BOARD TO DETERMINE THE REMUNERATION OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | For | For | For | |||||||
| 6 | TO CONSIDER AND AUTHORIZE THE SUPERVISORY COMMITTEE TO DETERMINE THE REMUNERATION OF THE SUPERVISORS OF THE COMPANY (THE "SUPERVISORS") FOR THE YEAR ENDING 31 DECEMBER 2018 | Management | For | For | For | |||||||
| 7 | TO CONSIDER AND APPROVE THE APPOINTMENT OF ERNST & YOUNG HUA MING LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, THE APPOINTMENT OF ERNST & YOUNG AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO RATIFY AND CONFIRM THEIR REMUNERATIONS DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD | Management | For | For | For | |||||||
| 8 | TO CONSIDER AND APPROVE THE DELEGATION OF THE POWER TO THE BOARD TO APPROVE THE GUARANTEES IN FAVOR OF THIRD PARTIES WITH AN AGGREGATE TOTAL VALUE OF NOT MORE THAN 30% OF THE LATEST AUDITED TOTAL ASSETS OF THE COMPANY OVER A PERIOD OF 12 MONTHS; AND IF THE ABOVE DELEGATION IS NOT CONSISTENT WITH, COLLIDES WITH OR CONFLICTS WITH THE REQUIREMENTS UNDER THE RULES GOVERNING THE LISTING OF SECURITIES (THE "HONG KONG LISTING RULES") ON THE STOCK EXCHANGE OF HONG KONG LIMITED (THE "HONG KONG STOCK EXCHANGE") OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE, THE REQUIREMENTS UNDER THE HONG KONG LISTING RULES OR OTHER REQUIREMENTS OF THE HONG KONG STOCK EXCHANGE SHOULD BE FOLLOWED | Management | For | For | For | |||||||
| 9 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURE OF THE BOARD OF DIRECTORS | Management | For | For | For | |||||||
| 10 | TO CONSIDER AND APPROVE TO GRANT A GENERAL MANDATE TO THE BOARD TO EXERCISE THE POWER OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL WITH DOMESTIC SHARES AND/OR H SHARES (DETAILS OF THIS RESOLUTION WERE CONTAINED IN THE NOTICE) | Management | For | For | For | |||||||
| 11 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES OF ASSOCIATION") | Management | For | For | For | |||||||
| 12 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE: "THAT: (A) THE COMPANY BE AND IS HEREBY AUTHORISED TO ISSUE DEBT FINANCING INSTRUMENTS (THE "DEBT FINANCING INSTRUMENTS") WITH THE AGGREGATE AMOUNT LIMIT FOR ALL BONDS FOR WHICH REGISTRATION IS APPLIED FOR BEING NO MORE THAN RMB25 BILLION; (B) THE PRESIDENT OF THE COMPANY, BE AND IS HEREBY AUTHORIZED TO DEAL WITH ALL THE MATTERS IN RELATION TO THE PROPOSED ISSUE OF DEBT FINANCING INSTRUMENTS IN HIS SOLE DISCRETION, INCLUDING BUT NOT LIMITED TO: (I) ACCORDING TO LAWS, | Management | For | For | For | |||||||
| REGULATIONS, AND THE SPECIFIC CONDITIONS OF THE COMPANY AND DEBT MARKET, TO FORMULATE, ADJUST AND IMPLEMENT THE SPECIFIC PLANS, TERMS AND CONDITIONS FOR THE ISSUE OF THE DEBT FINANCING INSTRUMENTS, INCLUDING, AMONG OTHERS, DETERMINATION OF THE CATEGORY(IES) OF ISSUE, THE SIZE OF ISSUE, THE METHOD OF ISSUE (INCLUDING THE ISSUE AMOUNT IN EACH TRANCHE), THE TERMS OF ISSUE, INTEREST RATE, USE OF PROCEEDS, GUARANTEE AND DEBT SECURITY ARRANGEMENTS; (II) TO FORMULATE, APPROVE, EXECUTE, MODIFY AND ANNOUNCE THE LEGAL DOCUMENTS RELATING TO THE ISSUE, AND MAKE THE APPROPRIATE ADJUSTMENT OR SUPPLEMENT TO THE FILINGS PURSUANT TO THE REQUIREMENTS OF THE REGULATORY AUTHORITIES; (III) TO SELECT THE BOND TRUSTEE(S), EXECUTE BOND TRUSTEE MANAGEMENT AGREEMENT(S) AND PROMULGATE THE RULES FOR BONDHOLDERS' GENERAL MEETING; (IV) TO MAKE CORRESPONDING ADJUSTMENTS TO THE RELEVANT MATTERS OR DETERMINE WHETHER TO CONTINUE THE ISSUE IN ACCORDANCE WITH THE PRACTICAL SITUATION IN THE CASE OF ANY CHANGES IN OPINIONS FROM REGULATORY AUTHORITIES, THE POLICIES AND MARKET CONDITIONS EXCEPT WHERE RE-VOTING AT A GENERAL MEETING IS REQUIRED BY ANY RELEVANT LAWS AND REGULATIONS AND THE ARTICLES OF ASSOCIATION OF THE COMPANY; (V) TO DEAL WITH ALL RELEVANT MATTERS IN RELATION TO THE REPORTING AND LISTING OF THE DEBT FINANCING INSTRUMENTS; (VI) TO DETERMINE THE ENGAGEMENT OF NECESSARY INTERMEDIARY AGENCIES IN RELATION TO THE ISSUE OF THE DEBT FINANCING INSTRUMENTS; AND (VII) TO DEAL WITH OTHER SPECIFIC MATTERS IN RELATION TO THE ISSUE OF DEBT FINANCING INSTRUMENTS | ||||||||||||
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||||
| Security | 606822104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MUFG | Meeting Date | 28-Jun-2018 | |||||||||
| ISIN | US6068221042 | Agenda | 934845819 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Appropriation of Surplus | Management | For | |||||||||
| 2a. | Election of Director: Hiroshi Kawakami | Management | For | |||||||||
| 2b. | Election of Director: Yuko Kawamoto | Management | For | |||||||||
| 2c. | Election of Director: Haruka Matsuyama | Management | For | |||||||||
| 2d. | Election of Director: Toby S. Myerson | Management | For | |||||||||
| 2e. | Election of Director: Tsutomu Okuda | Management | For | |||||||||
| 2f. | Election of Director: Yasushi Shingai | Management | For | |||||||||
| 2g. | Election of Director: Tarisa Watanagase | Management | For | |||||||||
| 2h. | Election of Director: Akira Yamate | Management | For | |||||||||
| 2i. | Election of Director: Tadashi Kuroda | Management | For | |||||||||
| 2j. | Election of Director: Junichi Okamoto | Management | For | |||||||||
| 2k. | Election of Director: Kiyoshi Sono | Management | For | |||||||||
| 2l. | Election of Director: Mikio Ikegaya | Management | For | |||||||||
| 2m. | Election of Director: Kanetsugu Mike | Management | For | |||||||||
| 2n. | Election of Director: Saburo Araki | Management | For | |||||||||
| 2o. | Election of Director: Nobuyuki Hirano | Management | For | |||||||||
| 3. | Partial Amendment to the Articles of Incorporation (Individual Disclosure of Executive Compensations) | Management | Against | |||||||||
| 4. | Partial Amendment to the Articles of Incorporation (Separation of roles of Chairman of the Board and Chief Executive Officer) | Management | Against | |||||||||
| 5. | Partial Amendment to the Articles of Incorporation (Exercise of Voting Rights of Shares Held for the Purpose of Strategic Shareholdings) | Management | Against | |||||||||
| 6. | Dismissal of Director Nobuyuki Hirano | Management | Against | |||||||||
| 7. | Partial Amendment to the Articles of Incorporation (Establishment of a Special Investigation Committee on the Overall Reconsideration of Business Relationship with Kenko Tokina Corporation) | Management | Against | |||||||||
| 8. | Partial Amendment to the Articles of Incorporation (Reconsideration of Customer Service for the Socially Vulnerable) | Management | Against | |||||||||
| 9. | Partial Amendment to the Articles of Incorporation (Disclosure of Reason upon Compulsory Termination of Account) | Management | Against | |||||||||
Saturna Investment Trust, Sextant Core Fund (SCORX)Proxy Voting Record relating to shareholder meetings held from July 1, 2017 through June 30, 2018 |
||||||||||||||
| ALERE INC. | ||||||||||||||
| Security | 01449J105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ALR | Meeting Date | 07-Jul-2017 | |||||||||||
| ISIN | US01449J1051 | Agenda | 934647821 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 30, 2016 (THE "ORIGINAL MERGER AGREEMENT"), AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 13, 2017 (THE "MERGER AGREEMENT AMENDMENT") BY AND AMONG ABBOTT LABORATORIES, AN ILLINOIS CORPORATION, ALERE INC., A ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | For | |||||||||
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO ALERE INC.S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | Against | For | Against | |||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO ADOPT THE MERGER AGREEMENT. | Management | For | For | For | |||||||||
| CA, INC. | ||||||||||||||
| Security | 12673P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CA | Meeting Date | 09-Aug-2017 | |||||||||||
| ISIN | US12673P1057 | Agenda | 934653052 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | For | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | For | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | For | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: CHRISTOPHER B. LOFGREN | Management | Against | For | Against | |||||||||
| 1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | For | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | For | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: RENATO (RON) ZAMBONINI | Management | For | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | For | |||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||
| 4. | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For | |||||||||
| 5. | TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES ISSUABLE UNDER THE CA, INC. 2012 COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | For | |||||||||
| XILINX, INC. | ||||||||||||||
| Security | 983919101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XLNX | Meeting Date | 09-Aug-2017 | |||||||||||
| ISIN | US9839191015 | Agenda | 934654636 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1.1 | ELECTION OF DIRECTOR: DENNIS SEGERS | Management | For | For | For | |||||||||
| 1.2 | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | For | For | For | |||||||||
| 1.3 | ELECTION OF DIRECTOR: SAAR GILLAI | Management | For | For | For | |||||||||
| 1.4 | ELECTION OF DIRECTOR: RONALD S. JANKOV | Management | For | For | For | |||||||||
| 1.5 | ELECTION OF DIRECTOR: THOMAS H. LEE | Management | For | For | For | |||||||||
| 1.6 | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | For | For | For | |||||||||
| 1.7 | ELECTION OF DIRECTOR: ALBERT A. PIMENTEL | Management | For | For | For | |||||||||
| 1.8 | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | For | For | For | |||||||||
| 1.9 | ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE | Management | For | For | For | |||||||||
| 2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 1990 EMPLOYEE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | For | |||||||||
| 3. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 EQUITY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | For | |||||||||
| 4. | PROPOSAL TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For | |||||||||
| 5. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||
| 6. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS FOR FISCAL YEAR 2018. | Management | For | For | For | |||||||||
| PRAXAIR, INC. | ||||||||||||||
| Security | 74005P104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PX | Meeting Date | 27-Sep-2017 | |||||||||||
| ISIN | US74005P1049 | Agenda | 934669574 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | BUSINESS COMBINATION PROPOSAL. A PROPOSAL TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF JUNE 1, 2017, AS AMENDED, BY AND AMONG PRAXAIR, INC., LINDE AKTIENGESELLSCHAFT, LINDE PLC (F/K/A ZAMALIGHT PLC), ZAMALIGHT HOLDCO LLC AND ZAMALIGHT SUBCO, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME, AND TO APPROVE THE TRANSACTIONS CONTEMPLATED THEREBY. | Management | For | For | For | |||||||||
| 2. | DISTRIBUTABLE RESERVES CREATION PROPOSAL. A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE REDUCTION OF THE SHARE PREMIUM ACCOUNT OF LINDE PLC TO ALLOW FOR THE CREATION OF DISTRIBUTABLE RESERVES OF LINDE PLC. | Management | For | For | For | |||||||||
| 3. | COMPENSATION PROPOSAL. A NON- BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO PRAXAIR, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE BUSINESS COMBINATION. | Management | For | For | For | |||||||||
| 4. | SHAREHOLDER ADJOURNMENT PROPOSAL. A PROPOSAL TO ADJOURN THE PRAXAIR SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO (1) SOLICIT ADDITIONAL PROXIES IN THE EVENT, BASED ON THE TABULATED VOTES, THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO APPROVE THE ABOVE-MENTIONED PROPOSALS AND/OR (2) HOLD THE SPECIAL MEETING ON A DATE THAT IS NO LATER THAN THE DAY PRIOR TO THE DATE OF THE EXPIRATION OF THE ACCEPTANCE PERIOD AS DEFINED IN THE PROXY STATEMENT, IN THE EVENT THAT SUCH DATE OF EXPIRATION IS EXTENDED. | Management | For | For | For | |||||||||
| RPM INTERNATIONAL INC. | ||||||||||||||
| Security | 749685103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RPM | Meeting Date | 05-Oct-2017 | |||||||||||
| ISIN | US7496851038 | Agenda | 934671795 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JULIE A. LAGACY | For | For | For | ||||||||||
| 2 | ROBERT A. LIVINGSTON | For | For | For | ||||||||||
| 3 | FREDERICK R. NANCE | For | For | For | ||||||||||
| 4 | WILLIAM B. SUMMERS, JR. | For | For | For | ||||||||||
| 2. | APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | |||||||||
| 3. | VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year | For | |||||||||
| 4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||
| Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||
| ISIN | US7427181091 | Agenda | 934664827 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | FRANCIS S. BLAKE | For | ||||||||||||
| 2 | ANGELA F. BRALY | For | ||||||||||||
| 3 | AMY L. CHANG | For | ||||||||||||
| 4 | KENNETH I. CHENAULT | For | ||||||||||||
| 5 | SCOTT D. COOK | For | ||||||||||||
| 6 | TERRY J. LUNDGREN | For | ||||||||||||
| 7 | W. JAMES MCNERNEY, JR. | For | ||||||||||||
| 8 | DAVID S. TAYLOR | For | ||||||||||||
| 9 | MARGARET C. WHITMAN | For | ||||||||||||
| 10 | PATRICIA A. WOERTZ | For | ||||||||||||
| 11 | ERNESTO ZEDILLO | For | ||||||||||||
| 2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | |||||||||||
| 3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | |||||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | 1 Year | |||||||||||
| 5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | Against | |||||||||||
| 6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | |||||||||||
| 7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS | Shareholder | Against | |||||||||||
| 8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | Against | |||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||
| Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||
| ISIN | US7427181091 | Agenda | 934664839 – Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | NELSON PELTZ | For | For | For | ||||||||||
| 2 | MGT NOM: F.S. BLAKE | For | For | For | ||||||||||
| 3 | MGT NOM: A.F. BRALY | For | For | For | ||||||||||
| 4 | MGT NOM: AMY L. CHANG | For | For | For | ||||||||||
| 5 | MGT NOM: K.I. CHENAULT | For | For | For | ||||||||||
| 6 | MGT NOM: SCOTT D. COOK | For | For | For | ||||||||||
| 7 | MGT NOM: T.J. LUNDGREN | For | For | For | ||||||||||
| 8 | MGT NOM: W. MCNERNEY JR | For | For | For | ||||||||||
| 9 | MGT NOM: D.S. TAYLOR | For | For | For | ||||||||||
| 10 | MGT NOM: M.C. WHITMAN | For | For | For | ||||||||||
| 11 | MGT NOM: P.A. WOERTZ | For | For | For | ||||||||||
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | Take No Action | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | Take No Action | ||||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | Take No Action | ||||||||||
| 5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | For | Take No Action | ||||||||||
| 6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO- DISCRIMINATION LAWS. | Shareholder | For | Take No Action | ||||||||||
| 7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS. | Shareholder | For | Take No Action | ||||||||||
| 8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | For | For | For | |||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||
| Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||
| ISIN | US7427181091 | Agenda | 934669815 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | FRANCIS S. BLAKE | For | ||||||||||||
| 2 | ANGELA F. BRALY | For | ||||||||||||
| 3 | AMY L. CHANG | For | ||||||||||||
| 4 | KENNETH I. CHENAULT | For | ||||||||||||
| 5 | SCOTT D. COOK | For | ||||||||||||
| 6 | TERRY J. LUNDGREN | For | ||||||||||||
| 7 | W. JAMES MCNERNEY, JR. | For | ||||||||||||
| 8 | DAVID S. TAYLOR | For | ||||||||||||
| 9 | MARGARET C. WHITMAN | For | ||||||||||||
| 10 | PATRICIA A. WOERTZ | For | ||||||||||||
| 11 | ERNESTO ZEDILLO | For | ||||||||||||
| 2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | |||||||||||
| 3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | For | |||||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF THE COMPANY'S EXECUTIVE COMPENSATION VOTE | Management | 1 Year | |||||||||||
| 5. | SHAREHOLDER PROPOSAL - ADOPT HOLY LAND PRINCIPLES | Shareholder | Against | |||||||||||
| 6. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | |||||||||||
| 7. | SHAREHOLDER PROPOSAL - REPORT ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS | Shareholder | Against | |||||||||||
| 8. | SHAREHOLDER PROPOSAL - REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Shareholder | Against | |||||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||||
| Security | 742718109 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | PG | Meeting Date | 10-Oct-2017 | |||||||||||
| ISIN | US7427181091 | Agenda | 934669827 –Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | NELSON PELTZ | For | For | For | ||||||||||
| 2 | MGT NOM: F.S. BLAKE | For | For | For | ||||||||||
| 3 | MGT NOM: A.F. BRALY | For | For | For | ||||||||||
| 4 | MGT NOM: AMY L. CHANG | For | For | For | ||||||||||
| 5 | MGT NOM: K.I. CHENAULT | For | For | For | ||||||||||
| 6 | MGT NOM: SCOTT D. COOK | For | For | For | ||||||||||
| 7 | MGT NOM: T.J. LUNDGREN | For | For | For | ||||||||||
| 8 | MGT NOM: W. MCNERNEY JR | For | For | For | ||||||||||
| 9 | MGT NOM: D.S. TAYLOR | For | For | For | ||||||||||
| 10 | MGT NOM: M.C. WHITMAN | For | For | For | ||||||||||
| 11 | MGT NOM: P.A. WOERTZ | For | For | For | ||||||||||
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | Take No Action | ||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | Take No Action | ||||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | Take No Action | ||||||||||
| 5. | SHAREHOLDER PROPOSAL ON ADOPTING HOLY LAND PRINCIPLES. | Shareholder | For | Take No Action | ||||||||||
| 6. | SHAREHOLDER PROPOSAL ON REPORTING ON APPLICATION OF COMPANY NON- DISCRIMINATION POLICIES IN STATES WITH PRO- DISCRIMINATION LAWS. | Shareholder | For | Take No Action | ||||||||||
| 7. | SHAREHOLDER PROPOSAL ON REPORTING ON MITIGATING RISKS OF ACTIVITIES IN CONFLICT-AFFECTED AREAS. | Shareholder | For | Take No Action | ||||||||||
| 8. | REPEAL CERTAIN AMENDMENTS TO REGULATIONS | Management | For | For | For | |||||||||
| PARKER-HANNIFIN CORPORATION | ||||||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PH | Meeting Date | 25-Oct-2017 | |||||||||||
| ISIN | US7010941042 | Agenda | 934683841 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | ELECTION OF DIRECTOR: LEE C. BANKS | Management | For | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: ROBERT G. BOHN | Management | For | For | For | |||||||||
| 1C. | ELECTION OF DIRECTOR: LINDA S. HARTY | Management | For | For | For | |||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP | Management | For | For | For | |||||||||
| 1E. | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | For | For | |||||||||
| 1F. | ELECTION OF DIRECTOR: KLAUS- PETER MULLER | Management | For | For | For | |||||||||
| 1G. | ELECTION OF DIRECTOR: CANDY M. OBOURN | Management | For | For | For | |||||||||
| 1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Management | For | For | For | |||||||||
| 1I. | ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT | Management | For | For | For | |||||||||
| 1J. | ELECTION OF DIRECTOR: AKE SVENSSON | Management | For | For | For | |||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | Against | For | Against | |||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES L. WAINSCOTT | Management | For | For | For | |||||||||
| 1M. | ELECTION OF DIRECTOR: THOMAS L. WILLIAMS | Management | For | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. | Management | For | For | For | |||||||||
| 3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||
| 4. | ADVISE, ON A NON-BINDING BASIS, ON THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS WILL OCCUR EVERY. | Management | 1 Year | 1 Year | For | |||||||||
| ORACLE CORPORATION | ||||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ORCL | Meeting Date | 15-Nov-2017 | |||||||||||
| ISIN | US68389X1054 | Agenda | 934681671 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | JEFFREY S. BERG | For | For | For | ||||||||||
| 2 | MICHAEL J. BOSKIN | For | For | For | ||||||||||
| 3 | SAFRA A. CATZ | For | For | For | ||||||||||
| 4 | BRUCE R. CHIZEN | For | For | For | ||||||||||
| 5 | GEORGE H. CONRADES | Withheld | For | Against | ||||||||||
| 6 | LAWRENCE J. ELLISON | For | For | For | ||||||||||
| 7 | HECTOR GARCIA-MOLINA | For | For | For | ||||||||||
| 8 | JEFFREY O. HENLEY | For | For | For | ||||||||||
| 9 | MARK V. HURD | For | For | For | ||||||||||
| 10 | RENEE J. JAMES | For | For | For | ||||||||||
| 11 | LEON E. PANETTA | Withheld | For | Against | ||||||||||
| 12 | NAOMI O. SELIGMAN | Withheld | For | Against | ||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year | For | |||||||||
| 4. | APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||||
| 5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | For | For | For | |||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. | Shareholder | For | Against | Against | |||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. | Shareholder | For | Against | Against | |||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. | Shareholder | Against | Against | For | |||||||||
| MONSANTO CO, ST LOUIS, MO | ||||||||||||||
| Security | 61166W101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Jan-2018 | ||||||||||||
| ISIN | US61166W1018 | Agenda | 708849596 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1.A | ELECTION OF DIRECTOR: DWIGHT M. "MITCH" BARNS | Management | For | |||||||||||
| 1.B | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | |||||||||||
| 1.C | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | Management | For | |||||||||||
| 1.D | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | |||||||||||
| 1.E | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | |||||||||||
| 1.F | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | |||||||||||
| 1.G | ELECTION OF DIRECTOR: MARCOS M. LUTZ | Management | For | |||||||||||
| 1.H | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN | Management | For | |||||||||||
| 1.I | ELECTION OF DIRECTOR: JON R. MOELLER | Management | For | |||||||||||
| 1.J | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M | Management | For | |||||||||||
| 1.K | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | For | |||||||||||
| 1.L | ELECTION OF DIRECTOR: PATRICIA VERDUIN, PH.D | Management | For | |||||||||||
| 2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | For | |||||||||||
| 3 | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||
| 4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: BYLAW AMENDMENT TO CREATE BOARD HUMAN RIGHTS COMMITTEE | Shareholder | Against | |||||||||||
| MONSANTO COMPANY | ||||||||||||||
| Security | 61166W101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MON | Meeting Date | 31-Jan-2018 | |||||||||||
| ISIN | US61166W1018 | Agenda | 934714848 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Dwight M. "Mitch" Barns | Management | For | For | For | |||||||||
| 1B. | Election of Director: Gregory H. Boyce | Management | For | For | For | |||||||||
| 1C. | Election of Director: David L. Chicoine, Ph.D. | Management | For | For | For | |||||||||
| 1D. | Election of Director: Janice L. Fields | Management | For | For | For | |||||||||
| 1E. | Election of Director: Hugh Grant | Management | For | For | For | |||||||||
| 1F. | Election of Director: Laura K. Ipsen | Management | For | For | For | |||||||||
| 1G. | Election of Director: Marcos M. Lutz | Management | For | For | For | |||||||||
| 1H. | Election of Director: C. Steven McMillan | Management | For | For | For | |||||||||
| 1I. | Election of Director: Jon R. Moeller | Management | For | For | For | |||||||||
| 1J. | Election of Director: George H. Poste, Ph.D., D.V.M. | Management | For | For | For | |||||||||
| 1K. | Election of Director: Robert J. Stevens | Management | For | For | For | |||||||||
| 1L. | Election of Director: Patricia Verduin, Ph.D. | Management | For | For | For | |||||||||
| 2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 3. | Advisory (Non-Binding) vote to approve executive compensation. | Management | For | For | For | |||||||||
| 4. | Shareowner proposal: Bylaw amendment to create Board Human Rights Committee. | Shareholder | Against | Against | For | |||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Feb-2018 | ||||||||||||
| ISIN | US0378331005 | Agenda | 708856604 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1.A | ELECTION OF DIRECTOR: JAMES BELL | Management | For | |||||||||||
| 1.B | ELECTION OF DIRECTOR: TIM COOK | Management | For | |||||||||||
| 1.C | ELECTION OF DIRECTOR: AL GORE | Management | For | |||||||||||
| 1.D | ELECTION OF DIRECTOR: BOB IGER | Management | For | |||||||||||
| 1.E | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | |||||||||||
| 1.F | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | |||||||||||
| 1.G | ELECTION OF DIRECTOR: RON SUGAR | Management | For | |||||||||||
| 1.H | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | |||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | |||||||||||
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||
| 4 | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. NON-EMPLOYEE DIRECTOR STOCK PLAN | Management | For | |||||||||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | |||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS COMMITTEE" | Shareholder | Against | |||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||||
| ISIN | US0378331005 | Agenda | 934716068 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of director: James Bell | Management | For | For | For | |||||||||
| 1b. | Election of director: Tim Cook | Management | For | For | For | |||||||||
| 1c. | Election of director: Al Gore | Management | For | For | For | |||||||||
| 1d. | Election of director: Bob Iger | Management | Against | For | Against | |||||||||
| 1e. | Election of director: Andrea Jung | Management | For | For | For | |||||||||
| 1f. | Election of director: Art Levinson | Management | For | For | For | |||||||||
| 1g. | Election of director: Ron Sugar | Management | For | For | For | |||||||||
| 1h. | Election of director: Sue Wagner | Management | For | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | For | |||||||||
| 4. | Approval of the amended and restated Apple Inc. Non-Employee Director Stock Plan | Management | For | For | For | |||||||||
| 5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | Against | Against | For | |||||||||
| 6. | A shareholder proposal entitled "Human Rights Committee" | Shareholder | Against | Against | For | |||||||||
| SENSATA TECHNOLOGIES HOLDING N.V. | ||||||||||||||
| Security | N7902X106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ST | Meeting Date | 16-Feb-2018 | |||||||||||
| ISIN | NL0009324904 | Agenda | 934722819 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | To approve the amendment of the articles of association of Sensata Technologies Holding N.V. in connection with the proposed merger of Sensata Technologies Holding N.V. into Sensata Technologies Holding plc, and authorize any and all lawyers and (deputy) civil law notaries practicing at Loyens & Loeff N.V., Amsterdam, the Netherlands to execute the notarial deed of amendment of the articles of association to effect the aforementioned amendment of the Sensata Technologies Holding N.V. articles of association. | Management | For | For | For | |||||||||
| 2. | To approve the cross-border merger between Sensata Technologies Holding N.V. and Sensata Technologies Holding plc, with Sensata Technologies Holding N.V. as the disappearing entity and Sensata Technologies Holding plc as the surviving entity pursuant to the common draft terms of the cross-border legal merger as disclosed in the Proxy Statement / Prospectus. | Management | For | For | For | |||||||||
| INFINEON TECHNOLOGIES AG | ||||||||||||||
| Security | 45662N103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IFNNY | Meeting Date | 22-Feb-2018 | |||||||||||
| ISIN | US45662N1037 | Agenda | 934723190 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 2. | Allocation of unappropriated profit | Management | For | For | For | |||||||||
| 3. | Approval of the acts of the members of the Management Board | Management | For | For | For | |||||||||
| 4. | Approval of the acts of the members of the Supervisory Board | Management | For | For | For | |||||||||
| 5. | Appointment of the auditor | Management | For | For | For | |||||||||
| 6. | Election of a member of the Supervisory Board | Management | For | For | For | |||||||||
| 7. | Authorization to acquire and use own shares | Management | For | For | For | |||||||||
| 8. | Authorization to acquire own shares using derivatives | Management | For | For | For | |||||||||
| 9. | Authorization to issue convertible bonds/Conditional Capital | Management | For | For | For | |||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||||
| ISIN | US7475251036 | Agenda | 934718632 – Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Samih Elhage | For | ||||||||||||
| 2 | Raul J. Fernandez | For | ||||||||||||
| 3 | Michael S. Geltzeiler | For | ||||||||||||
| 4 | Stephen J. Girsky | For | ||||||||||||
| 5 | David G. Golden | For | ||||||||||||
| 6 | Veronica M. Hagen | For | ||||||||||||
| 7 | Julie A. Hill | For | ||||||||||||
| 8 | John H. Kispert | For | ||||||||||||
| 9 | Gregorio Reyes | For | ||||||||||||
| 10 | Thomas S. Volpe | For | ||||||||||||
| 11 | Harry L. You | For | ||||||||||||
| 2. | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | For | |||||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | |||||||||||
| 4. | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | Take No Action | |||||||||||
| 5. | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | Take No Action | |||||||||||
| 6. | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | |||||||||||
| 7. | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | |||||||||||
| 8. | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | |||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||||
| ISIN | US7475251036 | Agenda | 934719329 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Barbara T. Alexander | For | For | For | ||||||||||
| 2 | Jeffrey W. Henderson | For | For | For | ||||||||||
| 3 | Thomas W. Horton | For | For | For | ||||||||||
| 4 | Paul E. Jacobs | For | For | For | ||||||||||
| 5 | Ann M. Livermore | For | For | For | ||||||||||
| 6 | Harish Manwani | For | For | For | ||||||||||
| 7 | Mark D. McLaughlin | Withheld | For | Against | ||||||||||
| 8 | Steve Mollenkopf | For | For | For | ||||||||||
| 9 | Clark T. Randt, Jr. | For | For | For | ||||||||||
| 10 | Francisco Ros | For | For | For | ||||||||||
| 11 | Anthony J. Vinciquerra | For | For | For | ||||||||||
| 2 | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants. | Management | For | For | For | |||||||||
| 3 | To approve, on an advisory basis, our executive compensation. | Management | For | For | For | |||||||||
| 4 | To approve an amendment to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan, as amended, to increase the share reserve by 30,000,000 shares. | Management | For | For | For | |||||||||
| 5 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to removal of directors. | Management | Against | For | Against | |||||||||
| 6 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate certain supermajority voting provisions relating to amendments and obsolete provisions. | Management | Against | For | Against | |||||||||
| 7 | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | Against | For | Against | |||||||||
| 8 | To vote on a stockholder proposal to undo amendments to the Company's Amended and Restated Bylaws adopted without stockholder approval. | Shareholder | Against | Against | For | |||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||||
| ISIN | US7475251036 | Agenda | 934719331 – Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Samih Elhage | For | ||||||||||||
| 2 | Raul J. Fernandez | For | ||||||||||||
| 3 | Michael S. Geltzeiler | For | ||||||||||||
| 4 | Stephen J. Girsky | For | ||||||||||||
| 5 | David G. Golden | For | ||||||||||||
| 6 | Veronica M. Hagen | For | ||||||||||||
| 7 | Julie A. Hill | For | ||||||||||||
| 8 | John H. Kispert | For | ||||||||||||
| 9 | Gregorio Reyes | For | ||||||||||||
| 10 | Thomas S. Volpe | For | ||||||||||||
| 11 | Harry L. You | For | ||||||||||||
| 2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | For | |||||||||||
| 3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | |||||||||||
| 4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | Take No Action | |||||||||||
| 5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | Take No Action | |||||||||||
| 6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | |||||||||||
| 7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | |||||||||||
| 8 | To approve an amendment to the certificate of incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | |||||||||||
| QUALCOMM INCORPORATED | ||||||||||||||
| Security | 747525103 | Meeting Type | Contested-Annual | |||||||||||
| Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | |||||||||||
| ISIN | US7475251036 | Agenda | 934728188 – Opposition | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Samih Elhage | For | ||||||||||||
| 2 | David G. Golden | For | ||||||||||||
| 3 | Veronica M. Hagen | For | ||||||||||||
| 4 | Julie A. Hill | For | ||||||||||||
| 5 | John H. Kispert | For | ||||||||||||
| 6 | Harry L. You | For | ||||||||||||
| 2 | To approve Broadcom's proposal to amend Qualcomm's Bylaws to undo any amendment to the Bylaws adopted without stockholder approval up to and including the date of the Annual Meeting that changes the Bylaws in any way from the version that was publicly filed with the Securities and Exchange Commission on July 15, 2016. | Management | For | |||||||||||
| 3 | To ratify the selection of PricewaterhouseCoopers LLP as Qualcomm's independent public accountants for the fiscal year ending September 30, 2018 | Management | For | |||||||||||
| 4 | To approve, on a advisory basis, compensation paid to Qualcomm's named executive officers. | Management | Take No Action | |||||||||||
| 5 | To approve an amendment to Qualcomm's 2001 Employee Stock Purchase Plan. | Management | Take No Action | |||||||||||
| 6 | To approve an amendment to Qualcomm's Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation") to eliminate certain supermajority provisions relating to removal of directors | Management | For | |||||||||||
| 7 | To approve an amendment to the Certificate of Incorporation to eliminate certain Supermajority provisions relating to amendments and obsolete provisions. | Management | For | |||||||||||
| 8 | To approve an amendment to the Certificate of Incorporation to eliminate provisions requiring a supermajority vote for certain transactions with interested stockholders. | Management | For | |||||||||||
| THE TORONTO-DOMINION BANK | ||||||||||||||
| Security | 891160509 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TD | Meeting Date | 29-Mar-2018 | |||||||||||
| ISIN | CA8911605092 | Agenda | 934730525 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| A | DIRECTOR | Management | ||||||||||||
| 1 | WILLIAM E. BENNETT | For | For | For | ||||||||||
| 2 | AMY W. BRINKLEY | For | For | For | ||||||||||
| 3 | BRIAN C. FERGUSON | For | For | For | ||||||||||
| 4 | COLLEEN A. GOGGINS | For | For | For | ||||||||||
| 5 | MARY JO HADDAD | For | For | For | ||||||||||
| 6 | JEAN-RENÉ HALDE | For | For | For | ||||||||||
| 7 | DAVID E. KEPLER | For | For | For | ||||||||||
| 8 | BRIAN M. LEVITT | For | For | For | ||||||||||
| 9 | ALAN N. MACGIBBON | For | For | For | ||||||||||
| 10 | KAREN E. MAIDMENT | For | For | For | ||||||||||
| 11 | BHARAT B. MASRANI | For | For | For | ||||||||||
| 12 | IRENE R. MILLER | For | For | For | ||||||||||
| 13 | NADIR H. MOHAMED | For | For | For | ||||||||||
| 14 | CLAUDE MONGEAU | For | For | For | ||||||||||
| B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | For | For | For | |||||||||
| C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | For | |||||||||
| D | SHAREHOLDER PROPOSAL A | Shareholder | Against | Against | For | |||||||||
| E | SHAREHOLDER PROPOSAL B | Shareholder | Against | Against | For | |||||||||
| NESTLE S.A. | ||||||||||||||
| Security | 641069406 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NSRGY | Meeting Date | 12-Apr-2018 | |||||||||||
| ISIN | US6410694060 | Agenda | 934749334 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A | Approval of the Annual Review, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2017 | Management | For | For | For | |||||||||
| 1B | Acceptance of the Compensation Report 2017 (advisory vote) | Management | For | For | For | |||||||||
| 2 | Discharge to the members of the Board of Directors and of the Management | Management | For | For | For | |||||||||
| 3 | Appropriation of profit resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2017 | Management | For | For | For | |||||||||
| 4AA | Re-election of the Director: Mr Paul Bulcke (As Member and Chairman) | Management | Against | For | Against | |||||||||
| 4AB | Re-election of the Director: Mr Ulf Mark Schneider | Management | For | For | For | |||||||||
| 4AC | Re-election of the Director: Mr Henri de Castries | Management | For | For | For | |||||||||
| 4AD | Re-election of the Director: Mr Beat W. Hess | Management | For | For | For | |||||||||
| 4AE | Re-election of the Director: Mr Renato Fassbind | Management | For | For | For | |||||||||
| 4AF | Re-election of the Director: Mr Jean-Pierre Roth | Management | Against | For | Against | |||||||||
| 4AG | Re-election of the Director: Ms Ann M. Veneman | Management | For | For | For | |||||||||
| 4AH | Re-election of the Director: Ms Eva Cheng | Management | For | For | For | |||||||||
| 4HI | Re-election of the Director: Ms Ruth K. Oniang'o | Management | For | For | For | |||||||||
| 4AJ | Re-election of the Director: Mr Patrick Aebischer | Management | For | For | For | |||||||||
| 4AK | Re-election of the Director: Ms Ursula M. Burns | Management | For | For | For | |||||||||
| 4BA | Election to the Board of Director: Mr Kasper Rorsted | Management | For | For | For | |||||||||
| 4BB | Election to the Board of Director: Mr Pablo Isla | Management | For | For | For | |||||||||
| 4BC | Election to the Board of Director: Ms Kimberly A. Ross | Management | For | For | For | |||||||||
| 4CA | Election of the member of the Compensation Committee: Mr Beat W. Hess | Management | For | For | For | |||||||||
| 4CB | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management | Against | For | Against | |||||||||
| 4CC | Election of the member of the Compensation Committee: Mr Patrick Aebischer | Management | For | For | For | |||||||||
| 4CD | Election of the member of the Compensation Committee: Ms Ursula M. Burns | Management | For | For | For | |||||||||
| 4D | Election of the statutory auditors, KPMG SA, Geneva branch | Management | For | For | For | |||||||||
| 4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | For | |||||||||
| 5A | Approval of the Compensation of the Board of Directors | Management | For | For | For | |||||||||
| 5B | Approval of the Compensation of the Executive Board | Management | For | For | For | |||||||||
| 6 | Capital Reduction (by cancellation of shares) | Management | For | For | For | |||||||||
| 7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Abstain | Against | Against | |||||||||
| PPG INDUSTRIES, INC. | ||||||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PPG | Meeting Date | 19-Apr-2018 | |||||||||||
| ISIN | US6935061076 | Agenda | 934731779 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | ELECTION OF DIRECTOR: VICTORIA F. HAYNES | Management | For | For | For | |||||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL W. LAMACH | Management | Against | For | Against | |||||||||
| 1C. | ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN | Management | Against | For | Against | |||||||||
| 2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | For | |||||||||
| 3. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | For | |||||||||
| 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | For | For | |||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||||
| ISIN | US4385161066 | Agenda | 934735804 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | For | |||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | For | |||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | For | |||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | For | |||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | For | |||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||||||||
| 1K. | Election of Director: George Paz | Management | For | For | For | |||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | For | |||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | For | |||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. | Management | For | For | For | |||||||||
| 5. | Independent Board Chairman. | Shareholder | For | Against | Against | |||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | Against | |||||||||
| THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNC | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US6934751057 | Agenda | 934732961 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Charles E. Bunch | Management | For | For | For | |||||||||
| 1B. | Election of Director: Debra A. Cafaro | Management | For | For | For | |||||||||
| 1C. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | For | |||||||||
| 1D. | Election of Director: William S. Demchak | Management | For | For | For | |||||||||
| 1E. | Election of Director: Andrew T. Feldstein | Management | For | For | For | |||||||||
| 1F. | Election of Director: Daniel R. Hesse | Management | For | For | For | |||||||||
| 1G. | Election of Director: Richard B. Kelson | Management | For | For | For | |||||||||
| 1H. | Election of Director: Linda R. Medler | Management | For | For | For | |||||||||
| 1I. | Election of Director: Martin Pfinsgraff | Management | For | For | For | |||||||||
| 1J. | Election of Director: Donald J. Shepard | Management | For | For | For | |||||||||
| 1K. | Election of Director: Michael J. Ward | Management | For | For | For | |||||||||
| 1L. | Election of Director: Gregory D. Wasson | Management | For | For | For | |||||||||
| 2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. | Management | For | For | For | |||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | |||||||||
| FASTENAL COMPANY | ||||||||||||||
| Security | 311900104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FAST | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US3119001044 | Agenda | 934736010 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For | |||||||||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||||||||
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For | |||||||||
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||||||||
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For | |||||||||
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For | |||||||||
| 1G. | Election of Director: Darren R. Jackson | Management | For | For | For | |||||||||
| 1H. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||||||||
| 1I | Election of Director: Scott A. Satterlee | Management | For | For | For | |||||||||
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2018 fiscal year. | Management | For | For | For | |||||||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||||||||
| 4. | Approval of the Fastenal Company Non- Employee Director Stock Option Plan. | Management | For | For | For | |||||||||
| VF CORPORATION | ||||||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VFC | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US9182041080 | Agenda | 934736072 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Richard T. Carucci | For | For | For | ||||||||||
| 2 | Juliana L. Chugg | For | For | For | ||||||||||
| 3 | Benno Dorer | For | For | For | ||||||||||
| 4 | Mark S. Hoplamazian | Withheld | For | Against | ||||||||||
| 5 | Laura W. Lang | For | For | For | ||||||||||
| 6 | W. Alan McCollough | For | For | For | ||||||||||
| 7 | W. Rodney McMullen | Withheld | For | Against | ||||||||||
| 8 | Clarence Otis, Jr. | For | For | For | ||||||||||
| 9 | Steven E. Rendle | For | For | For | ||||||||||
| 10 | Carol L. Roberts | For | For | For | ||||||||||
| 11 | Matthew J. Shattock | For | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2018 transition period and for the 2019 fiscal year. | Management | For | For | For | |||||||||
| HP INC. | ||||||||||||||
| Security | 40434L105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HPQ | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US40434L1052 | Agenda | 934737909 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Aida M. Alvarez | Management | For | For | For | |||||||||
| 1B. | Election of Director: Shumeet Banerji | Management | For | For | For | |||||||||
| 1C. | Election of Director: Robert R. Bennett | Management | For | For | For | |||||||||
| 1D. | Election of Director: Charles V. Bergh | Management | For | For | For | |||||||||
| 1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | For | |||||||||
| 1F. | Election of Director: Stephanie A. Burns | Management | For | For | For | |||||||||
| 1G. | Election of Director: Mary Anne Citrino | Management | For | For | For | |||||||||
| 1H. | Election of Director: Stacey Mobley | Management | For | For | For | |||||||||
| 1I. | Election of Director: Subra Suresh | Management | For | For | For | |||||||||
| 1J. | Election of Director: Dion J. Weisler | Management | For | For | For | |||||||||
| 2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2018 | Management | For | For | For | |||||||||
| 3. | To approve, on an advisory basis, the company's executive compensation | Management | For | For | For | |||||||||
| 4. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting | Shareholder | Against | Against | For | |||||||||
| CITIGROUP INC. | ||||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | C | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | US1729674242 | Agenda | 934740401 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Michael L. Corbat | Management | For | For | For | |||||||||
| 1b. | Election of Director: Ellen M. Costello | Management | For | For | For | |||||||||
| 1c. | Election of Director: John C. Dugan | Management | For | For | For | |||||||||
| 1d. | Election of Director: Duncan P. Hennes | Management | For | For | For | |||||||||
| 1e. | Election of Director: Peter B. Henry | Management | For | For | For | |||||||||
| 1f. | Election of Director: Franz B. Humer | Management | For | For | For | |||||||||
| 1g. | Election of Director: S. Leslie Ireland | Management | For | For | For | |||||||||
| 1h. | Election of Director: Renee J. James | Management | For | For | For | |||||||||
| 1i. | Election of Director: Eugene M. McQuade | Management | For | For | For | |||||||||
| 1j. | Election of Director: Michael E. O'Neill | Management | For | For | For | |||||||||
| 1k. | Election of Director: Gary M. Reiner | Management | For | For | For | |||||||||
| 1l. | Election of Director: Anthony M. Santomero | Management | For | For | For | |||||||||
| 1m. | Election of Director: Diana L. Taylor | Management | For | For | For | |||||||||
| 1n. | Election of Director: James S. Turley | Management | For | For | For | |||||||||
| 1o. | Election of Director: Deborah C. Wright | Management | For | For | For | |||||||||
| 1p. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | For | |||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve Citi's 2017 executive compensation. | Management | For | For | For | |||||||||
| 4. | Approval of an amendment to the Citigroup 2014 Stock Incentive Plan authorizing additional shares. | Management | For | For | For | |||||||||
| 5. | Stockholder proposal requesting a Human and Indigenous Peoples' Rights Policy. | Shareholder | For | Against | Against | |||||||||
| 6. | Stockholder proposal requesting that our Board take the steps necessary to adopt cumulative voting. | Shareholder | For | Against | Against | |||||||||
| 7. | Stockholder proposal requesting a report on lobbying and grassroots lobbying contributions. | Shareholder | For | Against | Against | |||||||||
| 8. | Stockholder proposal requesting an amendment to Citi's proxy access bylaw provisions pertaining to the aggregation limit and the number of candidates. | Shareholder | Abstain | Against | Against | |||||||||
| 9. | Stockholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | For | Against | Against | |||||||||
| 10. | Stockholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | Against | Against | For | |||||||||
| CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||||||
| Security | 136375102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNI | Meeting Date | 24-Apr-2018 | |||||||||||
| ISIN | CA1363751027 | Agenda | 934755692 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | SHAUNEEN BRUDER | For | For | For | ||||||||||
| 2 | DONALD J. CARTY | For | For | For | ||||||||||
| 3 | AMB.GORDON D. GIFFIN | For | For | For | ||||||||||
| 4 | JULIE GODIN | For | For | For | ||||||||||
| 5 | EDITH E. HOLIDAY | For | For | For | ||||||||||
| 6 | V. M. KEMPSTON DARKES | For | For | For | ||||||||||
| 7 | THE HON. DENIS LOSIER | For | For | For | ||||||||||
| 8 | THE HON. KEVIN G. LYNCH | For | For | For | ||||||||||
| 9 | JAMES E. O'CONNOR | For | For | For | ||||||||||
| 10 | ROBERT PACE | For | For | For | ||||||||||
| 11 | ROBERT L. PHILLIPS | For | For | For | ||||||||||
| 12 | LAURA STEIN | For | For | For | ||||||||||
| 2 | APPOINTMENT OF KPMG LLP AS AUDITORS. | Management | For | For | For | |||||||||
| 3 | NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 9 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | For | |||||||||
| JOHNSON & JOHNSON | ||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JNJ | Meeting Date | 26-Apr-2018 | |||||||||||
| ISIN | US4781601046 | Agenda | 934737620 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||||||||
| 1b. | Election of Director: D. Scott Davis | Management | For | For | For | |||||||||
| 1c. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||||||||
| 1e. | Election of Director: Alex Gorsky | Management | For | For | For | |||||||||
| 1f. | Election of Director: Mark B. McClellan | Management | For | For | For | |||||||||
| 1g. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||||||||
| 1h. | Election of Director: William D. Perez | Management | For | For | For | |||||||||
| 1i. | Election of Director: Charles Prince | Management | For | For | For | |||||||||
| 1j. | Election of Director: A. Eugene Washington | Management | For | For | For | |||||||||
| 1k. | Election of Director: Ronald A. Williams | Management | For | For | For | |||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures | Shareholder | For | Against | Against | |||||||||
| 5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting | Shareholder | Against | Against | For | |||||||||
| PFIZER INC. | ||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFE | Meeting Date | 26-Apr-2018 | |||||||||||
| ISIN | US7170811035 | Agenda | 934739256 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Dennis A. Ausiello | Management | For | For | For | |||||||||
| 1b. | Election of Director: Ronald E. Blaylock | Management | For | For | For | |||||||||
| 1c. | Election of Director: Albert Bourla | Management | For | For | For | |||||||||
| 1d. | Election of Director: W. Don Cornwell | Management | For | For | For | |||||||||
| 1e. | Election of Director: Joseph J. Echevarria | Management | For | For | For | |||||||||
| 1f. | Election of Director: Helen H. Hobbs | Management | For | For | For | |||||||||
| 1g. | Election of Director: James M. Kilts | Management | For | For | For | |||||||||
| 1h. | Election of Director: Dan R. Littman | Management | For | For | For | |||||||||
| 1i. | Election of Director: Shantanu Narayen | Management | Against | For | Against | |||||||||
| 1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||||||||
| 1k. | Election of Director: Ian C. Read | Management | For | For | For | |||||||||
| 1l. | Election of Director: James C. Smith | Management | Against | For | Against | |||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||
| 3. | 2018 Advisory approval of executive compensation | Management | Against | For | Against | |||||||||
| 4. | Approval of the Pfizer Inc. French Sub-Plan under the 2014 Stock Plan | Management | For | For | For | |||||||||
| 5. | Shareholder proposal regarding right to act by written consent | Shareholder | Against | Against | For | |||||||||
| 6. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | Against | |||||||||
| 7. | Shareholder proposal regarding report on lobbying activities | Shareholder | Against | Against | For | |||||||||
| ABBOTT LABORATORIES | ||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||||
| ISIN | US0028241000 | Agenda | 934739840 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R.J. Alpern | For | For | For | ||||||||||
| 2 | R.S. Austin | For | For | For | ||||||||||
| 3 | S.E. Blount | For | For | For | ||||||||||
| 4 | E.M. Liddy | For | For | For | ||||||||||
| 5 | N. McKinstry | For | For | For | ||||||||||
| 6 | P.N. Novakovic | For | For | For | ||||||||||
| 7 | W.A. Osborn | For | For | For | ||||||||||
| 8 | S.C. Scott III | For | For | For | ||||||||||
| 9 | D.J. Starks | For | For | For | ||||||||||
| 10 | J.G. Stratton | For | For | For | ||||||||||
| 11 | G.F. Tilton | For | For | For | ||||||||||
| 12 | M.D. White | For | For | For | ||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | For | |||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | Against | |||||||||
| PEPSICO, INC. | ||||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PEP | Meeting Date | 02-May-2018 | |||||||||||
| ISIN | US7134481081 | Agenda | 934743041 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Shona L. Brown | Management | For | For | For | |||||||||
| 1b. | Election of Director: George W. Buckley | Management | For | For | For | |||||||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | For | |||||||||
| 1d. | Election of Director: Ian M. Cook | Management | For | For | For | |||||||||
| 1e. | Election of Director: Dina Dublon | Management | For | For | For | |||||||||
| 1f. | Election of Director: Richard W. Fisher | Management | For | For | For | |||||||||
| 1g. | Election of Director: William R. Johnson | Management | For | For | For | |||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | For | |||||||||
| 1i. | Election of Director: David C. Page | Management | For | For | For | |||||||||
| 1j. | Election of Director: Robert C. Pohlad | Management | For | For | For | |||||||||
| 1k. | Election of Director: Daniel Vasella | Management | For | For | For | |||||||||
| 1l. | Election of Director: Darren Walker | Management | For | For | For | |||||||||
| 1m. | Election of Director: Alberto Weisser | Management | For | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. | Management | For | For | For | |||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||||||||
| 4. | Special shareowner meeting improvement. | Shareholder | Against | Against | For | |||||||||
| CARLISLE COMPANIES INCORPORATED | ||||||||||||||
| Security | 142339100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CSL | Meeting Date | 02-May-2018 | |||||||||||
| ISIN | US1423391002 | Agenda | 934743306 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: James D. Frias | Management | For | For | For | |||||||||
| 1B. | Election of Director: Corrine D. Ricard | Management | For | For | For | |||||||||
| 1C. | Election of Director: Lawrence A. Sala | Management | For | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 3. | To approve, on an advisory basis, the Company's named executive officer compensation in fiscal 2017. | Management | For | For | For | |||||||||
| UNILEVER PLC | ||||||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UL | Meeting Date | 02-May-2018 | |||||||||||
| ISIN | US9047677045 | Agenda | 934752482 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2017 | Management | For | For | For | |||||||||
| 2. | To approve the Directors' Remuneration Report | Management | For | For | For | |||||||||
| 3. | To approve the Directors' Remuneration Policy | Management | For | For | For | |||||||||
| 4. | To re-elect Mr N S Andersen as a Non- Executive Director | Management | For | For | For | |||||||||
| 5. | To re-elect Mrs L M Cha as a Non- Executive Director | Management | For | For | For | |||||||||
| 6. | To re-elect Mr V Colao as a Non-Executive Director | Management | For | For | For | |||||||||
| 7. | To re-elect Dr M Dekkers as a Non- Executive Director | Management | For | For | For | |||||||||
| 8. | To re-elect Dr J Hartmann as a Non- Executive Director | Management | For | For | For | |||||||||
| 9. | To re-elect Ms M Ma as a Non-Executive Director | Management | For | For | For | |||||||||
| 10. | To re-elect Mr S Masiyiwa as a Non- Executive Director | Management | For | For | For | |||||||||
| 11. | To re-elect Professor Y Moon as a Non- Executive Director | Management | For | For | For | |||||||||
| 12. | To re-elect Mr G Pitkethly as an Executive Director | Management | For | For | For | |||||||||
| 13. | To re-elect Mr P G J M Polman as an Executive Director | Management | For | For | For | |||||||||
| 14. | To re-elect Mr J Rishton as a Non- Executive Director | Management | For | For | For | |||||||||
| 15. | To re-elect Mr F Sijbesma as a Non- Executive Director | Management | For | For | For | |||||||||
| 16. | To elect Ms A Jung as a Non-Executive Director | Management | For | For | For | |||||||||
| 17. | To reappoint KPMG LLP as Auditors of the Company | Management | For | For | For | |||||||||
| 18. | To authorise the Directors to fix the remuneration of the Auditors | Management | For | For | For | |||||||||
| 19. | To authorise Political Donations and Expenditure | Management | For | For | For | |||||||||
| 20. | To renew the authority to Directors to issue shares | Management | For | For | For | |||||||||
| 21. | To renew the authority to Directors to disapply pre-emption rights | Management | For | For | For | |||||||||
| 22. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments | Management | For | For | For | |||||||||
| 23. | To renew the authority to the Company to purchase its own shares | Management | For | For | For | |||||||||
| 24. | To shorten the Notice period for General Meetings | Management | For | For | For | |||||||||
| 3M COMPANY | ||||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MMM | Meeting Date | 08-May-2018 | |||||||||||
| ISIN | US88579Y1010 | Agenda | 934745920 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Sondra L. Barbour | Management | For | For | For | |||||||||
| 1b. | Election of Director: Thomas "Tony" K. Brown | Management | For | For | For | |||||||||
| 1c. | Election of Director: David B. Dillon | Management | For | For | For | |||||||||
| 1d. | Election of Director: Michael L. Eskew | Management | For | For | For | |||||||||
| 1e. | Election of Director: Herbert L. Henkel | Management | For | For | For | |||||||||
| 1f. | Election of Director: Amy E. Hood | Management | For | For | For | |||||||||
| 1g. | Election of Director: Muhtar Kent | Management | For | For | For | |||||||||
| 1h. | Election of Director: Edward M. Liddy | Management | For | For | For | |||||||||
| 1i. | Election of Director: Gregory R. Page | Management | For | For | For | |||||||||
| 1j. | Election of Director: Michael F. Roman | Management | For | For | For | |||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | For | |||||||||
| 1l. | Election of Director: Patricia A. Woertz | Management | For | For | For | |||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | For | |||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | For | |||||||||
| 4. | Stockholder proposal on special shareholder meetings. | Shareholder | For | Against | Against | |||||||||
| 5. | Stockholder proposal on setting target amounts for CEO compensation. | Shareholder | For | Against | Against | |||||||||
| ALLY FINANCIAL INC | ||||||||||||||
| Security | 02005N100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALLY | Meeting Date | 08-May-2018 | |||||||||||
| ISIN | US02005N1000 | Agenda | 934748748 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Franklin W. Hobbs | Management | For | For | For | |||||||||
| 1b. | Election of Director: Kenneth J. Bacon | Management | For | For | For | |||||||||
| 1c. | Election of Director: Maureen A. Breakiron- Evans | Management | For | For | For | |||||||||
| 1d. | Election of Director: William H. Cary | Management | For | For | For | |||||||||
| 1e. | Election of Director: Mayree C. Clark | Management | For | For | For | |||||||||
| 1f. | Election of Director: Kim S. Fennebresque | Management | For | For | For | |||||||||
| 1g. | Election of Director: Marjorie Magner | Management | For | For | For | |||||||||
| 1h. | Election of Director: John J. Stack | Management | For | For | For | |||||||||
| 1i. | Election of Director: Michael F. Steib | Management | For | For | For | |||||||||
| 1j. | Election of Director: Jeffrey J. Brown | Management | For | For | For | |||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | For | |||||||||
| 3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| PRUDENTIAL FINANCIAL, INC. | ||||||||||||||
| Security | 744320102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PRU | Meeting Date | 08-May-2018 | |||||||||||
| ISIN | US7443201022 | Agenda | 934755490 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | For | |||||||||
| 1b. | Election of Director: Gilbert F. Casellas | Management | For | For | For | |||||||||
| 1c. | Election of Director: Mark B. Grier | Management | For | For | For | |||||||||
| 1d. | Election of Director: Martina Hund-Mejean | Management | For | For | For | |||||||||
| 1e. | Election of Director: Karl J. Krapek | Management | For | For | For | |||||||||
| 1f. | Election of Director: Peter R. Lighte | Management | For | For | For | |||||||||
| 1g. | Election of Director: George Paz | Management | For | For | For | |||||||||
| 1h. | Election of Director: Sandra Pianalto | Management | For | For | For | |||||||||
| 1i. | Election of Director: Christine A. Poon | Management | For | For | For | |||||||||
| 1j. | Election of Director: Douglas A. Scovanner | Management | For | For | For | |||||||||
| 1k. | Election of Director: John R. Strangfeld | Management | For | For | For | |||||||||
| 1l. | Election of Director: Michael A. Todman | Management | For | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||||
| 4. | Shareholder proposal regarding an independent Board Chairman. | Shareholder | For | Against | Against | |||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AIG | Meeting Date | 09-May-2018 | |||||||||||
| ISIN | US0268747849 | Agenda | 934756214 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: W. DON CORNWELL | Management | For | For | For | |||||||||
| 1b. | Election of Director: BRIAN DUPERREAULT | Management | For | For | For | |||||||||
| 1c. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | For | |||||||||
| 1d. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | For | |||||||||
| 1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | For | |||||||||
| 1f. | Election of Director: HENRY S. MILLER | Management | For | For | For | |||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | For | |||||||||
| 1h. | Election of Director: SUZANNE NORA JOHNSON | Management | For | For | For | |||||||||
| 1i. | Election of Director: RONALD A. RITTENMEYER | Management | For | For | For | |||||||||
| 1j. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | For | |||||||||
| 1k. | Election of Director: THERESA M. STONE | Management | For | For | For | |||||||||
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | For | |||||||||
| 3. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COP | Meeting Date | 15-May-2018 | |||||||||||
| ISIN | US20825C1045 | Agenda | 934756668 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Charles E. Bunch | Management | For | For | For | |||||||||
| 1b. | Election of Director: Caroline Maury Devine | Management | For | For | For | |||||||||
| 1c. | Election of Director: John V. Faraci | Management | For | For | For | |||||||||
| 1d. | Election of Director: Jody Freeman | Management | For | For | For | |||||||||
| 1e. | Election of Director: Gay Huey Evans | Management | For | For | For | |||||||||
| 1f. | Election of Director: Ryan M. Lance | Management | For | For | For | |||||||||
| 1g. | Election of Director: Sharmila Mulligan | Management | For | For | For | |||||||||
| 1h. | Election of Director: Arjun N. Murti | Management | For | For | For | |||||||||
| 1i. | Election of Director: Robert A. Niblock | Management | Against | For | Against | |||||||||
| 1j. | Election of Director: Harald J. Norvik | Management | For | For | For | |||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2018. | Management | For | For | For | |||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | Against | For | Against | |||||||||
| 4. | Policy to use GAAP Financial Metrics for Purposes of Determining Executive Compensation. | Shareholder | Abstain | Against | Against | |||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||||
| ISIN | US46625H1005 | Agenda | 934764463 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | For | |||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | For | |||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | For | |||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | For | |||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | For | |||||||||
| 1f. | Election of Director: James Dimon | Management | Against | For | Against | |||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | For | |||||||||
| 1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | For | |||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | For | |||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | For | |||||||||
| 1l. | Election of Director: William C. Weldon | Management | For | For | For | |||||||||
| 2. | Ratification of special meeting provisions in the Firm's By-Laws | Management | For | For | For | |||||||||
| 3. | Advisory resolution to approve executive compensation | Management | For | For | For | |||||||||
| 4. | Approval of Amended and Restated Long- Term Incentive Plan effective May 15, 2018 | Management | For | For | For | |||||||||
| 5. | Ratification of independent registered public accounting firm | Management | For | For | For | |||||||||
| 6. | Independent Board chairman | Shareholder | For | Against | Against | |||||||||
| 7. | Vesting for government service | Shareholder | Against | Against | For | |||||||||
| 8. | Proposal to report on investments tied to genocide | Shareholder | For | Against | Against | |||||||||
| 9. | Cumulative Voting | Shareholder | Against | Against | For | |||||||||
| STATOIL ASA | ||||||||||||||
| Security | 85771P102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | STO | Meeting Date | 15-May-2018 | |||||||||||
| ISIN | US85771P1021 | Agenda | 934803479 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 3 | Election of chair for the meeting | Management | For | For | For | |||||||||
| 4 | Approval of the notice and the agenda | Management | For | For | For | |||||||||
| 5 | Election of two persons to co-sign the minutes together with the chair of the meeting | Management | For | For | For | |||||||||
| 6 | Approval of the annual report and accounts for Statoil ASA and the Statoil group for 2017, including the board of directors' proposal for distribution of fourth quarter 2017 dividend | Management | For | For | For | |||||||||
| 7 | Authorisation to distribute dividend based on approved annual accounts for 2017 | Management | For | For | For | |||||||||
| 8 | Proposal from the board of directors to change the company name to Equinor ASA | Management | Against | For | Against | |||||||||
| 9 | Proposal from shareholder regarding business transformation from producing energy from fossil sources to renewable energy | Shareholder | Against | Against | For | |||||||||
| 10 | Proposal from shareholder to abstain from exploration drilling in the Barents Sea | Shareholder | Against | Against | For | |||||||||
| 11 | The board of directors' report on Corporate Governance | Management | For | For | For | |||||||||
| 12a | Advisory vote related to the board of directors' declaration on stipulation of salary and other remuneration for executive management | Management | For | For | For | |||||||||
| 12b | Approval of the board of directors' proposal related to remuneration linked to the development of the company's share price | Management | For | For | For | |||||||||
| 13 | Approval of remuneration for the company's external auditor for 2017 | Management | For | For | For | |||||||||
| 14a | The nomination committee's joint proposal or (individual voting) | Management | For | For | For | |||||||||
| 14b | Election of member to the corporate assembly: Member Tone Lunde Bakker (re-election), nominated as chair) | Management | For | For | For | |||||||||
| 14c | Election of member to the corporate assembly: Member Nils Bastiansen (re-election), nominated as deputy chair) | Management | For | For | For | |||||||||
| 14d | Election of member to the corporate assembly: Member Greger Mannsverk (re-election)) | Management | For | For | For | |||||||||
| 14e | Election of member to the corporate assembly: Member Ingvald Strommen (re-election) | Management | For | For | For | |||||||||
| 14f | Election of member to the corporate assembly: Member Rune Bjerke (re-election)) | Management | For | For | For | |||||||||
| 14g | Election of member to the corporate assembly: Member Siri Kalvig (re-election) | Management | For | For | For | |||||||||
| 14h | Election of member to the corporate assembly: Member Terje Venold (re-election)) | Management | For | For | For | |||||||||
| 14i | Election of member to the corporate assembly: Member Kjersti Kleven (re-election)) | Management | For | For | For | |||||||||
| 14j | Election of member to the corporate assembly: Member Birgitte Ringstad Vartdal (re-election) | Management | For | For | For | |||||||||
| 14k | Election of member to the corporate assembly: Member Jarle Roth (re-election) | Management | For | For | For | |||||||||
| 14l | Election of member to the corporate assembly: Member Finn Kinserdal (new election) | Management | For | For | For | |||||||||
| 14m | Member Kari Skeidsvoll Moe (new election, former 4. deputy member) | Management | For | For | For | |||||||||
| 14n | deputy member: Kjerstin Fyllingen (re-election)) | Management | For | For | For | |||||||||
| 14o | deputy member: Nina Kivijervi Jonassen (re-election) | Management | For | For | For | |||||||||
| 14p | deputy member: Marit Hansen (new election) | Management | For | For | For | |||||||||
| 14q | deputy member: Martin Wien Fjell (new election) | Management | For | For | For | |||||||||
| 15 | Determination of remuneration for the corporate assembly members | Management | For | For | For | |||||||||
| 16a | The nomination committee's joint proposal or (individual voting) | Management | For | For | For | |||||||||
| 16b | Election of member to the nomination committee: Chair Tone Lunde Bakker (re-election) as chair) | Management | For | For | For | |||||||||
| 16c | Election of member to the nomination committee: Member Elisabeth Berge with personal deputy member Bjorn Stale Haavik (re-election) | Management | For | For | For | |||||||||
| 16d | Election of member to the nomination committee: Member Jarle Roth (re-election) | Management | For | For | For | |||||||||
| 16e | Election of member to the nomination committee: Member Berit L. Henriksen (new election) | Management | For | For | For | |||||||||
| 17 | Determination of remuneration for the nomination committee members | Management | For | For | For | |||||||||
| 18 | Authorisation to acquire Statoil ASA shares in the market to continue operation of the share savings plan for employees | Management | For | For | For | |||||||||
| 19 | Authorisation to acquire Statoil ASA shares in the market for subsequent annulment | Management | For | For | For | |||||||||
| 20 | Marketing Instructions for Statoil ASA - adjustments | Management | For | For | For | |||||||||
| INGREDION INC | ||||||||||||||
| Security | 457187102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INGR | Meeting Date | 16-May-2018 | |||||||||||
| ISIN | US4571871023 | Agenda | 934764918 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Luis Aranguren-Trellez | Management | For | For | For | |||||||||
| 1b. | Election of Director: David B. Fischer | Management | For | For | For | |||||||||
| 1c. | Election of Director: Ilene S. Gordon | Management | For | For | For | |||||||||
| 1d. | Election of Director: Paul Hanrahan | Management | For | For | For | |||||||||
| 1e. | Election of Director: Rhonda L. Jordan | Management | For | For | For | |||||||||
| 1f. | Election of Director: Gregory B. Kenny | Management | For | For | For | |||||||||
| 1g. | Election of Director: Barbara A. Klein | Management | For | For | For | |||||||||
| 1h. | Election of Director: Victoria J. Reich | Management | For | For | For | |||||||||
| 1i. | Election of Director: Jorge A. Uribe | Management | For | For | For | |||||||||
| 1j. | Election of Director: Dwayne A. Wilson | Management | For | For | For | |||||||||
| 1k. | Election of Director: James P. Zallie | Management | For | For | For | |||||||||
| 2. | To approve, by advisory vote, the compensation of the company's "named executive officers" | Management | For | For | For | |||||||||
| 3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the company and its subsidiaries, in respect of the company's operations in 2018 | Management | For | For | For | |||||||||
| INTEL CORPORATION | ||||||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INTC | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | US4581401001 | Agenda | 934763613 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Aneel Bhusri | Management | For | For | For | |||||||||
| 1b. | Election of Director: Andy D. Bryant | Management | For | For | For | |||||||||
| 1c. | Election of Director: Reed E. Hundt | Management | For | For | For | |||||||||
| 1d. | Election of Director: Omar Ishrak | Management | Against | For | Against | |||||||||
| 1e. | Election of Director: Brian M. Krzanich | Management | For | For | For | |||||||||
| 1f. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||||||||
| 1g. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||||||||
| 1h. | Election of Director: Gregory D. Smith | Management | For | For | For | |||||||||
| 1i. | Election of Director: Andrew M. Wilson | Management | For | For | For | |||||||||
| 1j. | Election of Director: Frank D. Yeary | Management | For | For | For | |||||||||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | For | |||||||||
| 4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | Against | Against | For | |||||||||
| 5. | Stockholder proposal on whether the chairman of the board should be an independent director, if properly presented | Shareholder | Against | Against | For | |||||||||
| 6. | Stockholder proposal requesting a political contributions cost-benefit analysis report, if properly presented | Shareholder | Against | Against | For | |||||||||
| CHUBB LIMITED | ||||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | CH0044328745 | Agenda | 934772648 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 | Management | For | For | For | |||||||||
| 2a | Allocation of disposable profit | Management | For | For | For | |||||||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | For | |||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | For | |||||||||
| 4a | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | For | |||||||||
| 4b | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | For | |||||||||
| 4c | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | For | |||||||||
| 5a | Election of Director: Evan G. Greenberg | Management | Against | For | Against | |||||||||
| 5b | Election of Director: Robert M. Hernandez | Management | For | For | For | |||||||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | For | |||||||||
| 5d | Election of Director: Sheila P. Burke | Management | For | For | For | |||||||||
| 5e | Election of Director: James I. Cash | Management | For | For | For | |||||||||
| 5f | Election of Director: Mary Cirillo | Management | For | For | For | |||||||||
| 5g | Election of Director: Michael P. Connors | Management | For | For | For | |||||||||
| 5h | Election of Director: John A. Edwardson | Management | For | For | For | |||||||||
| 5i | Election of Director: Kimberly A. Ross | Management | For | For | For | |||||||||
| 5j | Election of Director: Robert W. Scully | Management | For | For | For | |||||||||
| 5k | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For | |||||||||
| 5l | Election of Director: Theodore E. Shasta | Management | For | For | For | |||||||||
| 5m | Election of Director: David H. Sidwell | Management | For | For | For | |||||||||
| 5n | Election of Director: Olivier Steimer | Management | For | For | For | |||||||||
| 5o | Election of Director: James M. Zimmerman | Management | For | For | For | |||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Against | For | Against | |||||||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | For | |||||||||
| 7b | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | For | |||||||||
| 7c | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez | Management | For | For | For | |||||||||
| 7d | Election of the Compensation Committee of the Board of Directors: James M. Zimmerman | Management | For | For | For | |||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | For | |||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | For | |||||||||
| 10a | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | For | |||||||||
| 10b | Compensation of Executive Management for the next calendar year | Management | For | For | For | |||||||||
| 11 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | For | |||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | For | |||||||||
| SAP SE | ||||||||||||||
| Security | 803054204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SAP | Meeting Date | 17-May-2018 | |||||||||||
| ISIN | US8030542042 | Agenda | 934796042 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2017 | Management | For | Take No Action | ||||||||||
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2017 | Management | For | Take No Action | ||||||||||
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2017 | Management | For | Take No Action | ||||||||||
| 5. | Resolution on the approval of the system of Executive Board compensation | Management | For | Take No Action | ||||||||||
| 6. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2018 | Management | For | Take No Action | ||||||||||
| 7a. | By-elections of Supervisory Board member: Aicha Evans | Management | For | Take No Action | ||||||||||
| 7b. | By-elections of Supervisory Board member: Dr. Friederike Rotsch | Management | For | Take No Action | ||||||||||
| 7c. | By-elections of Supervisory Board member: Gerhard Oswald | Management | For | Take No Action | ||||||||||
| 7d. | By-elections of Supervisory Board member: Diane Greene | Management | For | Take No Action | ||||||||||
| 8. | Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 of the German Stock Corporation Act (Aktiengesetz; "AktG"), with possible exclusion of the shareholders' subscription rights and potential rights to offer shares and the possibility to redeem treasury shares while reducing the capital stock | Management | For | Take No Action | ||||||||||
| 9. | Amendment to Article 10 of the Articles of Incorporation introducing flexibility regarding the term of office of Supervisory Board members | Management | For | Take No Action | ||||||||||
| AMGEN INC. | ||||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMGN | Meeting Date | 22-May-2018 | |||||||||||
| ISIN | US0311621009 | Agenda | 934775101 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Dr. Wanda M. Austin | Management | For | For | For | |||||||||
| 1b. | Election of Director: Mr. Robert A. Bradway | Management | Against | For | Against | |||||||||
| 1c. | Election of Director: Dr. Brian J. Druker | Management | For | For | For | |||||||||
| 1d. | Election of Director: Mr. Robert A. Eckert | Management | Against | For | Against | |||||||||
| 1e. | Election of Director: Mr. Greg C. Garland | Management | Against | For | Against | |||||||||
| 1f. | Election of Director: Mr. Fred Hassan | Management | Against | For | Against | |||||||||
| 1g. | Election of Director: Dr. Rebecca M. Henderson | Management | For | For | For | |||||||||
| 1h. | Election of Director: Mr. Frank C. Herringer | Management | Against | For | Against | |||||||||
| 1i. | Election of Director: Mr. Charles M. Holley, Jr. | Management | For | For | For | |||||||||
| 1j. | Election of Director: Dr. Tyler Jacks | Management | Against | For | Against | |||||||||
| 1k. | Election of Director: Ms. Ellen J. Kullman | Management | For | For | For | |||||||||
| 1l. | Election of Director: Dr. Ronald D. Sugar | Management | For | For | For | |||||||||
| 1m. | Election of Director: Dr. R. Sanders Williams | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | Against | For | Against | |||||||||
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 4. | Stockholder proposal for an annual report on the extent to which risks related to public concern over drug pricing strategies are integrated into our executive incentive compensation. | Shareholder | Against | Against | For | |||||||||
| ROSS STORES, INC. | ||||||||||||||
| Security | 778296103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROST | Meeting Date | 23-May-2018 | |||||||||||
| ISIN | US7782961038 | Agenda | 934766479 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a) | Election of Director: Michael Balmuth | Management | For | For | For | |||||||||
| 1b) | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||||||||
| 1c) | Election of Director: Michael J. Bush | Management | For | For | For | |||||||||
| 1d) | Election of Director: Norman A. Ferber | Management | For | For | For | |||||||||
| 1e) | Election of Director: Sharon D. Garrett | Management | For | For | For | |||||||||
| 1f) | Election of Director: Stephen D. Milligan | Management | For | For | For | |||||||||
| 1g) | Election of Director: George P. Orban | Management | Against | For | Against | |||||||||
| 1h) | Election of Director: Michael O'Sullivan | Management | For | For | For | |||||||||
| 1i) | Election of Director: Lawrence S. Peiros | Management | For | For | For | |||||||||
| 1j) | Election of Director: Gregory L. Quesnel | Management | For | For | For | |||||||||
| 1k) | Election of Director: Barbara Rentler | Management | For | For | For | |||||||||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For | |||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. | Management | For | For | For | |||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEE | Meeting Date | 24-May-2018 | |||||||||||
| ISIN | US65339F1012 | Agenda | 934779832 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Sherry S. Barrat | Management | For | For | For | |||||||||
| 1b. | Election of Director: James L. Camaren | Management | For | For | For | |||||||||
| 1c. | Election of Director: Kenneth B. Dunn | Management | For | For | For | |||||||||
| 1d. | Election of Director: Naren K. Gursahaney | Management | For | For | For | |||||||||
| 1e. | Election of Director: Kirk S. Hachigian | Management | For | For | For | |||||||||
| 1f. | Election of Director: Toni Jennings | Management | For | For | For | |||||||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | For | |||||||||
| 1h. | Election of Director: James L. Robo | Management | For | For | For | |||||||||
| 1i. | Election of Director: Rudy E. Schupp | Management | For | For | For | |||||||||
| 1j. | Election of Director: John L. Skolds | Management | For | For | For | |||||||||
| 1k. | Election of Director: William H. Swanson | Management | For | For | For | |||||||||
| 1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | For | |||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2018 | Management | For | For | For | |||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | For | |||||||||
| 4. | A proposal by Myra Young entitled "Right to Act by Written Consent" to request the NextEra Energy Board of Directors to permit shareholder action by written consent | Shareholder | For | Against | Against | |||||||||
| 5. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | For | Against | Against | |||||||||
| SENSATA TECHNOLOGIES HOLDING PLC | ||||||||||||||
| Security | G8060N102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ST | Meeting Date | 31-May-2018 | |||||||||||
| ISIN | GB00BFMBMT84 | Agenda | 934818610 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Paul Edgerley | Management | For | For | For | |||||||||
| 1b. | Election of Director: Martha Sullivan | Management | For | For | For | |||||||||
| 1c. | Election of Director: James E. Heppelmann | Management | For | For | For | |||||||||
| 1d. | Election of Director: Charles W. Peffer | Management | For | For | For | |||||||||
| 1e. | Election of Director: Kirk P. Pond | Management | For | For | For | |||||||||
| 1f. | Election of Director: Constance E. Skidmore | Management | For | For | For | |||||||||
| 1g. | Election of Director: Andrew Teich | Management | For | For | For | |||||||||
| 1h. | Election of Director: Thomas Wroe | Management | For | For | For | |||||||||
| 1i. | Election of Director: Stephen Zide | Management | For | For | For | |||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | For | |||||||||
| 3. | Ordinary resolution to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | For | For | For | |||||||||
| 4. | Ordinary resolution to reappoint Ernst & Young LLP as the Company's U.K. statutory auditor | Management | For | For | For | |||||||||
| 5. | Ordinary resolution to authorize the Audit Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement | Management | For | For | For | |||||||||
| 6. | Ordinary resolution to receive the Sensata Technologies Holding N.V. 2017 Annual Report | Management | For | For | For | |||||||||
| 7. | Special resolution to approve the form of share repurchase contracts and repurchase counterparties | Management | For | For | For | |||||||||
| 8. | Ordinary resolution to authorize the Board of Directors to allot shares under equity incentive plans | Management | For | For | For | |||||||||
| 9. | Special resolution to authorize the Board of Directors to allot equity securities under our incentive plans without pre-emptive rights | Management | For | For | For | |||||||||
| CNOOC LIMITED | ||||||||||||||
| Security | 126132109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CEO | Meeting Date | 31-May-2018 | |||||||||||
| ISIN | US1261321095 | Agenda | 934822924 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| A1. | To receive and consider the audited financial statements together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2017. | Management | For | For | For | |||||||||
| A2. | To declare a final dividend for the year ended 31 December 2017. | Management | For | For | For | |||||||||
| A3. | To re-elect Mr. Yuan Guangyu as an Executive Director of the Company. | Management | For | For | For | |||||||||
| A4. | To re-elect Mr. Yang Hua as a Non- executive Director of the Company. | Management | For | For | For | |||||||||
| A5. | To re-elect Mr. Wang Dongjin as a Non- executive Director of the Company. | Management | For | For | For | |||||||||
| A6. | To re-elect Mr. Tse Hau Yin, Aloysius who has served the Company for more than nine years, as an Independent Non-executive Director of the Company. | Management | For | For | For | |||||||||
| A7. | To authorise the Board of Directors to fix the remuneration of each of the Directors. | Management | For | For | For | |||||||||
| A8. | To re-appoint Deloitte Touche Tohmatsu as the independent auditors of the Company and its subsidiaries, and to authorise the Board of Directors to fix their remuneration. | Management | For | For | For | |||||||||
| B1. | To grant a general mandate to the Directors to buy back shares in the capital of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||||
| B2. | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company which would or might require the exercise of such power, which shall not exceed 20% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||||
| B3. | To extend the general mandate granted to the Directors to issue, allot and deal with additional shares of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company by the aggregate number of shares bought back, which shall not exceed 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||||
| LOWE'S COMPANIES, INC. | ||||||||||||||
| Security | 548661107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LOW | Meeting Date | 01-Jun-2018 | |||||||||||
| ISIN | US5486611073 | Agenda | 934787245 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Raul Alvarez | For | For | For | ||||||||||
| 2 | David H. Batchelder | For | For | For | ||||||||||
| 3 | Angela F. Braly | For | For | For | ||||||||||
| 4 | Sandra B. Cochran | Withheld | For | Against | ||||||||||
| 5 | Laurie Z. Douglas | For | For | For | ||||||||||
| 6 | Richard W. Dreiling | For | For | For | ||||||||||
| 7 | Marshall O. Larsen | For | For | For | ||||||||||
| 8 | James H. Morgan | For | For | For | ||||||||||
| 9 | Robert A. Niblock | For | For | For | ||||||||||
| 10 | Brian C. Rogers | For | For | For | ||||||||||
| 11 | Bertram L. Scott | For | For | For | ||||||||||
| 12 | Lisa W. Wardell | For | For | For | ||||||||||
| 13 | Eric C. Wiseman | For | For | For | ||||||||||
| 2. | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2017. | Management | For | For | For | |||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2018. | Management | For | For | For | |||||||||
| 4. | Shareholder proposal to reduce the threshold to call special shareholder meetings to 10% of outstanding shares. | Shareholder | Against | Against | For | |||||||||
| TOTAL S.A. | ||||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TOT | Meeting Date | 01-Jun-2018 | |||||||||||
| ISIN | US89151E1091 | Agenda | 934820083 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | Approval of the Company's financial statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||||
| 2. | Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||||
| 3. | Allocation of earnings, declaration of dividend and option for payment of the dividend balance in shares for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||||
| 4. | Option for the payment of interim dividends for the fiscal year ended December 31, 2018 in shares - Delegation of powers to the Board of Directors | Management | For | For | For | |||||||||
| 5. | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company | Management | For | For | For | |||||||||
| 6. | Renewal of the appointment of Mr. Patrick Pouyanne as a director | Management | For | For | For | |||||||||
| 7. | Renewal of the appointment of Mr. Patrick Artus as a director | Management | For | For | For | |||||||||
| 8. | Renewal of the appointment of Ms. Anne- Marie Idrac as a director | Management | For | For | For | |||||||||
| 9. | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code to M. Patrick Pouyanne | Management | For | For | For | |||||||||
| 10. | Commitments covered by Article L. 225-42- 1 of the French Commercial Code | Management | For | For | For | |||||||||
| 11. | Approval of the fixed, variable and extraordinary components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year 2017 | Management | For | For | For | |||||||||
| 12. | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer | Management | For | For | For | |||||||||
| 13. | Delegation of authority granted to the Board of Directors, for a 26-month period, to increase the share capital with shareholders' pre-emptive subscription right, either through the issuance of common shares and/or any securities granting access to the Company's share capital, or by capitalizing premiums, reserves, surpluses or other | Management | For | For | For | |||||||||
| 14. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the share capital by way of public offering by issuing common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||||
| 15. | Delegation of authority to the Board of Directors, for a 26- month period, to issue, by way of an offer referred to in Article L. 411-2 II of the French Monetary and Financial Code, new common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||||
| 16. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the number of securities to be issued in the case of a share capital increase without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||||
| 17. | Delegation of powers to the Board of Directors, for a 26-month period, to increase the share capital by issuing common shares and/or any securities granting access to the Company's share capital, in consideration for contributions in kind to the benefit of the Company without shareholders' preemptive subscription right | Management | For | For | For | |||||||||
| 18. | Delegation of authority to the Board of Directors, for a 26- month period, to proceed with share capital increases, under the conditions provided by Articles L. 3332- 18 et seq. of the French Labor Code, without shareholders' pre-emptive subscription right, reserved for participants in a company or group savings plan | Management | For | For | For | |||||||||
| 19. | Authorization to the Board of Directors, for a 38-month period, to grant Company shares (existing or to be issued) for the benefit of some or all Group employees and executive directors, which imply the waiver of the shareholders' pre-emptive subscription right | Management | For | For | For | |||||||||
| 20. | The Company has also received from the Central Works Council of UES Amont - Global Services - Holding of TOTAL - 2 place Jean Millier - La Defense 6 - 92078 La Defense cedex - France, a proposed resolution for the purpose of amending the bylaws regarding a new procedure for selecting the employee shareholder Director with a view to improving his or her representativeness and independence. (Please refer to resolution A in the Notice of Meeting. This resolution has not been approved by the Board.) | Management | For | Take No Action | ||||||||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||
| Security | 874039100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TSM | Meeting Date | 05-Jun-2018 | |||||||||||
| ISIN | US8740391003 | Agenda | 934822645 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1) | To accept 2017 Business Report and Financial Statements | Management | For | For | For | |||||||||
| 2) | To approve the proposal for distribution of 2017 earnings | Management | For | For | For | |||||||||
| 3) | To revise the Articles of Incorporation | Management | For | For | For | |||||||||
| 4) | DIRECTOR | Management | ||||||||||||
| 1 | F.C. Tseng* | For | For | For | ||||||||||
| 2 | Mei-ling Chen* | For | For | For | ||||||||||
| 3 | Mark Liu* | For | For | For | ||||||||||
| 4 | C.C. Wei* | For | For | For | ||||||||||
| 5 | Sir Peter L. Bonfield# | For | For | For | ||||||||||
| 6 | Stan Shih# | For | For | For | ||||||||||
| 7 | Thomas J. Engibous# | For | For | For | ||||||||||
| 8 | Kok-Choo Chen# | For | For | For | ||||||||||
| 9 | Michael R. Splinter# | For | For | For | ||||||||||
| ALPHABET INC. | ||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||||
| ISIN | US02079K3059 | Agenda | 934803188 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Larry Page | For | For | For | ||||||||||
| 2 | Sergey Brin | For | For | For | ||||||||||
| 3 | Eric E. Schmidt | For | For | For | ||||||||||
| 4 | L. John Doerr | For | For | For | ||||||||||
| 5 | Roger W. Ferguson, Jr. | For | For | For | ||||||||||
| 6 | Diane B. Greene | For | For | For | ||||||||||
| 7 | John L. Hennessy | For | For | For | ||||||||||
| 8 | Ann Mather | For | For | For | ||||||||||
| 9 | Alan R. Mulally | For | For | For | ||||||||||
| 10 | Sundar Pichai | For | For | For | ||||||||||
| 11 | K. Ram Shriram | For | For | For | ||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. | Management | For | For | For | |||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | Against | |||||||||
| 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||||||
| METLIFE, INC. | ||||||||||||||
| Security | 59156R108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MET | Meeting Date | 12-Jun-2018 | |||||||||||
| ISIN | US59156R1086 | Agenda | 934799923 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Cheryl W. Grise | Management | For | For | For | |||||||||
| 1b. | Election of Director: Carlos M. Gutierrez | Management | For | For | For | |||||||||
| 1c. | Election of Director: Gerald L. Hassell | Management | For | For | For | |||||||||
| 1d. | Election of Director: David L. Herzog | Management | For | For | For | |||||||||
| 1e. | Election of Director: R. Glenn Hubbard, Ph.D. | Management | For | For | For | |||||||||
| 1f. | Election of Director: Steven A. Kandarian | Management | For | For | For | |||||||||
| 1g. | Election of Director: Edward J. Kelly, III | Management | For | For | For | |||||||||
| 1h. | Election of Director: William E. Kennard | Management | For | For | For | |||||||||
| 1i. | Election of Director: James M. Kilts | Management | For | For | For | |||||||||
| 1j. | Election of Director: Catherine R. Kinney | Management | For | For | For | |||||||||
| 1k. | Election of Director: Denise M. Morrison | Management | Against | For | Against | |||||||||
| 2. | Ratification of Appointment of Deloitte & Touche LLP as Independent Auditor for 2018 | Management | For | For | For | |||||||||
| 3. | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers | Management | For | For | For | |||||||||
| 4. | Shareholder Proposal to Adopt a Policy that the Chairman of the Board be an Independent Director | Shareholder | For | Against | Against | |||||||||
| CELGENE CORPORATION | ||||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CELG | Meeting Date | 13-Jun-2018 | |||||||||||
| ISIN | US1510201049 | Agenda | 934805637 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark J. Alles | For | For | For | ||||||||||
| 2 | R W Barker, D.Phil, OBE | For | For | For | ||||||||||
| 3 | Hans E. Bishop | For | For | For | ||||||||||
| 4 | Michael W. Bonney | For | For | For | ||||||||||
| 5 | Michael D. Casey | Withheld | For | Against | ||||||||||
| 6 | Carrie S. Cox | Withheld | For | Against | ||||||||||
| 7 | Michael A. Friedman, MD | Withheld | For | Against | ||||||||||
| 8 | Julia A. Haller, M.D. | For | For | For | ||||||||||
| 9 | P. A. Hemingway Hall | For | For | For | ||||||||||
| 10 | James J. Loughlin | Withheld | For | Against | ||||||||||
| 11 | Ernest Mario, Ph.D. | Withheld | For | Against | ||||||||||
| 12 | John H. Weiland | For | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. | Management | For | For | For | |||||||||
| 3. | Approval, by non-binding vote, of executive compensation of the Company's named executive officers. | Management | Against | For | Against | |||||||||
| 4. | Advisory vote on stockholder proposal to request the Company's Board of Directors to amend the Company's proxy access by- law provision to eliminate the limit on the number of stockholders that can aggregate their shares to achieve the holding requirement for nomination of directors, described in more detail in the proxy statement. | Shareholder | For | Against | Against | |||||||||
| 5. | Advisory vote on stockholder proposal to request the Company's Board of Directors to adopt a policy and amend the Company's governing documents to require that the Chairman of the Board be an independent member, described in more detail in the proxy statement. | Shareholder | For | Against | Against | |||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NXPI | Meeting Date | 22-Jun-2018 | |||||||||||
| ISIN | NL0009538784 | Agenda | 934843079 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 2-C | Adoption of the 2017 statutory annual accounts | Management | For | For | For | |||||||||
| 2-D | Granting discharge to the executive member and non-executive members of the Board of Directors for their responsibilities in the financial year 2017 | Management | For | For | For | |||||||||
| 3-A | Proposal to re-appoint Mr. Richard L. Clemmer as executive director | Management | For | For | For | |||||||||
| 3-B | Proposal to re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | For | |||||||||
| 3-C | Proposal to re-appoint Mr. Johannes P. Huth as non-executive director | Management | For | For | For | |||||||||
| 3-D | Proposal to re-appoint Mr. Kenneth A. Goldman as non-executive director | Management | For | For | For | |||||||||
| 3-E | Proposal to re-appoint Mr. Josef Kaeser as non-executive director | Management | For | For | For | |||||||||
| 3-F | Proposal to re-appoint Mr. Eric Meurice as non-executive director | Management | For | For | For | |||||||||
| 3-G | Proposal to re-appoint Mr. Peter Smitham as non-executive director | Management | For | For | For | |||||||||
| 3-H | Proposal to re-appoint Ms. Julie Southern as non-executive director | Management | For | For | For | |||||||||
| 3-I | Proposal to re-appoint Mr. Gregory Summe as non-executive director | Management | For | For | For | |||||||||
| 4-A | Conditional appointment as per Closing of Mr. Steve Mollenkopf as executive director | Management | For | For | For | |||||||||
| 4-B | Conditional appointment as per Closing of Mr. George S. Davis as non-executive director | Management | For | For | For | |||||||||
| 4-C | Conditional appointment as per Closing of Mr. Donald J. Rosenberg as non-executive director | Management | For | For | For | |||||||||
| 4-D | Conditional appointment as per Closing of Mr. Brian Modoff as non-executive director | Management | For | For | For | |||||||||
| 4-E | Conditional appointment as per Closing of Mr. Rob ter Haar as non-executive director | Management | For | For | For | |||||||||
| 4-F | Conditional appointment as per Closing of Prof. Dr. Steven Perrick as non-executive director | Management | For | For | For | |||||||||
| 5-A | Authorization of the Board of Directors to issue shares or grant rights to acquire shares | Management | For | For | For | |||||||||
| 5-B | Authorization of the Board of Directors to restrict or exclude pre-emption rights | Management | For | For | For | |||||||||
| 6. | Authorization of the Board of Directors to repurchase shares in the Company's capital | Management | For | For | For | |||||||||
| 7. | Authorization to cancel ordinary shares in the Company's capital | Management | For | For | For | |||||||||
| 8. | Proposal to re-appoint KPMG Accountants N.V. as the Company's external auditor for fiscal year 2018 | Management | For | For | For | |||||||||
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | ||||||||||||||
| Security | 606822104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MUFG | Meeting Date | 28-Jun-2018 | |||||||||||
| ISIN | US6068221042 | Agenda | 934845819 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1. | Appropriation of Surplus | Management | For | |||||||||||
| 2a. | Election of Director: Hiroshi Kawakami | Management | For | |||||||||||
| 2b. | Election of Director: Yuko Kawamoto | Management | For | |||||||||||
| 2c. | Election of Director: Haruka Matsuyama | Management | For | |||||||||||
| 2d. | Election of Director: Toby S. Myerson | Management | For | |||||||||||
| 2e. | Election of Director: Tsutomu Okuda | Management | For | |||||||||||
| 2f. | Election of Director: Yasushi Shingai | Management | For | |||||||||||
| 2g. | Election of Director: Tarisa Watanagase | Management | For | |||||||||||
| 2h. | Election of Director: Akira Yamate | Management | For | |||||||||||
| 2i. | Election of Director: Tadashi Kuroda | Management | For | |||||||||||
| 2j. | Election of Director: Junichi Okamoto | Management | For | |||||||||||
| 2k. | Election of Director: Kiyoshi Sono | Management | For | |||||||||||
| 2l. | Election of Director: Mikio Ikegaya | Management | For | |||||||||||
| 2m. | Election of Director: Kanetsugu Mike | Management | For | |||||||||||
| 2n. | Election of Director: Saburo Araki | Management | For | |||||||||||
| 2o. | Election of Director: Nobuyuki Hirano | Management | For | |||||||||||
| 3. | Partial Amendment to the Articles of Incorporation (Individual Disclosure of Executive Compensations) | Management | Against | |||||||||||
| 4. | Partial Amendment to the Articles of Incorporation (Separation of roles of Chairman of the Board and Chief Executive Officer) | Management | Against | |||||||||||
| 5. | Partial Amendment to the Articles of Incorporation (Exercise of Voting Rights of Shares Held for the Purpose of Strategic Shareholdings) | Management | Against | |||||||||||
| 6. | Dismissal of Director Nobuyuki Hirano | Management | Against | |||||||||||
| 7. | Partial Amendment to the Articles of Incorporation (Establishment of a Special Investigation Committee on the Overall Reconsideration of Business Relationship with Kenko Tokina Corporation) | Management | Against | |||||||||||
| 8. | Partial Amendment to the Articles of Incorporation (Reconsideration of Customer Service for the Socially Vulnerable) | Management | Against | |||||||||||
| 9. | Partial Amendment to the Articles of Incorporation (Disclosure of Reason upon Compulsory Termination of Account) | Management | Against | |||||||||||
| XILINX, INC. | ||||||||||||||
| Security | 983919101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XLNX | Meeting Date | 01-Aug-2018 | |||||||||||
| ISIN | US9839191015 | Agenda | 934848067 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1a. | Election of Director: Dennis Segers | Management | For | For | For | |||||||||
| 1b. | Election of Director: Raman Chitkara | Management | For | For | For | |||||||||
| 1c. | Election of Director: Saar Gillai | Management | For | For | For | |||||||||
| 1d. | Election of Director: Ronald S. Jankov | Management | For | For | For | |||||||||
| 1e. | Election of Director: Mary Louise Krakauer | Management | For | For | For | |||||||||
| 1f. | Election of Director: Thomas H. Lee | Management | For | For | For | |||||||||
| 1g. | Election of Director: J. Michael Patterson | Management | For | For | For | |||||||||
| 1h. | Election of Director: Victor Peng | Management | For | For | For | |||||||||
| 1i. | Election of Director: Albert A. Pimentel | Management | For | For | For | |||||||||
| 1j. | Election of Director: Marshall C. Turner | Management | For | For | For | |||||||||
| 1k. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||||||||
| 2. | Amendment to Company's 1990 Employee Qualified Stock Purchase Plan to increase the shares reserved for issuance by 3,000,000. | Management | For | For | For | |||||||||
| 3. | Amendment to Company's 2007 Equity Incentive Plan to increase shares reserved for issuance thereunder by 3,000,000 shares. | Management | For | For | For | |||||||||
| 4. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||||||||
| 5. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's external auditors for fiscal 2019. | Management | For | For | For | |||||||||
| CA, INC. | ||||||||||||||
| Security | 12673P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CA | Meeting Date | 08-Aug-2018 | |||||||||||
| ISIN | US12673P1057 | Agenda | 934850973 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1A. | Election of Director: Jens Alder | Management | For | For | For | |||||||||
| 1B. | Election of Director: Nancy A. Altobello | Management | For | For | For | |||||||||
| 1C. | Election of Director: Raymond J. Bromark | Management | For | For | For | |||||||||
| 1D. | Election of Director: Michael P. Gregoire | Management | For | For | For | |||||||||
| 1E. | Election of Director: Jean M. Hobby | Management | For | For | For | |||||||||
| 1F. | Election of Director: Rohit Kapoor | Management | For | For | For | |||||||||
| 1G. | Election of Director: Jeffrey G. Katz | Management | For | For | For | |||||||||
| 1H. | Election of Director: Kay Koplovitz | Management | For | For | For | |||||||||
| 1I. | Election of Director: Christopher B. Lofgren | Management | For | For | For | |||||||||
| 1J. | Election of Director: Richard Sulpizio | Management | For | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2019. | Management | For | For | For | |||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||||||
Saturna Investment Trust, Sextant Global High Income Fund (SGHIX)Proxy Voting Record relating to shareholder meetings held from July 1, 2017 through June 30, 2018 |
||||||||||||
| MICROCHIP TECHNOLOGY INCORPORATED | ||||||||||||
| Security | 595017104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCHP | Meeting Date | 22-Aug-2017 | |||||||||
| ISIN | US5950171042 | Agenda | 934658949 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1A. | ELECTION OF DIRECTOR: STEVE SANGHI | Management | For | For | For | |||||||
| 1B. | ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN | Management | For | For | For | |||||||
| 1C. | ELECTION OF DIRECTOR: L.B. DAY | Management | For | For | For | |||||||
| 1D. | ELECTION OF DIRECTOR: ESTHER L. JOHNSON | Management | For | For | For | |||||||
| 1E. | ELECTION OF DIRECTOR: WADE F. MEYERCORD | Management | For | For | For | |||||||
| 2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF MICROCHIP'S 2004 EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER BY 6,000,000, (II) RE- APPROVE THE 2004 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE, AND (III) MAKE CERTAIN OTHER CHANGES AS SET FORTH IN THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2018. | Management | For | For | For | |||||||
| 4. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | For | |||||||
| 5. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | 1 Year | 1 Year | For | |||||||
| HOPEWELL HIGHWAY INFRASTRUCTURE LTD | ||||||||||||
| Security | G45995100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Oct-2017 | ||||||||||
| ISIN | KYG459951003 | Agenda | 708548790 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 JUNE 2017 | Management | For | For | For | |||||||
| 2.A | TO APPROVE THE RECOMMENDED FINAL DIVIDEND OF RMB11.6 CENTS PER SHARE | Management | For | For | For | |||||||
| 2.B | TO APPROVE THE RECOMMENDED SPECIAL FINAL DIVIDEND OF RMB10 CENTS PER SHARE | Management | For | For | For | |||||||
| 3.A.I | TO RE-ELECT MR. YUK KEUNG IP AS DIRECTOR | Management | For | For | For | |||||||
| 3.AII | TO RE-ELECT MR. BRIAN DAVID MAN BUN LI AS DIRECTOR | Management | For | For | For | |||||||
| 3.B | TO FIX THE DIRECTORS' FEES | Management | For | For | For | |||||||
| 4 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||
| 5.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | For | |||||||
| 5.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | Management | For | For | For | |||||||
| 5.C | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES TO COVER THE SHARES REPURCHASED BY THE COMPANY | Management | For | For | For | |||||||
| BHP BILLITON LIMITED | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 16-Nov-2017 | |||||||||
| ISIN | US0886061086 | Agenda | 934683459 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | TO RECEIVE THE 2017 FINANCIAL STATEMENTS AND REPORTS FOR BHP | Management | For | For | For | |||||||
| 2. | TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC | Management | For | For | For | |||||||
| 3. | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC | Management | For | For | For | |||||||
| 4. | TO APPROVE THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | Management | For | For | For | |||||||
| 5. | TO APPROVE THE AUTHORITY TO ALLOT EQUITY SECURITIES IN BHP BILLITON PLC FOR CASH | Management | For | For | For | |||||||
| 6. | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | Management | For | For | For | |||||||
| 7. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For | |||||||
| 8. | TO APPROVE THE 2017 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For | |||||||
| 9. | TO APPROVE THE 2017 REMUNERATION REPORT | Management | For | For | For | |||||||
| 10. | TO APPROVE LEAVING ENTITLEMENTS | Management | For | For | For | |||||||
| 11. | TO APPROVE THE GRANT TO THE EXECUTIVE DIRECTOR | Management | For | For | For | |||||||
| 12. | TO ELECT TERRY BOWEN AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 13. | TO ELECT JOHN MOGFORD AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 14. | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 15. | TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 16. | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 17. | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 18. | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 19. | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 20. | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 21. | TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF BHP | Management | For | For | For | |||||||
| 22. | TO AMEND THE CONSTITUTION OF BHP BILLITON LIMITED | Shareholder | Against | Against | For | |||||||
| 23. | TO APPROVE MEMBER REQUEST ON PUBLIC POLICY ADVOCACY ON CLIMATE CHANGE AND ENERGY | Shareholder | Against | Against | For | |||||||
| NOVARTIS AG | ||||||||||||
| Security | 66987V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVS | Meeting Date | 02-Mar-2018 | |||||||||
| ISIN | US66987V1098 | Agenda | 934724039 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2017 Financial Year | Management | For | For | For | |||||||
| 2. | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | |||||||
| 3. | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend | Management | For | For | For | |||||||
| 4. | Reduction of Share Capital | Management | For | For | For | |||||||
| 5A. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Board of Directors from the 2018 Annual General Meeting to the 2019 Annual General Meeting | Management | For | For | For | |||||||
| 5B. | Binding Vote on the maximum aggregate amount of Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2019 | Management | For | For | For | |||||||
| 5C. | Advisory Vote on the 2017 Compensation Report | Management | For | For | For | |||||||
| 6A. | Re-election as Chairman of the Board of Director: Joerg Reinhardt, Ph.D. | Management | For | For | For | |||||||
| 6B. | Re-election of Director: Nancy C. Andrews, M.D., Ph.D. | Management | For | For | For | |||||||
| 6C. | Re-election of Director: Dimitri Azar, M.D. | Management | For | For | For | |||||||
| 6D. | Re-election of Director: Ton Buechner | Management | For | For | For | |||||||
| 6E. | Re-election of Director: Srikant Datar, Ph.D. | Management | For | For | For | |||||||
| 6F. | Re-election of Director: Elizabeth Doherty | Management | For | For | For | |||||||
| 6G. | Re-election of Director: Ann Fudge | Management | For | For | For | |||||||
| 6H. | Re-election of Director: Frans van Houten | Management | For | For | For | |||||||
| 6I. | Re-election of Director: Andreas von Planta, Ph.D. | Management | For | For | For | |||||||
| 6J. | Re-election of Director: Charles L. Sawyers, M.D. | Management | For | For | For | |||||||
| 6K. | Re-election of Director: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||
| 6L. | Re-election of Director: William T. Winters | Management | For | For | For | |||||||
| 7A. | Re-election to the Compensation Committee: Srikant Datar, Ph.D. | Management | For | For | For | |||||||
| 7B. | Re-election to the Compensation Committee: Ann Fudge | Management | For | For | For | |||||||
| 7C. | Re-election to the Compensation Committee: Enrico Vanni, Ph.D. | Management | For | For | For | |||||||
| 7D. | Re-election to the Compensation Committee: William T. Winters | Management | For | For | For | |||||||
| 8. | Re-election of the Statutory Auditor | Management | For | For | For | |||||||
| 9. | Re-election of the Independent Proxy | Management | For | For | For | |||||||
| 10. | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations Mark FOR on this Voting Instruction Card to vote according to the motions of the Board of Directors. Mark AGAINST to vote against any alternative /new motions. Mark ABSTAIN to abstain from voting. | Management | For | Take No Action | ||||||||
| SK TELECOM CO., LTD. | ||||||||||||
| Security | 78440P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SKM | Meeting Date | 21-Mar-2018 | |||||||||
| ISIN | US78440P1084 | Agenda | 934732466 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of Financial Statements for the 34th Fiscal Year (from January 1, 2017 to December 31, 2017) as set forth in Item 1 of the Company's agenda enclosed herewith. | Management | For | Take No Action | ||||||||
| 2. | Approval of the Stock Option Grant as set forth in Item 2 of the Company's agenda enclosed herewith. | Management | For | Take No Action | ||||||||
| 3.1 | Election of an Executive Director (Candidate: Ryu, Young Sang) | Management | For | Take No Action | ||||||||
| 3.2 | Election of an Independent Director (Candidate: Yoon, Young Min) | Management | For | Take No Action | ||||||||
| 4. | Approval of the Appointment of a Member of the Audit Committee as set forth in Item 4 of the Company's agenda enclosed herewith (Candidate: Yoon, Young Min). | Management | For | Take No Action | ||||||||
| 5. | Approval of the Ceiling Amount of the Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | Take No Action | ||||||||
| SKANDINAVISKA ENSKILDA BANKEN AB, STOCKHOLM | ||||||||||||
| Security | W25381141 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2018 | ||||||||||
| ISIN | SE0000148884 | Agenda | 708983122 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| 2 | ELECTION OF CHAIRMAN OF THE MEETING: THE NOMINATION COMMITTEE PROPOSES SVEN-UNGER, MEMBER OF THE SWEDISH BAR ASSOCIATION, AS CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||
| 5 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES OF THE MEETING TOGETHER WITH THE-CHAIRMAN | Non-Voting | ||||||||||
| 6 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||
| 7 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDITORS' REPORT ON THE CONSOLIDATED ACCOUNTS | Non-Voting | ||||||||||
| 8 | THE PRESIDENT'S SPEECH | Non-Voting | ||||||||||
| 9 | ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET | Management | For | For | For | |||||||
| 10 | ALLOCATION OF THE BANK'S PROFIT AS SHOWN IN THE BALANCE SHEET ADOPTED BY THE MEETING: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND OF SEK 5.75 PER SHARE AND WEDNESDAY, 28 MARCH 2018 AS RECORD DATE FOR THE DIVIDEND. IF THE MEETING DECIDES ACCORDING TO THE PROPOSAL THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR ON WEDNESDAY, 4 APRIL 2018 | Management | For | For | For | |||||||
| 11 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management | Against | For | Against | |||||||
| 12 | DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS TO BE ELECTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES 11 DIRECTORS AND ONE AUDITOR | Management | For | For | For | |||||||
| 13 | DETERMINATION OF REMUNERATION TO THE DIRECTORS AND THE AUDITOR ELECTED BY THE MEETING | Management | For | For | For | |||||||
| 14.A1 | RE-ELECTION OF DIRECTOR: JOHAN H. ANDRESEN | Management | For | For | For | |||||||
| 14.A2 | RE-ELECTION OF DIRECTOR: SIGNHILD ARNEGARD HANSEN | Management | For | For | For | |||||||
| 14.A3 | RE-ELECTION OF DIRECTOR: SAMIR BRIKHO | Management | For | For | For | |||||||
| 14.A4 | RE-ELECTION OF DIRECTOR: WINNIE FOK | Management | For | For | For | |||||||
| 14.A5 | RE-ELECTION OF DIRECTOR: TOMAS NICOLIN | Management | For | For | For | |||||||
| 14.A6 | RE-ELECTION OF DIRECTOR: SVEN NYMAN | Management | For | For | For | |||||||
| 14.A7 | RE-ELECTION OF DIRECTOR: JESPER OVESEN | Management | For | For | For | |||||||
| 14.A8 | RE-ELECTION OF DIRECTOR: HELENA SAXON | Management | For | For | For | |||||||
| 14.A9 | RE-ELECTION OF DIRECTOR: JOHAN TORGEBY | Management | For | For | For | |||||||
| 14A10 | RE-ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | For | |||||||
| 14A11 | RE-ELECTION OF DIRECTOR: SARA OHRVALL | Management | For | For | For | |||||||
| 14B | RE-ELECTION OF MARCUS WALLENBERG AS CHAIRMAN OF THE BOARD | Management | For | For | For | |||||||
| 15 | ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB FOR THE PERIOD UP TO AND INCLUDING THE ANNUAL GENERAL MEETING 2019. SHOULD PRICEWATERHOUSECOOPERS AB BE ELECTED, AUTHORISED PUBLIC ACCOUNTANT PETER NYLLINGE WILL BE MAIN RESPONSIBLE | Management | For | For | For | |||||||
| 16 | THE BOARD OF DIRECTOR'S PROPOSAL ON GUIDELINES FOR SALARY AND OTHER REMUNERATION FOR THE PRESIDENT AND MEMBERS OF THE GROUP EXECUTIVE COMMITTEE | Management | For | For | For | |||||||
| 17.A | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2018: SEB ALL EMPLOYEE PROGRAMME 2018 (AEP) FOR ALL EMPLOYEES IN MOST OF THE COUNTRIES WHERE SEB OPERATES | Management | For | For | For | |||||||
| 17.B | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2018: SEB SHARE DEFERRAL PROGRAMME 2018 (SDP) FOR THE GROUP EXECUTIVE COMMITTEE, CERTAIN OTHER SENIOR MANAGERS AND KEY EMPLOYEES | Management | For | For | For | |||||||
| 17.C | THE BOARD OF DIRECTOR'S PROPOSAL ON LONG-TERM EQUITY PROGRAMMES FOR 2018: SEB RESTRICTED SHARE PROGRAMME 2018 (RSP) FOR OTHER THAN SENIOR MANAGERS IN CERTAIN BUSINESS UNITS | Management | For | For | For | |||||||
| 18.A | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION OF THE BANK'S OWN SHARES IN ITS SECURITIES BUSINESS | Management | For | For | For | |||||||
| 18.B | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: ACQUISITION AND SALE OF THE BANK'S OWN SHARES FOR CAPITAL PURPOSES AND FOR LONG-TERM EQUITY PROGRAMMES | Management | For | For | For | |||||||
| 18.C | THE BOARD OF DIRECTOR'S PROPOSAL ON THE ACQUISITION AND SALE OF THE BANK'S OWN SHARES: TRANSFER OF THE BANK'S OWN SHARES TO PARTICIPANTS IN THE 2018 LONG-TERM EQUITY PROGRAMMES | Management | For | For | For | |||||||
| 19 | THE BOARD OF DIRECTOR'S PROPOSAL FOR DECISION ON AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLES | Management | For | For | For | |||||||
| 20 | THE BOARD OF DIRECTOR'S PROPOSAL ON THE APPOINTMENT OF AUDITORS OF FOUNDATIONS THAT HAVE DELEGATED THEIR BUSINESS TO THE BANK | Management | For | For | For | |||||||
| 21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||
| CCR S.A. | ||||||||||||
| Security | P2170M104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Apr-2018 | ||||||||||
| ISIN | BRCCROACNOR2 | Agenda | 709068767 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | RESOLVE THE AMENDMENT TO THE COMPANY'S BYLAWS DUE TO THE COMPLIANCE OF THE NEW RULES OF THE B3 NOVO MERCADO REGULATION, EFFECTIVE AS OF JANUARY 2, 2018 | Management | For | For | For | |||||||
| 2 | RESOLVE THE AMENDMENT OF ARTICLES 13, 14 AND 21, PARAGRAPH 2 OF THE COMPANY'S BYLAWS DUE TO CHANGES MADE IN REGULAR PERIODIC MEETINGS DEADLINE AND THE COMPETENCES AND MAXIMUM LIMIT VALUES ESTABLISHED FOR THE COMPANY'S BOARD OF DIRECTORS, AIMING TO REINFORCE THE COMPANY'S BOARD OF DIRECTORS COMPETENCY TO APPROVE THE NEW CORPORATE GOVERNANCE DOCUMENTS AND POLICIES, REFLECT TIMELY ADJUSTMENTS TO THE COMPANY'S INTERNAL PROCEDURES, TO ADJUST REGULAR BOARD OF DIRECTORS MEETINGS DEADLINES TO THE COMPANY'S CURRENT REALITY AND NEEDS, AS WELL AS THE COMPETENCY TO APPROVE THE FISCAL COUNCILS INTERNAL REGIMENT | Management | For | For | For | |||||||
| 3 | RESOLVE THE INCLUSION OF A CLAUSE IN THE COMPANY'S BYLAWS RELATED TO THE OBLIGATION TO LAUNCH A PUBLIC TENDER OFFER FOR THE ACQUISITION OF SHARES DUE TO A RELEVANT INTEREST REACH IN THE COMPANY, PURSUANT TO THE NEW ARTICLE 27 OF THE COMPANY'S BYLAWS | Management | For | For | For | |||||||
| 4 | RESOLVE THE CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | For | For | For | |||||||
| CCR S.A. | ||||||||||||
| Security | P2170M104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Apr-2018 | ||||||||||
| ISIN | BRCCROACNOR2 | Agenda | 709086462 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1 | ACKNOWLEDGE THE MANAGEMENTS ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT REPORT AND THE COMPANY'S FINANCIAL STATEMENTS, ALONG WITH THE REPORTS OF THE INDEPENDENT AUDITORS AND OF THE FISCAL COUNCIL, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||||
| 2 | RESOLVE ON THE CAPITAL BUDGET OF THE COMPANY FOR THE 2018 FISCAL YEAR, IN THE AMOUNT OF TWO BILLION, FOUR HUNDRED AND ELEVEN MILLION, ONE HUNDRED AND THIRTY FOUR THOUSAND REAIS BRL 2,411,134,000.00, WITH A DURATION OF ONE 1 YEAR, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||||
| 3 | DELIBERATE THE DESTINATION OF NET PROFIT OF FISCAL YEAR ENDED ON DECEMBER 31, 2017, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | For | For | For | |||||||
| 4 | TO ESTABLISH THE NUMBER OF SEATS OF THE BOARD OF DIRECTORS OF THE COMPANY IN 12 TWELVE EFFECTIVE MEMBERS AND 9 NINE ALTERNATE MEMBERS, NOTING THAT THREE 3 OF THE EFFECTIVE MEMBERS WILL BE INDEPENDENT DIRECTORS, ACCORDING TO MANAGEMENTS PROPOSAL | Management | For | For | For | |||||||
| 5 | DO YOU WISH TO REQUEST THE ADOPTION OF CUMULATIVE VOTING PROCESS FOR THE ELECTION OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141 OF THE SA LAW | Management | For | For | For | |||||||
| 6.1 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. LUIZ CARLOS CAVALCANTI DUTRA JUNIOR, PRINCIPAL. PAULA SOARES TRALDI, ALTERNATE | Management | For | For | For | |||||||
| 6.2 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. RICARDO COUTINHO DE SENA, PRINCIPAL, JOSE HENRIQUE BRAGA POLIDO LOPES, ALTERNATE | Management | For | For | For | |||||||
| 6.3 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. ANA MARIA MARCONDES PENIDO SANTANNA, PRINCIPAL. EDUARDA PENIDO DALLA VECCHIA, ALTERNATE | Management | For | For | For | |||||||
| 6.4 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. PAULO ROBERTO RECKZIEGEL GUEDES, PRINCIPAL. TARCISIO AUGUSTO CARNEIRO ALTERNATE | Management | For | For | For | |||||||
| 6.5 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. ANA DOLORES MOURA CARNEIRO NOVAES, PRINCIPAL. EDUARDO PENIDO SANTANNA, ALTERNATE | Management | For | For | For | |||||||
| 6.6 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. FERNANDO LUIZ AGUIAR FILHO, PRINCIPAL. SUSANA AMARAL SILVEIRA CHULAM, ALTERNATE | Management | For | For | For | |||||||
| 6.7 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. HENRIQUE SUTTON DE SOUSA NEVES, PRINCIPAL. ROSA EVANGELINA PENIDO DALLA VECCHIA, ALTERNATE | Management | For | For | For | |||||||
| 6.8 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. FLAVIO MENDES AIDAR, PRINCIPAL. LIVIO HAGIME KUZE, ALTERNATE | Management | For | For | For | |||||||
| 6.9 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. RENATO TORRES DE FARIA, PRINCIPAL. PAULO MARCIO DE OLIVEIRA MONTEIRO, ALTERNATE | Management | For | For | For | |||||||
| 6.10 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. LUIZ ALBERTO COLONNA ROSMAN, INDEPENDENT | Management | For | For | For | |||||||
| 6.11 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. WILSON NELIO BRUMER, INDEPENDENT | Management | For | For | For | |||||||
| 6.12 | BOARD OF DIRECTORS ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 12. BOARD OF DIRECTORS CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. LEONARDO PORCIUNCULA GOMES PEREIRA, INDEPENDENT | Management | For | For | For | |||||||
| 7 | IN CASE OF ADOPTION OF THE ELECTION BY CUMULATIVE VOTES, SHALL THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED TO THE CHOSEN CANDIDATES IN EQUAL PERCENTAGES. THE EQUAL DISTRIBUTION WILL IMPLY ON THE DIVISION OF 100 PERCENT AMONG THE MEMBERS OF THE CHOSEN CANDIDATES BY YOU, UNTIL UP TO THE FIRST TWO DECIMAL DIGITS, WITHOUT ROUNDING, AND THE FRACTION OF THE SHARES WILL NOT BE ALLOCATED TO ANY CANDIDATE, BEING DISCONSIDERED ON THE PROCEDURE OF MULTIPLE VOTE. PLEASE NOTE THAT IF INVESTOR CHOOSES FOR, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, IF INVESTOR CHOOSES AGAINST, IT IS MANDATORY TO INFORM THE PERCENTAGES ACCORDING TO WHICH THE VOTES SHOULD BE DISTRIBUTED, OTHERWISE THE ENTIRE VOTE WILL BE REJECTED DUE TO LACK OF INFORMATION, IF INVESTOR CHOOSES ABSTAIN, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, HOWEVER IN CASE CUMULATIVE VOTING IS ADOPTED THE INVESTOR WILL NOT PARTICIPATE ON THIS MATTER OF THE MEETING | Management | For | For | For | |||||||
| 8.1 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. LUIZ CARLOS CAVALCANTI DUTRA JUNIOR, PRINCIPAL. PAULA SOARES TRALDI, ALTERNATE | Management | For | For | For | |||||||
| 8.2 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. RICARDO COUTINHO DE SENA, PRINCIPAL. JOSE HENRIQUE BRAGA POLIDO LOPES, ALTERNATE | Management | For | For | For | |||||||
| 8.3 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. ANA MARIA MARCONDES PENIDO SANTANNA, PRINCIPAL. EDUARDA PENIDO DALLA VECCHIA, ALTERNATE | Management | For | For | For | |||||||
| 8.4 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. PAULO ROBERTO RECKZIEGEL GUEDES, PRINCIPAL. TARCISIO AUGUSTO CARNEIRO, ALTERNATE | Management | For | For | For | |||||||
| 8.5 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. ANA DOLORES MOURA CARNEIRO NOVAES, PRINCIPAL. EDUARDO PENIDO SANTANNA. ALTERNATE | Management | For | For | For | |||||||
| 8.6 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. FERNANDO LUIZ AGUIAR FILHO, PRINCIPAL. SUSANA AMARAL SILVEIRA CHULAM, ALTERNATE | Management | For | For | For | |||||||
| 8.7 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. HENRIQUE SUTTON DE SOUSA NEVES, PRINCIPAL. ROSA EVANGELINA PENIDO DALLA VECCHIA, ALTERNATE | Management | For | For | For | |||||||
| 8.8 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. FLAVIO MENDES AIDAR, PRINCIPAL. LIVIO HAGIME KUZE, ALTERNATE | Management | For | For | For | |||||||
| 8.9 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. RENATO TORRES DE FARIA, PRINCIPAL. PAULO MARCIO DE OLIVEIRA MONTEIRO, ALTERNATE | Management | For | For | For | |||||||
| 8.10 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. LUIZ ALBERTO COLONNA ROSMAN, INDEPENDENT | Management | For | For | For | |||||||
| 8.11 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. WILSON NELIO BRUMER, INDEPENDENT | Management | For | For | For | |||||||
| 8.12 | LIST OF ALL THE CANDIDATES TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. LEONARDO PORCIUNCULA GOMES PEREIRA, INDEPENDENT | Management | For | For | For | |||||||
| 9 | IN CASE YOU LEFT THE RESOLUTIONS 6, 7 E 8 IN BLANK AND IF YOU ARE UNINTERRUPTED HOLDER OF THE SHARES WITH WHICH IT VOTES DURING THE THREE MONTHS IMMEDIATELY PRECEDING THE SHAREHOLDERS MEETING, DO YOU REQUEST THE ADOPTION OF THE SEPARATE ELECTION OF A MEMBER TO THE BOARD OF DIRECTORS, UNDER THE TERMS OF THE ARTICLE 141, PARAGRAPH 4, ITEM ONE OF BRAZILIAN CORPORATE LAW. IN CASE YOU CHOOSE NO, OR, ABSTAIN, YOUR SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF SEPARATE VOTING OF A BOARD OF DIRECTORS MEMBER | Management | For | For | For | |||||||
| 10 | ELECTION OF THE PRESIDENT CHAIRMAN AND VICE PRESIDENT OF THE BOARD OF DIRECTORS, ACCORDING TO THE MANAGEMENT PROPOSAL, MRS. ANA MARIA MARCONDES PENIDO SANTANNA AS CHAIRMAN AND MR. RICARDO COUTINHO DE SENA AS VICE PRESIDENT | Management | For | For | For | |||||||
| 11 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,044 OF 1976 | Management | For | For | For | |||||||
| 12 | IF THE FISCAL COUNCIL IS TO BE INSTALLED, ESTABLISH ITS INTERNAL REGULATIONS, AS PROPOSED BY THE ADMINISTRATION | Management | For | For | For | |||||||
| 13.1 | FISCAL COUNCIL ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 3. FISCAL COUNCIL CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. BRUNO GONCALVES SIQUEIRA, PRINCIPAL. FERNANDO SANTOS SALLES, ALTERNATE | Management | For | For | For | |||||||
| 13.2 | FISCAL COUNCIL ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 3. FISCAL COUNCIL CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. PIEDADE MOTA DA FONSECA, PRINCIPAL. ERALDO SOARES PECANHA, ALTERNATE | Management | For | For | For | |||||||
| 13.3 | FISCAL COUNCIL ELECTION BY CANDIDATE. POSITIONS LIMIT TO BE COMPLETED 3. FISCAL COUNCIL CANDIDATES INDICATION THE SHAREHOLDER MAY INDICATE CANDIDATES ACCORDING TO NUMBER OF SEATS TO BE FILLED IN THE GENERAL ELECTION. ADALGISO FRAGOSO FARIA, PRINCIPAL. LUCIANO MESTRICH MOTTA, ALTERNATE | Management | For | For | For | |||||||
| 14 | RESOLVE THE ANNUAL AND GLOBAL MANAGEMENT COMPENSATION FOR THE 2018 FISCAL YEAR, IN THE AMOUNT OF UP TO SEVENTY ONE MILLION, ONE HUNDRED THOUSAND REAIS, BRL 71,100,000.00, IN CASE OF THE COMPLETE ACHIEVEMENTS OF THE ESTABLISHED PERFORMANCE TARGETS 100 PERCENTAGE, AND CAN REACH UP TO EIGHTY TWO MILLION REAIS BRL 82,000,000.00, IF THE ACHIEVEMENT OF THE ESTABLISHED PERFORMANCE TARGETS EXCEEDS TWO HUNDRED PERCENT 200 PERCENTAGE, INCLUDING SALARY, BENEFITS, VARIABLE REMUNERATION AND CONTRIBUTION TO SOCIAL SECURITY, RECOGNIZED IN THE COMPANY'S RESULTS, BEING THE RESPONSIBILITY OF THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THE INDIVIDUAL AMOUNT AND, AS THE CASE MAY BE, THE GRANTING OF REPRESENTATION FUNDS AND, OR BENEFITS OF ANY KIND, PURSUANT TO ARTICLE 152 OF THE BRAZILIAN CORPORATE LAW | Management | For | For | For | |||||||
| 15 | DELIBERATE THE REMUNERATION OF THE FISCAL COUNCIL MEMBERS, PROVIDED FOR IN PARAGRAPH 3 OF ARTICLE 162 OF THE BRAZILIAN CORPORATION LAW, CORRESPONDING TO 10 TEN PERCENT OF THE AVERAGE REMUNERATION OF COMPANY DIRECTOR NOT INCLUDING BENEFITS, REPRESENTATION FEES AND PARTICIPATION IN PROFITS | Management | For | For | For | |||||||
| VF CORPORATION | ||||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VFC | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US9182041080 | Agenda | 934736072 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard T. Carucci | For | For | For | ||||||||
| 2 | Juliana L. Chugg | For | For | For | ||||||||
| 3 | Benno Dorer | For | For | For | ||||||||
| 4 | Mark S. Hoplamazian | Withheld | For | Against | ||||||||
| 5 | Laura W. Lang | For | For | For | ||||||||
| 6 | W. Alan McCollough | For | For | For | ||||||||
| 7 | W. Rodney McMullen | Withheld | For | Against | ||||||||
| 8 | Clarence Otis, Jr. | For | For | For | ||||||||
| 9 | Steven E. Rendle | For | For | For | ||||||||
| 10 | Carol L. Roberts | For | For | For | ||||||||
| 11 | Matthew J. Shattock | For | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2018 transition period and for the 2019 fiscal year. | Management | For | For | For | |||||||
| HP INC. | ||||||||||||
| Security | 40434L105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HPQ | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US40434L1052 | Agenda | 934737909 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1A. | Election of Director: Aida M. Alvarez | Management | For | For | For | |||||||
| 1B. | Election of Director: Shumeet Banerji | Management | For | For | For | |||||||
| 1C. | Election of Director: Robert R. Bennett | Management | For | For | For | |||||||
| 1D. | Election of Director: Charles V. Bergh | Management | For | For | For | |||||||
| 1E. | Election of Director: Stacy Brown-Philpot | Management | For | For | For | |||||||
| 1F. | Election of Director: Stephanie A. Burns | Management | For | For | For | |||||||
| 1G. | Election of Director: Mary Anne Citrino | Management | For | For | For | |||||||
| 1H. | Election of Director: Stacey Mobley | Management | For | For | For | |||||||
| 1I. | Election of Director: Subra Suresh | Management | For | For | For | |||||||
| 1J. | Election of Director: Dion J. Weisler | Management | For | For | For | |||||||
| 2. | To ratify the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2018 | Management | For | For | For | |||||||
| 3. | To approve, on an advisory basis, the company's executive compensation | Management | For | For | For | |||||||
| 4. | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting | Shareholder | Against | Against | For | |||||||
| GLAXOSMITHKLINE PLC | ||||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GSK | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US37733W1053 | Agenda | 934763740 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | To receive and adopt the 2017 Annual Report | Management | For | For | For | |||||||
| 2. | To approve the Annual report on remuneration | Management | For | For | For | |||||||
| 3. | To elect Dr Hal Barron as a Director | Management | For | For | For | |||||||
| 4. | To elect Dr Laurie Glimcher as a Director | Management | For | For | For | |||||||
| 5. | To re-elect Philip Hampton as a Director | Management | For | For | For | |||||||
| 6. | To re-elect Emma Walmsley as a Director | Management | For | For | For | |||||||
| 7. | To re-elect Vindi Banga as a Director | Management | For | For | For | |||||||
| 8. | To re-elect Dr Vivienne Cox as a Director | Management | For | For | For | |||||||
| 9. | To re-elect Simon Dingemans as a Director | Management | For | For | For | |||||||
| 10. | To re-elect Lynn Elsenhans as a Director | Management | For | For | For | |||||||
| 11. | To re-elect Dr Jesse Goodman as a Director | Management | For | For | For | |||||||
| 12. | To re-elect Judy Lewent as a Director | Management | For | For | For | |||||||
| 13. | To re-elect Urs Rohner as a Director | Management | For | For | For | |||||||
| 14. | To appoint auditors | Management | For | For | For | |||||||
| 15. | To determine remuneration of auditors | Management | For | For | For | |||||||
| 16. | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | Management | Against | For | Against | |||||||
| 17. | To authorise allotment of shares | Management | For | For | For | |||||||
| 18. | To disapply pre-emption rights - general power (special resolution) | Management | For | For | For | |||||||
| 19. | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | For | For | For | |||||||
| 20. | To authorise the company to purchase its own shares (special resolution) | Management | For | For | For | |||||||
| 21. | To authorise exemption from statement of name of senior statutory auditor | Management | Against | For | Against | |||||||
| 22. | To authorise reduced notice of a general meeting other than an AGM (special resolution) | Management | Against | For | Against | |||||||
| 23. | To approve adoption of new Articles of Association (special resolution) | Management | For | For | For | |||||||
| GLAXOSMITHKLINE PLC | ||||||||||||
| Security | 37733W105 | Meeting Type | Special | |||||||||
| Ticker Symbol | GSK | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US37733W1053 | Agenda | 934794517 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | To approve the buyout of Novartis' interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority | Management | For | For | For | |||||||
| ORANGE | ||||||||||||
| Security | 684060106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORAN | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US6840601065 | Agenda | 934786471 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 3. | Allocation of income for the fiscal year ended December 31, 2017, as stated in the Company's annual financial statements | Management | For | For | For | |||||||
| 4. | Agreements provided for in Article L. 225- 38 of the French Commercial Code | Management | For | For | For | |||||||
| 5. | Renewal of the term of office of a director - Mr. Stephane Richard, Chairman and Chief Executive Officer | Management | For | For | For | |||||||
| 6. | Ratification of a director's appointment - Mrs. Christel Heydemann | Management | For | For | For | |||||||
| 7. | Election of Mr. Luc Marino as director representing the employee shareholders | Management | For | For | For | |||||||
| 8. | Election of Mr. Babacar Sarr as director representing the employee shareholders | Management | For | For | For | |||||||
| 9. | Election of Mrs. Marie Russo as director representing the employee shareholders | Management | For | For | For | |||||||
| 10. | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2017 to Mr. Stephane Richard, Chairman and Chief Executive Officer | Management | For | For | For | |||||||
| 11. | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2017 to Mr. Ramon Fernandez, Chief Executive Officer Delegate | Management | For | For | For | |||||||
| 12. | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2017 to Mr. Pierre Louette, Chief Executive Officer Delegate | Management | For | For | For | |||||||
| 13. | Approval of the compensation items paid or allocated for the fiscal year ended December 31, 2017 to Mr. Gervais Pellissier, Chief Executive Officer Delegate | Management | For | For | For | |||||||
| 14. | Approval of the principles and criteria for determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the Chairman and CEO | Management | For | For | For | |||||||
| 15. | Approval of the principles and criteria for determining, apportioning and allocating the fixed, variable and exceptional items comprising total compensation and all benefits in kind allocated to the CEO Delegates | Management | For | For | For | |||||||
| 16. | Authorization to be granted to the Board of Directors to purchase or transfer shares in the Company | Management | For | For | For | |||||||
| 17. | Authorization given to the Board of Directors to allocate Company's shares for free to Corporate Officers and certain Orange group employees | Management | For | For | For | |||||||
| 18. | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights | Management | For | For | For | |||||||
| 19. | Authorization to the Board of Directors to reduce the capital through the cancellation of shares | Management | For | For | For | |||||||
| 20 | Amendment to Article 13 of the Bylaws - Director representing the employee shareholders | Management | For | For | For | |||||||
| 21. | Power for formalities | Management | For | For | For | |||||||
| A. | Amendment to the third resolution - Allocation of income for the fiscal year ended December 31, 2017, as stated in the annual financial statements (ordinary) | Shareholder | For | Against | Against | |||||||
| B. | Option for the payment in shares of the balance of the dividend to be paid (ordinary) | Shareholder | For | Against | Against | |||||||
| C. | Authorization to the Board of Directors, if the payment of an interim dividend is confirmed for distribution, to propose to the shareholders an option between a payment in cash or in shares for the whole dividend (ordinary) | Shareholder | For | Against | Against | |||||||
| D. | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary) | Shareholder | Against | Against | For | |||||||
| E. | Amendments or new resolutions proposed at the Meeting. If you cast your vote in favor of resolution E, you are giving discretion to the Chairman of the Meeting to vote for or against any amendments or new resolutions that may be proposed | Shareholder | For | Take No Action | ||||||||
| NATIONAL OILWELL VARCO, INC. | ||||||||||||
| Security | 637071101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOV | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US6370711011 | Agenda | 934762091 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1A. | Election of Director: Clay C. Williams | Management | For | For | For | |||||||
| 1B. | Election of Director: Greg L. Armstrong | Management | For | For | For | |||||||
| 1C. | Election of Director: Marcela E. Donadio | Management | For | For | For | |||||||
| 1D. | Election of Director: Ben A. Guill | Management | For | For | For | |||||||
| 1E. | Election of Director: James T. Hackett | Management | For | For | For | |||||||
| 1F. | Election of Director: David D. Harrison | Management | For | For | For | |||||||
| 1G. | Election of Director: Eric L. Mattson | Management | For | For | For | |||||||
| 1H. | Election of Director: Melody B. Meyer | Management | For | For | For | |||||||
| 1I. | Election of Director: William R. Thomas | Management | Against | For | Against | |||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | For | |||||||
| 3. | Approve, by non-binding vote, the compensation of our named executive officers. | Management | For | For | For | |||||||
| 4. | Approve the National Oilwell Varco, Inc. 2018 Long-Term Incentive Plan. | Management | Against | For | Against | |||||||
| STATOIL ASA | ||||||||||||
| Security | 85771P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STO | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US85771P1021 | Agenda | 934803479 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 3 | Election of chair for the meeting | Management | For | For | For | |||||||
| 4 | Approval of the notice and the agenda | Management | For | For | For | |||||||
| 5 | Election of two persons to co-sign the minutes together with the chair of the meeting | Management | For | For | For | |||||||
| 6 | Approval of the annual report and accounts for Statoil ASA and the Statoil group for 2017, including the board of directors' proposal for distribution of fourth quarter 2017 dividend | Management | For | For | For | |||||||
| 7 | Authorisation to distribute dividend based on approved annual accounts for 2017 | Management | For | For | For | |||||||
| 8 | Proposal from the board of directors to change the company name to Equinor ASA | Management | Against | For | Against | |||||||
| 9 | Proposal from shareholder regarding business transformation from producing energy from fossil sources to renewable energy | Shareholder | Against | Against | For | |||||||
| 10 | Proposal from shareholder to abstain from exploration drilling in the Barents Sea | Shareholder | Against | Against | For | |||||||
| 11 | The board of directors' report on Corporate Governance | Management | For | For | For | |||||||
| 12a | Advisory vote related to the board of directors' declaration on stipulation of salary and other remuneration for executive management | Management | For | For | For | |||||||
| 12b | Approval of the board of directors' proposal related to remuneration linked to the development of the company's share price | Management | For | For | For | |||||||
| 13 | Approval of remuneration for the company's external auditor for 2017 | Management | For | For | For | |||||||
| 14a | The nomination committee's joint proposal or (individual voting) | Management | For | For | For | |||||||
| 14b | Election of member to the corporate assembly: Member Tone Lunde Bakker (re- election, nominated as chair) | Management | For | For | For | |||||||
| 14c | Election of member to the corporate assembly: Member Nils Bastiansen (re- election, nominated as deputy chair) | Management | For | For | For | |||||||
| 14d | Election of member to the corporate assembly: Member Greger Mannsverk (re- election) | Management | For | For | For | |||||||
| 14e | Election of member to the corporate assembly: Member Ingvald Strommen (re- election) | Management | For | For | For | |||||||
| 14f | Election of member to the corporate assembly: Member Rune Bjerke (re- election) | Management | For | For | For | |||||||
| 14g | Election of member to the corporate assembly: Member Siri Kalvig (re-election) | Management | For | For | For | |||||||
| 14h | Election of member to the corporate assembly: Member Terje Venold (re- election) | Management | For | For | For | |||||||
| 14i | Election of member to the corporate assembly: Member Kjersti Kleven (re- election) | Management | For | For | For | |||||||
| 14j | Election of member to the corporate assembly: Member Birgitte Ringstad Vartdal (re-election) | Management | For | For | For | |||||||
| 14k | Election of member to the corporate assembly: Member Jarle Roth (re-election) | Management | For | For | For | |||||||
| 14l | Election of member to the corporate assembly: Member Finn Kinserdal (new election) | Management | For | For | For | |||||||
| 14m | Member Kari Skeidsvoll Moe (new election, former 4. deputy member) | Management | For | For | For | |||||||
| 14n | deputy member: Kjerstin Fyllingen (re- election) | Management | For | For | For | |||||||
| 14o | deputy member: Nina Kivijervi Jonassen (re-election) | Management | For | For | For | |||||||
| 14p | deputy member: Marit Hansen (new election) | Management | For | For | For | |||||||
| 14q | deputy member: Martin Wien Fjell (new election) | Management | For | For | For | |||||||
| 15 | Determination of remuneration for the corporate assembly members | Management | For | For | For | |||||||
| 16a | The nomination committee's joint proposal or (individual voting) | Management | For | For | For | |||||||
| 16b | Election of member to the nomination committee: Chair Tone Lunde Bakker (re- election as chair) | Management | For | For | For | |||||||
| 16c | Election of member to the nomination committee: Member Elisabeth Berge with personal deputy member Bjorn Stale Haavik (re-election) | Management | For | For | For | |||||||
| 16d | Election of member to the nomination committee: Member Jarle Roth (re-election) | Management | For | For | For | |||||||
| 16e | Election of member to the nomination committee: Member Berit L. Henriksen (new election) | Management | For | For | For | |||||||
| 17 | Determination of remuneration for the nomination committee members | Management | For | For | For | |||||||
| 18 | Authorisation to acquire Statoil ASA shares in the market to continue operation of the share savings plan for employees | Management | For | For | For | |||||||
| 19 | Authorisation to acquire Statoil ASA shares in the market for subsequent annulment | Management | For | For | For | |||||||
| 20 | Marketing Instructions for Statoil ASA - adjustments | Management | For | For | For | |||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||
| Security | 780259206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RDSA | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US7802592060 | Agenda | 934799199 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Receipt of Annual Report & Accounts | Management | For | For | For | |||||||
| 2. | Approval of Directors' Remuneration Report | Management | For | For | For | |||||||
| 3. | Appointment of Ann Godbehere as a Director of the Company | Management | For | For | For | |||||||
| 4. | Reappointment of Director: Ben van Beurden | Management | For | For | For | |||||||
| 5. | Reappointment of Director: Euleen Goh | Management | For | For | For | |||||||
| 6. | Reappointment of Director: Charles O. Holliday | Management | For | For | For | |||||||
| 7. | Reappointment of Director: Catherine Hughes | Management | For | For | For | |||||||
| 8. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | For | |||||||
| 9. | Reappointment of Director: Roberto Setubal | Management | For | For | For | |||||||
| 10. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | For | |||||||
| 11. | Reappointment of Director: Linda G. Stuntz | Management | For | For | For | |||||||
| 12. | Reappointment of Director: Jessica Uhl | Management | For | For | For | |||||||
| 13. | Reappointment of Director: Gerrit Zalm | Management | For | For | For | |||||||
| 14. | Reappointment of Auditors | Management | For | For | For | |||||||
| 15. | Remuneration of Auditors | Management | For | For | For | |||||||
| 16. | Authority to allot shares | Management | For | For | For | |||||||
| 17. | Disapplication of pre-emption rights | Management | For | For | For | |||||||
| 18. | Authority to purchase own shares | Management | For | For | For | |||||||
| 19. | Shareholder resolution | Shareholder | Against | Against | For | |||||||
| GOODRICH PETROLEUM CORPORATION | ||||||||||||
| Security | 382410843 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GDP | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US3824108431 | Agenda | 934794961 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ronald F. Coleman | For | For | For | ||||||||
| 2 | K. Adam Leight | For | For | For | ||||||||
| 3 | Thomas M. Souers | For | For | For | ||||||||
| 2. | Ratify the selection of Moss Adams LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2018. | Management | For | For | For | |||||||
| 3. | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | For | For | For | |||||||
| 4. | This proposal has been removed from the agenda. | Management | For | Take No Action | ||||||||
| CNOOC LIMITED | ||||||||||||
| Security | 126132109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CEO | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US1261321095 | Agenda | 934822924 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| A1. | To receive and consider the audited financial statements together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2017. | Management | For | For | For | |||||||
| A2. | To declare a final dividend for the year ended 31 December 2017. | Management | For | For | For | |||||||
| A3. | To re-elect Mr. Yuan Guangyu as an Executive Director of the Company. | Management | For | For | For | |||||||
| A4. | To re-elect Mr. Yang Hua as a Non- executive Director of the Company. | Management | For | For | For | |||||||
| A5. | To re-elect Mr. Wang Dongjin as a Non- executive Director of the Company. | Management | For | For | For | |||||||
| A6. | To re-elect Mr. Tse Hau Yin, Aloysius who has served the Company for more than nine years, as an Independent Non-executive Director of the Company. | Management | For | For | For | |||||||
| A7. | To authorise the Board of Directors to fix the remuneration of each of the Directors. | Management | For | For | For | |||||||
| A8. | To re-appoint Deloitte Touche Tohmatsu as the independent auditors of the Company and its subsidiaries, and to authorise the Board of Directors to fix their remuneration. | Management | For | For | For | |||||||
| B1. | To grant a general mandate to the Directors to buy back shares in the capital of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||
| B2. | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company which would or might require the exercise of such power, which shall not exceed 20% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||
| B3. | To extend the general mandate granted to the Directors to issue, allot and deal with additional shares of the Company and to make or grant offers, agreements, options and similar rights to subscribe for or convert any security into shares in the Company by the aggregate number of shares bought back, which shall not exceed 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Management | For | For | For | |||||||
| TOTAL S.A. | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOT | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US89151E1091 | Agenda | 934820083 – Management | |||||||||
| Item | Proposal | Proposed by | Vote | Management Recomendation | For/Against Management | |||||||
| 1. | Approval of the Company's financial statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 2. | Approval of the Consolidated Financial Statements for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 3. | Allocation of earnings, declaration of dividend and option for payment of the dividend balance in shares for the fiscal year ended December 31, 2017 | Management | For | For | For | |||||||
| 4. | Option for the payment of interim dividends for the fiscal year ended December 31, 2018 in shares - Delegation of powers to the Board of Directors | Management | For | For | For | |||||||
| 5. | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company | Management | For | For | For | |||||||
| 6. | Renewal of the appointment of Mr. Patrick Pouyanne as a director | Management | For | For | For | |||||||
| 7. | Renewal of the appointment of Mr. Patrick Artus as a director | Management | For | For | For | |||||||
| 8. | Renewal of the appointment of Ms. Anne- Marie Idrac as a director | Management | For | For | For | |||||||
| 9. | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code to M. Patrick Pouyanne | Management | For | For | For | |||||||
| 10. | Commitments covered by Article L. 225-42- 1 of the French Commercial Code | Management | For | For | For | |||||||
| 11. | Approval of the fixed, variable and extraordinary components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year 2017 | Management | For | For | For | |||||||
| 12. | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer | Management | For | For | For | |||||||
| 13. | Delegation of authority granted to the Board of Directors, for a 26-month period, to increase the share capital with shareholders' pre-emptive subscription right, either through the issuance of common shares and/or any securities granting access to the Company's share capital, or by capitalizing premiums, reserves, surpluses or other | Management | For | For | For | |||||||
| 14. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the share capital by way of public offering by issuing common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 15. | Delegation of authority to the Board of Directors, for a 26- month period, to issue, by way of an offer referred to in Article L. 411-2 II of the French Monetary and Financial Code, new common shares and/or any securities granting access to the Company's share capital, without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 16. | Delegation of authority to the Board of Directors, for a 26- month period, to increase the number of securities to be issued in the case of a share capital increase without shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 17. | Delegation of powers to the Board of Directors, for a 26-month period, to increase the share capital by issuing common shares and/or any securities granting access to the Company's share capital, in consideration for contributions in kind to the benefit of the Company without shareholders' preemptive subscription right | Management | For | For | For | |||||||
| 18. | Delegation of authority to the Board of Directors, for a 26- month period, to proceed with share capital increases, under the conditions provided by Articles L. 3332- 18 et seq. of the French Labor Code, without shareholders' pre-emptive subscription right, reserved for participants in a company or group savings plan | Management | For | For | For | |||||||
| 19. | Authorization to the Board of Directors, for a 38-month period, to grant Company shares (existing or to be issued) for the benefit of some or all Group employees and executive directors, which imply the waiver of the shareholders' pre-emptive subscription right | Management | For | For | For | |||||||
| 20. | The Company has also received from the Central Works Council of UES Amont - Global Services - Holding of TOTAL - 2 place Jean Millier - La Defense 6 - 92078 La Defense cedex - France, a proposed resolution for the purpose of amending the bylaws regarding a new procedure for selecting the employee shareholder Director with a view to improving his or her representativeness and independence. (Please refer to resolution A in the Notice of Meeting. This resolution has not been approved by the Board.) | Management | For | Take No Action | ||||||||
Saturna Investment Trust, Saturna Sustainable Equity Fund (SEEFX) |
||||||||||||||
| JOHNSON MATTHEY PLC | ||||||||||||||
| Security | G51604166 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jul-2017 | ||||||||||||
| ISIN | GB00BZ4BQC70 | Agenda | 708313236 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2017 | Management | For | For | For | |||||||||
| 2 | TO APPROVE THE DIRECTORS'REMUNERATION REPORT, OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY, FOR THE YEAR ENDED 31ST MARCH 2017 | Management | For | For | For | |||||||||
| 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For | |||||||||
| 4 | TO DECLARE A FINAL DIVIDEND OF 54.5 PENCE PER SHARE ON THE ORDINARY SHARES | Management | For | For | For | |||||||||
| 5 | TO ELECT MRS AO MANZ AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 6 | TO ELECT DR JV GRIFFITHS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 7 | TO RE-ELECT MR TEP STEVENSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 8 | TO RE-ELECT MS O DESFORGES AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 9 | TO RE-ELECT MR AM FERGUSON AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 10 | TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 11 | TO RE-ELECT MR CS MATTHEWS AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 12 | TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 13 | TO RE-ELECT MR JF WALKER AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 14 | TO RE-APPOINT KPMG LLP AS AUDITOR FOR THE FORTHCOMING YEAR | Management | For | For | For | |||||||||
| 15 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||||||||
| 16 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS | Management | For | For | For | |||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||
| 18 | TO APPROVE THE RULES OF THE JOHNSON MATTHEY PERFORMANCE SHARE PLAN | Management | For | For | For | |||||||||
| 19 | TO APPROVE THE RULES OF THE JOHNSON MATTHEY RESTRICTED SHARE PLAN | Management | For | For | For | |||||||||
| 20 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES | Management | For | For | For | |||||||||
| 21 | TO DISAPPLY THE STATUTORY PRE- EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | For | |||||||||
| 22 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | For | |||||||||
| 23 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | For | |||||||||
| HARTALEGA HOLDINGS BERHAD | ||||||||||||||
| Security | Y31139101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Aug-2017 | ||||||||||||
| ISIN | MYL5168OO009 | Agenda | 708429736 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND OF 2.5 SEN PER SHARE SINGLE TIER FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2017 | Management | For | For | For | |||||||||
| 2 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES TOTALLING RM576,000 FOR THE FINANCIAL YEAR ENDED 31ST MARCH 2017 | Management | For | For | For | |||||||||
| 3 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 91 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR. KUAN KAM HON @ KWAN KAM ONN | Management | For | For | For | |||||||||
| 4 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 96 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: TAN SRI DATUK DR REBECCA FATIMA STA. MARIA | Management | For | For | For | |||||||||
| 5 | TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING IN ACCORDANCE WITH ARTICLE 96 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: DATUK SERI NURMALA BINTI ABD RAHIM | Management | For | For | For | |||||||||
| 6 | TO RE-APPOINT THE FOLLOWING DIRECTOR RETIRING UNDER THE RESOLUTION PASSED AT THE LAST ANNUAL GENERAL MEETING HELD ON 23 AUGUST 2016 PURSUANT TO SECTION 129 OF THE COMPANIES ACT 1965 (WHICH WAS THEN IN FORCE), TO CONTINUE TO ACT AS DIRECTOR OF THE COMPANY FROM THE DATE OF THIS ANNUAL GENERAL MEETING: DATO' TAN GUAN CHEONG | Management | For | For | For | |||||||||
| 7 | TO RE-APPOINT MESSRS DELOITTE PLT (LLP0010145-LCA) (AF0080) AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||
| 8 | AUTHORITY TO ALLOT AND ISSUE SHARES PURSUANT TO SECTION 75 & 76 OF THE COMPANIES ACT 2016 | Management | For | For | For | |||||||||
| 9 | PROPOSED RENEWAL OF AUTHORITY FOR PURCHASE OF OWN SHARES BY THE COMPANY | Management | For | For | For | |||||||||
| ASHMORE GROUP PLC | ||||||||||||||
| Security | G0609C101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Oct-2017 | ||||||||||||
| ISIN | GB00B132NW22 | Agenda | 708548358 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE AND ADOPT THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2017 | Management | For | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 30 JUNE 2017 OF 12.1 PENCE PER ORDINARY SHARE | Management | For | For | For | |||||||||
| 3 | TO RE-ELECT MARK COOMBS AS A DIRECTOR | Management | For | For | For | |||||||||
| 4 | TO RE-ELECT TOM SHIPPEY AS A DIRECTOR | Management | For | For | For | |||||||||
| 5 | TO RE-ELECT PETER GIBBS AS A DIRECTOR | Management | For | For | For | |||||||||
| 6 | TO RE-ELECT SIMON FRASER AS A DIRECTOR | Management | For | For | For | |||||||||
| 7 | TO RE-ELECT DAME ANNE PRINGLE AS A DIRECTOR | Management | For | For | For | |||||||||
| 8 | TO RE-ELECT DAVID BENNETT AS A DIRECTOR | Management | For | For | For | |||||||||
| 9 | TO RE-ELECT CLIVE ADAMSON AS A DIRECTOR | Management | For | For | For | |||||||||
| 10 | TO APPROVE THE REMUNERATION POLICY SET OUT IN THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2017 | Management | For | For | For | |||||||||
| 11 | TO APPROVE THE REMUNERATION REPORT SET OUT IN THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2017 | Management | For | For | For | |||||||||
| 12 | TO RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | For | |||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | For | |||||||||
| 14 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | For | |||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | |||||||||
| 16 | TO AUTHORISE THE DIS-APPLICATION OF PRE-EMPTION RIGHTS UP TO 35,368,623 SHARES | Management | For | For | For | |||||||||
| 17 | TO AUTHORISE THE DIS-APPLICATION OF PRE-EMPTION RIGHTS UP TO A FURTHER 35,368,623 SHARES | Management | For | For | For | |||||||||
| 18 | TO AUTHORISE MARKET PURCHASES OF SHARES | Management | For | For | For | |||||||||
| 19 | TO APPROVE THE RENEWAL OF THE WAIVER OF THE OBLIGATION UNDER RULE 9 OF THE TAKEOVER CODE | Management | For | For | For | |||||||||
| 20 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING | Management | For | For | For | |||||||||
| RAMSAY HEALTH CARE LTD, SYDNEY NSW | ||||||||||||||
| Security | Q7982Y104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Nov-2017 | ||||||||||||
| ISIN | AU000000RHC8 | Agenda | 708620376 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 2 | TO ADOPT THE REMUNERATION REPORT | Management | For | For | For | |||||||||
| 3.1 | TO RE-ELECT MR MICHAEL STANLEY SIDDLE AS A NON-EXECUTIVE DIRECTOR | Management | Against | For | Against | |||||||||
| 3.2 | TO RE-ELECT MR RODERICK HAMILTON MCGEOCH AO AS A NON-EXECUTIVE DIRECTOR | Management | Against | For | Against | |||||||||
| 3.3 | TO ELECT MR CRAIG RALPH MCNALLY AS MANAGING DIRECTOR | Management | For | For | For | |||||||||
| 4.1 | TO APPROVE THE GRANT OF PERFORMANCE RIGHTS TO EXECUTIVE DIRECTOR - MR CRAIG RALPH MCNALLY | Management | For | For | For | |||||||||
| 4.2 | TO APPROVE THE GRANT OF PERFORMANCE RIGHTS TO EXECUTIVE DIRECTOR - MR BRUCE ROGER SODEN | Management | For | For | For | |||||||||
| 5 | TO ADOPT THE NEW CONSTITUTION | Management | For | For | For | |||||||||
| SIEMENS AG, MUENCHEN | ||||||||||||||
| Security | 826197501 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Jan-2018 | ||||||||||||
| ISIN | US8261975010 | Agenda | 708867443 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 2 | APPROPRIATION OF NET INCOME | Management | For | |||||||||||
| 3 | RATIFICATION OF THE ACTS OF THE MANAGING BOARD | Management | For | |||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | |||||||||||
| 5 | APPOINTMENT OF INDEPENDENT AUDITORS: ERNST YOUNG GMBH | Management | For | |||||||||||
| 6.A | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: DR. WERNER BRANDT | Management | For | |||||||||||
| 6.B | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN | Management | For | |||||||||||
| 6.C | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: BENOIT POTIER | Management | For | |||||||||||
| 6.D | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: DR.-ING. DR.- ING. E.H. NORBERT REITHOFER | Management | For | |||||||||||
| 6.E | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: DAME NEMAT TALAAT (MINOUCHE) SHAFIK | Management | For | |||||||||||
| 6.F | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: DR. PHIL. NATHALIE VON SIEMENS | Management | For | |||||||||||
| 6.G | ELECTION OF MEMBER OF THE SUPERVISORY BOARD: MATTHIAS ZACHERT | Management | For | |||||||||||
| 7 | MODERNIZATION AND FLEXIBILIZATION OF THE OBJECT OF THE COMPANY | Management | For | |||||||||||
| 8 | AMENDMENT OF ARTICLES OF ASSOCIATION RELATING TO ADMISSION TO AND VOTING AT SHAREHOLDERS' MEETING | Management | For | |||||||||||
| 9 | CONTROL AND PROFIT-AND-LOSS TRANSFER AGREEMENT WITH FLENDER GMBH | Management | For | |||||||||||
| 10.A | CONTROL AND PROFIT-AND-LOSS TRANSFER AGREEMENT WITH: KYROS 53 GMBH | Management | For | |||||||||||
| 10.B | CONTROL AND PROFIT-AND-LOSS TRANSFER AGREEMENT WITH: KYROS 54 GMBH | Management | For | |||||||||||
| APPLE INC. | ||||||||||||||
| Security | 037833100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Feb-2018 | ||||||||||||
| ISIN | US0378331005 | Agenda | 708856604 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1.A | ELECTION OF DIRECTOR: JAMES BELL | Management | For | |||||||||||
| 1.B | ELECTION OF DIRECTOR: TIM COOK | Management | For | |||||||||||
| 1.C | ELECTION OF DIRECTOR: AL GORE | Management | For | |||||||||||
| 1.D | ELECTION OF DIRECTOR: BOB IGER | Management | For | |||||||||||
| 1.E | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | |||||||||||
| 1.F | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | |||||||||||
| 1.G | ELECTION OF DIRECTOR: RON SUGAR | Management | For | |||||||||||
| 1.H | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | |||||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | Management | For | |||||||||||
| 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | |||||||||||
| 4 | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. NON-EMPLOYEE DIRECTOR STOCK PLAN | Management | For | |||||||||||
| 5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS" | Shareholder | Against | |||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS COMMITTEE" | Shareholder | Against | |||||||||||
| KIMBERLY CLARK DE MEXICO S A BDE C V | ||||||||||||||
| Security | P60694117 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 01-Mar-2018 | ||||||||||||
| ISIN | MXP606941179 | Agenda | 708976761 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| I | PRESENTATION AND, IF ANY, APPROVAL OF THE GENERAL DIRECTOR'S REPORT PREPARED-IN ACCORDANCE WITH ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES,-ACCOMPANIED BY THE REPORT OF THE EXTERNAL AUDITOR, REGARDING THE OPERATIONS-AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2017,-AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF SUCH-REPORT. PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT OF THE BOARD OF-DIRECTORS REFERRED TO IN ARTICLE 172, PARAGRAPH B) OF THE LEY GENERAL DE-SOCIEDADES MERCANTILES, WHICH CONTAINS THE MAIN ACCOUNTING AND INFORMATION- POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF FINANCIAL INFORMATION OF-THE COMPANY. PRESENTATION AND, IF ANY, APPROVAL OF THE FINANCIAL STATEMENTS-OF THE COMPANY AS OF DECEMBER 31, 2017, AND APPLICATION OF THE RESULTS FOR-THE YEAR. PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT WITH RESPECT TO-COMPLIANCE WITH THE TAX OBLIGATIONS BORNE BY THE COMPANY. PRESENTATION AND IF- ANY, APPROVAL OF THE ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY THE AUDIT-AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS | Non-Voting | ||||||||||||
| II | APPOINTMENT AND/OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS,-OWNERS AND ALTERNATES, AS WELL AS THE CHAIRMAN OF THE AUDIT AND CORPORATE-PRACTICES COMMITTEE AND SECRETARY OF THE BOARD OF | Non-Voting | ||||||||||||
| DIRECTORS. QUALIFICATION ON-THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, IN-ACCORDANCE WITH WHAT IS ESTABLISHED IN ARTICLE 26 OF THE LEY DEL MERCADO DE- VALORES. RESOLUTIONS | ||||||||||||||
| III | REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE DIFFERENT-COMMITTEES, OWNERS AND ALTERNATES, AS WELL AS TO THE SECRETARY OF THE BOARD-OF DIRECTORS OF THE COMPANY. RESOLUTIONS | Non-Voting | ||||||||||||
| IV | PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT OF THE BOARD OF DIRECTORS ON-THE COMPANY'S POLICIES REGARDING THE ACQUISITION OF OWN SHARES AND, WHERE-APPROPRIATE, THEIR PLACEMENT. RESOLUTIONS | Non-Voting | ||||||||||||
| V | PRESENTATION AND, IF ANY, APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS-TO PAY IN CASH, A DIVIDEND IN THE AMOUNT OF XN1.58 M.N.(ONE PESO 58/100- NATIONAL CURRENCY) PER SHARE, TO EACH OF THE COMMON SHARES, WITH NO PAR VALUE-AND OUTSTANDING SERIES .A. AND .B. SHARES. SUCH DIVIDEND WILL BE PAID IN 4-(FOUR) EXHIBITIONS OF MXN 0.395 M.N. PER SHARE, ON APRIL 5, JULY 5, OCTOBER 4-AND DECEMBER 6, 2015. RESOLUTIONS | Non-Voting | ||||||||||||
| VI | PROPOSAL OF RESOLUTIONS REGARDING TO THE MODIFICATIONS TO THE FIFTH ARTICLE-OF THE BYLAWS, IN EFFECT OF REFLECTING THE AMENDMENTS OF STOCK CAPITAL IN-ACCORDANCE WITH THE RESOLUTIONS ADOPTED BY THIS ASSEMBLY. RESOLUTIONS | Non-Voting | ||||||||||||
| VII | APPOINTMENT OF DELEGATES WHO FORMALIZE AND COMPLY WITH THE RESOLUTIONS-ADOPTED BY THE GENERAL ANNUAL ORDINARY AND EXTRAORDINARY ASSEMBLY OF- SHAREHOLDERS | Non-Voting | ||||||||||||
| HARTALEGA HOLDINGS BERHAD | ||||||||||||||
| Security | Y31139101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Mar-2018 | ||||||||||||
| ISIN | MYL5168OO009 | Agenda | 708991066 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | PROPOSED BONUS ISSUE OF UP TO 1,714,282,414 NEW ORDINARY SHARES IN HARTALEGA ("HARTALEGA SHARES") ("BONUS SHARES") ON THE BASIS OF 1 BONUS SHARE FOR EVERY 1 EXISTING HARTALEGA SHARE HELD ON AN ENTITLEMENT DATE TO BE DETERMINED AND ANNOUNCED LATER ("ENTITLEMENT DATE") ("PROPOSED BONUS ISSUE") | Management | For | For | For | |||||||||
| SIEMENS GAMESA RENEWABLE ENERGY SA | ||||||||||||||
| Security | E8T87A100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2018 | ||||||||||||
| ISIN | ES0143416115 | Agenda | 709011528 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | For | For | For | |||||||||
| 2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | For | For | For | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD | Management | For | For | For | |||||||||
| 4 | APPROVE TREATMENT OF NET LOSS | Management | For | For | For | |||||||||
| 5 | RATIFY APPOINTMENT OF AND ELECT ALBERTO ALONSO UREBA AS DIRECTOR | Management | For | For | For | |||||||||
| 6 | RENEW APPOINTMENT OF ERNST YOUNG AS AUDITOR | Management | For | For | For | |||||||||
| 7 | APPROVE RESTRICTED STOCK PLAN | Management | For | For | For | |||||||||
| 8 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | For | |||||||||
| 9 | ADVISORY VOTE ON REMUNERATION REPORT | Management | For | For | For | |||||||||
| 10 | SHAREHOLDER PROPOSALS SUBMITTED BY IBERDROLA PARTICIPACIONES SAU: APPROVE STRENGTHENING OF THE COMPANY'S CORPORATE GOVERNANCE REGARDING RELATED PARTY TRANSACTIONS FOR THE PROTECTION OF MINORITY SHAREHOLDERS AGAINST THE RISK MANAGEMENT BY THE MAJORITY SHAREHOLDER | Management | For | For | For | |||||||||
| 11 | SHAREHOLDER PROPOSALS SUBMITTED BY IBERDROLA PARTICIPACIONES SAU: APPROVE COMMITMENTS MADE IN CONNECTION WITH THE MAINTENANCE IN SPAIN OF THE REGISTERED OFFICE, THE OPERATIONAL HEADQUARTERS OF THE PARENT COMPANY OF THE GROUP AND THE HEADQUARTERS OF THE ONSHORE BUSINESS | Management | For | For | For | |||||||||
| VESTAS WIND SYSTEMS A/S | ||||||||||||||
| Security | K9773J128 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Apr-2018 | ||||||||||||
| ISIN | DK0010268606 | Agenda | 708998654 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | THE BOARD OF DIRECTORS REPORT | Non-Voting | ||||||||||||
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | For | For | For | |||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 9.23 PER SHARE | Management | For | For | For | |||||||||
| 4.1 | THE BOARD OF DIRECTORS PROPOSES THAT NINE MEMBERS ARE ELECTED TO THE BOARD OF DIRECTORS | Management | For | For | For | |||||||||
| 4.2.A | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: BERT NORDBERG | Management | For | For | For | |||||||||
| 4.2.B | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: CARSTEN BJERG | Management | For | For | For | |||||||||
| 4.2.C | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: EIJA PITKANEN | Management | For | For | For | |||||||||
| 4.2.D | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRIK ANDERSEN | Management | Against | For | Against | |||||||||
| 4.2.E | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: HENRY STENSON | Management | For | For | For | |||||||||
| 4.2.F | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LARS JOSEFSSON | Management | For | For | For | |||||||||
| 4.2.G | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: LYKKE FRIIS | Management | For | For | For | |||||||||
| 4.2.H | RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: TORBEN BALLEGAARD SORENSEN | Management | For | For | For | |||||||||
| 4.2.I | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: JENS HESSELBERG LUND | Management | Abstain | For | Against | |||||||||
| 5.1 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2017 | Management | For | For | For | |||||||||
| 5.2 | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2018 | Management | For | For | For | |||||||||
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | For | For | For | |||||||||
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S SHARE CAPITAL - AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION - THE COMPANY'S SHARE CAPITAL IS REDUCED FROM NOMINALLY DKK 215,496,947 TO NOMINALLY DKK 205,696,003 THROUGH CANCELLATION OF TREASURY SHARES | Management | For | For | For | |||||||||
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES - AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2019 | Management | For | For | For | |||||||||
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL - AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION - AUTHORISATIONS OF THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED THEY ARE VALID UNTIL 1 APRIL 2023 | Management | For | For | For | |||||||||
| 8 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | Management | For | For | For | |||||||||
| WOLTERS KLUWER N.V., ALPHEN AAN DEN RIJN | ||||||||||||||
| Security | ADPV09931 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2018 | ||||||||||||
| ISIN | NL0000395903 | Agenda | 709034300 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | OPENING | Non-Voting | ||||||||||||
| 2.A | 2017 ANNUAL REPORT: REPORT OF THE EXECUTIVE BOARD FOR 2017 | Non-Voting | ||||||||||||
| 2.B | 2017 ANNUAL REPORT: EXPLANATION CORPORATE GOVERNANCE | Non-Voting | ||||||||||||
| 2.C | 2017 ANNUAL REPORT: REPORT OF THE SUPERVISORY BOARD FOR 2017 | Non-Voting | ||||||||||||
| 2.D | 2017 ANNUAL REPORT: EXECUTION OF THE REMUNERATION POLICY IN 2017 | Non-Voting | ||||||||||||
| 3.A | 2017 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2017 AS INCLUDED IN THE ANNUAL REPORT FOR 2017 | Management | For | For | For | |||||||||
| 3.B | 2017 FINANCIAL STATEMENTS AND DIVIDEND: EXPLANATION OF DIVIDEND POLICY | Non-Voting | ||||||||||||
| 3.C | 2017 FINANCIAL STATEMENTS AND DIVIDEND: PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EUR 0.85 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EUR 0.65 PER ORDINARY SHARE | Management | For | For | For | |||||||||
| 4.A | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR RESPONSIBILITIES | Management | For | For | For | |||||||||
| 4.B | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR RESPONSIBILITIES | Management | For | For | For | |||||||||
| 5 | PROPOSAL TO AMEND THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | |||||||||
| 6.A | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD: TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | For | For | For | |||||||||
| 6.B | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD: TO RESTRICT OR EXCLUDE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | For | |||||||||
| 7 | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | For | |||||||||
| 8 | PROPOSAL TO CANCEL SHARES | Management | For | For | For | |||||||||
| 9 | PROPOSAL TO RE-APPOINT THE EXTERNAL AUDITOR FOR A TERM OF FOUR YEARS: DELOITTE | Management | For | For | For | |||||||||
| 10 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 11 | CLOSING | Non-Voting | ||||||||||||
| KONINKLIJKE DSM N.V. | ||||||||||||||
| Security | N5017D122 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-May-2018 | ||||||||||||
| ISIN | NL0000009827 | Agenda | 709138817 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||
| 2 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||
| 3 | DISCUSSION ON COMPANY'S CORPORATE GOVERNANCE STRUCTURE | Non-Voting | ||||||||||||
| 4 | DISCUSS REMUNERATION REPORT | Non-Voting | ||||||||||||
| 5 | ADOPT FINANCIAL STATEMENTS | Management | For | For | For | |||||||||
| 6.A | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6.B | APPROVE DIVIDENDS OF EUR 1.85 PER SHARE | Management | For | For | For | |||||||||
| 7.A | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | For | |||||||||
| 7.B | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | For | |||||||||
| 8 | REELECT GERALDINE MATCHETT TO MANAGEMENT BOARD | Management | For | For | For | |||||||||
| 9 | REELECT ROB ROUTS TO SUPERVISORY BOARD | Management | For | For | For | |||||||||
| 10 | RATIFY KPMG AS AUDITORS | Management | For | For | For | |||||||||
| 11.A | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF MERGER OR ACQUISITION | Management | For | For | For | |||||||||
| 11.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES UNDER ITEM 11.A | Management | For | For | For | |||||||||
| 12 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | |||||||||
| 13 | AUTHORIZE CANCELLATION OF REPURCHASED SHARES OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | |||||||||
| 14 | AMEND ARTICLES OF ASSOCIATION | Management | For | For | For | |||||||||
| 15 | OTHER BUSINESS | Non-Voting | ||||||||||||
| 16 | CLOSE MEETING | Non-Voting | ||||||||||||
| BIMB HOLDINGS BERHAD | ||||||||||||||
| Security | Y0888K105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-May-2018 | ||||||||||||
| ISIN | MYL5258OO008 | Agenda | 709448876 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RE-ELECT ENCIK MOHD TARMIDZI AHMAD NORDIN AS A DIRECTOR | Management | For | |||||||||||
| 2 | TO RE-ELECT PUAN NORAINI CHE DAN AS A DIRECTOR | Management | For | |||||||||||
| 3 | TO RE-ELECT YBHG. TAN SRI AMBRIN BUANG AS A DIRECTOR | Management | For | |||||||||||
| 4 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES AND BENEFITS AMOUNTING TO RM3,667,000 TO NON- EXECUTIVE DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | |||||||||||
| 5 | TO APPROVE THE DIRECTORS' FEES AND BENEFITS OF UP TO RM4,443,900 PAYABLE TO THE NON-EXECUTIVE DIRECTORS FROM 1 JANUARY 2018 UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | |||||||||||
| 6 | TO RE-APPOINT MESSRS. KPMG DESA MEGAT PLT AS THE EXTERNAL AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2018 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | |||||||||||
| 7 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management | For | |||||||||||
| 8 | PROPOSED RENEWAL OF THE AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY OF BHB FOR THE PURPOSE OF THE COMPANY'S DIVIDEND REINVESTMENT PLAN THAT PROVIDES THE SHAREHOLDERS OF BHB OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND IN NEW BHB SHARES | Management | For | |||||||||||
| CHINA MOBILE LIMITED | ||||||||||||||
| Security | Y14965100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-May-2018 | ||||||||||||
| ISIN | HK0941009539 | Agenda | 709261147 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||
| 3.I | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHANG BING | Management | For | For | For | |||||||||
| 3.II | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. LI YUE | Management | For | For | For | |||||||||
| 3.III | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA YUEJIA | Management | For | For | For | |||||||||
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | Management | For | For | For | |||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | For | For | For | |||||||||
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | For | For | For | |||||||||
| AIA GROUP LIMITED | ||||||||||||||
| Security | Y002A1105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2018 | ||||||||||||
| ISIN | HK0000069689 | Agenda | 709091413 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER 2017 | Management | For | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 74.38 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER 2017 | Management | For | |||||||||||
| 3 | TO RE-ELECT MR. NG KENG HOOI AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | |||||||||||
| 4 | TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | |||||||||||
| 5 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | |||||||||||
| 6 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | |||||||||||
| 7 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | |||||||||||
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | |||||||||||
| 9.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | |||||||||||
| 9.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | |||||||||||
| 9.C | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) | Management | For | |||||||||||
| AIA GROUP LIMITED | ||||||||||||||
| Security | Y002A1105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2018 | ||||||||||||
| ISIN | HK0000069689 | Agenda | 709091413 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER 2017 | Management | For | For | For | |||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 74.38 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER 2017 | Management | For | For | For | |||||||||
| 3 | TO RE-ELECT MR. NG KENG HOOI AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 4 | TO RE-ELECT MR. CESAR VELASQUEZ PURISIMA AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 5 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 6 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 7 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | For | For | For | |||||||||
| 8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | For | For | For | |||||||||
| 9.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | For | For | For | |||||||||
| 9.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | For | For | For | |||||||||
| 9.C | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) | Management | For | For | For | |||||||||
| VALEO SA | ||||||||||||||
| Security | F96221340 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 23-May-2018 | ||||||||||||
| ISIN | FR0013176526 | Agenda | 709146547 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 AND SETTING OF THE DIVIDEND | Management | For | For | For | |||||||||
| O.4 | APPROVAL OF THE AGREEMENTS AND COMMITMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||||||||
| O.5 | RATIFICATION OF THE CO-OPTATION OF MR. BRUNO BEZARD AS DIRECTOR, AS A REPLACEMENT FOR MR. JEROME CONTAMINE FOR THE REMAINDER OF HIS TERM OF OFFICE STILL TO RUN | Management | For | For | For | |||||||||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. BRUNO BEZARD AS DIRECTOR | Management | For | For | For | |||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. NOELLE LENOIR AS DIRECTOR | Management | For | For | For | |||||||||
| O.8 | APPOINTMENT OF MR. GILLES MICHEL AS DIRECTOR, AS A REPLACEMENT FOR MR. DANIEL CAMUS, WHOSE TERM OF OFFICE WILL EXPIRE BY THE END OF THE PRESENT GENERAL MEETING | Management | For | For | For | |||||||||
| O.9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 | Management | For | For | For | |||||||||
| O.10 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||||||||
| O.11 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | For | |||||||||
| E.12 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, ENTAILING A WAIVER, IPSO JURE, BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||||||||
| E.13 | POWERS FOR FORMALITIES | Management | For | For | For | |||||||||
| SAMSONITE INTERNATIONAL S.A, LUXEMBOURG | ||||||||||||||
| Security | L80308106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-Jun-2018 | ||||||||||||
| ISIN | LU0633102719 | Agenda | 709320092 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED STATUTORY ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | For | |||||||||
| 2 | TO APPROVE THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | For | |||||||||
| 3 | TO DECLARE A CASH DISTRIBUTION TO THE SHAREHOLDERS OF THE COMPANY IN AN AMOUNT OF ONE HUNDRED AND TEN MILLION UNITED STATES DOLLARS (USD 110,000,000.00) OUT OF THE COMPANY'S AD HOC DISTRIBUTABLE RESERVE | Management | For | For | For | |||||||||
| 4.A | TO RE-ELECT RAMESH DUNGARMAL TAINWALA AS AN EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 | Management | Against | For | Against | |||||||||
| 4.B | TO RE-ELECT JEROME SQUIRE GRIFFITH AS A NON-EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 | Management | Against | For | Against | |||||||||
| 4.C | TO RE-ELECT KEITH HAMILL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 | Management | Against | For | Against | |||||||||
| 5 | TO RENEW THE MANDATE GRANTED TO KPMG LUXEMBOURG TO ACT AS APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2018 | Management | Against | For | Against | |||||||||
| 6 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | For | |||||||||
| 7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | For | |||||||||
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | For | |||||||||
| 9 | TO GRANT A MANDATE TO THE DIRECTORS TO GRANT AWARDS OF RESTRICTED SHARE UNITS ("RSUS") PURSUANT TO THE SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON SEPTEMBER 14, 2012 (AS AMENDED) (THE "SHARE AWARD SCHEME") IN RESPECT OF A MAXIMUM OF 8,876,044 NEW SHARES DURING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF (A) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY, (B) THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY THE ARTICLES OF INCORPORATION OF THE COMPANY OR ANY APPLICABLE LAWS TO BE HELD AND (C) THE DATE ON WHICH THE AUTHORITY SET OUT IN THIS RESOLUTION IS REVOKED OR VARIED BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN | Management | For | For | For | |||||||||
| GENERAL MEETING (THE "RELEVANT PERIOD") AND TO ALLOT, ISSUE AND DEAL WITH SHARES UNDERLYING THE RSUS GRANTED PURSUANT TO THE SHARE AWARD SCHEME DURING THE RELEVANT PERIOD AS AND WHEN SUCH RSUS VEST | ||||||||||||||
| 10 | TO AMEND THE SHARE AWARD SCHEME, DETAILS OF THE AMENDMENTS BEING SET OUT IN THE ANNUAL GENERAL MEETING CIRCULAR | Management | For | For | For | |||||||||
| 11 | THAT SUBJECT TO THE PASSING OF THE RESOLUTION IN PARAGRAPH 9 ABOVE, (A) THE GRANT OF RSUS PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF AN AGGREGATE OF UP TO 2,545,590 SHARES TO MR. RAMESH DUNGARMAL TAINWALA IN ACCORDANCE WITH THE TERMS OF THE SHARE AWARD SCHEME, SUBJECT TO ALL APPLICABLE LAWS, RULES AND REGULATIONS AND APPLICABLE AWARD DOCUMENT(S), BE APPROVED AND (B) AUTHORITY BE GIVEN TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY UNDER THE MANDATE GRANTED TO THE DIRECTORS TO GRANT RSUS REFERRED TO IN THE RESOLUTION IN PARAGRAPH 9 ABOVE TO GIVE EFFECT TO SUCH GRANT OF RSUS | Management | For | For | For | |||||||||
| 12 | THAT SUBJECT TO THE PASSING OF THE RESOLUTION IN PARAGRAPH 9 ABOVE, (A) THE GRANT OF RSUS PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF AN AGGREGATE OF UP TO 564,662 SHARES TO MR. KYLE FRANCIS GENDREAU IN ACCORDANCE WITH THE TERMS OF THE SHARE AWARD SCHEME, SUBJECT TO ALL APPLICABLE LAWS, RULES AND REGULATIONS AND APPLICABLE AWARD DOCUMENT(S), BE APPROVED AND (B) AUTHORITY BE GIVEN TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY UNDER THE MANDATE GRANTED TO THE DIRECTORS TO GRANT RSUS REFERRED TO IN THE RESOLUTION IN PARAGRAPH 9 ABOVE TO GIVE EFFECT TO SUCH GRANT OF RSUS | Management | For | For | For | |||||||||
| 13 | THAT SUBJECT TO THE PASSING OF THE RESOLUTION IN PARAGRAPH 9 ABOVE, (A) THE GRANT OF RSUS PURSUANT TO THE SHARE AWARD SCHEME IN RESPECT OF AN AGGREGATE OF UP TO 1,799,117 SHARES TO THE OTHER CONNECTED PARTICIPANTS (AS DEFINED IN THE CIRCULAR DATED APRIL 23, 2018) IN ACCORDANCE WITH THE TERMS OF THE SHARE AWARD SCHEME, SUBJECT TO ALL APPLICABLE LAWS, RULES AND REGULATIONS AND APPLICABLE AWARD DOCUMENT(S), BE APPROVED AND (B) AUTHORITY BE GIVEN TO THE DIRECTORS TO EXERCISE THE POWERS OF THE COMPANY UNDER THE MANDATE GRANTED TO THE DIRECTORS TO GRANT RSUS REFERRED TO IN THE RESOLUTION IN PARAGRAPH 9 ABOVE TO GIVE EFFECT TO SUCH GRANT OF RSUS | Management | For | For | For | |||||||||
| 14 | TO APPROVE THE DISCHARGE GRANTED TO THE DIRECTORS AND THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY FOR THE EXERCISE OF THEIR RESPECTIVE MANDATES DURING THE YEAR ENDED DECEMBER 31, 2017 | Management | For | For | For | |||||||||
| 15 | TO APPROVE THE REMUNERATION TO BE GRANTED TO CERTAIN DIRECTORS OF THE COMPANY | Management | For | For | For | |||||||||
| 16 | TO APPROVE THE REMUNERATION TO BE GRANTED TO KPMG LUXEMBOURG AS THE APPROVED STATUTORY AUDITOR (REVISEUR D'ENTREPRISES AGREE) OF THE COMPANY | Management | For | For | For | |||||||||
| SAMSONITE INTERNATIONAL S.A, LUXEMBOURG | ||||||||||||||
| Security | L80308106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 07-Jun-2018 | ||||||||||||
| ISIN | LU0633102719 | Agenda | 709335245 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | TO (A) EXTEND THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS OF THE COMPANY UNTIL MAY 10, 2021, SUBJECT ALWAYS TO COMPLIANCE WITH APPLICABLE PROVISIONS OF THE LUXEMBOURG LAW OF AUGUST 10, 1915 ON COMMERCIAL COMPANIES, AS AMENDED FROM TIME TO TIME, AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED, TO GRANT RESTRICTED SHARE UNITS TO RECEIVE COMPANY'S SHARES AND TO ALLOCATE EXISTING COMPANY'S SHARES WITHOUT CONSIDERATION AND/OR TO ISSUE COMPANY'S SHARES PAID-UP OUT OF AVAILABLE RESERVES TO EMPLOYEES AND/OR CORPORATE OFFICERS (INCLUDING DIRECTORS, MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD) OF THE COMPANY OR COMPANIES PERTAINING TO THE SAME GROUP AS THE COMPANY, WITHIN THE LIMITS PROVIDED FOR IN ARTICLE 4.2 OF THE ARTICLES OF INCORPORATION OF THE COMPANY AND WITHOUT RESERVING A PREFERENTIAL SUBSCRIPTION RIGHT TO THE EXISTING COMPANY'S SHAREHOLDERS TO SUBSCRIBE TO THE COMPANY'S SHARES TO BE ISSUED, ON THE BASIS OF THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY DRAWN UP IN ACCORDANCE WITH ARTICLE 420-26(5) AND (6) OF THE LUXEMBOURG LAW OF AUGUST 10, 1915 ON COMMERCIAL COMPANIES, AS AMENDED FROM TIME TO TIME, AND (B) AMEND ARTICLE 4.2 OF THE ARTICLES OF INCORPORATION OF THE COMPANY TO REFLECT THE EXTENSION REFERRED TO ABOVE WHICH SHALL BE READ AS FOLLOWS: "THE AUTHORISED SHARE CAPITAL OF THE COMPANY IS SET, INCLUDING THE SUBSCRIBED SHARE CAPITAL, AT | Management | For | For | For | |||||||||
| THIRTY-FIVE MILLION UNITED STATES DOLLARS (USD35,000,000.-) REPRESENTED BY THREE BILLION FIVE HUNDRED MILLION (3,500,000,000) SHARES WITH A PAR VALUE OF UNITED STATES DOLLARS ONE CENT (USD0.01) EACH. SUBJECT ALWAYS TO COMPLIANCE WITH APPLICABLE PROVISIONS OF THE LUXEMBOURG COMPANIES LAW, DURING THE PERIOD OF FIVE YEARS FROM THE DATE OF THE PUBLICATION IN THE LUXEMBOURG OFFICIAL GAZETTE, MEMORIAL C, RECUEIL DES SOCIETES ET ASSOCIATIONS, OF THE MINUTES OF THE EXTRAORDINARY GENERAL MEETING APPROVING THE RENEWAL OF THE AUTHORISED SHARE CAPITAL, THE BOARD IS AUTHORISED: (I) TO ISSUE SHARES, TO GRANT OPTIONS TO SUBSCRIBE FOR SHARES, TO GRANT RESTRICTED SHARE UNITS TO RECEIVE SHARES AND TO ISSUE ANY OTHER SECURITIES OR INSTRUMENTS CONVERTIBLE INTO SHARES, TO SUCH PERSONS AND ON SUCH TERMS AS IT SHALL SEE FIT AND SPECIFICALLY TO PROCEED TO SUCH ISSUE WITHOUT RESERVING FOR THE EXISTING SHAREHOLDERS A PREFERENTIAL RIGHT TO SUBSCRIBE FOR THE ISSUED SHARES, AND (II) TO ALLOCATE EXISTING SHARES WITHOUT CONSIDERATION OR TO ISSUE SHARES PAID-UP OUT OF AVAILABLE RESERVES (THE "BONUS SHARES") TO EMPLOYEES AND TO CORPORATE OFFICERS (INCLUDING THE DIRECTORS) OF THE COMPANY, OR CERTAIN CATEGORIES THEREOF IN CASE OF ISSUE OF NEW SHARES, THE BOARD SHALL DISAPPLY THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE EXISTING SHAREHOLDERS. THE BOARD IS AUTHORISED TO FIX THE TERMS AND CONDITIONS OF THE ALLOCATION OF THE BONUS SHARES, INCLUDING THE FINAL ALLOCATION PERIOD AND A MINIMUM PERIOD DURING WHICH THE BONUS SHARES MAY NOT BE TRANSFERRED BY THEIR RESPECTIVE HOLDER. THE BOARD IS ALSO AUTHORISED TO ALLOCATE EXISTING SHARES OR TO ISSUE THE BONUS SHARES WITHIN THE SAME TERMS AND CONDITIONS AS DESCRIBED ABOVE TO (I) EMPLOYEES | ||||||||||||||
| OF COMPANIES IN WHICH THE COMPANY HOLDS, DIRECTLY OR INDIRECTLY, AT LEAST 10% OF THE ISSUED SHARE CAPITAL OR VOTING RIGHTS, (II) EMPLOYEES OF COMPANIES WHICH, DIRECTLY OR INDIRECTLY, HOLD AT LEAST 10% OF THE ISSUED SHARE CAPITAL OR VOTING RIGHTS OF THE COMPANY, (III) EMPLOYEES OF COMPANIES AT LEAST 50% OF THE ISSUED SHARE CAPITAL OR VOTING RIGHTS OF WHICH ARE DIRECTLY OR INDIRECTLY, HELD BY A COMPANY WHICH ITSELF, DIRECTLY OR INDIRECTLY, HOLDS AT LEAST 50% OF THE ISSUED SHARE CAPITAL OF THE COMPANY, AND (IV) CORPORATE OFFICERS (INCLUDING DIRECTORS, MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD) OF THE COMPANIES REFERRED TO UNDER (I), (II) AND (III) ABOVE, OR CERTAIN CATEGORIES THEREOF. MOREOVER, TO COMPLY WITH APPLICABLE PROVISIONS OF THE LISTING RULES, ANY ISSUE OF SHARES, ANY GRANT OF OPTIONS TO SUBSCRIBE FOR SHARES, ANY GRANT OF RESTRICTED SHARE UNITS TO RECEIVE SHARES AND ANY ISSUE OF ANY OTHER SECURITIES OR INSTRUMENTS CONVERTIBLE INTO SHARES BY THE BOARD THROUGH THE AUTHORISED SHARE CAPITAL AUTHORISATION SHALL BE OR SHALL HAVE BEEN SPECIFICALLY APPROVED IN ADVANCE BY A RESOLUTION PASSED BY SHAREHOLDERS AT A GENERAL MEETING OF THE COMPANY, EXCEPT AS EXPRESSLY PERMITTED IN THE LISTING RULES." | ||||||||||||||
| MURATA MANUFACTURING CO.,LTD. | ||||||||||||||
| Security | J46840104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2018 | ||||||||||||
| ISIN | JP3914400001 | Agenda | 709550556 – Management | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||||
| 2.1 | Appoint a Director except as Supervisory Committee Members Murata, Tsuneo | Management | For | For | For | |||||||||
| 2.2 | Appoint a Director except as Supervisory Committee Members Fujita, Yoshitaka | Management | For | For | For | |||||||||
| 2.3 | Appoint a Director except as Supervisory Committee Members Inoue, Toru | Management | For | For | For | |||||||||
| 2.4 | Appoint a Director except as Supervisory Committee Members Nakajima, Norio | Management | For | For | For | |||||||||
| 2.5 | Appoint a Director except as Supervisory Committee Members Iwatsubo, Hiroshi | Management | For | For | For | |||||||||
| 2.6 | Appoint a Director except as Supervisory Committee Members Takemura, Yoshito | Management | For | For | For | |||||||||
| 2.7 | Appoint a Director except as Supervisory Committee Members Yoshihara, Hiroaki | Management | For | For | For | |||||||||
| 2.8 | Appoint a Director except as Supervisory Committee Members Shigematsu, Takashi | Management | For | For | For | |||||||||
| 3.1 | Appoint a Director as Supervisory Committee Members Ozawa, Yoshiro | Management | For | For | For | |||||||||
| 3.2 | Appoint a Director as Supervisory Committee Members Ueno, Hiroshi | Management | For | For | For | |||||||||
| 3.3 | Appoint a Director as Supervisory Committee Members Kambayashi, Hiyoo | Management | For | For | For | |||||||||
| 3.4 | Appoint a Director as Supervisory Committee Members Yasuda, Yuko | Management | For | For | For | |||||||||
The Idaho Tax-Exempt Fund, Sextant Short-Term Bond Fund, Sextant Bond Income, and Saturna Sustainable Bond Fund did not vote any proxies because they do not own equity securities with voting rights of any issuers.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SATURNA INVESTMENT TRUST
By /s/ Jane K. Carten
Jane K. Carten, President
Date: August 31, 2018