0001398344-16-010379.txt : 20160229 0001398344-16-010379.hdr.sgml : 20160229 20160229130049 ACCESSION NUMBER: 0001398344-16-010379 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST BANCORP /ME/ CENTRAL INDEX KEY: 0000811831 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 010425066 STATE OF INCORPORATION: ME FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 500 CANAL ST CITY: LEWISTON STATE: ME ZIP: 04240-6594 BUSINESS PHONE: 2077863245 MAIL ADDRESS: STREET 1: 500 CANAL ST CITY: LEWISTON STATE: ME ZIP: 04240-6594 FORMER COMPANY: FORMER CONFORMED NAME: BETHEL BANCORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Adam K CENTRAL INDEX KEY: 0001667769 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14588 FILM NUMBER: 161466128 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET, SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGNOLIA GROUP, LLC CENTRAL INDEX KEY: 0001618376 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14588 FILM NUMBER: 161466129 BUSINESS ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 918-796-3158 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 FORMER NAME: FORMER CONFORMED NAME: MAGNOLIA GROUP LLC DATE OF NAME CHANGE: 20140902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGNOLIA CAPITAL FUND, LP CENTRAL INDEX KEY: 0001618333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14588 FILM NUMBER: 161466130 BUSINESS ADDRESS: STREET 1: 1411 HARNEY ST., SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-509-8456 MAIL ADDRESS: STREET 1: 1411 HARNEY ST., SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 3/A 1 fp0018265_3a.xml OWNERSHIP DOCUMENT X0206 3/A 2016-02-18 2016-02-23 0 0000811831 NORTHEAST BANCORP /ME/ NBN 0001618333 MAGNOLIA CAPITAL FUND, LP 1411 HARNEY ST., SUITE 200 OMAHA NE 68102 0 0 0 1 Less than 10% Owner 0001618376 MAGNOLIA GROUP, LLC 1411 HARNEY STREET SUITE 200 OMAHA NE 68102 0 0 0 1 Less than 10% Owner 0001667769 Peterson Adam K 1411 HARNEY STREET, SUITE 200 OMAHA NE 68102 0 0 0 1 Less than 10% Owner Voting Common Stock 822989 D On February 23, 2016, the Reporting Persons mistakenly filed a Form 3 and Form 4 upon the belief that the Reporting Persons were beneficial owners of more than 10% of a class of the issuer's equity securities registered under the Securities Exchange Act of 1934 (the "Act"). The Reporting Persons in fact do not own more than 10% of any class of the issuer's equity securities under the Act, and thus were not, and are not, subject to the reporting obligations under Section 16 of the Act. Accordingly, the Form 3 and Form 4 were not required to be filed. As of the date of this amendment the Reporting Persons beneficially own 822,989 shares of the issuer's voting common stock, $1.00 par value per share and 214,789 shares of the issuer's non-voting common stock, $1.00 par value per share. All of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of 822,989 shares of Voting Common Stock of Northeast Bancorp. TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. /s/ Adam K. Peterson on behalf of the Magnolia Capital Fund LP by its General Partner The Magnolia Group LLC 2016-02-29 /s/ Adam K. Peterson, managing member on behalf of The Magnolia Group, LLC 2016-02-29 /s/ Adam K. Peterson 2016-02-29