0001398344-16-010379.txt : 20160229
0001398344-16-010379.hdr.sgml : 20160229
20160229130049
ACCESSION NUMBER: 0001398344-16-010379
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHEAST BANCORP /ME/
CENTRAL INDEX KEY: 0000811831
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 010425066
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1128
BUSINESS ADDRESS:
STREET 1: 500 CANAL ST
CITY: LEWISTON
STATE: ME
ZIP: 04240-6594
BUSINESS PHONE: 2077863245
MAIL ADDRESS:
STREET 1: 500 CANAL ST
CITY: LEWISTON
STATE: ME
ZIP: 04240-6594
FORMER COMPANY:
FORMER CONFORMED NAME: BETHEL BANCORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Adam K
CENTRAL INDEX KEY: 0001667769
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14588
FILM NUMBER: 161466128
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET, SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGNOLIA GROUP, LLC
CENTRAL INDEX KEY: 0001618376
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14588
FILM NUMBER: 161466129
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 918-796-3158
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER NAME:
FORMER CONFORMED NAME: MAGNOLIA GROUP LLC
DATE OF NAME CHANGE: 20140902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGNOLIA CAPITAL FUND, LP
CENTRAL INDEX KEY: 0001618333
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14588
FILM NUMBER: 161466130
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY ST., SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 402-509-8456
MAIL ADDRESS:
STREET 1: 1411 HARNEY ST., SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
3/A
1
fp0018265_3a.xml
OWNERSHIP DOCUMENT
X0206
3/A
2016-02-18
2016-02-23
0
0000811831
NORTHEAST BANCORP /ME/
NBN
0001618333
MAGNOLIA CAPITAL FUND, LP
1411 HARNEY ST., SUITE 200
OMAHA
NE
68102
0
0
0
1
Less than 10% Owner
0001618376
MAGNOLIA GROUP, LLC
1411 HARNEY STREET
SUITE 200
OMAHA
NE
68102
0
0
0
1
Less than 10% Owner
0001667769
Peterson Adam K
1411 HARNEY STREET, SUITE 200
OMAHA
NE
68102
0
0
0
1
Less than 10% Owner
Voting Common Stock
822989
D
On February 23, 2016, the Reporting Persons mistakenly filed a Form 3 and Form 4 upon the belief that the Reporting Persons were beneficial owners of more than 10% of a class of the issuer's equity securities registered under the Securities Exchange Act of 1934 (the "Act"). The Reporting Persons in fact do not own more than 10% of any class of the issuer's equity securities under the Act, and thus were not, and are not, subject to the reporting obligations under Section 16 of the Act. Accordingly, the Form 3 and Form 4 were not required to be filed. As of the date of this amendment the Reporting Persons beneficially own 822,989 shares of the issuer's voting common stock, $1.00 par value per share and 214,789 shares of the issuer's non-voting common stock, $1.00 par value per share.
All of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of 822,989 shares of Voting Common Stock of Northeast Bancorp.
TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
/s/ Adam K. Peterson on behalf of the Magnolia Capital Fund LP by its General Partner The Magnolia Group LLC
2016-02-29
/s/ Adam K. Peterson, managing member on behalf of The Magnolia Group, LLC
2016-02-29
/s/ Adam K. Peterson
2016-02-29