0001193125-22-026930.txt : 20220203 0001193125-22-026930.hdr.sgml : 20220203 20220203152637 ACCESSION NUMBER: 0001193125-22-026930 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220203 FILED AS OF DATE: 20220203 DATE AS OF CHANGE: 20220203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Ltd CENTRAL INDEX KEY: 0000811809 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09526 FILM NUMBER: 22588001 BUSINESS ADDRESS: STREET 1: 16/171 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3000 BUSINESS PHONE: 011611300554757 MAIL ADDRESS: STREET 1: GPO BOX 86 STREET 2: MELBOURNE CITY: VICTORIA AUSTRALIA STATE: C3 ZIP: 3001 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON LTD DATE OF NAME CHANGE: 20010629 FORMER COMPANY: FORMER CONFORMED NAME: BHP LTD DATE OF NAME CHANGE: 20010129 FORMER COMPANY: FORMER CONFORMED NAME: BROKEN HILL PROPRIETARY CO LTD DATE OF NAME CHANGE: 19960116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BHP Group Plc CENTRAL INDEX KEY: 0001171264 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31714 FILM NUMBER: 22588002 BUSINESS ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH BUSINESS PHONE: 011442078024054 MAIL ADDRESS: STREET 1: 8TH FLOOR - NEATHOUSE PLACE CITY: LONDON STATE: X0 ZIP: SW1V 1BH FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC DATE OF NAME CHANGE: 20021211 FORMER COMPANY: FORMER CONFORMED NAME: BHP BILLITON PLC/ADR DATE OF NAME CHANGE: 20020416 6-K 1 d164086d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

February 3, 2022

 

 

 

BHP GROUP LIMITED

(ABN 49 004 028 077)

(Exact name of Registrant as specified in its charter)

 

VICTORIA, AUSTRALIA

(Jurisdiction of incorporation or organisation)

 

171 COLLINS STREET, MELBOURNE,

VICTORIA 3000 AUSTRALIA

(Address of principal executive offices)

  

BHP GROUP PLC

(REG. NO. 3196209)

(Exact name of Registrant as specified in its charter)

 

ENGLAND AND WALES

(Jurisdiction of incorporation or organisation)

 

NOVA SOUTH, 160 VICTORIA STREET

LONDON, SW1E 5LB

UNITED KINGDOM

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

☒ Form 20-F    ☐ Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934:  ☐ Yes    ☒ No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):    n/a

 

 

 

BHP GROUP LIMITED

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

This PDMR notification relates to changes in Mike Henry’s direct interests in ordinary shares in BHP Group Limited and BHP Group Plc as a result of the unification of BHP’s dual listed company structure which took effect on 28 January 2022 (Unification).

Pursuant to the terms of a scheme of arrangement in connection with Unification, Mike Henry received shares in BHP Group Limited in exchange for shares which he formerly held in BHP Group Plc on a one-for-one basis.

 

1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    Mike Henry   
2    Reason for the notification   
a)    Position/status    PDMR (Chief-executive Director)   
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Limited   
b)    LEI    WZE1WSENV6JSZFK0JC28   
4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)   

Description of the financial instrument, type of instrument

 

Identification code

   

BHP Group Limited ordinary shares

 

ISIN: AU000000BHP4

   
b)    Nature of the transaction    As a result of the unification of BHP’s dual listed company structure, 196,262 ordinary shares in BHP Group Plc held directly by Mike Henry were exchanged for 196,262 ordinary shares in BHP Group Limited.
c)    Price(s) and volume(s)   

Price

   

Volume

      Nil    196,262
d)    Aggregated information      
   - Aggregated volume    196,262 ordinary shares in BHP Group Limited   
   - Price    Nil   
e)    Date of the transaction    2022-01-31   
f)    Place of the transaction    Australian Securities Exchange (ASX)   

Date: 2 February 2022

BHP GROUP LIMITED

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

This notification relates to changes in John Mogford’s indirect interests in ordinary shares in BHP Group Limited and BHP Group Plc as a result of the unification of BHP’s dual listed company structure which took effect on 28 January 2022 (Unification).

Pursuant to the terms of a scheme of arrangement in connection with Unification, John Mogford received shares in BHP Group Limited in exchange for shares which he formerly held in BHP Group Plc on a one-for-one basis.

 

1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    John Mogford   
2    Reason for the notification   
a)    Position/status    PDMR (Non-executive Director)   
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Limited   
b)    LEI    WZE1WSENV6JSZFK0JC28   
4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)   

Description of the financial instrument, type of instrument

 

Identification code

   

BHP Group Limited ordinary shares

 

ISIN: AU000000BHP4

   
b)    Nature of the transaction    As a result of the unification of BHP’s dual listed company structure, John Mogford had 13,938 ordinary shares in BHP Group Plc held by Cazenove Capital (of which John Mogford is a beneficiary) exchanged for 13,938 ordinary shares in BHP Group Limited issued to Cazenove Capital (of which John Mogford is a beneficiary).
c)    Price(s) and volume(s)   

Price

   

Volume

      Nil    13,938
d)    Aggregated information      
   - Aggregated volume    13,938 ordinary shares in BHP Group Limited
   - Price    Nil   
e)    Date of the transaction    2022-01-31   
f)    Place of the transaction    Australian Securities Exchange (ASX)   

Date: 2 February 2022

BHP GROUP Limited

Notification and public disclosure of transactions by

Persons Discharging Managerial Responsibilities

This notification relates to changes in Ian Cockerill’s indirect interests in ordinary shares in BHP Group Limited and BHP Group Plc as a result of the unification of BHP’s dual listed company structure which took effect on 28 January 2022 (Unification).

Pursuant to the terms of a scheme of arrangement in connection with Unification, Ian Cockerill received shares in BHP Group Limited in exchange for shares which he formerly held in BHP Group Plc on a one-for-one basis.

 

1    Details of the person discharging managerial responsibilities / persons closely associated
a)    Name    Ian Cockerill   
2    Reason for the notification   
a)    Position/status    PDMR (Non-executive Director)   
b)    Initial notification/Amendment    Initial notification   
3    Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)    Name    BHP Group Limited   
b)    LEI    WZE1WSENV6JSZFK0JC28   
4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted.
a)   

Description of the financial instrument, type of instrument

 

Identification code

   

BHP Group Limited ordinary shares

 

ISIN: AU000000BHP4

   
b)    Nature of the transaction    As a result of Unification, Ian Cockerill had 3,500 ordinary shares in BHP Group Plc held by Hargreaves Lansdown (of which Ian Cockerill is a beneficiary) exchanged for 3,500 ordinary shares in BHP Group Limited issued to Giant Sable Corporation (of which Ian Cockerill is a beneficiary).
c)    Price(s) and volume(s)   

Price

   

Volume

      Nil    3,500
d)    Aggregated information      
   - Aggregated volume    3,500 ordinary shares in BHP Group Limited
   - Price    Nil   
e)    Date of the transaction    2022-01-31   
f)    Place of the transaction    Australian Securities Exchange (ASX)   

Date: 2 February 2022

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

      BHP Group Limited and BHP Group Plc
Date: February 3, 2022    By:   

/s/ Stefanie Wilkinson

   Name:    Stefanie Wilkinson
   Title:    Group Company Secretary