UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
November 25, 2021
BHP GROUP LIMITED (ABN 49 004 028 077) (Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA (Jurisdiction of incorporation or organisation)
171 COLLINS STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA (Address of principal executive offices) |
BHP GROUP PLC (REG. NO. 3196209) (Exact name of Registrant as specified in its charter)
ENGLAND AND WALES (Jurisdiction of incorporation or organisation)
NOVA SOUTH, 160 VICTORIA STREET LONDON, SW1E 5LB UNITED KINGDOM (Address of principal executive offices) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: ☐ Yes ☒ No
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
24 November 2021
ASX Listing Rules Appendix 3Y
Change of Directors Interest Notice
Name of entities |
BHP Group Limited |
BHP Group Plc | ||
ABN 49 004 028 077 |
REG NO 3196209 |
We (the entities) give the ASX the following information under listing rule 3.19A. 2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Mike Henry | |
Date of last notice | 20 August 2021 |
Part 1 Change of directors relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of notifiable interest of a director should be disclosed in this part.
Direct or indirect interest | Direct | |
Nature of indirect interest (including registered holder) | - | |
Date of change | 23 November 2021 | |
No. of securities held prior to change | Ordinary shares:
BHP Group Limited 325,330 Direct BHP Group Plc 196,262 Direct
Options and other rights:
BHP Group Limited 684,303 Maximum number of Long Term Incentive Plan awards (rights to receive ordinary shares in BHP Group Limited under the Long Term Incentive Plan). 88,696 Cash and Deferred Plan Awards (rights to receive ordinary shares in BHP Group Limited under the Cash and Deferred Plan). | |
Class | Long Term Incentive Plan Awards Cash and Deferred Plan Awards | |
Number acquired | 107,183 Long Term Incentive Plan Awards 49,304 Cash and Deferred Plan Awards (vesting after two years) 49,304 Cash and Deferred Plan Awards (vesting after five years) |
Number disposed | - | |
Value/Consideration | - | |
No. of securities held after change | Ordinary shares:
BHP Group Limited 325,330 Direct BHP Group Plc 196,262 Direct
Options and other rights:
BHP Group Limited 791,486 Maximum number of Long Term Incentive Plan Awards (rights to receive ordinary shares in BHP Group Limited under the Long Term Incentive Plan). 187,304 Cash and Deferred Plan Awards (rights to receive ordinary shares in BHP Group Limited under the Cash and Deferred Plan). | |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
This notification is in respect of the award of the grant of Long Term Incentive Plan Awards and Cash and Deferred Plan Awards approved by shareholders at the BHP Groups 2021 Annual General Meetings. |
Part 2 Change of directors interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of notifiable interest of a director should be disclosed in this part.
Detail of contract | - | |
Nature of interest | - | |
Name of registered holder (if issued securities) | - | |
Date of change | - | |
No. and class of securities to which interest related prior to change | - | |
Interest acquired | - | |
Interest disposed | - | |
Value/Consideration | - | |
Interest after change | - |
Part 3 Closed period
Were the interests in the securities or contacts detailed above traded during a closed period where prior written consent was required? | No. | |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Under BHPs Securities Dealing Policy a Director cannot deal in BHP Group Securities without prior written clearance. This requirement applies to all dealings, including those that occur outside of a Closed Period. | |
If prior written clearance was provided, on what date was this provided? | N/A |
Part 4 Contact details
Name of authorised officers responsible for making this notification on behalf of the entities | Stefanie Wilkinson Group Company Secretary | |
Contact details | Stefanie Wilkinson Tel: +61 417 257 174 |
BHP Group Limited ABN 49 004 028 077 | BHP Group Plc Registration number 3196209 | |
LEI WZE1WSENV6JSZFK0JC28 | LEI 549300C116EOWV835768 | |
Registered in Australia | Registered in England and Wales | |
Registered Office: Level 18, 171 Collins Street | Registered Office: Nova South, 160 Victoria Street | |
Melbourne Victoria 3000 Australia | London SW1E 5LB United Kingdom | |
Tel +61 1300 55 4757 Fax +61 3 9609 3015 | Tel +44 20 7802 4000 Fax +44 20 7802 4111 |
Members of the BHP Group which is headquartered in Australia
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BHP Group Limited and BHP Group Plc | ||||||
Date: November 25, 2021 | By: | /s/ Stefanie Wilkinson | ||||
Name: | Stefanie Wilkinson | |||||
Title: | Group Company Secretary |