F-1MEF 1 df1mef.htm REGISTRATION STATEMENT Registration Statement

As filed with the Securities and Exchange Commission on April 15, 2003

Registration No. 333-            


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM F-1

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933

 


 

BHP Billiton Finance (USA) Limited

 

BHP Billiton Plc

 

BHP Billiton
Limited

(ABN 49 057 525 505)

(Exact name of Registrant as specified
in its charter)

 

(Exact name of Registrant as specified
in its charter)

 

(ABN 49 004 028 077)
(Exact name of Registrant as specified
in its charter)

Victoria, Australia

 

England and Wales

 

Victoria, Australia

(State or other jurisdiction of
incorporation or organization)

 

(State or other jurisdiction of
incorporation or organization)

 

(State or other jurisdiction of
incorporation or organization)

Not Applicable

 

Not Applicable

 

Not Applicable

(I.R.S. Employer
Identification No.)

 

(I.R.S. Employer
Identification No.)

 

(I.R.S. Employer
Identification No.)

600 Bourke Street

Melbourne, Victoria 3000,

Australia

Tel. No. 011-61-3-9609-3333

 

Neathouse Place, Victoria,

London SW1V 1BH

United Kingdom

Tel. No.: 011-44-20-7802-4000

 

600 Bourke Street

Melbourne, Victoria 3000,

Australia

Tel. No.: 011-61-3-9609-3333

(Address and telephone number of Registrant’s principal executive offices)

 

(Address and telephone number of Registrant’s principal executive offices)

 

(Address and telephone number of Registrant’s principal executive offices)

 


 

Earl K. Moore

1360 Post Oak Boulevard

Suite 55

Houston, Texas 77056

(713) 961-8414

(Name, address and telephone number of agent for service)

 


 

Copies to:

Jeffrey F. Browne, Esq.

John E. Estes, Esq.

Sullivan & Cromwell

Level 32, 101 Collins Street

Melbourne, Victoria 3000, Australia

Tel. No.: 011-61-3-9635-1500

 

John N. Chrisman, Esq.

Andrew S. Reilly, Esq.

Jones Day

Level 38, Governor Phillip Tower,

1 Farrer Place,

Sydney, New South Wales 2000, Australia

Tel. No.: 011-61-2-9210-6921

 


 

Approximate date of commencement of proposed sale to the public:    As soon as practicable after the effective date of this Registration Statement.

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.    ¨

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box.    ¨

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    x (333-104383)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

 

If delivery of the registration statement is expected to be made pursuant to Rule 434, please check the following box.    ¨

 


 

CALCULATION OF REGISTRATION FEE


Title of Each Class of
Securities to be Registered

 

Amount to be Registered

    

Proposed Maximum Offering Price Per Security(2)

 

Proposed Maximum Aggregate Offering Price(1)

    

Amount of
Registration Fee


Debt Securities

 

US$100,000,000

    

100.0%

 

US$100,000,000

    

US$8,090


Guarantees of Debt Securities

 

(2)

    

(2)

 

(2)

    

None


(1)   The registrant previously registered a maximum aggregate offering price of US$750,000,000 on a Registration Statement on Form F-1 (File No. 333-104383), for which a filing fee of US$60,675 was paid.
(2)   Pursuant to Rule 457(n), no separate fee for the Guarantees is payable.

 

This Registration Statement shall become effective upon filing with the Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.



 

EXPLANATORY NOTE

 

This registration statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and includes the registration statement facing pages, this page, the signature pages, an exhibit index, opinions of counsel regarding the validity of the debt securities being offered hereby and related consents, and accountants’ consents. Pursuant to Rule 462(b), the contents of the registration statement on Form F-1 (File No. 333-104383), as amended, registering $750,000,000 of debt securities of the registrants, including the exhibits and the powers of attorney thereto, are incorporated by reference into this registration statement. This registration statement covers the registration of an additional $100,000,000 of debt securities.

 

 

CERTIFICATION

 

Each of the registrants hereby certifies to the Securities and Exchange Commission that (i) it has instructed its bank to pay the SEC the filing fee set forth on the cover page of this registration statement by a wire transfer of such amount to the SEC’s account at Mellon Bank as soon as practicable (but no later than the close of business on April 15, 2003), (ii) it will not revoke such instructions, (iii) it has sufficient funds in the relevant account to cover the amount of such filing fee and (iv) it will confirm receipt of such instructions by its bank during the bank’s regular business hours no later than April 15, 2003.

 

F-2


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, BHP Billiton Plc certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Melbourne, Australia on April 15, 2003.

 

BHP BILLITON PLC

By:

 

/S/    NIGEL CHADWICK


Name:

 

Nigel Chadwick

Title:

 

Vice President, Corporate Accounting/Controller

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities indicated on April 15, 2003.

 

Signature


  

Title


*


Don R. Argus

  

Chairman

 


John Buchanan

  

Director

*


David A. Crawford

  

Director

*


Michael A. Chaney

  

Director

*


David A. Jenkins

  

Director


Signature


  

Title


*


John M. Schubert

  

Director

*


David C. Brink

  

Director

*


Cornelius A. Herkströter

  

Director

*


Lord Renwick of Clifton

  

Director

*


Miklos Salamon

  

Director and Senior Minerals Executive

*


Charles W. Goodyear

  

Director and Chief Executive Officer
(Principal Executive Officer)

*


Christopher J. Lynch

  

Chief Financial Officer
(Principal Financial and Accounting Officer)

*


Earl K. Moore

  

(Authorized Representative in the United States)

 

*By:

 

/s/    NIGEL CHADWICK


   

Nigel Chadwick

   

Attorney-in -fact


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, BHP Billiton Limited certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Melbourne, Australia on April 15, 2003.

 

BHP BILLITON LIMITED

By:

 

/s/    NIGEL CHADWICK


Name:

 

Nigel Chadwick

Title:

 

Vice President, Corporate Accounting/Controller

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities indicated on April 15, 2003.

 

Signature


  

Title


*


Don R. Argus

  

Chairman

 


John Buchanan

  

Director

*


David A. Crawford

  

Director

*


Michael A. Chaney

  

Director

*


David A. Jenkins

  

Director


Signature


  

Title


*


John M. Schubert

  

Director

*


David C. Brink

  

Director

*


Cornelius A. Herkströter

  

Director

*


Lord Renwick of Clifton

  

Director

*


Miklos Salamon

  

Director and Senior Minerals Executive

*


Charles W. Goodyear

  

Director and Chief Executive Officer

    (Principal Executive Officer)

*


Christopher J. Lynch

  

Chief Financial Officer

    (Principal and Financial Accounting Officer)

*


Earl K. Moore

  

(Authorized Representative in the United States)

*By:

 

/s/    NIGEL CHADWICK


Nigel Chadwick

Attorney-in-fact

    


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, BHP Billiton Finance (USA) Limited certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Melbourne, Australia on April 15, 2003.

 

BHP BILLITON FINANCE (USA) LIMITED

By:

 

/s/    NIGEL CHADWICK


Name:

Title:

 

Nigel Chadwick

Vice President, Corporate Accounting/Controller

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities indicated on April 15, 2003.

 

Signature


  

Title


*


Christopher J. Lynch

  

Director

(Principal Executive, Financial and Accounting Officer)

 


Willie Murray

  

Director

*


Trevor Boyle

  

Director

*


Earl K. Moore

  

(Authorized Representative in the United States)

*By:

 

/s/    NIGEL CHADWICK


Nigel Chadwick

Attorney-in-fact

    


 

EXHIBITS

 

(a)   All exhibits filed with the Registration Statement No. 333-104383 are incorporated by reference into and shall be deemed part of this registration statement, except for the following which are filed herewith:

 

Exhibit Number


  

Description of Document


      

5.1

  

Opinion of Sullivan & Cromwell, United States legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited, as to certain matters of New York law.†

5.2

  

Opinion of James S. Lyons, Australian legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited, as to certain matters of Australian law.†

5.3

  

Opinion of Jeremy Thomas, English legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited, as to certain matters of English law.†

23.1

  

Consent of PricewaterhouseCoopers LLP, PricewaterhouseCoopers, KPMG Audit Plc and KPMG.†

23.2

  

Consent of PricewaterhouseCoopers LLP.†

23.3

  

Consent of Arthur Andersen.*

23.4

  

Consent of Sullivan & Cromwell, United States legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited (included in Exhibits 5.1).†

23.5

  

Consent of James S. Lyons, Australian legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited (included in Exhibit 5.2).†

23.6

  

Consent of Jeremy Thomas, English legal adviser to BHP Billiton Finance (USA) Limited, BHP Billiton Plc and BHP Billiton Limited (included in Exhibit 5.3).†

23.7

  

Consent of PricewaterhouseCoopers LLP.†


  *   Arthur Andersen has not consented to the incorporation by reference of their report in this registration statement, and we have dispensed with the requirement to file their consent in reliance upon rule 437a of the Securities Act of 1933. Because Arthur Andersen has not consented to the incorporation by reference of their report in this registration statement, you will not be able to recover against Arthur Andersen under Section 11 of the Securities Act of 1933 for any untrue statements of a material fact contained in the financial statements audited by Arthur Andersen or any omissions to state a material fact required to be stated therein.
  †   Filed herewith.

 

(b)   All other schedules are omitted as the required information is included in the financial statements or the related notes or such schedules are not applicable.