0001140361-16-062228.txt : 20160427 0001140361-16-062228.hdr.sgml : 20160427 20160427171106 ACCESSION NUMBER: 0001140361-16-062228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160427 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000811808 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 550672148 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 BUSINESS PHONE: 3045301000 MAIL ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH BRANCH VALLEY BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDY H CHARLES III CENTRAL INDEX KEY: 0001186827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16587 FILM NUMBER: 161596232 MAIL ADDRESS: STREET 1: 300 NORTH MAIN STREET CITY: MOOREFIELD STATE: WV ZIP: 26836 4 1 doc1.xml FORM 4 X0306 4 2016-04-27 0 0000811808 SUMMIT FINANCIAL GROUP INC SMMF 0001186827 MADDY H CHARLES III 300 NORTH MAIN STREET MOOREFIELD WV 26836 1 1 0 0 President & CEO Common Stock 14551.7458 D Common Stock 55929 I By Wife Common Stock 2016-04-27 4 J 0 3609.5369 0 A 30123.7888 I By ESOP Employee Stock Option (Right to Buy) 5.95 2002-10-26 2016-10-26 Common Stock 1200 1200 D Employee Stock Option (Right to Buy) 9.49 2003-12-06 2017-12-06 Common Stock 4200 2800 D Employee Stock Option (Right to Buy) 17.79 2004-12-12 2018-12-12 Common Stock 7200 7200 D Employee Stock Option (Right to Buy) 25.93 2005-12-06 2019-12-07 Common Stock 9600 9600 D Employee Stock Option (Right to Buy) 24.44 2005-12-06 2015-12-06 Common Stock 0 0 D Stock-Settled Stock Appreciation Rights 12.01 2016-04-22 2025-04-23 Common Stock 34850 34850 D Option and/or SAR vests in 5 equal annual installments with the beginning date indicated. Option expires in 5 equal annual installments with the final date indicated. The information reported herein is based on a plan statement dated 12/31/2015 received in April 2016. Between January 1, 2015 and December 31, 2015, acquired 3,609.5369 shares of Summit Common Stock under the Summit Financial Group, Inc. Employee Stock Ownership Plan. The number of Derivative Securities Beneficially Owned changed due to the expiration of 2,400 stock options on December 12, 2015. The number of Derivative Securities Beneficially Owned changed due to the expiration of 2,400 stock options on December 07, 2015 The number of Derivative Securities Beneficially Owned changed due to the expiration of 15,000 stock options on December 06, 2015. Teresa D. Ely Lmtd POA, Attorney-in-Fact 2016-04-27