0001140361-14-038838.txt : 20141023 0001140361-14-038838.hdr.sgml : 20141023 20141023093123 ACCESSION NUMBER: 0001140361-14-038838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141022 FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000811808 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 550672148 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 BUSINESS PHONE: 3045301000 MAIL ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH BRANCH VALLEY BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TISSUE ROBERT S CENTRAL INDEX KEY: 0001186836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16587 FILM NUMBER: 141168959 MAIL ADDRESS: STREET 1: PO BOX 1822 CITY: LEWISBURG STATE: WV ZIP: 24901 4 1 doc1.xml FORM 4 X0306 4 2014-10-22 0 0000811808 SUMMIT FINANCIAL GROUP INC SMMF 0001186836 TISSUE ROBERT S PO BOX 1822 LEWISBURG WV 24901 0 1 0 0 Senior VP & CFO Common Stock 2014-10-22 4 M 0 800 5.95 A 24118 D Common Stock 700 I by Spouse Common Stock 8004.2943 I By ESOP Employee Stock Option (Right to Buy) 5.95 2014-10-22 4 M 0 800 5.95 D 2002-10-26 2016-10-26 Common Stock 3200 2400 D Employee Stock Option (Right to Buy) 9.49 2003-12-06 2017-12-06 Common Stock 3520 3520 D Employee Stock Optin (Right to Buy) 17.79 2004-12-12 2018-12-12 Common Stock 7000 7000 D Employee Stock Option (Right to Buy) 25.93 2005-12-06 2019-12-07 Common Stock 8000 8000 D Employee Stock Option Plan (Right to Buy) 24.44 2005-12-06 2015-12-06 Common Stock 10000 10000 D 8% Non-Cumulative Convertible Preferred Stock, Series 2009 5.50 2010-03-01 2019-06-01 Common Stock 36363 200 D 8% Non-Cumulative Convertible Preferred Stock, Series 2011 4.00 2012-03-01 2021-06-01 Common Stock 3750 30 D Option expires in 5 equal annual installments with the final dated indicated. The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date. Teresa D. Ely, Lmtd POA, Attorney-in-Fact 2014-10-23